Skip to main content

Full text of "Italy in the thirteenth century"

See other formats


THE  NEW  AMERICAN  TYPE.  Crown  8vo, 
$1.50  net.  Postage  extra. 

A  SHORT  HISTORY  OF  ITALY.  With  Maps. 
Crown  8vo,  $2.00  net.  Postage  17  cents, 

FRANCIS  PARKMAN.  i6mo,  $1.10  net.  Postage 
10  cents.  In  A  merican  Men  of  Letters  Series. 

ESSAYS  ON  GREAT  WRITERS.  Crown  8vo, 
gilt  top,  $  i.  50  net.  Postage,  13  cents. 

SAMUEL  DE  CHAMPLAIN.  Small  i6mo,  65  cents 
net.  Postage,  6  cents.  In  Riverside  Biograph- 
ical Series. 

HOUGHTON  MIFFLIN  COMPANY 
BOSTON  AND  NEW  YORK 


ITALY   IN   THE    THIRTEENTH    CENTURY 

A   SHORT   HISTORY  OF   POLITICS,   RELIGION,   LITERATURE 

AND   ART   IN   THE   TIMES   OF   INNOCENT   III 

ST.   FRANCIS,   NICCOLA  PISANO 

GIOTTO,    AND    DANTE 

IN  TWO  VOLUMES 
VOLUME  I 


ITALY  IN  THE 
THIRTEENTH  CENTURY 


BY 


HENRY  DWIGHT  SEDGWICK 


Voi  oredete 

forse  che  siamo  esperti  d  '  esto  loco  ; 
ma  noi  siain  peregrin,  come  voi  siete. 
PURG.  II,  61-63. 


VOLUME  I 


BOSTON  AND   NEW  YORK 


HOUGHTON  MIFFLIN  COMPANY        y  2 


^re^  Cambrib0e 


COPYRIGHT,    1912,    BY   HENRY   DWIGHT   SEDGWICK 
ALL   RIGHTS  RESERVED 


Published  November  1012 

*'•'//,  H'<^ 


TO 

S.  M.  S. 


PEEFACE 

THE  thirteenth  century  has  always  held  its  head  high 
among  its  fellows.  Ernest  Renan  calls  it  "  le  plus 
grand  siecle  du  moyen  age,"  and  John  Fiske  "the 
glorious  century."  Its  predecessors,  the  eleventh  and 
twelfth,  have  their  devotees  and  rightly,  for  one  is 
the  morning  twilight,  the  other  the  dawn,  of  our 
modern  civilization  ;  but  in  the  thirteenth  the  sun  is 
high  in  heaven,  Europe  resounds  with  happy  anima- 
tion, the  day's  work  has  begun.  Each  country  con- 
tributes to  the  riches  of  the  century :  England  brings 
Magna  Charta,  the  beginnings  of  Parliament,  Bishop 
Grosseteste,  Roger  Bacon,  and  Simon  of  Montfort ; 
France,  the  cathedrals  of  Paris,  Rheims,  and  Amiens, 
her  university,  her  literature,  her  gentlemen  advent- 
urers, and  St.  Louis;  the  Iberian  Peninsula  adds 
the  culture  of  Moor  and  Jew  at  Cordova  and  Seville, 
Alphonso  the  Wise  of  Castile,  James  of  Aragon  the 
Conqueror,  and  St.  Dominic ;  Germany,  her  victories 
over  the  heathen  of  the  East,  the  Hanseatic  towns, 
Walther  von  der  Vogelweide,  Albertus  Magnus,  Ru- 
dolph of  Habsburg.  But  Italy  shows  more  energy, 
more  productive  power,  more  many-sided  genius  than 
any  of  them ;  no  other  country  can  produce  a  list  of 
men  to  match  Innocent  III,  Frederick  II,  St.  Fran- 
cis, Ezzelino  da  Romano,  Thomas  Aquinas,  Niccola 
Pisano,  Giotto,  and  Dante,  nor  matters  of  such 
world- wide  concern  as  the  Papacy,  the  Holy  Roman 
Empire,  or  the  Franciscan  movement. 


viii  PREFACE 

The  history  of  Italy  in  this  century  is  so  crowded 
with  affairs  of  moment,  and  with  memorable  men, 
original  documents  are  so  abundant,  histories,  bio- 
graphies, monographs  are  so  numerous,  that  it  is  dif- 
ficult to  present  in  mere  outline  a  true  picture  of  men 
and  events.  Lack  of  agreement  among  scholars  ag- 
gravates this  difficulty ;  controversies  are  thick  as 
blackberries,  and  prickly  as  their  thorns.  In  a  book 
such  as  this  is,  I  have  been  obliged  to  state  many 
doubtful  facts  as  if  they  were  free  from  doubt,  and 
to  omit  many  things  of  interest. 

The  reason  that  there  is  little  uniformity  as  to 
grammar  and  spelling  in  the  Italian  poetry  that  I 
quote  is  that  the  editors  of  different  poets  have 
adopted  different  systems,  and  I  take  the  verses  as 
I  find  them  in  print  without  going  on  a  laborious 
quest  of  the  original  manuscripts ;  in  such  original 
manuscripts  I  should  probably  find  still  less  uni- 
formity. And  as  an  excuse  for  the  apparent  patch- 
work of  the  book,  I  plead  the  variety  of  matters 
that  I  have  put  together,  politics,  secular  and  ecclesi' 
astical,  religion,  literature,  painting,  sculpture,  trade 
guilds  and  other  subjects  not  of  a  piece.  I  may  add, 
that  I  have  introduced,  so  far  as  I  could,  the  person- 
ages of  the  Divina  Cbmmedia  in  order  that  the 
book  may  serve  after  a  fashion  as  an  historical  in- 
troduction to  Dante ;  that  I  have  laid  stress  on  those 
matters  that  seem  to  me  most  interesting;  that  where 
scholars  are  at  odds  I  follow  those  whom  I  judge 
most  learned  or  wisest ;  and  that  I  have  tried  to 
write  without  bias. 

HENRY  D WIGHT  SEDGWICK. 
NEW  YORK,  March  13, 1912. 


CONTENTS 

I.  AN  INTRODUCTORY  CHAPTER 1 

II.  INNOCENT  III,  THE  PRIEST  (11607-1216)  ....  12 

III.  INNOCENT,  THE  PREACHER 24 

IV.  JOACHIM,  THE  PROPHET  (11327-1202) 36 

V.   PAPAL  JURISPRUDENCE 48 

VI.  INNOCENT,  DOMINUS  DOMINANTIUM  (1198-1216)  .    .    60 

VII.   ST.  FRANCIS  (1182-1226) 74 

VIII.   THE  FIRST  DISCIPLES  (1209-1226) 86 

IX.   THE  EMPEROR  FREDERICK  II  (1194-1250)  ....    97 
X.  GREGORY  IX  AND  FREDERICK  II  (1227-1230)     .    .  109 

XI.  PROVENQAL  POETRY  IN  ITALY 131 

XII.  THE  SICILIAN  SCHOOL  OF  POETRY  (1225-1266)   .    .  144 

XIII.  THE  LOMBARD  COMMUNES 162 

XIV.  BOLOGNA 182 

XV.  THE  CONSTITUTION  OF  BOLOGNA 194 

XVI.  THE  UNIVERSITY  OF  BOLOGNA 210 

XVII.  ON  SOME  UNIVERSITY  PROFESSORS 227 

XVIII.  THE  NOBLES  OF  THE  NORTH  (1230-1243)   ....  245 

XIX.  EARLY  ART 268 

XX.  PAINTING  AND  MOSAIC  (1200-1250) 278 

XXI.  THE  DECORATIVE  ARTS  (1200-1250) 289 

XXII.  INNOCENT  IV  (1243-1245) 302 

XXIII.  THE  END  OF  FREDERICK'S  LIFE  (1245-1250)  ...  315 

XXIV.  GOTHIC  ARCHITECTURE  IN  ITALY    ....  .  338 


x  CONTENTS 

>  XXV.  THE  PROGRESS  OF  THE  FRANCISCAN  ORDER  (1226- 

1247) 369  V 

XXVI.  THE  DISCIPLES  OF  JOACHIM  (1247-1257)     ...  371 

XXVII.  MANFRED  (1250-1260) 387 

XXVIII.  TUSCANY  (1200-1260) »    .    .  408 

XXIX.  FLORENCE  .  .  426 


ILLUSTRATIONS 


DANTE  ALIGHIERI  (photogravure) 

From  the  bronze  bust  at  Naples 


Frontispiece 


INNOCENT  III 
ST.  FRANCIS 
GREGORY  IX 
LADY  HAWKING 

Panel  from  Fountain  at  Perugia 
S.  GlMIGNANO 

CATHEDRAL  Modena 

GARISENDA  AND  ASINELLI  Bologna 

ST.  PAUL'S  CLOISTER  Rome 

SAN  LORENZO  Rome 


Sacro  SpecOj  Subiaco 
Sacro  Speco,  Subiaco 
Sacro  Speco,  Subiaco 

Giovanni  Pisano 


Lanfrano 


The  Vassalletti 


CLOISTER  OF  ST.  JOHN 
LATERAN 


Rome 


BAPTISTERY  Parma 

BASILICA  OF  ST.  FRANCIS    Assisi 
LOWER  CHURCH  Assisi 

CHURCH  OF  SANT  '  ANTONIO  Padua 
MAP  OF  ITALY 


The  Vassalletti 


12 

74 

110 

150 

174 

188 
192 
290 
294 

298 


Benedetto  Antelami  320 
338 
350 
358 
440 


ITALY  IN  THE  THIRTEENTH 
CENTURY 

CHAPTER  I 

AN  INTRODUCTORY  CHAPTER 

"  Two  stars  keep  not  their  motion  in  one  sphere.  " 

Henry  IV. 

THE  history  of  Italy  in  the  thirteenth  century  is, 
for  us  of  European  descent,  the  main  current  of  the 
world's  history  and  full  of  matters  of  great  moment 
that  barely  allow  themselves  to  be  sketched  in  a 
short  book,  much  less  to  be  defined  in  a  few  open- 
ing sentences ;  but  for  convenience'  sake  a  sort  of 
finger  post  may  be  set  up  to  show  where  our  way 
leads.  We  shall  find  at  the  opening  of  the  century 
a  strong  tendency  in  society  to  become  ecclesiastical, 
to  cause  church  polity  to  take  precedence  of  civil  pol- 
ity, to  shape  conduct  and  interpret  human  experience 
in  accordance  with  a  religious  view  of  life ;  and  then, 
that  this  tendency,  embodied  in  two  very  different 
forms,  the  ecclesiastical  organization  and  the  mendi- 
cant orders,  abruptly  reaching  the  summit  of  its 
course,  begins  to  weaken  and  fall  away.  We  shall 
also  see  the  opposition  to  that  sacerdotal  tendency ; 
both  conscious,  as  it  was  on  the  part  of  the  secular 
order,  and  unconscious,  as  it  was  on  the  part  of  new 
interests  and  new  ideas.  And,  looking  at  the  prospect 
from  another  point  of  vision,  we  shall  see  the  lusty 


2    ITALY  IN  THE  THIRTEENTH  CENTURY 

boyhood  of  our  modern  civilization,  the  early  stir- 
rings of  new  powers,  the  fresh  leaven  of  new  life  at 
work,  and  all  the  young  efforts  of  a  newer  order  to 
throw  off  the  hindrances  and  restraints  imposed  by 
an  older  order. 

Ecclesiastically,  it  is  the  story  of  the  imperial  pol- 
ity of  the  Roman  Church  confronted  by  new  religious 
thought.  Politically,  it  is  the  story  of  the  downfall 
of  the  mediaeval  Empire.  Economically,  it  is  the  story 
of  the  struggles  of  agriculture,  manufacture,  and 
trade  to  overcome  the  feudal  system  and  such  politi- 
cal conceptions  and  institutions  of  the  ancient  world 
as  had  survived  the  feudal  system.  In  art  and  in  lit- 
erature, it  is  a  tale  of  the  birth  of  Italian  genius,  of 
its  christening,  as  it  were,  amid  blessings  showered 
by  Nature  and  the  Spirit  of  the  Roman  Past,  its 
fairy  godmothers.  Taken  all  in  all,  it  is  a  tale  of 
youth,  hot  and  bold,  overthrowing  crabbed  age.  The 
old  order  and  the  new  measured  strength  in  Eng- 
land, France,  and  Germany,  as  well  as  in  Italy ;  but 
in  Italy  the  issue  was  presented  most  sharply,  and 
there  the  new  ideas  bore  themselves  most  brilliantly 
and  won  the  greatest  success. 

At  this  time  Italy  was  merely  a  name  for  the 
Italian  peninsula.  There  was  no  political  unity ;  even 
the  great  bond  of  language  was  imperfect,  as  Italian 
had  emerged  irregularly  from  dog  Latin,  and  every 
province,  almost  every  town,  spoke  its  own  dialect. 
In  the  valley  of  the  river  Po  and  its  tributaries,  a 
succession  of  truculent,  independent  cities  —  Pavia, 
Milan,  Cremona,  Piacenza,  Bologna,  and  their  sisters 
— followed  one  another,  with  no  bond  except  their 


AN  INTRODUCTORY  CHAPTER  3 

common  profession  of  allegiance  to  the  Empire  and 
such  treaties  as  they  themselves  chose  to  make  with 
one  another.  In  the  highlands  and  foothills  all 
along  under  the  Alps,  feudal  barons  maintained  their 
old  dominion.  The  province  of  Tuscany  was  wholly 
dismembered :  Florence,  Siena,  Lucca,  Pistoia,  Pisa, 
had  become  self-governing  communes,  each  with  its 
patch  of  subject  country  roundabout.  In  the  middle 
of  Italy  were  situate  the  provinces  claimed  by  the 
Church :  a  strip  of  territory  along  the  Mediterranean 
near  Rome  (known  as  St.  Peter's  Patrimony),  the 
duchy  of  Spoleto,  now  the  province  of  Umbria,  and 
the  region  on  the  Adriatic  from  Ravenna  to  Ancona. 
St.  Peter's  Patrimony  was  held  by  title  immemorial, 
and  the  other  states  had  been  bestowed  on  the  Church 
by  Charlemagne,  by  his  father  Pippin,  and  by  Louis 
the  Pious,  at  least  so  the  traditions  of  the  papal 
chancery  said.  To  the  south  lay  the  Norman  king- 
dom of  southern  Italy  and  Sicily.  That  kingdom 
acknowledged  the  suzerainty  of  the  Papacy,  but  no 
imperial  authority  whatever;  whereas  the  cities,  as 
well  as  the  feudal  barons,  of  Tuscany  and  of  the 
North  fully  acknowledged  in  theory  their  allegiance 
to  the  Holy  Roman  Empire,  and  even  the  Papal 
States  admitted  a  vague  shadow  of  imperial  author- 
ity. 

The  Holy  Roman  Empire  was  a  most  singular 
political  system.  A  German  king,  elected  by  Ger- 
man princes  and  prelates,  acquired  by  such  election 
the  right  to  be  crowned  Emperor  of  the  Roman 
Empire,  Romanorum  Imperator,  semper  Augustus, 
Mundi  totius  Dominus.  Germany,  Burgundy,  and 


4    ITALY  IN  THE  THIRTEENTH  CENTURY 

all  Italy,  excepting  the  Norman  kingdom,  acknow- 
ledged him  as  monarch ;  Denmark,  Poland,  Bohemia, 
Hungary,  recognized  him  as  suzerain  ;  even  the  King 
of  England  acknowledged  his  precedence.  This 
amazing  situation  was  the  result  of  the  tradition  of 
the  Roman  Empire  working  upon  the  imagination 
of  the  young  forces  of  mediaeval  Europe. 

At  the  end  of  the  twelfth  century  the  memory  of 
ancient  Rome  still  bestrode  the  world  like  a  Colos- 
sus. Across  the  blackness  of  the  dark  ages  men 
discerned  a  vast  outline  of  peace  and  order.  Dimly 
seen  and  vaguely  apprehended,  Imperial  Rome 
loomed  up  in  superhuman  majesty.  Matched  with 
the  ranged  arches  of  Roman  government  the  make- 
shifts of  feudalism  were  as  lath  and  plaster.  Roman 
law  shone  with  the  light  of  a  golden  age.  Latin  lit- 
erature looked  the  work  of  heroic  beings ;  Cicero's 
rhetoric  was  revered  as  the  embodiment  of  human 
wisdom,  and  Virgil's  verses  were  credited  with  a 
deeper  meaning  than  met  the  ear.  In  short,  the 
civilization  of  the  ancient  world  was  like  the  memory 
of  day  to  sailors  sailing  in  a  starless  sea.  This  great 
tradition  was  the  bond  that  held  the  Empire  together, 
it  was  the  principle  of  life  that  animated  and  main- 
tained the  cumbersome  and  ill-joined  members  in 
one  body  politic.  Nobody  considered  the  question 
of  expediency.  The  Roman  Empire  continued  to  be, 
as  the  Alps  continued  to  lift  their  tops  skyward  or 
the  Po  to  seek  peace  with  its  confluents  in  the 
Adriatic.  Germany  derived  no  benefit  from  her  milit- 
ary forays  across  the  Alps,  none  from  her  precarious 
sovereignty  in  the  peninsula;  Italy  derived  none 


AN  INTRODUCTORY  CHAPTER  5 

from  the  spasmodic  efforts  of  the  Emperors  to  estab- 
lish their  authority ;  but  the  great  Roman  tradition 
had  united  them  for  better  or  worse,  and  no  man 
could  entertain  the  idea  of  putting  them  asunder. 

The  Holy  Roman  Empire,  however,  was  not  the 
only  claimant  to  the  traditions  of  ancient  Rome. 
Church  and  State  were  not  then  recognized  as  sep- 
arate entities.  There  was  no  definite  division  of  so- 
ciety into  lay  and  religions ;  archbishops  and  bishops 
were  both  civil  and  military  personages,  abbots  were 
soldiers.  The  Church  performed  great  civil  functions. 
Christendom  was  a  unity,  not  by  virtue  of  civil  soci- 
ety, but  because  the  new  life  of  Christianity  had 
been  poured  into  the  old  body  of  the  Roman  Empire. 
The  ecclesiastical  constitution  of  society  was  better 
contrived,  and  closer  knit,  than  the  lay  constitution. 
The  organization  of  the  Holy  Roman  Empire  could 
not  compare  with  the  organization  of  the  Holy 
Roman  Church.  Germany,  Italy,  and  Burgundy 
recognized  the  Emperor  as  their  sovereign  lord,  but 
they  and  all  Latin  Europe  to  boot  bowed  to  the 
Pope  as  the  head  of  Christendom.  It  was  the  Chris- 
tian religion,  not  civil  interdependence,  that  held 
Europe  together.  It  is  no  wonder  that  the  ecclesi- 
astical tendency,  in  a  society  still  raw  and  undevel- 
oped, became  strong  and  high  aspiring. 

The  Roman  Church  was  of  divine  origin  ;  there 
was  nobody  to  dispute  that.  "  Thou  art  Peter,  and 
upon  this  rock  I  will  build  my  church ;  .  .  .  and 
I  will  give  unto  thee  the  keys  of  the  kingdom  of 
heaven:  and  whatsoever  thou  shalt  bind  on  earth 
shall  be  bound  in  heaven :  and  whatsoever  thou  shalt 


6     ITALY  IN  THE  THIRTEENTH  CENTURY 

loose  on  earth  shall  be  loosed  in  heaven."  "  Super 
aspidem  et  basiliscum  ambulabis ;  et  conculabis  leo- 
nem  et  draconem.  Thou  shalt  tread  upon  the  lion 
and  the  adder ;  the  young  lion  and  the  dragon  shalt 
thou  trample  under  foot."  And  Peter,  thus  chosen 
to  found  and  maintain  God's  Church,  had  founded 
it,  not  without  divine  direction,  in  Rome.  There 
lay  his  sacred  bones  and  there  stood  the  venerable 
basilica  that  marked  their  resting-place.  All  Chris- 
tendom knew  that  history.  If  the  Roman  conquest 
of  the  world  had  been  so  marvellous  that  no  man 
could  doubt  that  the  Roman  eagles  had  flown  under 
divine  guidance,  another  fact  in  history  was  no  less 
marvellous,  the  conversion  of  the  heathen  Empire 
to  Christ.  Had  not  the  military  glory  been  a  mere 
indirect  means  to  this  end  ?  Was  not  the  universal 
Empire  but  a  carefully  prepared  chrysalis  for  the 
universal  Church?  And  when  the  wild  barbarians 
were  shouting  in  triumph  over  the  prostrate  rem- 
nants of  the  Roman  Empire,  had  not  the  Roman 
Church  achieved  a  nobler  conquest  over  them  ?  To 
the  more  devout  Italians  there  was  no  doubt  on 
these  matters;  and  their  beliefs  were  confirmed  by 
the  few  dim  facts  of  history  that  raised  themselves 
above  the  flood  of  forgotten  things.  When  Pope 
Silvester  cured  the  Emperor  Constantine  of  leprosy 
and  baptized  him  in  the  great  porphyry  font  that 
stood  in  the  baptistery  of  St.  John  Lateran,  Con- 
stantine in  pious  gratitude  had  bestowed  upon  Sil- 
vester and  his  successors  "the  city  of  Rome,  and  all 
the  provinces,  places,  and  cities  of  Italy  and  the 
western  regions " ;  as  might  be  seen  (so  men  said) 


AN  INTRODUCTORY  CHAPTER  7 

4 

in  the  charter  preserved  in  the  Papal  Chancery. 
The  Emperor  Theodosius  had  bowed  before  the  re- 
buke of  St.  Ambrose,  in  token  of  the  duty  of  mon- 
archs  to  bow  to  the  commands  of  the  clergy.  The 
Emperor  Charlemagne  had  received  the  insignia 
of  office,  yes,  the  imperial  office  itself,  from  Pope 
Leo.  And  Charlemagne,  as  well  as  his  father,  Pippin, 
had  granted  the  middle  provinces  of  Italy  to  the 
Holy  See.  But  the  devout  Italian  at  the  end  of  the 
twelfth  century  did  not  rest  his  arguments  on  human 
documents,  even  when  those  were  charters  granted 
by  the  greatest  Emperors,  for  all  that  is  human  is 
susceptible  of  quibbling  interpretation ;  in  the  nature 
of  things,  the  head  of  the  Church  is  the  highest 
authority  on  earth,  he  is  God's  vicegerent  and  his 
commands  are  the  utterance  of  God's  will. 

The  Papacy  and  the  Empire  were  rival  heirs  to 
the  mighty  tradition  of  universal  empire;  they 
could  not  lie  down  side  by  side  in  peace.  The  theory 
of  the  gentle-minded,  that  the  two  powers,  secular 
and  ecclesiastic,  should  walk  hand  in  hand  and  do 
God's  will  together,  could  not  succeed.  One  empire 
could  not  brook  the  double  reign  of  pope  and  em- 
peror. The  eleventh  century  witnessed  the  cruel 
struggle  of  Hildebrand  with  Henry  IV,  rendered 
dramatically  memorable  at  Canossa;  the  twelfth, 
that  between  Alexander  III  and  Frederick  Bar- 
barossa.  Those  who  were  present  at  the  meeting  be- 
tween Barbarossa  and  Pope  Alexander,  under  the 
glorious  portal  of  St.  Mark's  basilica  in  Venice, 
might  perhaps  have  supposed  that  the  struggle  be- 
tween the  Empire  and  the  Papacy  had  been  settled, 


8     ITALY  IN  THE  THIRTEENTH  CENTURY 

and  that  the  treaty  which  adjusted  the  matters  in 
dispute  —  rights  of  the  Empire,  rights  of  the  Papacy, 
rights  of  the  Lombard  cities,  rights  of  the  Norman 
Kingdom  —  would  end  all  rivalries  and  animosities 
between  the  two,  at  least  as  far  as  Italy  was  con- 
cerned ;  but  they  would  have  been  mistaken. 

Frederick  Barbarossa  loyally  obeyed  the  treaty 
he  had  agreed  to,  but  he  was  not  a  man  to  submit 
lightly  to  defeat.  He  looked  ahead  and  hoped  to 
gain  more  for  the  Empire  by  diplomacy  than  he  had 
lost  by  the  sword.  At  that  time  the  King  of  Sicily 
and  southern  Italy,  The  Kingdom  as  I  shall  call  it 
following  the  Italian  custom,  was  William  the  Good, 
who  was  childless.  His  aunt,  Constance,  the  last 
legitimate  member  of  the  conquering  Norman  house, 
was  next  in  succession.  The  Emperor  proposed  that 
his  son  and  heir,  Henry,  should  marry  Constance. 
Their  marriage  would  be  of  the  greatest  political 
consequence.  It  would  not  only  deprive  the  Papacy 
of  its  strongest  ally,  but  also  by  the  union  of  The 
Kingdom  and  the  Empire  would  enclose  the  Papacy 
within  a  ring  of  Hohenstaufen  dominion,  reduce  it 
to  its  proper  place  of  subordination  to  the  Empire, 
and  render  it,  as  it  had  been  in  the  good  old  days 
of  Frederick's  predecessors,  a  subservient  bishopric. 
By  means  of  a  subservient  Papacy  the  Empire  would 
force  the  rebellious  Lombard  cities  to  their  knees, 
and  then  it  might  look  forward  to  swelling  up  to 
the  fulness  of  Charlemagne's  boundaries,  or  even 
reach  out  to  Constantinople  and  beyond.  King  Wil- 
liam had  been  an  enemy  to  the  Empire,  but  he  con- 
sented ;  he  probably  thought  that  this  Hohenstaufen 


AN  INTRODUCTORY  CHAPTER  9 

marriage  was  the  best  if  not  the  only  way  to  keep 
the  crown  in  his  family.  Had  the  sturdy  Pope,  Alex- 
ander III,  who  for  twenty  years  maintained  the  con- 
test against  Barbarossa,  been  living,  he  would  not 
have  sat  quietly  by  while  a  project  fraught  with  such 
danger  to  the  Papacy  was  being  arranged;  but 
Alexander's  immediate  successors  were  not  com- 
petent to  cope  with  the  situation.  The  marriage  took 
place,  and  a  death  grapple  with  the  House  of  Hohen- 
staufen  was  the  result. 

In  1189  Prince  Henry  succeeded  to  the  throne  of 
Sicily  and  southern  Italy  by  right  of  his  wife,  Con- 
stance, and  in  the  following  year  to  the  imperial 
dignity.  He  was  then  twenty-five  years  old.  Of  all 
the  brilliant  house  of  Hohenstaufen,  Henry  VI  pos- 
sessed the  greatest  political  capacity.  He  lacked  the 
nobility  and  magnanimity  of  his  father,  and  he  lacked 
the  versatility  and  breadth  of  mind  that  character- 
ized his  famous  son,  Frederick  II;  but  had  he  lived 
to  the  age  that  either  of  them  did,  he  would  have 
left  a  greater  empire  and  a  greater  name  than  they. 
Cruel,  thorough,  inflexible  in  the  pursuit  of  his  ends, 
he  united  the  qualities  of  a  practical  politician,  a  far- 
sighted  statesman,  and  a  competent  if  not  a  remark- 
able soldier.  He  saw  with  greater  clearness  than 
his  father  the  possibilities  that  lay  in  the  Sicilian 
marriage,  and  went  to  work  patiently  and  skilfully 
to  make  them  real. 

In  Germany  by  mingling  policy  and  force  he 
brought  to  terms  the  rebellious  Guelfs,  the  great 
rivals  of  the  House  of  Hohenstaufen.  Peace  in 
Germany  left  his  hands  free  to  deal  with  his  south- 


10    ITALY  IN  THE  THIRTEENTH  CENTURY 

ern  kingdom,  where  his  title  was  disputed.  The 
nobles,  whose  Norman  blood  and  Italian  prejudices 
resented  a  German  master,  had  raised  Tancred,  a 
royal  bastard,  to  the  throne.  Three  campaigns  were 
necessary  to  establish  Henry's  authority.  After 
crushing  the  last  outbreak,  he  erected  a,  wall  of  fear 
round  his  throne.  His  cruelty  was  hideous.  Some 
of  the  rebels  were  blinded,  some  hanged,  some 
flayed  alive,  some  roasted  over  a  slow  fire.  Henry 
accomplished  his  purpose;  he  was  in  no  danger  of 
another  revolt. 

Securely  seated  on  his  Sicilian  throne  he  asserted 
his  imperial  authority  to  the  north  in  total  disregard 
of  papal  claims.  He  created  one  of  his  followers 
Duke  of  Spoleto,  another  Duke  of  Romagna  and 
the  Marches ;  he  enf  eoffed  his  brother,  Philip  Hohen- 
staufen,  with  the  marquisate  of  Tuscany.  By  these 
measures  all  Italy  south  of  the  valley  of  the  Po  was 
reduced  to  obedience  ;  and  the  Lombard  cities  might 
safely  be  left  to  undo  by  internal  dissensions  all 
that  their  confederate  efforts  had  achieved  against 
Barbarossa.  The  Pope  had  neither  spirit  nor  ability 
to  stir  up  opposition.  The  time  was  therefore  ripe 
for  Henry  to  give  rein  to  his  ambitious  plans  for 
conquest  of  the  Greek  Empire.  Munitions  of  all 
sorts  —  soldiers,  sailors,  transports,  galleys  of  war 
—  were  collected  in  the  ports  of  Apulia  and  Sicily. 
Henry's  design  was  not  devoid  of  pretexts.  As  King 
of  Sicily  he  had  inherited  an  enmity  of  long  stand- 
ing with  the  Greek  Empire.  For  a  hundred  years 
the  Normans  of  Italy  had  been  fighting  the  Greeks. 
They  had  driven  the  Greeks  out  of  Apulia  and 


AN  INTRODUCTORY  CHAPTER  11 

Calabria,  and  Robert  Guiscard  had  even  set  a  pre- 
cedent by  crossing  the  Adriatic  and  invading  Al- 
bania. As  Emperor,  Henry  had  additional  causes 
for  quarrel ;  the  Greek  Emperor  had  joined  the 
Italian  league  against  his  father;  and  also  at  the 
time  of  the  crusades  the  Greeks  had  dealt  treacher- 
ously with  the  German  crusaders.  Pretexts,  how- 
ever, were  of  little  consequence  ;  vaulting  ambition 
justified  itself.  His  plans  were  well  laid,  his  hopes 
good.  Had  he  lived  he  would  no  doubt  have 
achieved  his  goal;  but  a  sudden  fever  cut  short  his 
life  in  the  full  vigour  of  early  manhood.  He  died  at 
the  age  of  thirty-two,  on  September  28,  1197,  leav- 
ing his  widow,  Constance,  and  his  son  Frederick, 
not  yet  three  years  old. 


CHAPTER  II 

INNOCENT  in,  THE  PRIEST  (1160?-1216) 

"Thou  art  Peter,  and  upon  this  rock  I  will  build  my  church."  — Matt, 
xvi,  18. 

IT  is  at  this  point  that  the  first  great  figure  of  the 
thirteenth  century  comes  on  the  stage;  on  January 
8,  1198,  within  four  months  from  the  death  of 
Henry  VI,  Cardinal  Lothair  was  elected  pope  and 
given  the  name  Innocent  III.  Under  him  the  Papacy 
attained  the  full  meridian  of  its  greatness.  The  ideal 
of  the  Church  ruling  an  obedient  world  was  never, 
either  before  or  after,  so  nearly  attained.  Society 
appeared,  at  least  superficially,  to  have  received  an 
ecclesiastical  character;  Latin  Christendom  became 
a  kind  of  ecclesiastical  monarchy.  The  good  of  such 
a  system  was  at  its  best  under  a  high-minded  pope 
like  Innocent ;  and  its  evils  were  at  their  least,  be- 
cause the  Church  was  better  educated,  better  organ- 
ized, better  administered,  and  more  concerned  for 
the  good  of  its  subjects  than  the  secular  govern- 
ments. 

Lothair  came  of  a  baronial  family  which  possessed 
estates  at  or  near  Segni  and  Anagni.  These  little 
towns,  separated  by  a  narrow  valley,  lie  opposite 
each  other  on  the  rugged  slopes  of  the  mountains  of 
Latium,  about  forty  miles  to  the  southeast  of  Rome. 
Lothair's  father  was  of  Lombard  descent ;  his  mother 
belonged  to  a  Roman  family  of  distinction.  If  we 


Alinari,  phot. 


INNOCENT    III 
Sacro  Speco,  Subiaco 


INNOCENT  III,  THE  PRIEST  13 

may  speculate  concerning  the  gifts  of  inheritance, 
the  son  received  from  his  father  a  high-spirited,  im- 
perious temper,  and  from  his  mother  those  traits  of 
political  sagacity  and  dogged  determination  that 
characterized  the  great  Romans  of  classical  times. 
There  are  two  rude  portraits  of  him,  done  as  seems 
likely  in  his  lifetime,  that  bring  out  these  two  dis- 
tinct inheritances.  One,  a  mosaic,  now  in  the  villa 
Catena,  near  Poli,  depicts  a  fierce,  keen-eyed,  hawk- 
nosed,  impetuous  face,  such  as  would  befit  a  robber 
noble ;  the  tiara  and  pallium  produce  the  effect  of 
helmet  and  hauberk.  One  fancies  that  one  sees  in 
this  effigy  a  long  line  of  fighting  Lombards,  whose 
sole  recreation  was  war  and  whose  only  art  was 
sculpture  of  savage  beasts.  The  other  portrait  is  a 
fresco  in  one  of  the  churches  of  the  Sacro  Speco  at 
Subiaco.  This  portrait,  painted  in  an  archaic,  rather 
Byzantine  manner,  presents  the  visage  of  a  deep- 
revolving,  circumspect  Roman,  tenacious  of  purpose, 
secret  in  counsel,  used  to  attaining  his  ends  by  far- 
reaching  contrivance.  And  yet  there  is  a  certain  re- 
semblance between  the  two  pictures  ;  both  have  a 
round,  smooth,  almost  childish,  outline  for  the  curve 
of  cheeks  and  chin,  and  a  downward  bend  to  the 
corners  of  the  mouth.  One  imagines  that  the  two 
artists  were  severally  attracted  by  the  two  aspects  of 
Innocent's  character,  and  only  agreed  as  to  certain 
contours  of  the  face. 

His  biographer,  a  contemporary,  describes  him 
thus:  "Pope  Innocent  III  was  a  man  of  keen  in- 
tellect and  tenacious  memory,  learned  in  theology 
and  in  literature,  eloquent  with  tongue  and  with  pen, 


14    ITALY  IN  THE  THIRTEENTH  CENTURY 

skilled  in  singing  and  psalmody,  of  medium  height 
and  handsome  face,  of  a  character  midway  between 
niggardliness  and  prodigality,  very  generous  in  alms- 
giving and  hospitality,  but  in  other  respects  very 
close  unless  there  was  need  of  spending.  He  was 
stern  with  rebels  and  the  impenitent,  but  kind  to 
the  lowly  and  the  pious,  strong  and  steadfast,  high- 
minded  and  subtle,  a  defender  of  the  Faith,  a  foe  to 
heretics,  stiff-necked  in  justice  but  Christian  in 
mercy,  meek  in  prosperity,  patient  in  adversity;  of 
a  nature  somewhat  quick-tempered,  but  also  quick 
to  forgive."  And  another  contemporary,  King  James 
of  Aragon,  says:  "That  Apostolic  Pope  Innocent 
was  the  best  of  popes.  For  a  hundred  years  before 
the  time  that  I  am  writing  this  book  there  had  not 
been  so  good  a  pope  in  all  the  Church  of  Rome,  for 
he  was  a  good  clerk  in  that  sound  learning  that  a 
pope  should  have;  he  had  a  good  natural  sense,  and 
great  knowledge  of  the  things  of  this  world."  Even 
Aimeric  de  Pegulhan,  the  troubadour  of  Toulouse, 
although  he  was  driven  from  his  native  land  by  the 
Albigensian  crusades,  calls  him  "lo  bos  pap'  Inno- 
cens — the  good  Pope  Innocent." 

Destined  for  the  Church,  Lothair  received  the 
best  education  in  law  and  theology  that  Christian 
Europe  could  give.  He  went  to  school  in  Rome,  and 
then  attended  the  universities  of  Paris  and  Bologna. 
On  his  return  he  was  soon  recognized  to  be  a  master 
of  canon  law,  and  aided  by  powerful  friends  at  the 
papal  court  took  a  leading  part  in  important  ecclesi- 
astical causes,  and  was  made  cardinal.  In  spite  of  a 
temporary  eclipse,  during  which  he  devoted  himself 


INNOCENT  III,  THE  PKIEST  15 

to  literature,  Lothair  proved  himself  the  most  able 
man  in  the  Roman  Curia,  and  on  the  death  of  Celest- 
ine  III  his  election  was  a  foregone  conclusion. 

Innocent  was  above  all  things  theocratic.  He  be- 
lieved to  the  full  in  the  political  doctrines  which  the 
great  Hildebrand,  or  some  one  connected  with  the 
Papal  Chancery,  had  formulated  a  hundred  years 
before  and  which  the  Roman  Curia  had  accepted  as 
logical  inferences  from  the  books  of  revealed  religion 
and  the  facts  of  history :  The  Church  of  Rome  was 
founded  by  God  alone.  The  Roman  pontiff  alone  is 
of  right  called  the  universal  pontiff.  All  princes 
shall  kiss  his  feet.  No  synod  shall  be  deemed  general 
without  his  sanction.  He  has  the  right  to  install  a 
priest  in  any  parish  whatever.  He  has  authority,  if 
need  be,  to  transfer  bishops  from  one  see  to  another. 
He  alone  has  authority  to  depose  bishops  and  to  re- 
instate them.  His  decree  may  be  annulled  by  none, 
but  he  of  himself  may  annul  the  decrees  of  all.  He 
may  be  judged  by  no  man.  The  more  important 
causes  concerning  any  church  whatever  shall  be  re- 
ferred to  the  Apostolic  See.  No  man  shall  dare  con- 
demn any  one  who  appeals  to  it.  The  Roman  pontiff 
has  authority  to  depose  emperors.  He  has  authority 
to  release  the  subjects  of  the  wicked  from  their  alle- 
giance. The  Roman  Church  has  never  erred,  and 
according  to  Holy  Writ  never  will  err.  No  man  shall 
be  deemed  a  Catholic  who  is  not  in  accord  with  the 
Roman  Church. 

In  Innocent's  time  such  ideas  were  not  without 
justification.  The  organization  of  all  Europe  as  one 
civil  state  was  an  idle  fancy;  the  clumsy  imperial 


16    ITALY  IN  THE  THIRTEENTH  CENTURY 

union  of  Germany,  Burgundy,  and  Italy  was  hardly 
more  than  a  name ;  nothing  but  the  mighty  Roman 
tradition  could  give  a  decent  plausibility  to  its  bald 
pretense  of  being  the  continuation  of  the  Caesarian 
Empire.  Whatever  power  it  had  beyond  the  magic 
of  a  name  was  due  to  the  support  given  by  the  feudal 
system  which  had  sprung  up  on  the  ruins  of  the 
Carlovingian  Empire,  and  the  feudal  system  had 
long  since  outlived  its  usefulness.  In  Italy  at  its 
best  it  had  been  capable  of  but  very  feeble  social 
efficiency,  and  now  that  the  trading  cities  had  grown 
strong  and  wealth  had  multiplied,  it  had  degenerated 
into  a  mere  network  of  baronial  privileges  that 
hampered  merchants,  artisans,  and  farmers.  On  the 
other  hand,  the  spirit  of  nationality  was  in  its  infancy ; 
the  authority  of  kings  depended  far  more  on  their 
personal  abilities  and  resources  than  on  national 
sentiment  or  national  wealth.  Patriotism,  —  the  senti- 
ment of  affection,  loyalty,  and  dependence,  towards 
something  greater  than  oneself, — where  it  existed, 
was  for  a  town,  a  family,  an  order,  or  a  liege  lord. 
Between  the  decrepit  feudal  system  and  the  new 
order  of  independent  nations  yet  to  come,  the  Church 
found  her  opportunity.  Ecclesiastical  patriotism, 
fostered  by  the  celibacy  of  the  clergy,  by  the  pride, 
the  privileges,  the  wealth  of  the  sacerdotal  order,  was 
at  the  flood.  The  Papacy  stood  erect  on  the  founda- 
tions laid  by  Hildebrand  and  the  reformers  of  Cluny ; 
it  had  been  strengthened  by  St.  Bernard  and  Alex- 
ander III,  by  martyrs  and  missionaries;  it  was  but- 
tressed by  the  monastic  orders  of  Chartreuse  and 
Citeaux.  It  had  indeed,  during  the  pontificate  of 


INNOCENT  III,  THE  PRIEST  17 

weak  popes,  been  brought  low  by  the  energy  and 
vigour  of  Henry  VI;  for  in  that  unstable  and  con- 
fused period  of  society  a  strong  individuality  obtained 
its  fullest  effectiveness.  Now,  however,  the  imperial 
office  was  vacant,  the  succession  was  disputed,  and 
on  the  papal  throne  sat  a  man  of  political  genius 
and  tireless  activity,  who  was  determined  to  establish, 
so  far  as  might  be  possible,  an  ecclesiastical  mon- 
archy over  Christendom. 

Innocent  recognized  no  dividing  line  between  re- 
ligion and  theology,  nor  between  theology  and  ec- 
clesiastical affairs,  and  none  between  the  Church  and 
secular  politics.  Religion  entered  into  and  permeated 
all  life  as  wine  mingles  with  water.  The  priest,  the 
scholar,  the  canon  lawyer  were  not  to  be  set  apart 
from  the  ordinary  concerns  of  men ;  rather,  it  be- 
longed to  them  to  be  in  the  midst  of  affairs  and  to 
guide.  The  ecclesiastical  organization  of  society  was 
a  necessary  deduction  from  the  very  fact  that  God 
had  created  the  world,  and  man  in  His  own  image. 
The  conception  of  the  State  apart  from  the  Church 
was  unthought  of  and  unthinkable.  The  Church  was 
a  divinely  appointed  means  to  accomplish  God's  will 
on  earth;  the  Bible  was  the  revelation  of  God's  will, 
not  merely  for  a  certain  class  of  men,  nor  for  certain  sea- 
sons and  places,  but  for  all  men  at  all  times.  God's  will, 
however,  was  not  legible  to  all  who  could  read.  The 
words  of  the  Bible  could  not  always  be  literally  ac- 
cepted, they  were  fraught  with  inner  meanings,  often 
they  were  mere  symbols ;  and  those  symbols  and  inner 
meanings  were  to  be  interpreted  by  theologians  and 
canonists.  It  was  obvious  that  if  God's  will  was  to  be 


18    ITALY  IN  THE  THIRTEENTH  CENTURY 

done,  secular  rulers,  military  and  civil,  must  be  guided 
and  governed  by  the  interpreters.  Parts  of  the  Bible, 
indeed,  needed  no  interpretation,  they  were  written 
large  for  all  the  world  to  read.  Christ  had  established 
the  Church ;  He  had  set  Peter  at  the  head  of  it  to 
be  His  representative  on  earth,  and  He  gave  to  Pe- 
ter certain  tremendous  powers.  The  popes  were 
Peter's  successors,  charged  with  his  duties  and  armed 
with  his  prerogatives.  The  duty  and  responsibility 
of  the  Church  were  absolute : "  Peter,  feed  my  sheep  "; 
and  so  the  power  of  the  Church  must  be  absolute. 
All  this  was  obvious ;  no  man  could  plead  ignor- 
ance as  excuse  for  disobedience. 

Such  and  similar  ideas  rendered  the  theory  that 
the  priesthood  should  guide  and  govern  well-nigh 
axiomatic,  at  least  for  persons  favourably  disposed 
toward  the  priesthood;  more  particularly  as  the 
theory  was  confirmed  by  the  fact  that  the  upper 
priesthood  was  far  better  educated  than  the  common 
run  of  barons.  And  these  ideas  marked  the  course 
to  be  taken  by  the  Roman  pontiff  and  members  of 
the  Curia.  As  head  of  the  ecclesiastical  monarchy, 
Innocent,  both  in  matters  of  administration  and  of 
jurisprudence,  was  to  follow  the  imperial  principles 
laid  down  by  Hildebrand ;  and  in  the  exercise  of  his 
other  function,  as  teacher,  it  was  incumbent  upon 
him  to  expound  the  fundamental  constitution  of  the 
Church  (which  indeed  was  rather  a  political  than  a 
religious  matter),  and  also  to  justify  and  render  easy 
of  comprehension  all  that  the  Church  was  and  all 
that  she  did ;  for  example,  her  liturgy  and  ritual. 
By  seeing  what  Innocent  did  we  shall  learn  the  po- 


INNOCENT  III,  THE  PRIEST  19 

litical  character  of  the  Church,  and  by  giving  heed 
to  what  Innocent  said  we  shall  better  understand 
what  the  Church,  as  a  sacerdotal  institution,  meant ; 
for  he  summed  up  in  himself  the  master  qualities  of 
the  Church.  He  might  almost  say,  "L'Eglise,  c'est 
moi,  —  I  am  the  Church  of  Borne,"  so  thoroughly 
had  he  absorbed  its  spirit,  so  admirably  did  he  un- 
derstand and  feel  its  aims,  ambitions,  and  beliefs. 
For  him,  as  much  as  for  Hildebrand  or  for  Thomas 
Becket,  the  head  of  the  Church  was  the  guide  of  con- 
duct, the  expounder  of  revealed  truth,  the  guardian 
of  ritual,  the  rightful  director  of  the  conscience  of 
Europe  and,  through  the  conscience,  of  the  actions 
of  Europe,  a  lord  of  lords,  a  king  of  kings. 

We  must  not  hope  to  find  in  the  official  exposi- 
tion of  a  mighty  corporate  body  the  zeal  and  heat  of 
youth;  on  the  contrary,  we  shall  see  the  delineation 
of  ideas  and  practices  that  had  become  cold  and 
formal.  Innocent  does  not  describe  growth  and  high 
strivings,  but  a  constitution,  a  mechanism,  that  is 
metallic  and  fixed.  During  the  preceding  hundred 
years  the  religious  spirit  of  the  Church  had  dwindled. 
The  enthusiasm  that  carried  Godfrey  of  Bouillon 
in  triumph  to  the  Holy  Sepulchre  had  ebbed  away; 
the  passion  of  Cluny  and  St.  Bernard  had  lost  its 
fire ;  the  pulse  of  religious  idealism  beat  all  too  tem- 
perately. The  Church  had  drifted  from  her  high 
ideal  state,  had  let  her  soul  starve,  and  was  little 
more  than  an  ecclesiastical  organism,  animated,  un- 
consciously, instinctively,  by  a  vast  ambition  to 
sacerdotalize  the  whole  fabric,  social  and  political, 
of  European  civilization. 


20    ITALY  IN  THE  THIKTEENTH  CENTUKY 

In  his  treatise,  De  Contemptu  Mundi,  Innocent 
sets  forth  the  old  ascetic  ideas  which  the  Church, 
in  the  teeth  of  her  ambition  and  her  worldliness, 
continued  to  profess.  He  dwells  upon  the  wretched 
condition  of  man  at  birth,  the  vile  clay  of  which  he  is 
compounded,  the  baseness  of  our  physical  functions, 
the  weariness  of  old  age,  the  burden  of  labour,  the 
worries  of  both  rich  and  poor,  the  pitiful  state  of 
celibates  and  married  men,  and  so  on  through  the 
list  of  evils  that  old  men  mumbled  in  decadent  monas- 
teries. "  The  poor,"  he  says,  "are  oppressed  by  want, 
tormented  by  hunger,  thirst,  cold,  and  nakedness ; 
they  degenerate,  their  bodily  powers  fail,  they  are 
scorned  and  confounded !  Oh,  wretched  plight  of 
the  beggar!  If  he  seeks  help,  he  is  overcome  by 
shame,  if  he  does  not,  he  wastes  away  in  want,  and 
in  the  end  need  forces  him  to  beg.  He  cries  out  that 
God  is  unjust  and  has  not  made  a  fair  division,  he 
complains  of  his  neighbour  because  he  does  not  fill 
all  his  wants.  He  is  angry,  he  grumbles,  he  curses. 
Hear  what  the  Wise  Man  says :  *  It  is  better  to  die 
than  to  be  in  want '  (Eccles.  XL,  29),  and  '  The  poor 
is  hated  even  of  his  own  neighbour'  (Prov.  xiv,  20)." 
Yet  Innocent  had  hardly  uttered  these  monastic 
platitudes,  when  a  young  man  of  Assisi  discovered 
in  Lady  Poverty  a  glorious  vision  of  delight,  and 
was  on  his  knees  to  her,  exultantly  singing  songs  in 
her  honour,  for  she,  he  said,  taketh  her  lover  by 
the  hand  and  leadeth  him  near  unto  God.  In  the 
same  treatise  there  are  chapters  on  Hell,  which  are 
little  more  than  an  exposition  of  pains  and  penalties 
in  a  penal  code ;  no  one  would  dream  that  from  such 


INNOCENT  III,  THE  PRIEST  21 

conceptions — from  this  rock  of  criminal  jurisprud- 
encej  smitten  by  the  rod  of  genius  —  the  poetry  of 
the  Inferno  would  gush  forth.  But  between  Inno- 
cent's dry,  legal  chapters,  and  the  immortal  cantos 
of  Dante,  the  whole  spiritual  life  of  the  thirteenth 
century  intervenes. 

Innocent  also  wrote  a  treatise  on  The  Sacred 
Mystery  of  the  Altar,  the  special  purpose  of  which 
was  to  explain  how  ecclesiastical  ritual  is  an  alle- 
gorical presentation  of  facts  and  doctrines  contained 
in  the  Bible.  The  first  book  concerns  itself  with 
vestments  and  ornaments,  and  their  meanings;  the 
other  books  deal  with  the  respective  duties  of  officiat- 
ing priests,  of  deacons  and  subdeacons,  and  with  the 
several  observances  prescribed  for  the  celebration  of 
the  mass.  It  is  hard  for  us  to  appreciate  how  com- 
pletely churchmen  regarded  the  Bible  as  the  rock 
on  which  all  matters  ecclesiastical  were  founded,  and 
therefore  I  shall  quote  certain  passages  from  this 
treatise ;  for  example,  those  that  concern  the  read- 
ing of  the  epistle  and  the  gospel.  Without  the  help 
of  Innocent's  explanations  most  of  us  would  discover 
little  in  the  rubrics  for  the  ordinary  and  canon  of 
the  mass,  except  a  pagan  or  a  Hebraic  heritage  of 
pontifical  and  religious  ritual. 

In  the  celebration  of  the  mass  the  epistle  (which 
includes  readings  from  the  Old  Testament)  is  read 
before  the  gospel.  The  explanation  is  that  the  epistle 
represents  the  law,  which  Moses  gave  to  the  Jews, 
and  so  precedes  the  gospel  of  Christ.  When  it  is 
time  for  the  gospel,  the  deacon  carrying  the  gospel 
goes  to  the  reading-desk  followed  by  the  subdeacon. 


22    ITALY  IN  THE  THIRTEENTH  CENTURY  ( 

The  deacon  goes  first  because  he  is  the  teacher ;  the 
subdeacon  follows  for  the  singular  reason  that  the 
Lord  commanded,  "  Thou  shalt  not  muzzle  the  ox 
when  he  treadeth  out  the  corn."  The  deacon  pro- 
ceeds in  silence  because,  when  the  Lord  sent  his 
disciples  to  teach,  He  commanded,  "  Ye  shall  salute 
no  man  " ;  and  then  he  mounts  the  reading-desk  by 
one  stairway  whereas  the  subdeacon  goes  up  by  the 
other  stairway,  in  order  to  mark  the  difference  in 
their  ways  of  profiting  by  the  reading,  for  the  dea- 
con increases  in  knowledge  by  teaching  and  the  sub- 
deacon  by  learning.  But  on  the  return  from  the 
reading-desk  they  both  go  down  by  the  same  stair- 
way, this  time  the  subdeacon  preceding  and  carrying 
the  gospel;  by  his  patient  listening  the  subdeacon 
has  deserved  this  reward,  because,  as  the  Lord  says, 
"He  that  endureth  to  the  end  shall  be  saved."  Or, 
another  interpretation  may  be  held:  the  deacon  is 
the  teacher,  and  the  subdeacon  is  the  doer,  of  good 
works,  and  as  teaching  is  not  sufficient  without 
works,  a  joining  of  the  two  is  necessary,  and  there- 
fore both  go  down  by  the  stairway  that  the  doer 
of  works  went  up.  Or,  another  explanation  of  the 
reason  why  the  deacon  goes  up  one  way  and  goes 
down  another  may  be  held :  he  takes  first  one  way 
and  then  a  different  way,  because  the  apostles  preached 
first  to  the  Jews  and  afterwards  to  the  Gentiles. 

In  like  manner  the  movements  of  the  officiating 
priest,  his  sitting  down  and  his  standing  up,  his 
shifting  his  position  at  the  altar,  are  explained  as 
a  sort  of  interpretation  by  dumb  show  of  certain 
great  facts  and  teachings  in  the  Bible.  All  this,  both 


INNOCENT  III,  THE  PEIEST  23 

ceremony  and  interpretation,  is  remote  from  most 
of  us,  but  we  cannot  understand  the  history  of  this 
time  unless  we  realize  that  for  those  men  the  Bible 
was  the  encyclopaedia  of  truth.  Texts  that  we  lightly 
pass  by  are  for  them  like  axioms  in  Euclid.  Start 
from  any  one  of  them  and  follow  the  gleam  of  ortho- 
dox interpretation  and  the  Christian  will  travel  from 
truth  to  truth.  To  Peter  Bell  the  yellow  primrose 
by  the  river  brim  is  nothing  more  than  a  yellow 
primrose,  but  to  the  eye  of  the  poet  the  yellow  prim- 
rose is  radiant  with  the  divine  presence. 


CHAPTER  III 

INNOCENT,  THE  PREACHER 
"  Simon,  son  of  Jonas,  lovest  thou  me  ?  Feed  my  sheep." — John  xxi,  17. 

IN  the  way  set  forth  in  the  foregoing  chapter  all  the 
forms  in  the  celebration  of  the  mass  are  surveyed, 
explained,  and  justified.  It  isohvious  that  the  writer 
finds  an  established  practice  and  seeks  to  justify  it, 
not  because  there  has  been  attack  and  dissent,  but 
for  the  greater  edification  of  the  congregation  and 
for  the  general  solidification  of  the  ecclesiastical 
fabric.  Even  for  the  sympathetic  reader  it  is  hard 
to  see  the  close  application  of  the  texts  cited;  but 
one  must  remember  that  those  generations  accepted 
the  doctrine  of  an  allegorical  interpretation  of  the 
words  of  God  as  set  forth  in  the  Vulgate,  and  be- 
lieved that  every  text  was  packed  with  spiritual 
meanings.  The  significance  of  it  all  for  us  lies  in  the 
spirit  of  freedom  that  pervades  this  doctrinal  exe- 
gesis. Interpretation  was  free,  as  Innocent's  treatise 
shows ;  its  freedom  was  secure  because  there  were 
four  kinds  of  interpretation,  and  of  the  four  kinds 
not  one  had  been  fettered  or  cramped  by  authority. 
Innocent  explains  them  in  his  treatise  On  the  Four 
Kinds  of  Marriage :  "  Holy  Writ  teaches  us  that 
there  are  four  kinds  of  marriage  according  to  the 
four  theological  interpretations  —  historical,  alle^ 
gorical,  tropological,  and  anagogical.  The  first  kind 


INNOCENT,  THE  PREACHER      25 

is  that  between  a  man  and  his  wife,  the  second  be- 
tween Christ  and  Holy  Church,  the  third  between 
God  and  the  just  soul,  and  the  fourth  between  the 
Word  and  human  nature.  Of  the  first  marriage  Pro- 
toplasmus  (Adam)  said,  '  Therefore  shall  a  man  leave 
his  father  and  his  mother,  and  shall  cleave  unto  his 
wife,  and  they  shall  be  one  flesh.'  Of  the  second 
marriage  the  angel  of  the  Apocalypse  said  to  John, 
'  Come  hither,  I  will  show  thee  the  bride,  the  Lamb's 
wife'  (Rev.  xxi,  9).  Of  the  third  the  Lord  says  by 
the  mouth  of  the  prophet  Isaiah,  '  I  will  betroth  thee 
unto  me  in  righteousness,  and  in  judgment,  and  in 
lovingkindness  and  in  mercies '  (Hosea  n,  19).  Of 
the  fourth  marriage  the  Spouse  says  in  the  song  of 
Solomon,  '  Go  forth,  0  ye  daughters  of  Zion,  and 
behold  King  Solomon  with  the  crown  wherewith  his 
mother  crowned  him  in  the  day  of  his  espousals' 
(Song  of  Sol.  in,  11)." 

These  passages  suffice  to  show  how  even  the  sacer- 
dotal mind,  trained  in  canonical  exegesis,  could  start 
pilgrim-like  from  any  random  text  in  the  Bible,  and, 
taking  a  staff  tipped  with  imagination  and  sandals 
winged  with  poetry,  could  follow  what  path  of  reason- 
ing it  pleased.  The  pilgrim's  road,  to  be  sure,  in 
the  explanation  of  the  rites  of  the  mass,  was  straight 
because  the  pilgrim  knew  exactly  the  point  he  wished 
to  arrive  at.  But  the  individual  mind,  with  these  four 
winged  steeds,  history,  allegory,  trope,  and  anagoge, 
hitched  to  its  car,  could  soar  aloft  in  the  empyrean 
or  roll  over  the  solid  earth,  as  it  chose.  It  was  not 
till  rebellion  frightened  the  ecclesiastical  hierarchy 
with  the  prospect  of  obedience  refused,  reverence 


26     ITALY  IN  THE  THIRTEENTH  CENTURY 

denied,  churches  abandoned,  offerings  neglected, 
and  taxes  unpaid,  that  rigidity  of  belief  closed  in 
like  a  contracting  cage  upon  the  faithful. 

Innocent's  attitude  towards  the  Bible  is  not  so 
exalted  as  that  of  the  earlier  generations  of  Cluny, 
when  men  accepted  Holy  Writ  emotionally  and  felt 
a  divine  thrill  from  contact  with  God's  revealed  self, 
and  indeed  his  interpretations  of  the  holy  texts  are 
rather  dry ;  but  even  in  his  day  the  Church  let  fancy 
loose  (as  we  shall  see  in  the  case  of  Abbot  Joachim 
of  the  Flower),  and  every  man,  so  long  as  he  did  not 
infringe  the  accepted  doctrine  of  the  Trinity  or  the 
canonical  interpretation  of  the  creed,  might  take  any 
text  and  discover  therein  the  light  that  would  illu- 
mine all  the  world  for  him.  Imagination  was  not 
banished,  poetry  was  not  forbidden>  individuality  of 
understanding  and  of  need  was  not  denied  and  dis- 
owned ;  in  fact,  the  Bible,  as  a  sort  of  divine  con- 
stitution, could  be  interpreted  to  meet  the  criticism 
of  every  new  accession  of  knowledge  and  the  needs 
of  every  new  generation.  The  Church  had  become 
sacerdotal,  political,  worldly,  but  in  this  respect  she 
still  encouraged  the  liberty  of  the  soul  to  interpret 
truth  for  itself. 

Nevertheless,  in  spite  of  this  liberty,  the  inevitable 
result  of  the  Church's  policy  to  sacerdotalize  the 
social  fabric  of  Europe  was  to  secularize  the  Church, 
to  cause  the  Church  to  do  as  the  world  does,  and 
therefore  to  stir  up  to  unfriendliness  and  hostility 
those  devout  souls  for  whom  the  Church  must  stand 
in  opposition  to  the  world  or  forfeit  their  loyalty. 

But  it  would  be  unfair  to  assume  that  the  Church, 


INNOCENT,  THE  PREACHER      27 

though  worldly-minded,  was  indifferent  to  conduct. 
The  Church  was  conscious  that  she  was  the  guardian 
of  morals  and  was  not  unmindful  of  her  task  ;  but 
her  solicitude  for  right  conduct  has  been  thrown  into 
the  shade  by  the  more  brilliant  success  of  her  politi- 
cal ambitions.  The  sermons  that  Innocent  has  left 
show  how  little  time  and  effort  he  could  spare  to 
foster  personal  righteousness.  "  I  am  not  suffered," 
he  says,  "  to  contemplate,  nor  even  to  stop  to  take 
breath ;  I  am  so  given  over  to  others,  that  I  am  al- 
most taken  away  from  myself.  But  that  I  may  not, 
through  solicitude  for  things  temporal  which  in  the 
exigency  of  these  evil  times  weigh  heavily  upon  me, 
altogether  neglect  the  care  of  things  spiritual  (which 
is  the  more  incumbent  upon  me  owing  to  my  duty 
of  apostolic  service),  I  have  prepared  certain  sermons 
for  the  clergy  and  the  people  .  .  ." 

These  sermons,  to  the  modern  reader,  are  dry  as 
remainder  biscuit,  barren  collections  of  texts  strung 
on  fantastic  threads  of  sacerdotal  doctrine;  the 
preacher  weaves  the  Biblical  passages  together,  like 
a  devout  man  nobly  striving  to  make  ropes  of  sand. 

His  preaching  shows  how  scholastic  influences  had 
turned  the  Bible  from  a  book  of  emotional  and  ethi- 
cal truth  into  a  book  of  scientific  truth,  and  how  a 
vast  and  minute  ecclesiastical  polity  was  hardening 
and  drying  the  living  tissue  of  the  great  religious 
organism.  But,  perhaps,  Innocent  selected  for  pre- 
servation those  sermons  that  seemed  to  him  most 
creditable,  that  bore  the  fullest  testimony  to  his  skill 
in  gleaning  difficult  texts  and  threshing  their  mean- 
ing out.  Other  discourses  of  his  would  have  shown, 


28     ITALY  IN  THE  THIRTEENTH  CENTURY 

no  doubt,  the  same  good  sense  in  ethics  that  marks 
his  political  actions  and  his  judicial  decisions,  and 
perhaps  a  more  evangelical  Christianity.  Of  his  hor- 
tatory manner  there  are  some  specimens  in  the  small 
collection  of  sermons  that  has  come  down  to  us. 

On  a  Good  Friday  he  preached  upon  the  text, 
"  Whom  will  ye  that  I  release  unto  you  ?  Barabbas, 
or  Jesus  which  is  called  Christ  ?  "  ".  .  .  Now,  dear 
friends,  why  do  I  discuss  Pilate's  question  and  the 
Jews'  answer  with  such  great  interest  ?  For  this  rea- 
son, that  I  wish  to  put  a  question  like  that  question ; 
for  that  question  was  put  to  the  Jews  in  order  that 
my  question  should  be  put  to  Christians.  But  as 
there  are  among  Christians  both  good  and  bad,  in 
this  sermon  I  do  not  put  the  question  to  the  good, 
but  rather  to  those  who  are  not  good,  whom  the 
Psalmist  calls  the  sons  of  men.  Therefore  before 
them  do  I  exhibit  two  things,  Sin  and  Christ.  Say, 
therefore,  ye  sons  of  men,  which  of  the  twain  do  ye 
choose  that  I  shall  release  unto  you,  Sin  or  Christ, 
Good  or  Evil  ?  ...  0  ye  sons  of  men,  why  do  ye 
hesitate,  why  do  ye  not  make  haste  to  answer?  Why, 
indeed,  except  that  ye  are  sons  of  men.  Are  ye  not 
those  of  whom  it  is  written : '  0  ye  sons  of  men,  how 
long  will  ye  turn  my  glory  into  shame  ?  How  long 
will  ye  love  vanity  and  seek  after  leasing ?'''  And 
then  the  preacher  goes  on,  in  the  very  plainest  lan- 
guage to  attack  the  sins  of  the  flesh. 

And,  again,  at  the  service  of  the  dedication  of  an 
altar,  Innocent  preached  upon  the  text,  "Know  ye 
not  that  your  body  is  the  temple  of  the  Holy  Ghost?" 
(1  Cor.  vi,  19).  "  If  ye  desire  really  to  take  part  in 


INNOCENT,  THE  PREACHER      29 

this  solemnity  to  which  ye  have  come,  ye  must  exert 
yourselves  so  that  whatever  rites  are  performed  in 
the  consecration  of  this  temple  shall  find  their  ful- 
filment in  us.  '  For  the  temple  of  God  is  holy,  which 
temple  ye  are '  (1  Cor.  in,  17).  .  .  .  Let  us  therefore 
dedicate  the  temple  of  our  body  in  abstinence,  that 
it  may  be  purified  from  base  appetites;  let  it  be  dedi- 
cated in  continence,  let  it  be  cleansed  from  sins  of 
the  flesh.  .  .  .  Give  heed,  oh,  my  brethren,  my 
children,  how  grievous  a  sin  it  is  to  violate  the  tem- 
ple of  the  Holy  Ghost." 

In  like  manner  here  and  there  in  random  places 
he  lets  the  glint  of  his  spirit  shine  through  the  bushel 
under  which  it  is  hid.  "Alleluia  (Praise  ye  Jehovah)," 
he  says,  "  signifies  the  ineffable  joy  of  angels  and  men 
rejoicing  in  eternal  bliss.  That  bliss  is  to  praise  God 
forever.  We,  poor  creatures  of  this  present  life,  in 
no  wise  deserve  to  have  this  unspeakable  joy;  but 
tasting  it  beforehand  in  hope,  we  hunger  and  thirst 
for  what  we  have  tasted  until  hope  shall  be  changed 
into  substance  and  faith  into  vision.  Wherefore  the 
Hebrew  word  remains  not  translated,  so  that  a  for- 
eign word,  a  kind  of  pilgrim  word,  may  suggest 
rather  than  express  that  this  joy  does  not  belong  to 
this  life,  but  passes  through  it  like  a  pilgrim." 

And  again,  in  a  description  of  the  house  of  grace, 
he  says :  "  In  the  house  of  grace  faith  is  the  founda- 
tion, charity  the  roof,  obedience  the  door,  humility 
the  floor,  justice,  fortitude,  prudence,  and  temper- 
ance are  the  four  walls,  and  the  windows  are 
good  cheer,  joy,  compassion,  and  generosity.  This 
is  the  house  of  which  God  speaks:  'If  a  man  love 


30     ITALY  IN  THE  THIRTEENTH  CENTURY 

me,  he  will  keep  my  words :  and  my  Father  will 
love  him,  and  we  will  come  unto  him,  and  make  our 
abode  with  him/ >: 

Except  for  such  random  escapes  here  and  there, 
Innocent's  tenderer  side  has  been  hidden  by  history; 
and  there  is  no  trace,  I  believe,  of  any  woman's  in- 
fluence in  his  life,  of  such  a  friend  as  might  have 
been  to  this  solitary,  sacerdotal  spirit  what  Monica 
was  to  Augustine,  what  Scholastica  was  to  Benedict, 
or  Clare  to  Francis.  The  only  demonstration  of  a 
need  of  feminine  sympathy  is  a  hymn  to  the  Virgin ; 
and  one  is  left  to  conjecture  whether  this  demon- 
stration is  real  or  conventional.  Many  and  many  a 
lonely  priest  and  monk  cherished  in  his  heart  of 
hearts  a  passionate  devotion  for  this  ideal  of  maid 
and  mother ;  and  Innocent,  too,  very  likely,  felt  the 
great  emotional  impulse  of  her  worship.  Into  the 
monk's  cell  and  into  the  prelate's  palace  she  shed 
her  light  like  the  full-orbed  moon,  "pale  for  too 
much  shining " ;  she,  the  Queen  of  Heaven,  the 
Mother  of  God,  cold  with  the  frosty  radiance  of 
maidenhood  and  yet  tender  with  more  than  a  mother's 
tenderness  and  compassionate  with  more  than  a 
mother's  compassion.  His  poor  Latin  verses,  like  the 
syllables  of  a  child,  tell  perhaps  more  than  they  say : 

Ave  mundi  spes  Maria, 
Ave  mitis,  ave  pia, 
Ave  charitate  plena, 

Virgo  dulcis  et  serena. 
Sancta  parens  Jesu  Christ!, 
Electa  sola  fuisti. 

Esse  mater  sine  viro 
Et  lactare  modo  miro. 
Angelorum  imperatrix  1 


INNOCENT,  THE  PREACHEK      31 

But  if  the  mediaeval  records  have  buried  under 
their  ashes  his  tenderer  side,  they  portray  his  jus- 
tice, his  tolerance,  his  kindness,  and  his  high  pur- 
poses. He  permitted  the  Greek  schismatics  in  south- 
ern Italy  to  use  their  own  rites ;  he  decreed  that  no 
man  should  try  to  convert  Jews  by  force,  or  lay  vio- 
lent hands  on  them  or  their  goods  without  lawful 
warrant  from  the  podesta  of  the  town ;  he  strove 
valiantly  to  reform  abuses.  His  biographer  says : 
"  Among  all  evils  he  hated  venality  with  a  special 
hatred,  and  considered  deeply  how  he  could  eradi- 
cate it  from  the  Roman  Church.  Immediately  upon 
his  consecration  he  issued  an  edict  that  none  of  the 
officials  of  the  Curia  should  exact  any  fee  [except 
the  scriveners  and  copyists,  and  for  them  he  fixed 
a  tariff],  enjoining  all  to  perform  their  duties  for 
nothing ;  but  that  they  might  accept  a  gratuity  vol- 
untarily offered.  He  removed  the  doorkeepers  from 
the  notarial  chambers,  so  that  access  to  them  should 
be  perfectly  free,  and  he  banished  the  money-changers 
from  the  courts  of  the  Lateran  Palace."  He  built 
the  hospital  of  San  Spirito  for  sick  folk  and  pau- 
pers, on  the  street  beside  the  Tiber  on  the  way  to 
St.  Peter's,  and  richly  endowed  it;  but  he  enter- 
tained no  foolish  notions  of  a  virtue  in  indiscrimi- 
nate charity.  He  laid  down  four  principles  for  alms- 
giving :  the  motive  should  be  love,  the  purpose  to 
attain  Heaven,  the  manner  cheerful,  and  the  method 
"according  to  rules."  He  was  simple  in  his  personal  * 
habits,  and  in  order  to  set  a  good  example  gave  up 
his  dishes  of  gold  and  silver  for  others  of  glass  and 
wood,  and  exchanged  his  costly  furs  for  sheepskin. 


32     ITALY  IN  THE  THIKTEENTH  CENTURY 

His  virtues,  however,  were  not  primarily  Christian 
but  Roman ;  he  had  the  resolute  courage  and  the 
steadfast  ambition  of  the  old  Roman  senators,  of 
whom  he  was  a  worthy  successor.  He,  too,  would 
have  bought  at  a  high  price  the  field  of  Cannae  the 
day  after  the  great  defeat,  or  have  sent  Regulus 
back  to  captivity.  And  he  strove  to  make  the  title, 
a  Roman  Catholic,  as  stout  a  protection  as  Civis 
Romanus  in  the  days  of  Trajan  :  "  I  have  vowed  a 
vow,"  he  writes,  "from  which  neither  life  nor  death 
can  sever  me,  to  love  those  who  with  pure  heart, 
clean  conscience,  and  faith  unfeigned,  are  loyal  to 
the  Church,  and  to  defend  them  against  the  malig- 
nant insolence  of  the  oppressor  with  the  shield  of 
the  Apostolic  Protection." 

If  Innocent  tainted  his  religion  with  sacerdotal 
and  political  alloy,  he  also  ennobled  his  political  and 
sacerdotal  views  with  a  religious  purpose.  His  inau- 
gural sermon  makes  this  plain.  It  was  preached 
upon  the  text :  "  Who  then  is  that  faithful  and  wise 
steward,  whom  his  lord  shall  make  ruler  over  his 
household,  to  give  them  their  portion  of  meat  in 
due  season?" 

"  The  steward  must  be  faithful  and  wise  —  faith- 
ful to  give  the  household  their  portion  of  meat  and 
wise  to  give  it  in  due  season.  The  lord  of  the  par- 
able is  God,  the  household  is  His  Church.  The  Lord 
Himself  established  His  church  on  the  Apostolic  See 
so  that  no  power,  however  audacious,  could  prevail 
against  it.  'Thou  art  Peter  and  upon  this  rock  I  will 
build  my  Church ;  and  the  gates  of  hell  shall  not 
prevail  against  it.'  I  am  the  steward.  Oh,  may  I  be 


INNOCENT,  THE  PREACHER      33 

faithful  and  wise  that  I  shall  give  them  of  the  house- 
hold meat  in  due  season !  Three  things  above  all 
doth  God  require  of  me :  Faith  in  my  heart,  Wis- 
dom in  my  actions,  Meat  from  my  lips.  Without 
faith  it  is  impossible  to  please  God,  and  unless  I  am 
steadfast  in  the  Faith,  how  can  I  confirm  others  in 
the  Faith  ?  That  duty  pertaineth  in  especial  to  my 
office;  the  Lord  Himself  protesteth  — '  Peter,  I  have 
prayed  for  thee  that  thy  faith  fail  not :  and  when 
thou  art  converted,  strengthen  thy  brethren.'  There- 
fore the  faith  of  the  Apostolic  See  has  never  failed 
in  any  troubles,  but  has  remained  whole  and  un- 
shaken. The  grant  to  Peter  subsists  in  its  integrity. 
So  much  is  faith  essential  to  me  that  although  in 
other  sins  I  have  God  only  for  judge,  in  this  one  sin 
against  the  Faith  I  may  be  judged  by  the  Church. 
I  believe,  indeed ;  I  most  surely  believe  in  the  Cath- 
olic creed,  in  confidence  that  my  faith  will  save  me. 

"  So  now  you  see  who  is  the  steward  placed  over 
the  household,  the  vicar  of  Jesus  Christ,  the  succes- 
sor of  Peter,  intermediate  between  God  and  man,  this 
side  of  God,  but  beyond  man.  This  steward  judges 
all  men,  but  is  judged  of  none.  From  him  to  whom 
more  is  committed,  more  shall  be  exacted ;  and  he 
will  have  more  to  make  him  ashamed  than  to  make 
him  boastful.  He  shall  render  an  account  to  God, 
not  only  of  himself,  but  of  all  those  that  have  been 
committed  to  his  care;  and  all  they  that  are  of  the 
household  of  the  Lord  have  been  committed  to  his 
care.  .  .  . 

"  The  steward  is  placed  over  the  household  that 
he  should  give  them  meat  in  due  season.  To  Peter 


34    ITALY  IN  THE  THIRTEENTH  CENTURY 

the  Lord  said:  'Lovest  thou  me?  Feed  my  sheep.* 
The  steward  is  bound  to  give  meat,  that  is,  of  exam- 
ple, of  the  word  and  of  the  sacrament,  just  as  if  the 
Lord  had  said,  '  Feed  with  the  example  of  conduct, 
with  preaching  the  doctrine,  and  with  the  sacrament 
of  the  Lord's  supper.' 

"  And  now,  my  brethren  and  my  children,  behold 
the  meat  of  the  word  from  the  table  of  Holy  Writ 
which  I  have  set  before  you;  expecting  from  you 
this  recompense,  that  without  disputation  ye  shall 
lift  up  pure  hands  to  the  Lord  and  ask  in  prayer, 
believing,  that  even  this  office  of  Apostolic  service, 
which  is  too  great  a  burden  for  my  weak  shoulders, 
I  shall  be  enabled  to  fill  to  the  glory  of  His  holy 
name,  to  the  salvation  of  my  own  soul,  to  the  advant- 
age of  the  Church  Universal,  and  to  the  profit  of  all 
Christian  people,  through  Jesus  Christ,  our  Lord, 
who  is  God  over  all  things,  blessed  from  everlasting 
to  everlasting." 

The  doctrines  that  God  Himself  had  set  Peter  at 
the  head  of  the  Church,  that  Peter's  successors  had 
inherited  his  duties  and  powers,  that  they  stood 
above  all  men  and  must  judge  all  men  were  ancient 
tenets  of  the  Church ;  but  like  most  political  doc- 
trines and  phrases,  whether  novel  or  familiar,  they 
derived  their  importance  from  the  character  and 
power  of  the  speaker.  Innocent  passionately  desired 
to  fulfil  his  duty  of  judging  the  world;  and  as  a 
judge  is  a  mere  idle  show  unless  he  has  power  to 
enforce  his  judgments,  he  also  passionately  desired 
to  put  the  Papacy  in  such  a  position  that  he  should 
be  able  to  execute  his  judgments.  Spiritual  means,  it 


INNOCENT,  THE  PREACHER     35 

is  fair  to  suppose,  would  have  been  more  attractive 
to  him;  and,  according  to  modern  ideas,  moral  sua- 
sion and  ecclesiastical  censures  should  have  been  the 
limit  of  his  endeavours.  But  he  conceived  his  duty 
differently.  His  duty  as  he  saw  it  was  not  to  coax, 
to  argue,  or  to  threaten,  but  to  compel.  And  in  order 
to  compel  the  princes  of  the  world  to  obey  his  judg- 
ments, he  must  have  power;  power  to  enforce  spirit- 
ual laws,  power  to  keep  the  Church  free  from  the 
oppression  and  meddlings  of  the  world.  "Ecclesiast- 
ical liberty,"  he  said,  "  is  never  better  taken  care  of 
than  when  the  Roman  Church  has  full  power  in 
things  temporal  as  well  as  in  things  spiritual." 


CHAPTER  IV 

JOACHIM,  THE  PROPHET 


Lucemi  da  lato 
il  Calabrese  abate  Gioacchino, 
di  spirito  profetico  dotato. 

Paradisot  xn,  139-41. 

By  my  side  shines 
Abbot  Joachim  of  Calabria 
With  prophetic  soul  endowed. 

ORGANIZATION,  system,  policy  are  great  factors  in  a 
body  corporate,  but  they  are  not  everything.  The 
power  that  enabled  Innocent  to  play  so  large  a  part 
in  the  affairs  of  Europe  was  not  merely  the  organiza- 
tion of  the  Church,  its  policy,  its  jurisprudence,  or 
its  administration.  The  strength  of  the  ecclesiastical 
system  lay  in  the  spirit  within.  The  world  was  re- 
ligious-minded ;  it  believed  that  God  the  Son,  the 
Virgin  Mary,  and  the  saints  took  an  active  part  in 
the  concerns  of  men.  In  the  general  ignorance  of 
the  workings  of  nature,  imagination  had  free  rein; 
superstition  abounded,  but  apart  from  the  supersti- 
tious multitude,  men  of  subtle  intellects  and  high 
souls  sought  an  explanation  of  life  in  religious  terms, 
a  bettering  of  life  by  religious  means  ;  they  felt  that 
by  searching  and  endeavour  they  should  find  a  way 
to  bring  all  life  into  harmony  with  God's  will. 

It  was  a  period  of  restlessness  and  discontent.  The 
very  gains  of  the  last  hundred  and  fifty  years,  the 
increase  of  wealth,  the  growth  of  knowledge,  the 


JOACHIM,  THE  PROPHET  37 

addition  to  security  of  person  and  property,  the 
greater  solidity  of  society  awakened  new  appetites. 
The  hopelessness  of  the  dark  ages  had  gone,  the 
glimmer  of  day  shone  in  the  east,  and  a  hunger  for 
better  things  had  grown  out  of  all  proportion  to 
the  increase  in  the  means  of  satisfaction.  The  con- 
trast between  what  life  was  and  what  life  might  be 
was  more  vivid  than  it  ever  had  been,  so  great  had 
hope  grown.  Hope  bred  discontent,  and  discontent 
stirred  the  spirit  of  man  to  speculation  and  strange 
dreams.  Men  took  life  seriously.  If  this  was  God's 
world,  as  indubitably  it  was,  then  something  among 
men  was  wrong,  for  there  was  much  abroad  that  had 
no  smack  of  heaven  in  it.  The  feudal  system  was 
brutal  and  stupid.  The  Church  had  rotten  spots ; 
bishops,  though  decked  out  with  mitre  and  cope,  too 
often  were  men  of  the  world,  mere  soldiers  and  re- 
vellers; priests  were  too  often  ignorant,  lewd  fellows, 
and  monks  good-for-nothings.  The  realities  of  heaven 
and  hell  required  something  different  in  the  machin- 
ery of  salvation. 

The  life  of  the  rich  was  easy  and  luxurious.  To 
them  the  world  was  fresh  and  young  and  existence 
justified  itself.  It  was  not  necessary  to  drag  in  re- 
ligion, to  explain  the  meaning  of  it  all.  A  lovelorn 
young  noble  might  say  to  his  love,  as  Aucassin  of 
Provence  said  to  Nicolette :  "  What  should  I  do  in 
Paradise?  I  don't  want  to  go  there  unless  I  have 
Nicolette,  my  sweetest  love.  To  Paradise  no  one  goes 
but  old  priests,  old  cripples,  old  maimed  fellows  who 
go  bobbing  day  and  night  before  altars  and  in  crypts, 
dressed  in  ragged  old  cloaks,  all  in  tatters,  naked, 


38     ITALY  IN  THE  THIRTEENTH  CENTURY 

barefoot,  all  sores,  who  die  of  hunger,  thirst,  cold, 
and  misery.  Those  go  to  Paradise.  I  have  nothing 
to  do  with  them ;  but  to  hell  I  prefer  to  go.  For  to 
hell  go  the  fine  scholar  and  the  gallant  knight,  the 
good  soldier  and  the  free-born.  I  want  to  go  with 
them.  There  go  the  lovely,  high-bred  ladies  that 
have  two  or  three  lovers  besides  their  lords ;  there 
go  gold  and  silver,  ermine  and  sable,  there  go  harp- 
ers and  poets  and  the  kings  of  the  world.  With  those 
I  wish  to  go,  if  only  I  have  Nicolette,  my  sweetest 
love." 

But  the  burghers  and  the  peasants  had  no  such 
ideas.  Poverty,  disease,  taxes,  feudal  exactions,  ser- 
vile obligations,  wars,  freebooters,  rendered  such 
light  jesting  impossible.  The  hard  lot  of  common 
men  weighed  upon  them.  Many,  indeed,  began  to 
seek  better  things  outside  the  Church;  but  the 
Church  was  still  ample  enough  to  offer  wide  room 
for  thirsty  souls,  it  had  not  yet  become  the  rigid 
system  of  dogmas  that  the  Council  of  Trent  and  the 
stagnant  policy  of  the  Vatican  have  since  made  it. 
Many  doctrines  were  still  undetermined,  many  great 
wastes  of  theology  were  still  to  be  explored  and 
mapped.  And  in  this  perplexity,  in  this  twilight  of 
dogma,  inquiring  spirits  took  themselves  to  the  book 
of  truth.  The  one  source  of  knowledge,  for  things 
human  as  well  as  of  things  divine,  knowledge  both 
of  the  end  and  of  the  way,  was  Holy  Writ. 

It  would  be  hard  to  exaggerate  the  importance  of 
the  Bible  at  this  time.  The  leaders  of  thought  pored 
over  its  pages;  the  whole  fabric  of  the  Church  jus- 
tified itself  by  two  or  three  famous  texts,  the  canon 


JOACHIM,  THE  PROPHET  39 

law  was  built  upon  random  verses.  The  great  religious 
awakening  of  the  twelfth  and  thirteenth  centuries 
was  founded  on  the  gospels.  All  agreed  that  the  Bible 
was  God's  Word,  but  all  did  not  find  the  light  in 
the  same  parts.  Priests  looked  to  the  books  of  the 
law  and  to  such  verses  as  supported  ecclesiastical 
pretensions ;  the  lowly  looked  to  the  stories  about 
Jesus,  to  his  sayings  and  his  doings ;  and  men  of 
solitary  lives  and  mystical  leanings  found  a  special 
fascination  in  the  Book  of  Revelation.  That  weird 
book,  with  its  wild  rhetoric,  its  mysterious  imagin- 
ings, and  its  passionate  anger,  touched  and  quick- 
ened the  hopes  and  fears  of  a  burdened  and  super- 
stitious generation.  Centuries  before,  in  the  midst 
of  the  downfall  of  Roman  civilization,  St.  Augustine 
had  endeavoured  to  find  in  the  visions  of  the  Hebrew 
seer  an  explanation  of  the  evils  that  surrounded  him. 
Others  had  followed  in  Augustine's  steps.  They  read 
therein  how  the  Apostle  John,  the  best  beloved,  had 
foreseen  the  dreadful  happenings  of  the  times  in 
which  they  were  living.  In  the  evils  that  crowded 
round  them, — war,  pestilence,  famine,  injustice,  vice, 
brutality,  —  they  recognized  the  fulfilment  of  his 
wild  words ;  they  felt  the  presence  of  the  rider  on 
the  white  horse,  of  the  seven  seals,  of  blazing  stars, 
of  locusts,  of  horned  beasts,  of  a  scarlet  woman,  of 
Antichrist  himself.  These  apocalyptic  visions  fur- 
nished a  fiery  drama  for  the  lonely  souls  who  looked 
out  from  their  monasteries  in  bewilderment  upon  the 
world.  One  of  these  lonely  souls,  in  whom  hope  out- 
weighed fear,  and  love  triumphed  over  hate,  was 
Joachim,  a  Cistercian  monk  of  Calabria.  From  the 


40    ITALY  IN  THE  THIRTEENTH  CENTURY 

name  of  the  place  where  he  founded  a  new  monas- 
tic order  he  is  called  Joachim  of  the  Flower. 

This  longing,  hungry  man  had  undergone  in  his 
youth  the  great  religious  experience  of  a  pilgrimage 
to  Jerusalem.  Bred  to  luxury  he  had  begun  life  as 
a  young  man  of  fashion ;  he  was  fastidious  about 
his  clothes  and  dyed  his  hair,  which  was  naturally 
black,  the  yellow  colour  affected  by  German  dandies. 
But  during  his  pilgrimage  the  sight  of  a  plague  at 
Constantinople  and  the  holy  memories  in  Judea 
wrought  powerfully  upon  his  sensitive  spirit.  He  re- 
turned to  Calabria,  renounced  the  world  and  became 
a  monk. 

The  monks  of  Calabria  inherited  the  Greek  mo- 
nastic traditions  of  ascetism,  and  Joachim  outdid  his 
fellows.  He  wore  the  shabbiest  clothes ;  he  paid  no 
heed  to  what  he  ate  and  drank ;  during  Lent  he 
hardly  tasted  food  at  all ;  in  fact,  he  was  indifferent 
to  hunger  and  thirst,  heat  and  cold.  And  yet  he  was 
not  a  fanatic.  He  was  very  hospitable  and  always 
treated  his  guests  with  distinguished  courtesy,  es- 
pecially at  table ;  and  when  he  dined  abroad  partook 
of  any  suitable  dish  put  before  him.  If  a  brother 
was  ill,  in  spite  of  the  rules  he  bade  him  eat  and 
drink  whatever  he  had  a  mind  for.  He  was  always 
kind  to  the  sick  and  needy.  When  he  was  abbot,  he 
used  to  wash  the  hospital  himself  and  inspect  the  food 
for  the  patients.  He  was  merciful  to  his  servant,  and 
on  a  journey,  if  he  saw  him  tired,  would  make  him 
ride  the  mule,  turn  and  turn  about.  He  was  very 
strict  in  the  matter  of  morals  and  in  enforcing  the 
monastic  vow  of  obedience,  as  well  as  in  rendering 


JOACHIM,  THE  PROPHET  41 

obedience  himself.  He  took  a  high  view  of  the 
priestly  office.  Once  in  Palermo  the  Empress  Con- 
stance sent  for  him  to  come  to  the  palace.  He 
found  her  in  the  chapel  sitting  in  her  usual  seat  and 
a  little  chair  beside  her  set  for  him.  When  the  Em- 
press said  that  she  wished  to  confess,  he  rebuked 
her :  "  I,"  said  he,  "  am  now  in  the  place  of  Christ, 
and  you  are  in  the  place  of  the  penitent  Magdalene  ; 
get  down,  sit  on  the  floor,  and  then  confess;  or  I 
will  not  hear  you."  The  Empress  got  down  on  the 
floor  and  there  humbly  confessed  her  sins,  to  the 
edification  of  her  attendants. 

Joachim's  one  great  interest  was  to  study  the  pro- 
phecies ;  his  one  great  pleasure  to  celebrate  mass. 
During  mass  he  was  in  a  sort  of  ecstasy,  his  face 
(usually  the  colour  of  a  dry  leaf)  became  like  that 
of  an  angel,  and  sometimes  he  wept.  When  he 
preached,  the  young  monks  gazed  on  his  face  as  if 
he  were  an  angel  presiding  over  them,  and  when  he 
knelt  in  prayer  his  countenance  was  aglow  as  if  he 
looked  upon  Christ  face  to  face.  Even  when  he  spent 
the  whole  night  writing,  he  was  punctual  at  vigils, 
and  "  I  never,"  says  Bishop  Lucas,  his  biographer, 
then  a  young  monk,  "saw  him  go  to  sleep  during 
the  singing." 

Joachim  was  abbot  only  for  a  short  time ;  he  re- 
signed his  office  in  order  that  he  might  devote  him- 
self wholly  to  studying  the  Scriptures.  He  applied 
himself  principally  to  the  Book  of  Revelation.  Like 
St.  Augustine  in  his  time,  Joachim  was  intensely 
conscious  of  the  evil  in  the  world.  He  had  lived 
through  the  strife  between  Frederick  Barbarossa  and 


42    ITALY  IN  THE  THIRTEENTH  CENTURY 

Pope  Alexander  III,  and  through  the  cruel  war  be- 
tween Henry  VI  and  the  Norman  claimants  to  the 
Sicilian  throne;  he  had  seen  the  triumph  of  Saladin 
and  the  fall  of  Jerusalem;  he  had  witnessed  the 
heresy  that  raged  in  southern  France  and  was  fast 
spreading  in  Italy.  He  had  wondered  in  terror  at 
malignant  diseases  that  came  no  one  knew  how  and 
swept  away  families  and  towns.  In  the  midst  of  these 
ills  he  looked  for  comfort  to  the  consecrated  servants 
of  God,  and  found  worldliness,  simony,  vulgarity. 
The  professed  followers  of  Christ  had  failed :  "  We/' 
he  said,  "  who  call  ourselves  Christians  and  are  not." 
These  awful  perturbations  in  nature  must  have  some 
mighty  significance,  the  world  must  be  approaching 
some  tremendous  crisis.  The  sacred  book  would 
show  ;  and  Joachim  laboured  day  after  day,  night 
after  night,  in  search  of  a  hypothesis  that  should 
reveal  the  truth.  One  can  imagine  this  strange,  sen- 
sitive man,  who  lived  more  in  a  world  of  fantastic  im- 
agination than  on  the  earth,  rapt  in  transcendental 
thoughts  and  wrestling  with  the  mystery  of  evil  in 
prayer,  in  contemplation,  in  fasts  and  vigils,  or  seek- 
ing an  explanation  of  this  unintelligible  world  in 
the  wild  ravings  of  the  Hebrew  seer. 

Two  texts  gave  him  his  clue ;  and  he  followed  it 
patiently,  laboriously,  in  the  light  of  St.  Paul's  say- 
ing :  "  The  letter  killeth  but  the  spirit  giveth  life." 
One  text  was :  "  I  will  pray  the  Father  and  he  shall  give 
you  another  Comforter,  that  he  may  abide  with  you 
forever  " ;  the  other  was  :  "  I  saw  another  angel  fly  in 
the  midst  of  heaven,  having  the  everlasting  gospel." 
This  clue  led  him  to  the  following  hypothesis. 


JOACHIM,  THE  PROPHET  43 

The  three  persons  of  the  Trinity  were  equal,  co- 
essential,  consubstantial,  co-eternal,  and  co-omnipo- 
tent. That  was  a  fundamental  doctrine  of  the 
Christian  religion.  From  this  truth  it  followed  logic- 
ally that  the  Holy  Ghost  must  exercise  as  great 
a  share  of  divine  and  directing  providence  in  the 
affairs  of  men  as  the  Father  or  the  Son.  Both  of 
them  had  had  their  dispensations.  The  Father  had  had 
His  Gospel,  the  Old  Testament ;  the  prophets  and 
patriarchs  had  been  His  ministers.  The  Son  had  had 
His  Gospel,  the  New  Testament ;  the  priests  were 
His  ministers.  Therefore  the  Holy  Ghost,  also,  must 
have  His  dispensation,  His  gospel,  and  His  minis- 
ters. Surely  the  "  everlasting  gospel  "  that  St.  John 
had  seen  in  the  hands  of  the  angel  —  not  a  tang- 
ible book  of  parchment,  but  a  spiritual  emanation 
from  the  Old  and  New  Testaments  (as  the  Holy 
Ghost  emanated  from  the  Father  and  the  Son)  — 
was  the  Gospel  of  the  Holy  Ghost,  and  monks,  holy 
men  living  far  from  the  world  in  psalmody  and 
prayer,  must  be  His  ministers.  By  assiduous  study, 
by  comparing  text  with  text,  by  hammering,  twist- 
ing, and  rending  the  reluctant  letter,  Joachim  broke 
through  bark  and  resisting  integument,  and  got  at 
the  spirit  within.  This  ascetic  visionary  studied  his 
facts  with  minute  and  loving  care ;  and  as  his  hy- 
pothesis developed,  it  grew  clearer  and  clearer,  until 
texts  clustered  about  it  with  the  very  fulness  of 
proof  and  conviction.  Parallels  between  the  Old  and 
New  Testaments,  concord  between  remote  passages, 
allusions  plain  as  day  when  once  the  veil  was  rent, 
texts  of  all  kinds,  shed  a  flood  of  light  on  the  hidden 


44    ITALY  IN  THE  THIRTEENTH  CENTURY 

truth,  and  at  last  the  three  dispensations  of  the 
three  Godheads  stood  fully  revealed. 

In  the  first  the  Father  reigned ;  He  was  God  of 
law  and  of  punishment ;  men  were  afraid  before  Him 
like  slaves  before  their  master ;  old  age  was  the  type 
of  the  indwelling  spirit ;  the  light  of  His  reign  was 
dim  like  that  of  the  stars,  and  there  was  old  Decem- 
ber bareness  everywhere.  In  the  second  the  Son 
reigned ;  He  was  the  God  of  wisdom  and  knowledge, 
in  whom  severity  was  tempered  by  grace ;  men  were 
no  longer  slaves  but  sons ;  and  youth  was  the  type 
of  the  spirit  therein ;  the  light  of  His  reign  was  like 
the  light  of  dawn,  and  signs  of  spring  were  abroad. 
In  the  third  the  Holy  Ghost  was  to  reign ;  He  was 
God  of  love,  of  grace  in  its  plenitude ;  His  service 
was  perfect  freedom ;  love  imbued  everything ;  little 
children  were  the  type  of  the  spirit ;  the  light  therein 
was  like  that  of  high  noon,  and  summer  splendour 
reigned ;  it  was  the  time  of  harvest,  the  season  of 
lilies;  holy  men  were  aglow  with  divine  fire,  un- 
touched by  the  grossness  of  earth  they  floated  in 
mystic  contemplation  like  birds  in  air ;  and  all  men 
were  absorbed  in  love,  in  prayer,  and  psalmody. 

To  Joachim's  mystic  spirit  this  monastic  period  of 
love,  peace,  and  purity  was  almost  at  hand ;  and  the 
letter  of  Scripture — beaten,  tortured,  racked  into 
confession  — revealed,  though  not  perhaps  with  final 
certainty,  the  time  of  its  coming.  The  key  to  this 
question  of  time  lay  in  the  equality  between  the 
Persons  of  the  Godhead.  The  temporal  duration  of 
the  reign  of  the  Father  must  by  virtue  of  their  equal 
majesty  find  a  parallel  in  the  reign  of  the  Son.  The 


JOACHIM,  THE  PROPHET  45 

length  of  the  first  period  was  known.  There  were 
sixty-three  generations  from  Adam  to  Christ ;  there 
must  therefore  be  sixty-three  generations  from  the 
beginning  of  Christ's  reign  to  the  beginning  of  the 
reign  of  the  Holy  Ghost.  But  when  did  Christ's 
reign  begin?  Various  reasons  showed  that  it  could 
not  be  calculated  from  the  date  of  His  birth.  The 
problem  was  very  difficult.  It  was  necessary  to  sub- 
ject the  letter  that  killeth  to  further  torture  — peine 
forte  et  dure  —  in  order  to  get  at  the  truth.  The 
second  period  began,  not  with  the  life  of  Christ  on 
earth,  which  was  rather  a  fulfilment,  a  season  of 
harvest  as  it  were,  than  a  commencement,  but  with 
Uzziah,  King  of  Judea,  who  (as  was  proved  by  sundry 
analogies  of  more  or  less  cogency)  represented  the 
beginning,  the  sowing  of  seed.  As  King  Uzziah  pre- 
ceded Christ  by  twenty-one  generations,  the  second 
period  had  still  forty-two  more  generations  to  run 
after  the  Nativity,  that  is,  reckoning  thirty  years  to 
a  generation,  it  would  end  in  1260  A.D. 

It  is  wrong  to  render  Joachim's  passionate  inter- 
pretation of  a  moral  crisis  in  this  bald  arithmetical 
manner.  The  high-strung,  emotional  Calabrian  flew 
at  the  sacred  text  like  Michelangelo  at  a  block  of 
marble,  hacking,  cutting,  chiselling,  shaping,  until 
he  forced  the  cold  material  to  set  free  the  imprisoned 
truth  within.  He  cared  little  or  nothing  about  dates 
and  times ;  his  soul  was  swept  along  on  the  whirl  of 
St.  John's  tremendous  vision ;  he  saw  again  the  pale 
horse  ridden  by  Death  with  hell  following  after,  he 
saw  the  fearful  beasts  and  the  stars  of  heaven  falling 
to  earth  as  the  fig  tree  casts  her  fruit ;  he  felt  the 


46    ITALY  IN  THE  THIRTEENTH  CENTURY 

mighty,  mystic  import  of  the  end  of  one  era  and 
the  beginning  of  another,  and  his  soul  flushed  with 
expectation  and  passion. 

Joachim  lived,  while  he  was  finishing  his  books, 
in  a  remote  place,  Pietralata,  in  the  southern  part 
of  Calabria ;  but  his  reputation  as  a  holy  man,  as  a 
great  scholar,  as  a  mystic,  spread  far  and  wide.  This 
lonely,  austere,  loving  soul  was  thought  to  have  read 
the  book  of  fate.  Men  attributed  supernatural  powers 
to  him.  Disciples  flocked  around,  and  he  was  con- 
strained to  remove  to  a  still  more  remote  spot,  Fiore, 
in  Sila,  a  mountainous  part  of  Calabria,  and  there 
he  built  a  monastery.  This  stood  high  above  the 
plain,  with  mountain-tops  for  neighbours,  in  perfect 
quiet,  except  for  the  winds  in  the  hills  and  the  noise 
of  running  waters  rising  from  the  valleys.  By  reason 
of  his  fame  the  monastery  flourished,  and  became 
the  parent  of  new  houses  ;  but  the  cares  of  manage- 
ment, even  in  a  monastery  of  his  own  creation,  were 
an  irksome  restraint.  They  shut  out  the  free  air  of 
the  spirit.  So  he  renounced  Fiore  and  went  back  to 
his  little  hermitage  at  Pietralata,  where  he  died  ( 1202). 

Some  of  Joachim's  doctrines  were  doubtless  very 
near  heresy,  and  indeed  some  of  his  remarks  on  the 
Trinity  were  condemned  by  the  Fourth  Lateran 
Council;  but  the  condemnation  went  no  further, 
and  seems  to  have  been  due  less  to  his  errors  than 
to  the  anger  of  the  monastic  bodies  which  he  de- 
nounced for  their  irreligious  practices.  In  spite  of 
this  condemnation  Joachim's  fame  grew  and  grew ; 
he  became  prophet,  saint,  worker  of  miracles,  and 
his  books  were  read  far  and  wide.  Soon  all  sorts  of 


JOACHIM,  THE  PEOPHET  47 

spurious  prophecies  and  denunciations  were  foisted 
upon  him.  Stories  circulated  among  pious  monks 
how  Joachim  had  foretold  evil  of  the  Hohenstauf ens, 
and  when  the  great  struggle  between  the  Church 
and  Frederick  grew  fiercer  and  fiercer,  men  remem- 
bered his  anticipations  of  Antichrist  and  looked 
forward  with  a  wild  surmise  to  the  fatal  year  1260. 


CHAPTER  V 

PAPAL  JURISPRUDENCE 

Tu  regere  imperio  populos,  Romane,  memento ; 
Hae  tibi  erunt  artes ;  pacisque  imponere  morem, 
Parcere  subjectis,  et  debellare  superbos. 

^Eneid,  vi,  852-54. 

These  arts,  mark  tliou,  Roman,  shall  be  thine  ; 
To  rule  the  nations  with  thy  ordered  law, 
To  impose  the  usages  of  peace,  the  conquered  spare, 
And  overthrow  the  proud. 

ABBOT  JOACHIM  represents  the  rebellious  spirit  of 
the  anchorite,  indignant  with  the  compromises  that 
the  soul  makes  with  the  body,  that  the  Church  makes 
with  the  world.  But  however  far  he  is  from  the  typical 
churchman,  however  little  he  may  seem  to  count  in 
the  Church's  doings,  nevertheless  he  is  in  the  Church 
and  of  the  Church ;  in  the  crypt  of  her  holy  edifice 
he  and  his  followers  ceaselessly  chant  their  litanies, 
and  in  moments  of  trial  or  penitence  she  listens  to 
them.  And  we  must  not  forget  the  strain  of  those 
litanies — Miserere  Domine  — while  we  consider  the 
political  part  of  the  Church,  her  legal  structure,  and 
the  methods  and  procedure  of  her  supreme  pontiff. 
It  might  seem,  as  indeed  it  has  seemed  to  oppon- 
ents of  the  Papacy  who  approach  the  question  either 
from  the  standpoint  of  the  gospels  or  of  a  purely 
civil  state,  that  Innocent  exercised  a  usurped,  unjus- 
tifiable, and  irregular  dominion  over  Europe,  that 
his  government  was  autocratic,  the  assertion  of  his 


PAPAL  JURISPRUDENCE  49 

personal  will.  On  the  contrary,  the  principles  of  his 
authority  are  nearly  or  quite  as  clear  and  well  defined 
as  the  equitable  jurisdiction  of  the  Lord  Chancellor. 
Their  multiform  character  gives  them  an  autocratic 
appearance.  Where  Innocent  had  political  rights  he 
acted  like  any  feudal  lord ;  where  he  had  ecclesiast- 
ical rights  he  acted  according  to  canon  law  and  the 
practice  of  the  papal  chancery.  The  political  rights 
of  the  Papacy  extended,  in  different  manners  and  in 
different  degrees,  to  the  papal  provinces  of  central 
Italy,  to  the  dependent  kingdom  of  Sicily,  and  to  the 
component  parts  of  the  Holy  Roman  Empire ;  the 
ecclesiastical  rights  of  the  Papacy  extended  through- 
out Christendom,  and  if  they  appear  strange  and 
exaggerated  to  our  modern  eyes,  we  must  always  re- 
member that  at  this  time  civil  and  ecclesiastical  con- 
ceptions of  society  were  confusedly  struggling  with 
one  another  for  the  mastery. 

These  ecclesiastical  rights  or  pretensions  extended 
to  the  sphere  of  diplomacy  and  politics  as  well  as  of 
law ;  and  naturally  were  less  explicit  in  diplomacy 
and  politics  than  they  were  in  law.  In  law  the  juris- 
diction claimed  by  the  Church  was  perfectly  definite, 
although  it  was  by  no  means  always  admitted  by  sec- 
ular governments;  so  definite  that  we  are  wont  to 
think  of  it  as  we  think  of  civil  jurisdiction,  as  the 
creature  of  positive  law,  as  a  body  of  enactments  by 
oecumenical  councils  and  other  ecclesiastical  author- 
ities. But  this  way  of  thinking  is  misleading.  The 
legal  jurisdiction  of  the  Church  was,  of  course,  laid 
down  and  defined  by  venerable  authorities,  by  coun- 
cils, synods,  Fathers,  and  popes;  but  these  authorities 


50    ITALY  IN  THE  THIRTEENTH  CENTURY 

•were  mere  interpreters  of  Holy  Writ.  All  the  canons, 
directly  or  by  logical  inference,  depend  upon  the 
Bible ;  and  we  shall  not  understand  ecclesiastical  pre- 
tensions, whether  in  law  or  diplomacy,  unless  we  re- 
gard them,  as  the  great  churchmen  did,  as  corollaries 
from  the  very  words  of  God. 

The  Church's  legal  jurisdiction  may  be  broadly 
divided  into  two  branches,  one  where  ecclesiastical 
persons  are  concerned,  the  other  where  the  subject- 
matter  is  ecclesiastical  or  religious;  but  it  will  be 
easier  for  us  to  understand  the  policy  and  actions  of 
the  Papacy,  as  well  as  more  germane  to  our  purpose, 
if  we  do  not  limit  ourselves  to  a  strictly  legal  point 
of  view,  but  give  to  the  term,  ecclesiastical  jurisdic- 
tion, a  significance  wide  enough  to  include  matters 
that  range  beyond  courts  of  law  and  concern  diplo- 
macy and  politics,  and  classify  the  heads  of  that 
jurisdiction  as  a  papal  legate  might  propound  them 
to  a  foreign  court. 

(1)  Unity  of  the  Church :  The  texts  that  speak 
of  a  single  fold  with  a  single  shepherd,  and  of  the 
seamless  garment  of  Christ,  are  clear.  They  leave  no 
doubt  upon  the  right  to  take  all  measures  that  may 
be  necessary  to  maintain  the  unity  of  the  Church. 
Heresy  must  be  put  down.  No  sovereign  can  admit 
the  right  of  rebellion ;  no  union  can  permit  secession ; 
no  government  can  allow  anarchy.  The  existence  of 
the  Holy  Catholic  Church  depended  on  this  principle. 

(2)  Defence  of  the  Faith :  A  very  wide  jurisdic- 
tion ;  including  the  right  to  set  on  foot  a  crusade  to 
the  Holy  Land,  to  legislate  for  Jews  and  Saracens, 
to  exterminate  heretics,  etc. 


PAPAL  JURISPRUDENCE  51 

(3)  The  Clergy :  The  Church  had  sole  criminal 
jurisdiction  of  all  persons  in  orders,  jurisdiction  of 
their  appointment  or  election,  of  their  rights  and 
duties,  and  of  church  property,  excepting  feuds,  and 
even  feuds  when  held  of  the  Church  or  in  frank- 
almoin,  and  also  of  tithes  and  ecclesiastical  dues. 

The  mere  announcement  of  an  intention  to  take 
orders  was  enough  to  confer  jurisdiction.  For  in- 
stance, the  case  of  Pier  Bernadone  may  be  cited.  He 
summoned  his  son  before  a  civil  tribunal,  the  con- 
suls of  Assisi,  but  Francis  asserted  that  he  was  a 
servant  of  God,  whereupon  the  consuls  refused  to 
entertain  the  cause  and  the  father  was  obliged  to 
betake  himself  to  the  bishop's  court. 

(4)  Investiture:    Complete   authority   over    the 
clergy  necessarily  involves  the  right  of  installing  pre- 
lates in  ecclesiastical  offices.  This  right  of  investiture 
was  the  particular  point  at  which  the  Church  and 
the  civil  power  had  clashed  under  Hildebrand  and 
Henry  IV .  The  struggle  had  ended  in  the  compromise 
of  the  Concordat  of  Worms  (1122).  A  similar  settle- 
ment was  made  in  England  under  Henry  I.   The 
election  of  a  prelate  belonged  to  the  clergy  according 
to  the  canons  of  the  Church,  and  the  investiture  to 
the  sacred  office  must  be  made  by  ecclesiastical  hands; 
but  the  civil  power  had  the  right  to  be  represented  at 
the  election  and  also  to  confer  upon  the  newly  elected 
prelate  the  temporalities  pertaining  to  his  office,  and 
those  temporalities  remained  subject  to  civil  obliga- 
tions. 

(5)  Matrimony,  Divorce,  etc. :  In  modern  times 
marriage  is  looked  upon  as  a  contract  sui  generis 


52    ITALY  IN  THE  THIRTEENTH  CENTURY 

to  which  the  State  is  a  party ;  in  the  Middle  Ages 
it  was  regarded  as  a  contract  to  which  God  is  a 
party.  God  joins  a  man  and  his  wife  (Gen.  n,  24). 
Marriage  was  a  sacrament,  and  so  within  the  special 
care  of  the  Church,  and  the  Church  unhesitatingly 
asserted  her  jurisdiction.  The  most  famous  matri- 
monial cause  during  Innocent's  pontificate  was  the 
divorce  between  Philip  Augustus,  King  of  France, 
and  Ingelberg,  his  Danish  queen.  He  had  married 
her  for  considerations  of  policy ;  but  immediately 
or  almost  immediately  after  the  ceremony,  he  took 
a  violent  dislike  to  her  and  repudiated  her.  At  his 
bidding  a  provincial  council  granted  a  divorce,  but 
the  poor  queen  in  her  broken  French  appealed  to 
the  Pope  —  "  Mala  Francia,  Mala  Francia,  Roma, 
Roma  ! "  —  and  the  Pope  entertained  her  appeal, 
reversed  the  judgment,  and  enforced  it  by  the  ban 
of  the  Church.  As  a  corollary,  all  questions  con- 
cerning promises  to  marry,  right  of  dower,  and  sim- 
ilar matters  came  within  ecclesiastical  jurisdiction. 
For  example,  King  John  withheld  the  dower  due 
to  Queen  Berengaria,  widow  of  King  Richard.  She 
applied  to  the  Pope  for  aid ;  he  assumed  cognizance 
of  the  matter,  and  in  the  end  John  was  obliged  to 
give  way. 

(6)  Wills,  Intestacy,  Legitimacy :  As  a  conse- 
quence of  the  jurisdiction  over  marriage,  ecclesiasti- 
cal tribunals  judged  questions  concerning  legitimacy 
as  well  as  wills  and  rights  of  succession  to  chattels. 
Jurisdiction  of  wills  began  in  the  duty  to  see  that 
the  testator's  bequests  for  the  good  of  his  soul  were 
carried  out,  and  of  intestacy  perhaps  in  the  idea 


PAPAL  JURISPRUDENCE  53 

that  the  omission  to  have  made  such  bequests  was  a 
sin.  The  Bible  afforded  ample  justification  for  this 
jurisdiction  (Num.  xxvii,  6-11). 

(7)  Widows  and  Orphans :  These  were  specially 
under  God's  protection :  "  He  doth  execute  the  judg- 
ment of  the  fatherless  and  the  widow  "  (Deut.  x, 
18).    "  Ye  shall  not  afflict  any  widow  or  fatherless 
child"  (Ex.  xxii,  22).  "A  father  of  the  fatherless 
and  a  judge  of  the  widows  is  God  in  His  holy  habita- 
tion "  (Ps.  LXVIII,  5). 

(8)  Vows,  Oaths,  Pledges:  A  vow  was  calling 
upon  God  to  witness.  "  Thou  shalt  not  take  the  name 
of  the  Lord  thy  God  in  vain  (Ex.  xx,  7).  ...  When 
thou  shalt  vow  a  vow  unto  the  Lord  thy  God,  thou 
shalt  not  slack  to  pay  it ;  for  the  Lord  thy  God  will 
surely  require  it  of  thee;  and  it  would  be  sin  in 
thee.  .  .  .  That  which  is  gone  out  of  thy  lips  thou 
shalt  keep  and  perform"  (Deut.  xxm,  21,  23;  Num. 
xxx,  2,  etc.).    This  was  the  main  ground  for  the 
Church's  claim  to  guide  and  control  crusades  as  well 
as  individual  crusaders,  and  also  the  ground  for  her 
claims  of  jurisdiction  over  contracts. 

(9)  Criminal  Jurisdiction  over   Ecclesiastical 
and  Moral  Offences:  This  included  offences  against 
faith,  morality,  or  the  Church,  such  as  simony,  blas- 
phemy, sacrilege,  adultery,  perjury,  heresy,  slander, 
libel,  usury,   and   offences  committed  against  the 
clergy.  For  simony  Peter's  dealing  with  Simon  the 
sorcerer  was  ample  warrant  (Acts  vni) ;  and  for  usury 
there  were  many  texts,  "  Do  good,  and  lend,  hoping 
for  nothing  again"  (Luke  vi,  35;  Ezek.  xvm,  17; 
Lev.  xxv,  36,  etc.).  The  presence  of  sin  always  con- 


54    ITALY  IN  THE  THIRTEENTH  CENTURY 

f erred  jurisdiction,  very  much  as  fraud  confers  juris- 
diction on  a  court  of  chancery. 

(10)  Universities:  The  Pope  exercised  jurisdic- 
tion over  universities  because  they  were  managed  by 
clerks  and  because  theology  was  taught  there.  For 
instance,  Innocent  confirmed  the  rules  and  regula- 
tions of  the  University  of  Paris,  and  threatened  to 
remove  the  University  from  Bologna. 

(11)  A  General  Jurisdiction  for  the  Common 
Welfare:  This  was  a  sort  of  general  jurisdiction, 

based  upon  the  public  weal,  over  such  matters  as 
highways  and  tolls,  perhaps  for  the  sake  of  pilgrims 
coming  to  Rome,  coinage,  weights  and  measures,  and 
other  things,  such  as  offences  against  persons  under 
the  protection  of  the  Church.  This  general  papal 
jurisdiction  was  perhaps  a  development  of  the  early 
episcopal  jurisdiction,  which  had  been  conferred  on 
bishops  by  the  Emperors  when  the  latter  pursued 
their  policy  of  raising  up  the  bishops  as  a  counter- 
poise to  the  disobedient  barons.  But  the  papal  juris- 
diction reached  out  far  beyond  the  warrant  of  its 
origin.  Innocent  says  in  his  inaugural  sermon  :  "All 
they  that  are  of  the  household  of  the  Lord  have 
been  committed  to  my  care."  The  text,  "  Peter,  feed 
my  sheep,"  was  always  on  the  tip  of  the  ecclesiastical 
tongue. 

(12)  International  Peace:  This  is  part  of  the 
general  jurisdiction   of  the  Pope  as  the  executive 
charged  to  administer  the  precepts  of   the   Bible, 
"Seek  peace  and  pursue  it"  (Ps. xxxiv,  14).  "And 
into  whatsoever  house  ye  enter  first  say,  Peace  be  to 
this  house"  (Luke  x,  5).  "  My  peace  I  give  unto  you  " 


PAPAL  JURISPRUDENCE  55 

(John  xiv,  27).  The  Pope  had  the  right  to  impose 
peace  in  the  interest  of  a  crusade  or  simply  in  order 
to  prevent  the  evils  and  wickedness  of  war. 

(13)  Conscience :  The  Papacy  asserted  a  sort  of 
chancery  jurisdiction  over  all  matters  that  touched 
the  conscience.  The  Pontiff  of  Christendom,  as  the 
Vicar  of  Christ,  must  see  that  men  do  the  things 
that  conscience  and  fair  dealing  prescribe.  This  gen- 
erous warrant  for  interposition  ekes  out  the  minor 
departments  of  his  jurisdiction,  and  is  the  real  base 
for  the  ecclesiastical  claim  to  control  the  civil  power. 
As  Innocent  wrote  to  the  King  of  France,  the  juris- 
diction of  the  Church  embraced  "  all  that  pertains 
to  the  salvation  or  damnation  of  the  soul."   Such 
authority  flowed  from  the  power  of  the  Keys. 

(14)  Appellate  Jurisdiction:  The  principle  of 
unity  required  that  all  Christendom  should  regard 
Rome  as  the  source  of  ecclesiastical  authority.   As 
Rome  could  not,  owing  to  the  size  of  Christendom 
and  the  nature  of  hierarchical  organization,  give 
direct  commands  to  all  her  flock,  the  most  efficient 
means  to  attain  unity  of  law,  of  authority,  of  policy, 
of  administration,  was  to  secure  as  large  an  appellate 
jurisdiction  for  the  Roman  See  as  possible.  Innocent 
was  extremely  jealous  of  this  right  of  appeal,  and 
fostered  the  practice  of  turning  to  Rome  for  redress 
in  all  possible  cases.  He  looked  on  Papal  Rome  as 
the  successor  to  Imperial  Rome,  believing  that  to 
him,  as  the  spiritual  heir  of  the  Caesars,  the  Appello 
ad  Ccesarem  was  addressed. 

The  most  famous  case  concerns  the  election  to  the 
archiepiscopal  see  of  Canterbury  and  was  the  cause 


56    ITALY  IN  THE  THIRTEENTH  CENTURY 

of  the  great  quarrel  between  the  Pope  and  King 
John.  The  case  involved  the  respective  rights  of  the 
monks  of  Canterbury,  the  suffragan  bishops  of  the 
province,  and  the  King,  in  the  election  of  an  arch- 
bishop. On  the  death  of  Archbishop  Hubert  in  1205 
the  monks,  in  great  haste  and  secrecy  and  without 
notice  to  the  King,  elected  to  the  vacant  see  one  of 
themselves,  Reginald,  the  sub-prior.  Apprehensive 
of  the  consequences  of  what  they  had  done,  they 
swore  the  archbishop-elect  not  to  divulge  his  election 
until  it  should  be  confirmed  by  the  Pope,  and  sent 
him  with  a  small  company  of  monks  post-haste  to 
Rome.  Hardly  had  he  crossed  the  English  Channel 
when  he  began  boasting  that  he  was  the  Archbishop 
of  Canterbury.  His  brethren  at  home,  provoked  at 
his  breach  of  secrecy  and  fearful  of  the  King's 
anger,  promptly  asked  permission  of  the  King  to 
elect  another  archbishop.  The  King  suggested  tte 
Bishop  of  Norwich,  one  of  his  familiars.  The  monks 
were  glad  to  obey;  they  immediately  elected  and 
installed  the  bishop,  and  the  King  put  him  in  pos- 
session of  the  temporal  properties  of  the  see.  Mean- 
while the  suffragan  bishops  had  sent  envoys  to  Rome 
to  deny  the  validity  of  an  election  without  their  con- 
currence, claiming  a  right  to  participate,  and  yet  ac- 
quiescing in  the  election  of  the  Bishop  of  Norwich. 
The  King  also  sent  a  committee  of  monks  to  Rome, 
and  openly  pledged  himself  to  accept  whomsoever 
they  should  elect,  but  he  had  exacted  an  oath  from 
them  to  elect  no  one  but  the  Bishop  of  Norwich. 
There  were  therefore  two  candidates  before  the 
Pope :  Reginald,  who  rested  his  claim  on  the  first 


PAPAL  JURISPRUDENCE  57 

election  by  the  monks,  and  the  Bishop  of  Norwich, 
who,  supported  by  the  King  and  the  suffragan  bish- 
ops, claimed  that  the  first  election  was  invalid  as  it 
had  been  held  without  the  King's  presence  or  per- 
mission. 

The  Pope,  in  order  to  have  full  power  to  make  an 
end  of  the  whole  matter  and  perhaps  foreseeing  his 
decision,  bade  the  monks  of  Canterbury  delegate 
their  powers  of  election  to  a  committee,  and  send 
that  committee  to  Rome.  He  then  heard  the  evi- 
dence and  the  arguments.  He  decided,  first,  that  the 
election  lay  with  the  monks  and  that  the  suffragan 
bishops  had  no  right  to  take  part ;  next,  that  both 
elections  by  the  monks,  that  of  Reginald  and  that  of 
the  Bishop  of  Norwich,  were  irregular  and  invalid. 
He  therefore  quashed  what  had  been  done,  and  bade 
the  plenipotentiary  committee  proceed  to  a  new 
election.  Probably  at  his  suggestion,  or  perhaps 
upon  his  insistence,  the  committee  elected  Cardinal 
Langton. 

Stephen  Langton  was  an  Englishman  of  noble 
birth  and  high  character,  learned,  wise,  able,  reso- 
lute, and  fearless ;  in  fact  he  was  admirably  fitted 
for  the  position,  but  the  King  regarded  him  as  an 
enemy  and  his  election  as  an  infringement  upon  his 
royal  rights,  and  refused  to  accept  him.  A  bitter 
quarrel  arose.  The  King  drove  the  monks  from  Eng- 
land; the  Pope  laid  England  under  an  interdict.  The 
King  persecuted  the  Pope's  partisans ;  the  Pope  ex- 
communicated the  King.  The  King  still  resisted ; 
the  Pope  released  the  English  from  their  allegiance, 
declared  the  throne  of  England  vacant,  and  charged 


58    ITALY  IN  THE  THIRTEENTH  CENTURY 

the  King  of  France  to  execute  his  decree.  The  com- 
bination of  enemies,  Pope,  rebellious  barons,  and 
foreign  invaders,  forced  John  to  yield ;  he  knelt  be- 
fore the  papal  legate,  surrendered  his  crown  and 
received  it  back  as  liegeman  to  the  Pope.  Next  to 
the  episode  at  Canossa,  this  royal  humiliation  is  the 
most  spectacular  triumph  of  the  sacerdotal  order 
throughout  the  whole  history  of  Europe. 

The  authority  of  the  Church  was  enforced  by  in- 
terdict, excommunication  absolute  or  temporary,  by 
penance,  by  degradation,  by  deprivation  of  church 
property,  by  boycott,  by  confiscation,  by  imprison- 
ment, by  whipping,  by  recourse  to  the  secular  arm, 
by  "  the  bread  of  tribulation  and  the  water  of  an- 
guish," and  various  other  ecclesiastical  penalties; 
and  in  the  case  of  offending  monarchs,  even  by 
deposition,  as  in  the  cases  of  King  John,  of  Count 
Kaymond  of  Toulouse,  and  of  the  Emperor  Otto. 

This  vast  ecclesiastical  jurisprudence,  though  it 
traced  its  origin  to  the  revealed  word  of  God,  de- 
pended upon  the  organization  of  the  Church.  With- 
out that  organization  any  claim  to  a  universal  juris- 
diction would  have  been  as  idle  as  a  beggar's  dreams. 
Christendom  was  divided  into  archiepiscopal  pro- 
vinces, each  province  into  dioceses,  each  diocese  into 
parishes;  archbishops,  bishops,  priests,  and  deacons 
rose  in  an  ordered  hierarchy;  codes  of  law,  rules  of 
procedure,  regulated  all  affairs;  meetings,  synods, 
councils  knit  the  great  system  together,  member  to 
member ;  and  over  all  the  Pope,  from  the  throne  of 
Peter,  held  up  the  shield  of  apostolic  protection  and 
the  power  of  the  two  swords,  spiritual  and  temporal, 


PAPAL  JURISPRUDENCE  59 

the  first  to  be  wielded  by  him,  the  second  at  his 
bidding.  It  was  this  system,  this  imperial  order,  this 
arrangement  for  the  due  dispatch  of  business,  this 
copy  of  ancient  Roman  government,  that  gave  reason 
and  justification  to  those  ecclesiastical  claims.  And 
the  policy  that  animated  and  shaped  this  vast  ecclesi- 
astical jurisprudence  was  to  oblige  every  person  in 
orders  to  render  absolute  obedience  to  his  superiors 
in  office;  to  make  every  member  of  the  Church  feel 
that  he  was  the  object  of  a  paternal  solicitude ;  to 
encourage  high  and  low  to  carry  their  grievances, 
their  questions  of  rights  and  duties,  of  law  and  con- 
duct, to  the  Papal  See ;  to  render  the  appeal  to  Rome 
as  potent  as  in  the  days  of  Paul  and  Festus ;  and  to 
make  the  Pope  as  universal  a  monarch  as  ever  were 
the  Caesars. 


CHAPTER  VI 

INNOCENT,  DOMINUS  DOMINANTIUM  (1198-1216) 

"  I  have  set  thee  over  the  nations  and  over  the  kingdoms,  to  root  out, 
and  to  pull  down,  and  to  destroy,  and  to  throw  down,  to  build,  and  to 
plant."  —  Jer.  I,  10. 

THE  task  of  bringing  the  whole  household  of  faith 
to  obedience  was  not  easy.  Far  and  near,  from  the 
threshold  of  the  Lateran  to  the  Hebrides,  from  the 
Hellespont  to  the  Pillars  of  Hercules,  the  Church's 
authority  was  flouted,  her  precepts  disobeyed,  her 
priests  pushed  aside,  her  property  withheld.  The  city 
of  Rome  was  in  the  hands  of  republicans  and  im- 
perialists, the  Roman  Campagna  was  divided  among 
the  Roman  barons,  the  provinces  of  the  Church  were 
fiefs  of  German  soldiers,  the  marquisate  of  Tuscany 
was  in  the  hands  of  Philip  Hohenstaufen,  the  late 
Emperor's  brother,  The  Kingdom  was  usurped  by 
German  rebels.  In  the  Empire  there  was  a  disputed 
succession,  in  France  Philip  Augustus  was  flatly 
contumacious,  Richard  of  England  was  not  as  pious 
as  he  should  be,  the  kings  of  Navarre,  Castile,  and 
Leon  were  refractory,  in  Constantinople  the  schis- 
matic Greeks  rent  the  seamless  garment  of  Christ, 
and  in  Provence  the  little  foxes  of  heresy  gnawed 
the  tender  vines  of  Holy  Church.  Nothing  disheart- 
ened, Innocent  girded  himself  for  the  task. 

The  political  task  fell  under  several  heads :  first, 
control  of  the  city  of  Rome;  second,  sovereignty  in 


INNOCENT,  DOMINUS  DOMINANTIUM    61 

the  papal  provinces ;  third,  expulsion  of  the  German 
freebooters  from  The  Kingdom ;  fourth,  selection  of 
an  Emperor  not  inimical  to  the  Papacy;  fifth,  the 
imposition  on  all  western  Christendom  of  the  will  of 
the  Church.  And  in  each  several  matter,  as  I  have 
said,  Innocent  did  not  act  arbitrarily,  but  either  in 
accordance  with  a  fixed,  well-established,  legal  claim, 
or  under  definite  principles  of  ecclesiastical  juris- 
prudence that  may  almost  be  termed  international 
law. 

Rome  was  a  little  shrunken  city.  Some  thirty  or 
forty  thousand  people  were  housed  within  the  wide 
circuit  of  the  Aurelian  walls.  With  scanty  commerce 
and  no  industries  beyond  those  of  the  money-lenders, 
the  artisans,  and  tradesfolk,  it  possessed  little  except 
its  sacred  basilicas  and  its  mighty  ruins.  Its  import- 
ance was  due  to  being  the  seat  of  the  Papacy  and 
the  home  of  the  ancient  Empire.  Abandoned  by 
Pope  and  Emperor  it  would  have  become  a  mere 
cockpit  for  quarrelling  nobles  and  a  lawless  mob. 
Like  other  Italian  cities  it  claimed  the  right  to  muni- 
cipal self-government,  and  owing  to  the  discord  be- 
tween Pope  and  Emperor  often  succeeded  in  enforc- 
ing the  claim.  At  the  time  of  Innocent's  accession, 
Rome  was  under  the  rule  of  a  senator  chosen  by  the 
city  and  of  a  prefect  appointed  by  the  Emperor; 
all  papal  authority  was  suspended.  The  city,  how- 
ever, was  turbulent,  tenure  of  office  was  highly  in- 
secure, those  out  of  power  were  always  ready  to 
revolt,  and  the  Papacy  lay  watching  its  opportunity 
to  enforce  its  claims  to  dominion.  Innocent  himself 
has  stated  the  ground  of  those  claims :  "  Constantino, 


62    ITALY  IN  THE  THIRTEENTH  CENTURY 

the  famous  Emperor,  after  a  divine  revelation,  was 
cleansed  from  leprosy  by  St.  Silvester  in  baptism. 
He  handed  over  to  Silvester  the  city  of  Rome  and 
the  Senate,  together  with  the  people  and  dignities 
and  all  the  kingdom  of  the  West;  he  withdrew  to 
Byzantium  and  retained  for  himself  the  kingdom  of 
the  East.  Constantine,  indeed,  wished  to  confer  on 
Silvester  the  crown  from  his  own  head,  but  Silvester, 
out  of  respect  for  the  priestly  crown  or  rather  out 
of  humility,  was  unwilling  to  accept.  Instead  of  the 
royal  diadem  the  Pope  wears  the  gold  embroidered 
circlet.  By  his  pontifical  authority  the  Pope  appoints 
patriarchs,  primates,  metropolitans,  and  prelates ;  by 
his  royal  authority  he  appoints  senators,  prefects, 
judges,  and  notaries." 

More  effective  to  enforce  papal  dominion  than 
Constantino's  charter  was  papal  gold,  great  prop  of 
the  political  power  of  the  Papacy.  The  private 
estates  of  the  Church,  her  feudal  dependencies,  the 
contributions  of  the  clergy,  the  offerings  of  the  faith- 
ful, redemptions  of  penance,  Peter's  pence,  and  vari- 
ous ecclesiastical  taxes  levied  throughout  Latin 
Christendom,  maintained  the  papal  purse ;  and  where 
its  enemies  used  force,  the  Papacy  made  no  scruple 
to  defend  itself  with  gold.  In  a  short  time  Innocent 
succeeded  in  making  both  senator  and  prefect  ac- 
knowledge his  authority,  and  so,  but  not  peacefully 
or  durably  until  after  years  of  riot  and  disorder, 
re-established  the  papal  dominion  in  Rome. 

In  the  papal  provinces — Spoleto  (Umbria),  Ro- 
magna,and  the  March  of  Ancona — Innocent  adopted 
another  method.  It  was  one  thing  to  buy  over  the 


INNOCENT,  DOMINUS  DOMINANTIUM    63 

feudal  nobles  of  Rome  and  of  the  Roman  Campagna, 
and  another  thing  to  buy  back  whole  provinces  from 
foreign  usurpers.  The  tradition  of  the  Roman  Curia, 
however,  to  rely  on  gold  was  strong,  and  at  first 
Innocent  was  willing  to  bargain;  but  he  soon  laid 
hold  of  a  nobler  weapon.  Up  to  that  time  the  notion 
of  Italy  as  a  country  for  Italians  had  not  arisen  in 
men's  minds ;  for  centuries  she  had  been  a  down- 
trodden partner  in  the  strange  partnership  of  the 
Holy  Roman  Empire,  and  now,  split  into  pieces, 
Italy  was  a  mere  name  for  the  peninsula.  Unity  was 
undreamt  of;  but  there  had  gradually  been  grow- 
ing, in  different  ways,  that  complexity  of  individual 
peculiarities  which  constitute  a  national  type.  The 
speech  of  Italians  had  ceased  to  be  dog  Latin  and 
was  fashioning  itself  into  the  Italian  language,  and 
a  national  sentiment  against  foreigners  had  sprung 
up.  "I  will  act,"  cried  Innocent,  "ad  profectum 
Italice"  for  the  good  of  Italy;  and  when  he  smote 
this  patriotic  chord,  an  Italian  revolt  against  the 
German  tyrants  answered  him,  and  the  intruders 
were  driven  out  of  Tuscany  and  the  papal  pro- 
vinces with  a  rush. 

In  The  Kingdom  a  hard  fight  was  needed.  Inno- 
cent acted  under  a  double  right :  he  was  lord  suzerain, 
and  by  the  appointment  of  the  Empress  Constance  he 
had  become  on  her  death  guardian  of  Frederick  II. 
The  Germans  were  strongly  set  in  town  and  castle, 
and  a  desperate  struggle  was  maintained  for  years. 
One  of  these  Teuton  freebooters,  when  he  was  bid- 
den to  obey  the  papal  general,  said  that  "if  the 
Apostle  Peter,  sent  by  Christ  himself,  should  bid 


64    ITALY  IN  THE  THIRTEENTH  CENTURY 

him  do  so,  he  would  not  obey,  even  were  he  to  be 
damned  in  hell  for  it."  In  the  end  Innocent  pre- 
vailed and  seated  his  ward  upon  the  throne. 

In  Germany  there  were  two  claimants:  Philip 
Hohenstaufen,  the  late  Emperor's  brother,  and  Otto 
of  Brunswick,  nephew  of  Richard  Coeur  de  Lion, 
and  head  of  the  House  of  Guelf .  Young  Frederick 
had  been  elected  heir  to  the  Empire  in  his  father's 
lifetime,  but  both  Guelf s  and  Hohenstaufens  set 
him  aside,  fearing  the  dangers  involved  in  a  long 
minority.  Civil  war  broke  out  between  the  two 
claimants ;  England  supported  Otto,  and  France,  out 
of  enmity  for  England,  supported  Philip.  Both  sides 
sought  the  Pope's  help.  But  this  appeal  of  both 
parties  was  not,  according  to  settled  doctrines  of  the 
papal  chancery,  in  the  least  necessary  in  order  to 
give  Innocent  a  right  to  interfere. 

In  Rome  and  in  the  provinces  included  in  the 
Carlovingian  charters,  the  Pope  had  political  rights 
and  acted  as  a  feudal  lord.  In  The  Kingdom  he 
was  both  suzerain  and  guardian  of  the  sovereign. 
In  the  Empire,  according  to  the  papal  theory,  he  had 
political  rights  of  a  sovereign  character.  According 
to  this  theory,  the  Papacy  was,  in  certain  respects 
at  least,  the  controlling  power  in  the  Empire,  and 
especially  during  an  interregnum.  The  reasons  for 
this  were  plain.  The  Papacy  had  created  the  Holy 
Roman  Empire,  for  it  had  taken  the  imperial  office 
from  the  Greek  line  at  Constantinople  and  trans- 
ferred it  to  Charlemagne  and  his  successors.  And 
before  a  German  king  could  become  Emperor,  it  was 
necessary  that  the  Pope  should  anoint  him  and  crown 


INNOCENT,  DOMINUS  DOMINANTIUM    65 

him,  as  Samuel  had  anointed  Saul  and  David.  The 
power  to  anoint  included  the  power  to  choose.  Inno- 
cent said:  "As  God  the  creator  of  all  things  has 
set  two  great  lights  in  the  firmament  of  the  heavens, 
the  greater  to  rule  the  day  and  the  lesser  to  rule  the 
night,  so  in  the  firmament  of  the  Church  Universal 
God  hath  set  two  great  dignitaries,  the  greater  to 
rule  souls,  the  lesser  to  rule  bodies.  These  are  the 
papal  and  imperial  powers.  Moreover,  as  the  moon 
derives  its  light  from  the  sun,  and  in  truth  is  less 
than  the  sun  in  quantity  and  quality  as  well  as  in 
place  and  effect,  so  the  imperial  power  derives  the 
splendour  of  its  dignity  from  papal  authority ;  the 
closer  it  clings  to  that  the  more  it  shines,  the  further 
it  recedes  the  paler  it  becomes."  There  were  many 
texts  from  the  Old  Testament,  as  well  as  from  the 
New,  to  support  this  doctrine ;  one  alone  was  sufficient. 
It  was  to  Peter  and  his  successors  that  God  had 
said  :  "  I  have  set  thee  over  the  nations  and  over 
the  kingdoms,  to  root  out,  and  to  pull  down,  and  to 
destroy,  and  to  throw  down,  to  build  and  to  plant." 
Therefore,  when  Innocent  hesitated  after  his  help 
was  asked  both  by  the  Hohenstaufens  and  by  the 
Guelfs,  it  was  not  from  any  doubt  as  to  his  right  to 
interfere.  The  policy  of  Rome  was  to  proceed  judi- 
cially, to  assume  a  deliberative  attitude,  to  enter  into 
no  rash  partisanship.  In  such  cases  motives  are 
usually  of  a  mixed  character.  Innocent,  as  lawyer, 
as  statesman,  as  head  of  Christendom,  did  not  wish 
to  decide  wrong,  either  according  to  the  principles 
of  ecclesiastico-political  jurisprudence  or  according 
to  the  interests  of  the  Church.  Hostile  German 


66     ITALY  IN  THE  THIRTEENTH  CENTURY 

poets,  like  Walther  von  der  Vogelweide,  or  over- 
taxed English  monks,  like  Matthew  Paris,  would 
have  said  that  he  was  waiting  to  see  which  way  the 
cat  would  jump.  However  that  may  be,  he  waited 
for  three  years  and  then  announced  his  judgment. 

It  must  be  remembered  that  the  course  of  royal 
and  imperial  procedure  was  this  :  upon  election  by 
the  great  German  nobles,  the  successful  candidate 
was  crowned  at  Aachen  by  the  Archbishop  of  Co- 
logne, and  so  became  "  King  of  the  Eomans,  always 
Augustus " ;  he  then  received  the  iron  crown  of 
Lombardy  from  the  Archbishop  of  Milan  at  Monza ; 
and  last,  the  imperial  crown  at  Rome  from  the  hands 
of  the  Pope  in  St.  Peter's  basilica. 

Here  is  Innocent's  judgment :  "  In  the  name  of 
the  Father,  the  Son,  and  the  Holy  Ghost.  It  is  the 
duty  of  the  Apostolic  See  diligently  and  wisely  to 
take  counsel  as  to  how  she  shall  provide  for  the 
Roman  Empire,  since,  as  is  well  known,  the  Empire 
depends  upon  the  Apostolic  See  for  its  very  origin 
and  for  its  final  authority  :  for  its  very  origin  be- 
cause by  her  means  and  for  her  sake  the  Empire 
was  transferred  from  Greece,  by  her  means  because 
she  was  the  power  which  effected  the  transference, 
for  her  sake  in  order  that  the  Empire  might  the 
better  defend  her ;  for  final  authority,  because  the 
Emperor  receives  the  final  or  ultimate  laying  on  of 
hands  for  his  promotion  from  the  Chief  Pontiff,  when 
he  is  by  him  blessed,  crowned,  and  invested  with  the 
Empire.  .  .  .  There  are  now  three  who  have  been 
elected  king,  the  boy  [Frederick],  Philip,  and  Otto ; 
and  there  are  three  matters  to  be  considered  con- 


INNOCENT,  DOMINUS  DOMINANTIUM    67 

cerning  each  candidate  :  what  is  lawful,  what  is 
right,  and  what  is  expedient.  .  .  ."  Innocent  first 
enumerates  the  arguments  in  favour  of  little  Fred- 
erick, including  the  oaths  of  allegiance  to  him  taken 
by  the  great  nobles  ;  he  then  proceeds  to  the  reasons 
that  make  it  lawful,  right,  and  expedient  to  oppose 
Frederick's  election.  "  It  is  right  because  those  oaths 
were  wrong  and  his  election  improper;  for  the 
nobles  elected  a  person  unfit,  not  only  for  the  Em- 
pire but  for  any  office,  a  boy  scarce  two  years  old 
and  not  yet  regenerate  by  the  water  of  Holy  Bap- 
tism. Such  oaths  could  not  be  kept  without  grave 
hurt  to  the  Church  and  detriment  to  Christendom; 
the  nobles  had  in  mind  that  he  should  reign  when  he 
came  to  man's  estate,  not  when  he  was  a  baby;  they 
expected  his  father  to  reign  during  his  minority.  As 
that  expectation  failed,  the  oath  fails  too.  He  is  too 
young  to  reign  either  in  person  or  by  attorney.  And 
as  the  Church  must  not  and  will  not  do  without  an 
Emperor,  it  is  plain  that  it  is  lawful  to  seek  else- 
where for  an  Emperor.  It  is  equally  obvious  that  it 
is  right  to  look  elsewhere,  for  how  can  a  baby,  who 
needs  a  guardian  himself,  rule  over  an  Empire? 
<Woe  to  thee,  0  land,  when  thy  king  is  a  child' 
(Eccles.  x).  That  it  is  not  expedient  to  have  Fred- 
erick Emperor  is  plain  because  by  this  the  kingdom 
of  Sicily  would  be  united  with  the  Empire  and  by 
that  union  the  Church  would  be  confounded" 

Innocent  then  takes  up  the  arguments  against 
Philip.  A  Hohenstaufen  election  would  convert  the 
Empire  from  its  inherent  character  of  an  elective 
empire  into  an  hereditary  empire.  Philip  had  been 


68    ITALY  IN  THE  THIRTEENTH  CENTURY 

excommunicated  and  his  absolution  had  been  irregu- 
larly conferred ;  Philip  had  sworn  allegiance  to  his 
nephew,  Frederick,  and  having  broken  that  oath  was 
a  perjured  man ;  Philip  belonged  to  a  family  which 
persecuted  the  Church,  witness  Henry,  his  brother, 
and  Frederick  Barbarossa,  his  father ;  and  he  him- 
self, as  Lord  of  Tuscany,  had  despoiled  the  Church 
and  arrogated  to  himself  a  claim  of  dominion  up  to 
the  very  gates  of  Rome.  "  If  he  did  so  in  the  dry, 
what  would  he  not  do  in  the  green  ?  If  up  to  now, 
dry  and  sapless,  or  rather  as  one  whose  harvest  is 
in  the  blade,  he  persecuted  us  and  the  Roman  Church, 
what  would  he  not  do  —  God  forbid  it  —  if  he 
should  become  Emperor  ?  " 

Frederick  and  Philip  thus  disqualified,  Otto  was 
taken  next  into  consideration.  The  arguments  in 
his  favour  were,  that  he  was  devoted  to  the  Church 
and  was  a  scion  of  two  families  both  devoted  to  the 
Church,  that  of  Saxony  and  of  England,  and  grand- 
son to  the  good  and  pious  Emperor  Lothair,  also 
devoted  to  the  Church.  Innocent's  conclusion  needed 
little  exposition.  Otto  was  manifestly  the  candidate 
to  be  elected  (March,  1201). 

Otto,  however,  did  not  receive  Innocent's  support 
for  nothing.  On  his  part  he  renounced  imperial 
jurisdiction,  and  acknowledged  papal  sovereignty, 
over  the  ecclesiastical  states  of  central  Italy ;  he 
swore  to  preserve  The  Kingdom  under  the  suzerainty 
of  the  Church,  and  to  do  the  Pope's  bidding  with 
regard  to  the  Lombard  and  Tuscan  leagues. 

Despite  the  efforts  of  the  Guelfs  and  the  Papacy, 
Philip's  party  prevailed.  More  and  more  adherents 


INNOCENT,  DOMINUS  DOMINANTIUM    69 

attached  themselves  to  him,  and  his  ultimate  tri- 
umph rose  clearer  and  clearer  into  view.  Innocent 
prepared  to  make  the  best  of  a  bad  situation,  and  was 
bargaining  to  obtain  such  concessions  as  he  could 
from  Philip,  when,  in  the  nick  of  time,  almost  as  if  by 
divine  interposition,  Philip  was  murdered  (1208). 
Otto  was  then  accepted  by  all,  and  Innocent  triumph- 
antly crowned  him  with  the  imperial  crown  (1209). 

No  sooner,  however,  was  Otto  crowned  than,  Guelf 
though  he  was,  the  imperial  office  forced  him  to 
play  the  renegade.  As  candidate  he  had  lavished 
courtesy  on  Innocent,  and,  at  the  Pope's  demand, 
had  reduced  the  imperial  rights  in  Italy  almost  to  a 
shadow ;  but  as  Emperor  it  was  his  duty  to  maintain 
all  imperial  rights  in  their  full  integrity.  He  could 
not  follow  two  mutually  inconsistent  policies.  He 
clave  to  the  Empire,  broke  his  oaths  to  Innocent, 
laid  hands  on  the  papal  provinces,  and  even  in- 
vaded The  Kingdom.  Innocent  promptly  excom- 
municated him  (1210).  Encouraged  by  this,  the 
Hohenstaufen  party  in  Germany  rose  in  revolt,  de- 
clared Otto  deposed,  and  chose  young  Frederick  for 
Emperor.  England  remained  faithful  to  the  Guelf 
cause ;  but  France  and  the  Church  carried  victory 
to  the  Hohenstaufens.  Otto's  cause  was  crushed  on 
the  field  of  Bouvines,  and  with  the  papal  benedic- 
tion young  Frederick  received  the  German  crown  at 
Aachen.  For  the  second  time  the  cause  that  Inno- 
cent cursed  had  fallen  and  the  cause  that  he  blessed 
had  prospered. 

Outside  the  limits  of  the  Empire,  Innocent  ob- 
tained a  spectacular  if  not  a  solid  success.  The  King 


70    ITALY  IN  THE  THIRTEENTH  CENTURY 

of  England  became  a  tributary  vassal.  The  King  of 
Aragon  travelled  to  Rome  and  accepted  his  kingdom 
as  a  papal  fief.  The  King  of  France  bowed  his  head, 
and  at  least  pretended  to  obey  the  Pope's  command. 
The  kings  of  Portugal,  Castile,  and  Leon  were  rated 
like  schoolboys.  The  kings  of  Norway,  Hungary, 
and  Armenia  were  admonished  and  advised.  In  Lan- 
guedoc  and  Provence  the  army,  blessed  by  the 
Church,  trampled  down  heresy.  In  Constantinople 
the  schismatic  Greeks  professed  obedience  to  the  Ro- 
man See.  The  clerks  in  the  Roman  chancery  might 
well  believe  that  the  Church  had  conquered  the  world, 
that  the  reign  of  God's  saints  on  earth  had  begun. 
No  doubt  this  splendid  ecclesiastical  dominion  was 
far  from  stable.  Kings  and  princes  obeyed  less  from 
wish  to  please  the  Pope  than  for  fear  of  partisan 
ambitions,  domestic  rebellion,  and  foreign  invasion ; 
their  submission  was  time-serving  and  specious.  But 
in  those  days  all  obedience  was  tribute  paid  to  force, 
and  kings  were  less  obeyed  than  Innocent.  He  stands 
out  as  the  greatest  political  figure  in  Europe  since 
Charlemagne,  the  steward  of  the  Lord  triumphantly 
ruling  over  the  household  of  Faith. 

The  Fourth  Lateran  Council  furnished  a  fitting  cli- 
max to  Innocent's  great  career.  At  his  summons  the 
Church  militant  assembled.  Patriarchs,  ambassadors 
from  emperors  and  kings,  envoys  from  cities  and 
princes,  scores  of  archbishops,  hundreds  of  bishops 
and  abbots,  thronged  to  do  him  honour.  All  the 
notables  of  Christendom,  near  three  thousand  men, 
in  solemn  council  assembled,  approved  and  ratified 
all  he  had  done.  One  thing,  however,  was  lacking. 


INNOCENT,  DOMINUS  DOMINANTIUM    71 

The  Holy  Land  was  in  the  hands  of  the  infidels ; 
and  with  that  thought  ever  uppermost,  Innocent 
could  not  be  at  peace.  Throughout  his  pontificate 
he  had  hoped  to  chase  the  infidels  from  those  blessed 
acres.  The  crusade  of  Philip  Augustus  and  Rich- 
ard Cceur  de  Lion  (1190-92)  had  been  fruitless.  The 
crusade  of  the  French  and  the  Venetians  (1204)  had 
been  worse  than  fruitless,  for  they  had  turned  aside 
from  their  goal  to  conquer  and  divide  the  feeble 
remnant  of  the  Greek  Empire.  Innocent  had  urged, 
pleaded,  and  threatened  in  vain.  Now,  feeling  that 
his  life  could  not  last  long,  he  made  his  last  appeal. 
On  St.  Martin's  Day  he  preached  in  the  Lateran : 
"  With  desire  I  have  desired  to  eat  this  passover 
with  you  before  I  suffer"  (Luke  xxn,  15). 

"I  shall  not  refuse,  if  God  so  disposes,  to  drink 
the  cup  of  passion  when  it  shall  be  handed  to  me, 
whether  for  the  defence  of  the  Catholic  Faith,  for 
the  deliverance  of  the  Holy  Land,  or  for  the  liberty 
of  the  Church ;  but  I  do  desire  to  remain  in  the  flesh 
until  the  work  begun  shall  be  finished.  The  desires 
of  men  are  of  two  sorts,  spiritual  and  earthly ;  and 
I  call  on  God  to  witness  that  I  have  desired  to  eat 
this  passover  with  you,  not  for  the  good  things  of 
life,  not  for  earthly  glory,  but  for  the  good  of  the 
Church  Universal,  and  most  of  all  for  the  deliver- 
ance of  the  Holy  Land.  .  .  .  Passover  has  two  mean- 
ings :  in  Hebrew  it  meaneth  a  passing  over,  in  Greek 
it  meaneth  to  suffer,  because  we  must  pass  through 
suffering  to  glory ;  for  if  we  are  to  reign  joint  heirs 
with  Christ  we  must  suffer  with  him.  In  this  sense 
I  have  desired  to  eat  the  passover  with  you. 


72     ITALY  IN  THE  THIRTEENTH  CENTURY 

"  Would  that  in  this  the  eighteenth  year  of  our 
pontificate  the  Temple  of  the  Lord,  our  Holy  Church, 
should  be  restored,  and  that  this  solemn  council 
should  be  the  celebration  of  a  passover,  a  passing 
from  wrongdoing  to  righteousness  !  The  passover  I 
desire  to  celebrate  with  you  is  of  three  kinds,  a 
bodily,  a  spiritual,  and  an  eternal.  A  corporeal  pass- 
over  that  shall  be  a  passing  over  to  deliverance  of 
miserable  Jerusalem ;  a  spiritual  passover  that  shall 
be  a  passing  over  from  one  condition  to  a  better  for 
the  Church  Universal ;  an  eternal  passover  so  that 
there  may  be  a  passing  over  from  life  to  life  in  order 
to  obtain  heavenly  glory. 

"  Concerning  the  corporeal  passover,  Jerusalem 
cries  out  to  us  in  her  misery  with  the  lamentations 
of  Jeremiah  :  '  All  ye  that  pass  by,  behold  and  see 
if  there  be  any  sorrow  like  unto  my  sorrow.  She  that 
was  great  among  the  nations  and  princess  among 
the  provinces,  how  is  she  become  tributary ! '  The 
holy  places  are  dishonoured,  the  glorious  sepulchre 
of  the  Lord  has  lost  its  glory.  There  where  men  used 
to  worship  Jesus  Christ,  the  only  begotten  Son  of 
God,  men  now  worship  Mohammed,  the  son  of  Per- 
dition. Oh,  what  disgrace,  what  shame,  what  a  con- 
founding, that  the  children  of  the  handmaid,  vile 
Ishmaelites,  should  hold  our  mother  in  bondage ! 
What  shall  we  do  ?  Behold,  dear  brethren,  I  put  my- 
self wholly  in  your  hands,  I  open  my  heart,  ready, 
if  ye  in  council  shall  deem  it  expedient  to  undertake 
this  labour  myself,  to  go  to  kings,  peoples,  nations, 
yea,  I  would  do  more,  if  by  mighty  clamour  I  might 
arouse  them  to  get  up  and  fight  God's  battle,  that 


INNOCENT,  DOMINUS  DOMINANTIUM    73 

they  may  avenge  the  insult  to  the  Crucified,  who  for 
our  sins  has  been  cast  out  of  His  land,  His  home, 
which  He  redeemed  with  His  blood,  and  where  He 
wrought  the  act  of  our  salvation. 

"  Whatever  others  may  do,  let  us,  priests  of  the 
Lord,  specially  undertake  this  business,  with  our- 
selves and  our  possessions  coming  up  to  serve  the 
needs  of  the  Holy  Land ;  so  that  there  shall  not  be 
one  but  shall  bear  his  part  in  this  great  work  and 
shall  have  his  share  in  the  great  reward." 

The  council  said  "  amen,"  the  date  was  fixed, 
the  places  of  assemblage  were  chosen;  but  the  ebb 
tide  of  mediaeval  Christianity  had  already  set  in, 
there  was  hesitation  and  delay,  and  before  prepara- 
tions could  be  made,  the  great  Pope  died  (July  16, 
1216). 

In  spite  of  his  glorious  pontificate  Innocent's 
death  showed  (at  least  to  Jacques  de  Vitry,  a  pious 
pilgrim  who  came  from  afar  to  attend  the  papal 
court)  "  how  brief  and  vain  is  the  deceitful  glory  of 
the  world  " ;  for  in  Perugia,  where  he  died,  his  body 
being  left  in  the  church  unwatched,  as  was  the  cus- 
tom, thieves  got  in  by  night,  stripped  off  the  rich 
garments  in  which  it  had  been  wrapped,  and  left  it 
"almost  naked  and  stinking."  So  base  an  outrage 
committed  at  the  very  moment  that  the  Pope's 
strong  hand  was  still,  reveals  a  fatal  weakness  in  the 
papal  government. 


CHAPTER  VH 

ST.  FRANCIS  (1182-1226) 

If  thou  wilt  be  perfect,  go  and  sell  that  thou  hast,  and  give  to  the  poor, 
.  .  .  and  come  and  follow  me.  —  Matt,  xix,  21. 

In  his  lightness 

Most  like  some  radiant  cloud  of  morning  dew, 
Which  wanders  through  the  waste  air's  pathless  blue 
To  nourish  some  far  desert. 

SHELLEY. 

EVEN  with  the  spoken  words  of  God  as  the  great 
blocks  for  the  base  of  the  ecclesiastical  fabric,  even 
with  the  strong  cement  of  Roman  organization  that 
bound  the  stones  of  it  each  to  each,  the  vast  edifice  of 
the  Universal  Church,  under  its  ill-poised  roof  flung 
heavenward  by  ascetic  visionaries,  would  have  fallen 
of  its  own  excessive  weight  (as  it  appeared  to  fall 
in  Innocent's  prophetic  dream),  had  there  been 
nothing  more  than  organization  and  the  Vulgate 
to  bear  it  up.  The  cement  would  have  been  rent 
asunder,  the  stones  would  have  fallen  in  a  ruined 
mass,  had  not  the  builders  of  that  greatest  of  Gothic 
structures,  the  mediaeval  Church,  found  a  new  system 
of  vaulting ;  and  the  new  vaults  lightly  carried  the 
noble  edifice  for  further  centuries. 

This  new  support  came  none  too  soon.  Religious 
movements  were  stirring  everywhere.  Interest  in  life 
expressed  itself  in  all  sorts  of  religious  speculation. 
The  northern  parts  of  Italy  were  honeycombed  with 
new  doctrines.  Strange  beliefs  came  down  from 


Aluian,  phot. 


ST.  FRANCIS 
Sacro  Speco,  Subiaco 


ST.  FRANCIS  75 

France,  across  the  Alps,  along  the  coast,  and  over 
the  sea.  In  Lombardy,  in  Tuscany,  in  TJmbria,  men 
and  women,  especially  the  poor,  turned  against  the 
Church  and  her  ways.  Some  of  the  more  eager,  of 
untrained  mind  and  ardent  temperament,  ignorant 
and  superstitious,  seized  upon  wild  doctrines  that 
came  from  afar  no  one  knew  how.  Eastern  thought 
murmured  its  weird  conceits ;  and  the  poor  peasants 
of  Languedoc  and  Lombardy  heard  and  believed. 
The  very  strangeness  of  the  teachings  drew  them  like 
a  magnet.  The  more  fantastic  the  ideas,  the  more 
they  appeared  true  and  august. 

According  to  these  ideas,  the  world  is  a  battle- 
field of  two  contending  powers,  Good  and  Evil ; 
spirit,  emanating  from  God,  struggles  with  matter, 
the  soul  fights  against  the  flesh.  Jehovah  of  the  Old 
Testament  is  no  other  than  Satan,  and  the  Christ  of 
the  gospel  is  a  mere  phantom  spirit.  There  is  neither 
hell  nor  purgatory ;  priesthood  and  sacraments  are 
useless;  the  souls  of  men  progress  through  many 
incarnations  back  to  God.  Matter  is  bad,  flesh  is  bad, 
marriage  is  bad  ;  the  Devil  enters  into  all  propagated 
life.  No  man  should  beget  children,  nor  eat  meat,  eggs, 
milk,  nor  anything  derived  from  animal  life.  Thus 
these  strange,  austere,  obstinate  puritans  wandered 
far  from  the  path  of  common  sense  ;  and  their  evil- 
thinking  neighbours,  suspicious  of  what  they  did  not 
understand,  whispered  foul  stories  of  their  doings. 

A  second  current  of  religious  sentiment  expressed 
itself  in  an  evangelical  movement.  Once  more  the 
Bible  showed  its  power.  Men  read  in  the  gospels 
how  Jesus  and  his  disciples  lived  together  in  brother- 


76     ITALY  IN  THE  THIRTEENTH  CENTURY 

hood  and  poverty ;  how,  by  example  more  than  by 
precept,  they  taught  men  to  love  one  another  and 
to  pray  to  God  in  simple  words  with  pure  hearts ; 
then,  lifting  their  eyes  from  the  sacred  pages,  they 
beheld  a  great  political  and  administrative  empire 
that  called  itself  Christ's  Church,  with  a  monarch  at 
the  head,  with  great  feudal  lords,  who  called  them- 
selves bishops  and  archbishops,  with  priests,  deacons, 
archdeacons,  subdeacons,  acolytes,  doorkeepers,  exor- 
cists, and  choristers,  with  mighty  temples,  with  liturgy, 
ritual,  and  ceremonies,  with  unintelligible,  muttered 
formulas  that  sounded  far  more  like  magical  incanta- 
tions than  like  the  Lord's  Prayer.  These  men  did 
not  wish  to  leave  the  Church,  still  less  to  attack  her, 
they  wished  to  return  to  primitive  Christianity  and 
to  bring  the  Church  with  them.  Their  leader,  Peter 
Waldo,  a  rich  merchant  of  Lyons,  read  the  counsel 
of  perfection,  sold  his  goods,  distributed  the  money 
among  the  poor,  and  went  about  preaching  the  gos- 
pel. His  disciples  followed  his  example  and  meant 
at  first  to  do  no  more,  but  they  could  not  stop  there. 
As  they  were  not  for  the  Church,  they  were  obliged 
to  be  against  her.  They  adopted  religious  usages  of 
their  own,  they  read  the  New  Testament  in  the  ver- 
nacular, they  preached  and  they  prayed,  all  in  a 
very  simple,  evangelical  fashion.  They  rejected  the 
worship  of  saints,  the  doctrine  of  t ran  substantiation, 
the  ordination  of  priests,  and  the  whole  hierarchy. 
So  they  became  heretics.  They  had  originally  little 
in  common  with  the  fanatical  puritans  ;  but,  pressed 
together  by  the  persecution  of  the  Church,  the  two 
bodies  mingled  in  sects  that  differed  on  minor  points 


ST.  FKANCIS  77 

from  one  another,  and  blended  their  doctrines  in 
various  heterogeneous  creeds.  The  Church  made 
no  distinction  between  Cathari,  Patarini,  Speronists, 
Leonists,  Arnaldists,  Circumcised,  or  Vaudois;  she 
branded  them  all  as  secessionists,  rebels,  traitors, 
heretics. 

Rage  as  the  Church  might,  hers  was  the  fault. 
She  had  not  offered  food  meet  for  hungry  sheep. 
She  had  neglected  her  duties,  and  worse.  Her  bishops 
were  worldlings,  they  extorted  money  for  perform- 
ing their  sacred  functions,  they  abandoned  their 
dioceses.  Mere  absentee  landlords,  they  followed 
their  ambitions  and  their  pleasures  far  from  the 
lands  that  paid  them  rents.  Priests  toadied  to  the 
rich  and  were  arrogant  to  the  poor ;  many  of  them 
were  illiterate,  bad  in  manners  and  worse  in  morals ; 
sometimes  priests  refused  to  bury  a  man  unless  he 
had  bequeathed  to  them  a  third  of  his  goods.  A 
familiar  expression  of  disgust  at  a  bad  action  was, 
"  I  'd  rather  be  a  priest  than  do  that " ;  and  no  less 
severe  than  the  common  tongue  were  high-minded 
prelates,  like  Innocent,  who  said  himself  that  "the 
corruption  of  the  people  has  its  chief  source  in  the 
clergy,"  and  in  a  noble  sermon  spoke  out  in  bold 
rebuke :  "  The  lust  of  the  flesh  pertaineth  to  volup- 
tuousness, the  lust  of  the  eyes  to  riches,  the  pride  of 
life  to  honours ;  and  by  these  three  bonds  are  we 
clergy  especially  bound.  The  rope  of  voluptuousness 
holds  us  so  that  we  do  not  blush  to  harbour  openly 
dishonourable  women  in  our  houses,  of  whom  lately 
some  were  arrested,  taken  out  by  force,  and  severely 
flogged,  to  the  infamy  of  the  clergy  and  the  great 


78    ITALY  IN  THE  THIRTEENTH  CENTURY 

shame  of  the  Church.  To  us  the  prophet  spoke: 
'Be  ye  clean  that  bear  the  vessels  of  the  Lord/ 
Foul  to  speak  of,  most  foul  to  do ;  but  it  is  right  to 
speak  out,  that  appetite  to  do  may  be  cut  off:  there 
are  some  who  worship  the  son  of  Venus  by  night  in 
the  bedchamber  and  in  the  morning  offer  up  the 
Son  of  the  Virgin  on  the  altar.  .  .  .  And  also  the 
rope  of  avarice  holds  us  so  tight  that  many  of  us  do 
not  blush  to  buy  and  sell  and  practise  usury ;  from 
the  prophet  even  unto  the  priest  they  are  given  to 
covetousness,  and  from  the  least  of  them  even  to  the 
greatest  of  them,  every  one  dealeth  falsely.  .  .  .  And 
thirdly,  the  rope  of  pride  holds  us  so  fast  that  we 
had  rather  appear  proud  than  humble,  and  we  walk 
head  high,  with  eyes  uplifted  and  neck  erect ;  we 
make  broad  our  phylacteries  and  enlarge  the  borders 
of  our  garments,  and  we  love  the  highest  places  at 
the  feasts  and  the  chief  seats  in  the  synagogues.  We 
dress  so  showily  that  we  seem  rather  bridegrooms 
than  clergymen,  .  .  .  and  we  are  far  from  imitating 
Him  who  said,  ( Learn  of  me  for  I  am  meek  and 
lowly  in  spirit.' "  Innocent  speaks  without  mincing 
words,  but  he  does  not  exaggerate. 

Other  motives  besides  evangelical  longings  or  aver- 
sion to  the  faults  of  the  clergy  were  at  work  as  well : 
a  moral  restlessness,  a  love  of  novelty,  an  impatience 
with  the  actual,  an  appetite  for  the  strange  and  the 
mysterious,  a  superstitious  inclination  towards  self- 
sacrifice,  a  distrust  of  nature.  No  doubt,  too,  local 
oppression  by  priest  and  prelate  produced  its  effect. 
From  good  motives  and  bad,  from  hope  and  from 
folly,  men  abandoned  the  Church  in  great  numbers. 


ST.  FRANCIS  79 

In  all  northern  Italy  heresy  flourished.  It  found  its 
opportunity  in  communal  independence,  in  communal 
jealousy,  and  in  the  constant  antagonism  between 
the  Papacy  and  the  Empire.  Verona,  Rimini,  Faenza, 
Modena,  Piacenza,  Treviso,  Ferrara,  Florence,  Prato, 
Orvieto,  Viterbo,  and  Assisi  swarmed  with  noncon- 
formists and  strange  sectarians.  Milan,  the  great  city 
of  Lombardy,  was  a  very  den  of  dissent.  If  some 
pious  soul  ventured  to  expostulate  with  these  disbe- 
lievers, he  was  mocked  at  in  the  streets. 

The  danger  to  the  Church  was  great.  She  had 
prestige,  power,  an  organized  hierarchy,  feudal  rights, 
political  influence;  but  this  was  not  enough.  She 
had  more  ;  on  the  whole  she  stood  for  common  sense, 
for  a  sane  view  of  life,  in  contrast  with  the  wild, 
oriental  ideas  of  the  fanatical  nonconformists.  But 
even  though  the  Church  possessed  these  advantages, 
so  long  as  the  heretics  had  the  enthusiasm  born  of 
the  gospel  on  their  side,  they  were  too  strong  to  be 
overcome.  The  ecclesiastical  warriors  from  the  north, 
who  had  trampled  down  revolt  in  Languedoc  and 
Provence,  or  other  pious  folk  of  the  same  kind, 
might,  indeed,  be  invited  down ;  but  such  allies  did  not 
always  act  in  the  interest  of  religion,  they  had  their 
own  axes  to  grind ;  and  as  regards  the  situation  in 
the  valley  of  the  Po,  it  was  very  different  from  what  it 
had  been  in  the  valley  of  the  Rhone.  The  Church  did 
not  wish  a  crusading  army  to  destroy  the  Lombard 
cities,  for  they  constituted  her  main  bulwark  against 
the  Emperors.  Their  subjection  to  crusaders  from  the 
north  would  mean  her  undoing.  So  she  could  not 
coerce  the  heretics  by  violence.  Her  hands  were  tied. 


80    ITALY  IN  THE  THIRTEENTH  CENTURY 

This  falling  away  from  the  Church  and  the  dif- 
ficulties that  hedged  her  about  weighed  heavily  upon 
Innocent,  According  to  the  legend,  he  beheld  in  a 
dream  the  Lateran  Church,  the  Mother  Church  of 
Christendom,  tottering  to  a  fall,  and  a  man  of  mean 
aspect  propping  it  up  with  his  shoulder.  There  is 
much  truth  in  the  legend.  This  man  of  mean  aspect, 
St.  Francis,  put  the  gospels  to  the  service  of  the 
Church,  and  cut  the  ground  from  under  the  heretics. 
He  was  not  aware  of  being  a  partisan  in  the  struggle. 
The  doctrines  of  Peter  Waldo  from  the  north  and  of 
Abbot  Joachim  from  the  south  —  return  to  prim- 
itive Christianity,  the  renunciation  of  riches,  the 
distrust  of  learning  —  were  spread  over  Italy,  and 
Francis,  like  other  men,  breathed  them  in ;  but  he 
did  not  criticise  the  Church.  He  had  no  rebellious 
spirit  in  his  blood ;  he  was  humble-minded  and  de- 
voutly believed  that  Christ  had  created  her.  His  way 
was  not  to  attack  evil  with  denunciation  and  invect- 
ive, but  to  plant  good  seed  and  foster  it,  to  cause 
the  light  of  the  gospels  to  shine  everywhere. 

m  The  Church  was  not  to  him  what  she  appeared 
to  the  heretics.  She  had  come  to  Umbria  as  a  giver 
of  freedom.  Her  power  had  liberated  Assisi  from  the 
German  men-at-arms  who  had  been  wont  to  swagger 
down  from  the  Rocca  on  the  hill  and  make  free  with 
the  women  in  the  market-place.  She  did  not  appear 
as  a  rich  and  arrogant  corporation ;  she  was  poor ; 
her  churches  were  neglected,  her  chapels  dilapidated, 
the  cathedral  of  St.  Rufinus  was  stern  and  simple, 
and  the  bishop  was  neither  an  absentee  nor  arrogant. 
The  evangelical  ideas  that  had  blazed  hot  and  im- 


ST.  FKANCIS  81 

patient  beyond  the  Alps  had  lost  their  heat  and 
impatience  and  had  become  temperate  and  gentle 
with  the  temperate  gentleness  of  Umbria  by  the 
time  Francis's  father,  Bernadone  the  merchant,  had 
brought  them  back  with  his  French  wares  from 
foreign  trafficking.  Or,  if  it  was  his  mother  that  in- 
stilled into  him  his  evangelical  ideas,  she,  true  to  her 
Proven  gal  origin,  taught  him  gospel  stories,  French 
songs,  and  tales  of  Roland  and  Oliver,  in  all  gentle- 
ness. 

Whatever  the  cause,  evangelical  religion  came  to 
Francis  not  as  the  creed  of  a  sect,  not  as  a  criticism 
upon  the  Church,  but  as  a  great  enthusiasm,  in  whose 
light  the  wickedness  of  the  world  seemed  matter  for 
compassion  and  not  for  punishment.  He  was  no  slave 
to  the  word  of  the  gospel ;  he  was  filled  with  its  spirit. 
To  him  it  was  still  full  of  youth,  the  Testament  was 
a  New  Testament,  Christianity  was  a  new  order ; 
his  hope,  his  faith,  were  young.  He  loved  with  the 
passion  of  youth,  and  the  world  looked  young  and 
beautiful.  The  presence  of  God  shone  roundabout 
him,  and  he  longed  to  bring  all  men  into  the  radiant 
fellowship  of  love.  His  was  a  passionate  idealism,  a 
love  for  Christ  that  made  Christ's  words,  Christ's 
least  actions,  ineffably  dear  ;  and  so  he  passed  into 
a  passionate  literalism,  to  a  complete  obedience,  to 
imitation  to  the  uttermost,  to  a  perfect  self-abne- 
gation. After  Francis's  death,  legend  shaped  and 
coloured  his  life  so  that  it  should  seem  a  repetition 
of  Christ's  life,  or  even  as  if  in  Francis  Christ  had 
lived  again ;  and  in  doing  so  legend  merely  interpreted 
Francis's  will,  for,  as  Dante  says,  fu  tutto  serafico 


82     ITALY  IN  THE  THIRTEENTH  CENTURY 

in  ardor e,  he  burned  with  seraphic  ardour  to  walk 
close  to  Christ. 

Being  a  lover,  Francis  believed  that  the  one  remedy 
for  all  evil  is  love.  If  men  would  only  look  upon 
Christ,  they  would  love  him  too ;  but  in  most  men 
the  power  of  attention  is  untrained,  it  flutters  help- 
lessly towards  the  bits  of  glass  and  glittering  sand 
that  strew  the  paths  of  life.  He  must  set  their  atten- 
tion free  and  turn  it  there  where  their  souls  might 
hang  "like  fruit";  he  must  take  from  them  the 
coloured  glass  and  the  shining  mica.  Men  were  but 
children,  their  possessions  toys.  So  Francis  preached 
his  doctrine  of  poverty,  not  for  all  men,  but  for  those 
able  and  willing  to  forsake  the  world  and  dedicate 
themselves  to  God.  Poverty  is  beautiful  because  she 
sets  men  free  from  tawdriness  and  tinsel ;  she  is 
lovable  because  she  puts  them  face  to  face  with  truth ; 
she  is  holy  because  she  brings  them  near  to  God. 

Not  being  a  great  intellectual  genius,  not  having 
a  philosophical  mind,  Francis  taught  no  new  ideas, 
he  founded  no  new  school,  no  new  system  of  life; 
but  his  radiant  love  so  warmed  the  frosty  earth  that, 
as  Dante  says,  he  should  rightly  be  called  a  sun.  He 
held  the  cup  of  life  to  the  lips  of  the  thirsty,  and 
many  found  peace  for  their  souls.  Uneducated,  un- 
acquainted with  the  studies  that  busied  the  lawyers 
of  Bologna  or  the  clerks  of  Paris,  ignorant  of  Aris- 
totle, of  the  Fathers,  of  comment  and  gloss  on  the 
New  Testament,  he  was  untramelled  in  his  love.  He 
believed  in  the  creed  and  doctrines  of  the  Church; 
if  one  may  call  his  profound  indifference  to  creed 
and  doctrine,  belief.  He  lived  his  life  of  worship 


ST.  FRANCIS  83 

and  service,  not  from  hope  of  reward,  but  for  the 
joy  of  doing  something  for  the  Beloved.  His 
delight  was  to  commune  with  the  Beloved,  to  sing 
His  praise,  to  minister  to  lepers  in  remembrance 
of  Him,  to  give  to  the  needy,  and  to  gather  to- 
gether loving  souls  like  himself.  His  power  lay 
in  his  transparent  love.  He  was  eloquent  because  he 
unpacked  the  dearest  of  his  heart;  and  he  founded 
a  great  order  simply  because  he  drew  crowds  of  men 
to  him.  Everybody  felt  in  him  the  breath  of  a  new 
spring,  the  dawn  of  a  beautiful  day,  the  coming  of 
peace  and  happiness,  of  a  time  when  men  should 
love  one  another,  when  birds  and  beasts  and  men 
should  recognize  one  another  as  fellow  creatures 
and  friends,  when  poetry  and  music  should  be  the 
familiar  means  of  expressing  familiar  thoughts ;  in 
short,  Francis  was  the  harbinger  of  that  Kingdom  of 

God,  in  which 

Love  is  an  unerring  light, 
And  joy  its  own  security. 

Ernest  Renan  says  that  he  did  not  really  under- 
stand the  story  of  Jesus  until  he  went  to  Palestine 
and  saw  the  places  hallowed  by  His  memory,  the 
stark  mountains  of  Judea,  the  flowery  fields  of  Gal- 
ilee ;  so  it  is  necessary  to  wander  about  in  Umbria 
in  order  to  understand  Francis,  for  the  simple,  inno- 
cent beauty  of  the  country  there  is  the  symbol  in 
landscape  of  his  soul.  Behind  Assisi,  Mount  Sub- 
asio  descends  in  steep,  stern  slopes  to  the  plain ;  the 
olive  groves  glitter  and  shimmer  when  the  wind 
blows  down  from  the  Apennines  on  its  way  to  the 
purple  horizon ;  the  little  rivers,  the  Topino  and  the 


84    ITALY  IN  THE  THIRTEENTH  CENTURY 

Chiascio,  flow  through  green  fields  (in  Francis's  time 
covered  with  forests)  down  to  the  tawny  Tiber ; 
gentle,  well-mannered  peasants,  with  sad  eyes  and 
soft  voices,  drive  glorious  silvery  oxen  from  furrow 
to  furrow.  And  all  things,  in  lowland  and  upland, 
on  earth  and  in  the  sky,  the  glory  of  the  morning, 
the  beauty  of  the  sunset,  the  bells  of  the  churches, 
the  larks,  the  swallows,  and  the  wayside  flowers, 
unite  in  an  unwritten  melody  of  good  will  toward 
men. 

Francis  began  life  as  a  jolly  careless  boy,  singing 
Proven  gal  songs  in  the  piazza  and  playing  -with  his 
comrades,  the  gayest  of  the  gay.  The  world  likes  to 
believe  that  its  best-beloved  saints  had  the  charm  of 
naughtiness  as  well  as  the  comeliness  of  virtue,  and 
Francis's  biographers  say  that  he  trod  the  primrose 
path  of  dalliance,  as  others  do ;  but  one  cannot  be- 
lieve that  he  smirched  his  white  spirit.  His  most 
intimate  friends,  Brothers  Leo,  Angelo,  and  Rufino, 
say  in  their  life  of  him:  "He  was  naturally  high- 
bred in  behaviour  and  in  speech,  and  by  the  instincts 
of  his  heart  never  spoke  a  rude  or  coarse  word  to 
any  one ;  even  when  he  was  a  jocund  and  riotous 
young  man  he  made  a  resolve  not  to  answer  people 
who  said  coarse  things"  ;  and  they  delight  to  speak 
of  him  as  "the  Knight  of  Christ." 

Whatever  his  boyhood  may  have  been,  when  he 
reached  adolescence,  that  period  when  gifted  young 
men  seek  peace  for  their  restlessness  in  poetry,  in 
melancholy,  in  visions,  various  influences  wrought 
upon  him :  illness,  captivity  (for  Assisi  and  Peru- 
gia were  at  war  for  a  time  and  he  was  taken  prisoner), 


ST.  FRANCIS  85 

and  perhaps  his  mother's  evangelical  ideas.  He  be- 
came solitary  and  moody.  His  friends  bantered  him : 
"  Are  you  thinking  of  getting  married,  Francis  ?  " 
He  replied :  "  You  have  guessed  aright,  for  I  am 
thinking  of  taking  a  wife  nobler,  richer,  and  more 
beautiful  than  you  have  ever  seen."  And  they  jeered 
at  him,  but  he  spoke  the  truth,  not  of  himself,  but 
under  the  inspiration  of  God,  for  the  bride  he  chose 
was  true  Religion,  nobler,  richer,  and  more  beautiful 
in  her  poverty  than  all  the  rest.  He  renounced  his 
family,  lived  by  himself,  and  worked  with  his  own 
hands  at  restoring  dilapidated  chapels,  and,  groping, 
gradually  found  his  way  to  his  life's  task  of  calling 
simple  souls  to  forsake  the  world  of  pleasure  and  of 
vanity  and  to  minister  to  the  world  of  sorrow,  illness, 
and  sin. 

His  doctrine  of  absolute  poverty  does  not  com- 
mend itself  to  the  world  now,  nor  did  it  then,  for 
the  world  has  never  had  faith  or  love.  It  is  only  the 
lover  who  rejoices  in  the  noble  freedom  of  poverty; 
and,  even  in  this,  Francis  was  no  fanatic.  The 
Bishop  of  Assisi  said  to  him :  "  Your  life  seems  to 
me  hard  and  rough  —  to  possess  nothing  at  all  in 
this  world."  Francis  replied:  "My  lord,  if  we  had 
any  possessions  we  should  need  weapons  for  our 
defence.  For  from  possessions  come  contention  and 
law-suits,  and  by  that  in  many  ways  the  love  of  God 
and  of  one's  neighbour  is  hindered ;  so  we  do  not 
wish  to  own  anything  at  all  in  this  world." 


CHAPTER  Vin 

THE  FIRST  DISCIPLES  (1209-1226) 

Kant  sains  Fransois  fat  si  esperis 
De  T  amor  dou  saint  esperis, 
Ges  cuers  aloit  en  paradis 
Per  disirier  et  par  amour ; 

Aimons  sains  Fransois. 

When  St.  Francis  was  so  rapt 
By  the  love  of  the  Holy  Ghost, 
His  heart  went  into  Paradise 
By  desire  and  through  love  ; 

Let  us  love  St.  Francis. 

ONE  can  best  understand  the  burning  fire  of  Francis's 
spirit  by  the  illumination  it  cast  on  the  countenances 
of  his  companions.  These  men  lived  in  bliss,  in  a 
world  of  adoration,  worshipping  Christ  in  His  ser- 
vant Francis.  A  story  told  of  Brother  Giles  in  the 
Fiorettii  shows  the  feelings  of  the  first  disciples. 

St.  Louis,  King  of  France,  was  on  a  pilgrimage 
to  visit  sanctuaries  through  the  world,  and  hearing 
the  very  great  fame  of  the  holiness  of  Brother  Giles, 
who  had  been  among  the  first  companions  of  St. 
Francis,  got  it  into  his  heart  at  all  cost  to  visit  him 
personally.  And  therefore  he  went  to  Perugia,  where 
Brother  Giles  was  then  living,  and  coming  to  the 
door  of  the  Brother's  abode  with  a  few  companions, 
like  a  poor  unknown  pilgrim,  asked  for  Brother 
Giles  with  great  insistence,  not  saying  anything  to 
the  porter  as  to  who  it  was  that  asked  for  him.  The 
porter  then  went  and  said  to  Brother  Giles  that 


THE  FIRST  DISCIPLES  87 

there  was  a  pilgrim  at  the  door  who  asked  for  him; 
and  it  was  revealed  to  Giles's  spirit  by  God  that  it 
was  the  King  of  France.  At  that  on  a  sudden  with 
great  fervour  Giles  left  his  cell  and  ran  to  the  door ; 
and  without  asking  anything,  although  they  had 
never  seen  one  another  before,  with  very  great  de- 
voutness  down  on  their  knees,  they  embraced  and 
kissed  each  other  with  as  much  familiarity  as  if  for 
a  long  time  they  had  had  a  great  friendship  be- 
tween them.  And  for  all  this  neither  spake  a  word 
to  the  other,  but  they  stayed  so  in  one  another's 
arms  with  those  marks  of  loving  affection  in  silence. 
And  after  they  had  stayed  for  a  long  space  in  that 
way  without  saying  a  word  together,  they  parted 
from  one  another,  and  St.  Louis  went  away  on  his 
travels  and  Brother  Giles  went  back  to  his  cell. 
When  the  King  was  gone,  a  brother  asked  one  of 
his  fellows  who  it  was  that  had  been  so  enclasped 
with  Brother  Giles,  and  the  other  answered  that  it 
was  King  Louis  of  France,  who  had  cqme  to  see 
Brother  Giles.  When  he  repeated  this  to  the  other 
brothers,  they  were  much  cast  down  that  Brother 
Giles  had  not  said  a  word  to  the  King,  and  they 
complained  to  him  and  said :  "  Brother  Giles,  why 
were  you  so  rude  that,  to  such  a  King,  who  came 
from  France  in  order  to  see  you  and  to  hear  a  good 
word  from  you,  you  did  not  say  a  single  thing  ? " 
Brother  Giles  answered :  "  Dear  brothers,  do  not 
marvel  at  this,  that  neither  I  to  him,  nor  he  to  me, 
could  utter  a  word,  because  as  soon  as  we  clasped 
one  another  in  our  arms  the  light  of  divine  wisdom 
revealed  and  made  manifest  his  heart  to  me  and  my 


88     ITALY  IN  THE  THIRTEENTH  CENTURY 

heart  to  him,  and  so,  looking  into  one  another's 
hearts  by  this  divine  working,  we  knew  what  I  wished 
to  say  to  him  and  what  he  wished  to  say  to  me  much 
better  than  if  we  had  spoken  to  one  another  with 
our  lips,  and  with  much  greater  comfort ;  and  if  we 
had  wished  to  express  by  voice  what  we  felt  in  our 
hearts,  owing  to  the  defect  of  human  speech,  which 
cannot  clearly  express  the  mysterious  secrets  of  God, 
it  would  rather  have  been  a  discomfort  than  a  com- 
fort ;  and  so,  know  for  sure  that  the  King  went  away 
wonderfully  comforted." 

After  Francis  had  heard  the  divine  call  to  live  in 
and  yet  not  of  the  world,  and  had  gathered  his  lit- 
tle band  about  him,  —  Bernard,  Peter,  Giles,  Sab- 
batinus,  John,  Philip,  Angelo,  and  others,  —  he  felt 
that  the  time  had  come  to  receive  ecclesiastical  ap- 
probation. There  were  so  many  irregular  movements 
abroad  that  he  and  his  friends  might  well  be  uneasy 
lest  they  fall  under  a  suspicion  of  indifference  to  the 
Church,  or  worse.  Therefore  they  journeyed  to 
Rome  and  asked  for  approval  of  their  vows  of  pov- 
erty and  their  purpose  to  preach.  The  Bishop  of 
Assisi  introduced  them  to  a  cardinal,  and  the  car- 
dinal undertook  to  speak  on  their  behalf  to  the  Pope. 
"  I  have  found,"  said  he,  "  a  most  perfect  man  who 
wishes  to  live  according  to  the  Holy  Gospel  and  to 
observe  evangelical  perfection  in  all  things ;  I  be- 
lieve that  by  him  the  Lord  purposes  to  reform  the 
Holy  Church  throughout  all  the  world."  Innocent 
hesitated.  His  predecessors  had  approved  Peter  Wal- 
do's vow  of  poverty ;  but  they  had  refused  a  license 
for  preaching,  and  evidently  they  had  done  well. 


THE  FIRST  DISCIPLES  89 

They  had  approved  the  order  founded  by  Joachim, 
but  Joachim,  though  a  good  man,  a  great  Biblical 
scholar  and  perhaps  a  prophet,  had  not  turned  out 
very  orthodox.  Innocent  himself  had  given  a  rule 
to  the  "  Humble  Men "  which  sanctioned  poverty 
and  preaching,  and  likewise  a  similar  rule  to  the 
"Poor  Catholics,"  for  he  saw  that  the  Church  must 
make  use  of  weapons  like  those  that  had  been  so 
successfully  used  against  her.  But  this  was  danger- 
ous ground,  wariness  was  very  necessary.  He  tried 
to  compromise,  and  suggested  that  Francis  should 
join  some  order  already  established,  but  Francis 
affirmed  that  he  had  received  a  mission  from  Christ 
for  this  particular  life  and  not  for  another.  The 
Pope  proceeded  cautiously ;  an  idealist  himself,  he 
saw  the  spiritual  power  in  the  insignificant-looking 
man  before  him  and  he  wished  to  secure  that  power 
for  the  Church,  but  he  also  wished  to  run  no  risks. 
Perhaps  a  nobler  motive  governed  him :  "  Go,"  he 
said  to  Francis,  "  and  pray  God  to  reveal  to  you  if 
what  you  ask  proceeds  from  His  will,  so  that  we 
may  know  the  Lord's  will  and  grant  your  request." 
It  was  then,  according  to  the  story,  that  Innocent 
dreamed  his  dream  of  Francis  propping  up  the  fall- 
ing church.  By  the  dream,  by  the  friendly  cardinal, 
or  more  likely  by  Francis's  spirit,  he  was  persuaded. 
"  Go,  Brethren,"  he  said ;  "  God  be  with  you ;  preach 
repentance  to  all  as  He  shall  see  fit  to  inspire  you. 
And  when  Almighty  God  shall  make  you  multiply 
in  numbers  and  in  grace,  come  back  to  us  and  we 
will  entrust  you  with  greater  things."  Nevertheless, 
the  wind  of  the  spirit  could  not  be  allowed  to  blow 


90    ITALY  IN  THE  THIRTEENTH  CENTURY 

where  it  listed,  its  business  was  to  belly  out  the  sails 
of  St.  Peter's  bark ;  the  tonsure  was  imposed  on  the 
friars  as  a  badge  of  ecclesiastical  obedience,  and  a 
protector  at  the  Roman  Curia  was  assigned  to  them 
who  should  see  that  they  did  not  stray  from  the 
strait  path  (1210). 

In  this  way  the  Franciscan  Order  began,  with  its 
founder  as  the  first  minister  general.  From  this 
beginning  the  Order  rapidly  spread  and  multiplied. 
Women,  too,  impelled  by  the  same  spirit,  cut  off 
their  hair,  put  on  the  religious  dress  untouched  by 
the  dyer's  hands,  bade  the  world  farewell,  and  fol- 
lowed the  lead  of  St.  Clare.  Others  still  —  fathers, 
mothers,  breadwinners,  high  and  low,  whose  duties 
kept  them  in  the  world  —  were  swept  along  by  the 
rushing  enthusiasm,  and  banded  together  in  the 
third  branch  of  the  holy  Order.  Not  content  with 
preaching  in  the  cities  and  villages  of  Italy,  the 
friars  swarmed  to  foreign  lands.  Some  went  to 
France,  Germany,  England,  Hungary,  and  others 
oversea  to  convert  the  infidels  in  Spain  and  Syria. 
Francis's  passion  inspired  all  the  brethren.  "  Let  us 
all  with  all  our  hearts,  with  all  our  souls,  with  all 
our  thoughts,  with  all  our  strength,  with  all  our 
mind,  with  all  our  vigour,  with  all  our  power,  with 
all  our  affection,  with  all  our  bowels,  with  all  our 
desires,  with  all  our  wills>  love  the  Lord  God,  who  has 
given  us  all  His  body,  all  His  soul,  all  His  life,  and 
gives  them  still  to  us  all  every  day.  Let  us  desire  no- 
thing else,  wish  for  nothing  else,  let  nothing  else  please 
us  or  have  any  attraction  for  us,  except  the  Creator, 
the  Redeemer,  the  Saviour,  the  one  and  true  God." 


THE  FIKST  DISCIPLES  91 

Success,  however,  brought  the  seeds  of  evil  with 
it.  It  could  not  be  otherwise.  While  the  band  was 
small,  the  brethren  warmed  themselves  at  the  fire  of 
their  master's  love ;  they  were  content  to  beg  day 
by  day  their  daily  bread,  and  let  to-morrow  take 
heed  for  to-morrow's  needs;  they  were  free  and 
independent.  When  they  became  numerous,  when 
their  members  were  reckoned  by  hundreds  and  thou- 
sands, their  monasteries  by  scores,  when  they  had 
parcelled  Europe  into  provinces,  the  Order  necessa- 
rily became  so  changed  in  degree  as  to  be  different 
in  kind.  The  first  disciples  were  all  zeal,  enthusiasm, 
and  devotion,  all  imbued  with  their  founder's  spirit ; 
but  afterwards  men  of  all  kinds  flocked  in  —  shallow 
men  moved  by  the  crackle  of  their  own  passing  emo- 
tions, worldlings  and  ambitious  men  self-forgetful 
for  the  moment  only,  insignificant  men  swept  up  on 
the  great  wave  of  hope.  These  later  comers  were 
ennobled  during  a  month,  two  months,  or  perhaps 
three ;  for  the  moment  a  hush  came  over  their  triv- 
ial lives,  and  they  breathed  the  air  of  the  mountain- 
tops,  but  then  the  feeble  zeal  died  down,  and  they 
became  once  more  their  common  selves,  f rocked,  ton- 
sured and  girt  with  cords,  but  with  the  old  appe- 
tites in  their  bellies  and  their  souls  again  set  on  the 
things  of  this  world.  Francis  might  have  anticipated 
this  danger,  he  might  have  seen  that  his  rule  was 
for  a  chosen  few,  not  for  the  many ;  but,  being  a 
lover,  he  hoped  all  things  and  believed  all  things. 

After  Francis's  death  the  inner  history  of  the 
Order  is  the  struggle  between  the  enthusiasts  and 
the  worldly-minded,  or,  if  you  will,  between  the 


92    ITALY  IN  THE  THIRTEENTH  CENTURY 

fanatics  and  the  practical  men.  The  Church  did  not 
hold  her  hands  off.  She  had  her  traditions,  she  had 
her  own  long  worked  at  and  hard  achieved  stability, 
she  had  outlived  many  passionate  outbursts  of  re- 
nunciation, she  was  skeptical  of  dreams,  and  looked 
upon  the  doctrine  of  absolute  poverty  as  moonshine. 
In  almost  all  things  she  had  learned  to  temporize 
with  the  world;  and,  at  the  same  time,  she  fully  be- 
lieved in  herself  and  she  was  conscious  of  her  own 
high  aims.  She  saw  that  the  Franciscan  movement 
was  a  great  spiritual  force;  and  she  proposed  to 
make  it  serve  her,  for  she  had  great  need  of  service. 
Little  by  little  she  assumed  control.  Even  in  Francis's 
lifetime  the  changes  in  the  Order  began.  Obviously 
a  vast  monastic  order  with  provincial  generals,  with 
missions  far  and  wide,  needed  at  its  head  a  man  of 
administrative  ability;  a  poet,  a  dreamer,  a  lover  can 
inspire  men  with  enthusiasm,  but  he  does  not  know 
how  to  govern.  Francis  perceived  this,  and  ap- 
pointed, first,  Peter  of  Catania,  and  next,  the  cele- 
brated Elias  of  Cortona,  to  be  acting  minister  gen- 
eral in  his  stead. 

But  a  change  of  minister  general,  a  more  meth- 
odical administration  in  the  affairs  of  the  Order 
could  not  avail  against  the  assaults  of  the  world. 
The  three  points  of  attack  were  the  three  human 
instincts  —  for  privileges,  for  learning,  and  for  pos- 
sessions. Francis  himself,  the  Knight  of  Christ, 
rushed  foremost  to  the  defence.  Once  some  of  the 
brethren  expressed  a  wish  for  a  special  privilege 
from  the  Pope  to  preach  without  episcopal  license, 
for  the  bishops  sometimes  refused  it  or  kept  the  friars 


THE  FIRST  DISCIPLES  93 

idly  waiting  for  days.  Francis  rebuked  them  with  great 
indignation :  "  You,  Brothers  Minor,  do  not  know 
the  will  of  God  and  you  do  not  let  me  convert  the 
whole  world  according  to  God's  will ;  for  I  wish  to 
convert  the  bishops  by  humility  towards  them,  and 
when  they  see  our  holy  life  and  our  humility  towards 
them,  they  will  invite  you  to  preach  and  to  convert" 
the  people,  and  they  will  bid  them  attend  the  preach- 
ing—  better  than  your  privileges  that  would  lead 
you  to  vainglory.  If  you  were  free  from  greed, — if 
you  induced  the  people  to  render  to  the  Church  all 
her  dues,  then  the  prelates  would  invite  you  to  hear 
confession  of  their  people — though  you  need  not 
vex  yourselves  about  that,  for  if  the  people  were 
converted  they  would  soon  find  confessors.  For  my 
part,  I  want  this  privilege  from  God,  that  I  never 
have  any  privilege  from  man.  My  desire  is  to  do 
reverence  to  all,  and  in  obedience  to  our  holy  rule 
convert  the  whole  world  more  by  example  than  by 
words." 

On  another  occasion,  at  a  meeting  of  the  chapter 
general  at  Santa  Maria  of  the  Portiuncula,  where 
five  thousand  brethren  were  assembled,  some  of  the 
scholarly  and  mundane  friars  went  to  Cardinal  Ugo- 
lino  and  asked  him  to  persuade  Francis  to  take 
counsel  of  the  learned  brothers  and  to  be  guided 
sometimes  by  them,  and  they  cited  the  rules  of  St. 
Benedict,  St.  Augustine,  and  St.  Bernard.  When 
the  cardinal  had  repeated  all  this  to  Francis  as  a 
sort  of  admonition,  Francis  took  him  by  the  hand 
and  led  him  to  the  brethren  assembled  in  chapter, 
and  cried  out  passionately  by  the  power  of  the  Holy 


94    ITALY  IN  THE  THIRTEENTH  CENTURY 

Ghost :  "  My  brethren,  my  brethren,  the  Lord  has 
called  me  to  follow  the  way  of  simplicity  and  hu- 
mility ;  verily  He  points  out  the  way  for  me  and  for 
those  who  wish  to  do  as  I  do.  And  therefore  I  don't 
wish  you  to  name  to  me  any  other  rule,  not  St. 
Benedict's,  nor  St.  Augustine's,  nor  St.  Bernard's, 
nor  any  way  or  manner  of  living  except  that  which 
God  in  His  mercy  has  pointed  out  and  given  to  me. 
For  God  said  to  me  that  he  wished  me  to  be  a  new 
covenant  in  this  world ;  and  He  did  not  wish  to  guide 
us  by  any  knowledge  except  by  that.  But  by  your 
learning  and  your  knowledge  God  will  confound 
you,  and  I  trust  in  God's  ministering  devils,  that 
He  will  punish  you  by  them,  so  that  you  shall  re- 
turn to  your  post  in  shame,  willing  or  unwilling." 

In  the  matter  of  property,  too,  Francis  never 
veered  from  his  earliest  purpose.  To  a  questioner  he 
answered  :  "  I  tell  yon,  brother,  this  both  was  and  is 
my  first  intention  and  my  final  will  (if  the  brethren 
will  hearken  to  me),  that  no  brother  should  possess 
aught  except  his  frock,  as  the  rule  allows,  with  gir- 
dle and  drawers."  As  for  their  habitation,  he  said : 
"  Let  them  have  little  huts  out  of  clay  and  boards, 
and  little  cells  in  which  the  brothers  can  pray  or 
work  for  the  sake  of  greater  propriety  and  to  avoid 
illness.  And  they  shall  have  little  churches  (they 
must  not  have  large  churches  made  for  the  sake  of 
preaching  to  the  people  or  for  any  other  pretext), 
for  so  there  is  greater  humility,  and  it  sets  a  better 
example  to  go  to  other  churches  to  preach.  Because 
if  at  any  time  prelates  or  clergy,  religious  or  secular, 
come  to  our  abodes,  the  poor  huts,  the  little  qells, 


THE  FIRST  DISCIPLES  95 

and  the  small  churches  will  preach  to  them,  and  they 
will  be  more  edified  by  these  than  by  any  words." 

And  in  every  way  Francis  (unless  indeed  it  is  a 
negation  of  reason  to  follow  the  divine  call  to  one's 
own  worldly  abasement)  followed  his  ideal  with  rea- 
sonableness. Especially  was  he  on  his  guard  against 
creating  a  hive  of  drones.  In  the  solemn  clauses  of 
his  testament  he  says :  "  I  used  to  work  with  my 
hands  and  I  wish  to  continue  to  do  so,  and  I  want 
all  the  other  brothers  to  work  at  some  honourable 
trade.  Those  who  have  none  should  learn  one,  not 
for  the  sake  of  getting  pay  for  their  work,  but  in 
order  to  set  a  good  example  and  to  avoid  idleness." 

But  in  spite  of  his  example  and  his  efforts,  in 
spite  of  his  passionate  exhortations,  Francis  saw  the 
glorious  vision,  once  so  clear  and  definite,  of  a  band 
of  pure-hearted,  high-souled,  self -consecrated  men, 
joyously  working  together  to  establish  God's  king- 
dom on  earth,  fade  before  his  eyes ;  yet  even  in 
this  he  had  the  holy  joy  of  sharing  his  master's  cup : 
"  My  God,  my  God,  why  hast  thou  forsaken  me  ?  " 

In  the  course  of  nature  ideal  hopes  share  the  fate 
of  transitory  beauty  that  must  die,  but  there  is  some- 
thing tragic  beyond  ordinary  measure  in  this  poet's 
powerlessness  to  give  permanence  to  his  beautiful 
dream,  as  in  the  impotence  of  a  mother  to  save  the 
life  of  her  only  child.  Francis  yearned  over  his  young 
ideal  dream,  but  even  his  passion  could  not  save  it. 
Nevertheless  Francis's  boyish  gayety  of  spirit  never 
wholly  left  him ;  on  the  very  day  of  his  death,  as  his 
poor,  starved,  emaciated  body  lay  on  its  pallet,  he 
admitted  "  that  he  had  greatly  sinned  against  brother 


96    ITALY  IN  THE  THIRTEENTH  CENTURY 

ass."  And  then,  with  great  joy  of  body  and  mind, 
as  his  friends  say,  he  stretched  his  hands  towards 
God  and  said,  "  Welcome,  Sister  Death,"  and  passed 
from  the  shipwreck  of  this  world  to  God. 

His  true  disciples  maintained  his  cause  and  fought 
hard  against  the  rising  tide  of  worldliness ;  but  per- 
haps they,  too,  were  partly  to  blame,  for  they  forgot 
the  saying  of  their  master's  Master :  "  My  kingdom 
is  not  of  this  world." 


CHAPTER  IX 

THE  EMPEROR  FREDERICK  II  (1194-1250) 

Whatever  in  those  climes  he  found 

Irregular  in  sight  or  sound 

Did  to  his  mind  impart 

A  kindred  impulse,  seem'd  allied 

To  his  own  powers,  and  justified 

The  workings  of  his  heart. 

WOEDBWOBTH. 

Qua  entro  e  lo  secondo  Federico. 

Inferno,  x,  119. 
Here  within  is  the  Second  Frederick. 

IN  that  aspect  of  society  which  the  preceding  chap- 
ters dwell  upon,  the  foundation  on  which  society 
stands  is  the  Bible,  and  Innocent,  Joachim,  and 
Francis,  priest,  prophet,  and  saint,  represent  three 
constituent  parts  of  it,  —  the  Law,  the  Apocalypse, 
the  Gospels,  —  and  these  three  types  (if  I  may  speak 
generally)  are  severally  affected  each  by  its  own  part 
only  and  are  blind  to  the  others ;  but  society  at  large 
was  affected  mainly  by  the  Bible  as  a  whole.  It  of- 
fered a  common  spiritual  country,  a  common  patriot- 
ism of  the  soul  to  all  Christian  men.  It  was  the  one 
great  common  possession  that  united  the  Christian 
world.  The  Bible  impressed  itself  with  authority, 
for  it  contained  the  truth ;  and  truth  demands  not 
reason,  not  discussion,  not  the  free  play  of  a  mind 
that  goes  round  and  round  an  hypothesis,  not  ex- 
amination and  criticism,  but  obedience.  The  Bible 
was  the  basis  of  Christianity;  and  Christianity  pro- 


98    ITALY  IN  THE  THIRTEENTH  CENTURY 

fessed  to  look  upon  life  as  a  short  stretch  of  road 
through  a 'vale  of  tears  with  an  everlasting  heaven 
or  hell  at  the  end  of  it.  The  Bible  stood  over  against 
the  world;  it  was  the  witness  to  the  divine  constitu- 
tion of  the  Church,  whose  sacraments  alone  could 
open  the  door  to  salvation.  To  the  devoutly  ortho- 
dox, to  hermits  on  mountain-tops,  to  elderly  monks 
in  comfortable  monasteries,  to  bishops  when  in  the 
pulpit,  the  world  swarmed  with  temptations.  Pleas- 
ure, beauty,  charm,  gayety,  knowledge,  riches,  and, 
above  all,  woman,  were  so  many  snares  to  catch  the 
unwary.  In  short,  a  man's  duty  was  to  kneel  before 
the  Bible,  to  accept  the  theological  explanation  of 
the  universe,  to  shun  worldly  pleasures  and  intel- 
lectual curiosity,  to  honour  those  by  whose  hands 
the  sacraments  of  salvation  were  administered,  and 
to  render  obedience  to  the  Church. 

Eternally  opposed  to  this  Christian  theory  is  what 
we  loosely  are  wont  to  call  the  epicurean  or  pagan 
conception  of  life.  The  piety  of  an  epicurean  pa- 
gan is  to  revel  in  beauty,  to  enjoy  pleasure,  to 
woo  lovely  woman,  to  drink  from  the  vine- wreathed 
cup,  to  be  fleet  of  foot,  muscular  and  skilful  in 
body,  to  pursue  the  threads  of  thought  as  far  as 
the  mind  can  reach,  and  to  be  grateful  to  what- 
ever gods  may  be.  Such  paganism  regards  life 
as  a  glorious  opportunity  for  happiness  and  intel- 
lectual adventure.  In  its  eyes  human  society  is  not 
a  theological  affair,  but  an  organization  of  mankind 
on  the  basis  of  force  and  the  principles  of  expediency, 
with  the  object  of  giving  the  human  will-to-live  its 
fullest  scope.  Paganism  has  no  sacred  books;  the 


THE  EMPEROR  FREDERICK  II  99 

universe  is  its  bible,  and  the  obedience  it  exacts  is 
that  men  shall  seek,  shall  explore,  shall  inquire.  Its 
creed  consists  of  the  current  hypotheses  of  science. 
During  the  nine  centuries  of  triumphant  Christian- 
ity in  western  Europe  since  Constantine  had  pro- 
claimed his  conversion,  the  pagan  idea  of  life  had 
gone  out  of  fashion,  it  had  become  soiled,  distorted, 
mutilated;  but  its  spirit  still  existed,  and  still  upheld 
the  principle  of  life  for  life's  sake.  Nowhere  prob- 
ably did  it  exist  in  its  plenitude,  but  here  and  there 
in  patches  and  bits  it  asserted  itself,  and  at  one 
point  or  another  its  disciples  raised  their  heads. 
Poets,  bohemians,  students  praised  wine,  woman,  and 
song,  — Ave  Bacche  !  Ave  Venus  !  Militemus  Veneri  ! 
.  .  .  Dum  vivimus  vivamus !  philosophers  asserted 
the  rights  of  reason  ;  kings  and  princes  struggled  to 
maintain  the  idea  of  the  civil  administration  of  so- 
ciety. Out  of  all  such  pagan  protestants,  the  man  who 
in  the  thirteenth  century  most  completely  embodies 
their  conception  of  life,  is  the  Emperor  Frederick  II. 
This  much-admired  and  much-hated  man  made  a 
deep  impression  upon  his  contemporaries,  and  even 
after  he  has  been  dead  hundreds  of  years,  scholars 
take  sides  for  and  against  him  with  passions  worthy 
of  Guelfs  and  Ghibellines  in  their  most  truculent 
mood.  In  the  eyes  of  his  admirers  he  flies  before  his 
generation  like  Lucifer  guiding  the  day ;  and  in  the 
eyes  of  his  enemies  he  is  a  self-indulgent  Epicurean 
struggling  to  shake  off  all  the  restraints  that  Christ- 
ianity and  civilization  sought  to  impose  upon  him. 
His  character  is  explained  by  his  birth  and  education. 
He  inherited  the  cruelty,  the  energy,  the  vigour,  and 


100    ITALY  IN  THE  THIRTEENTH  CENTURY 

the  ambition  of  his  father,  Henry  VI ;  but  these  qual- 
ities were  neutralized  and  in  many  respects  overborne 
by  his  Italian  inheritance.  By  birth,  through  his 
mother  Constance,  he  was  a  Sicilian,  and  by  temper- 
ament he  was  essentially  a  Sicilian  in  the  somewhat 
melodramatic  sense  which  we  of  English  traditions 
give  to  that  word.  He  was  adroit,  dissembling,  lux- 
urious, self-indulgent,  impetuous,  passionate,  and 
false. 

At  the  time  of  his  imperial  coronation,  1220,  Fred- 
erick was  twenty-five  years  old.  He  was  then  a  man 
of  maturity  and  experience.  Even  at  seventeen  it  was 
said  of  him  that  "  the  fruits  of  maturity  had  antici- 
pated the  flowers  of  youth."  From  babyhood  he  was 
bred  in  the  midst  of  intrigue,  treachery,  and  the 
alarms  of  war.  From  six  to  fourteen  his  boyhood  was 
passed  under  the  care  of  Sicilian  prelates  or  in  the 
custody  of  German  adventurers.  From  the  former 
he  learned  that  one  may  be  a  priest,  even  an  arch- 
bishop, and  yet  be  double-dealing ;  from  the  latter 
that  bluff  and  brutal  soldiers  can  be  as  false  as  the 
most  slippery  priest.  From  both  he  must  have 
learned  that  the  usual  resources  of  statecraft  are  brib- 
ery and  mendacity.  In  matters  of  less  moment  — 
grammar,  rhetoric,  mathematics,  astronomy  —  Fred- 
erick probably  had  lessons  from  Arabic  masters. 

Sicily  had  been  for  centuries  a  borderland  between 
different  civilizations,  different  religions,  different 
races.  Italians  and  Greeks,  Romans  and  Carthagin- 
ians, Byzantines  and  Arabs,  Christians  and  Mussul- 
mans, Normans  and  Saracens,  had  fought,  had  com- 
promised, had  stamped,  one  after  the  other,  their 


THE  EMPEROR  FREDERICK  II        101 

marks  on  the  lovely  island.  The  Saracens,  during 
their  long  dominion,  had  not  been  intolerant ;  and 
the  Norman  conquerors  coming  from  afar,  finding 
contrasting  opinions,  contrasting  customs,  contrast- 
ing creeds,  had  been  tolerant,  politic,  skeptical.  Ital- 
ians, Greeks,  Arabs,  and  Jews  lived  cheek  by  jowl 
in  peace.  The  Normans  were  a  small  military  caste 
who  imposed  order,  levied  taxes,  directed  affairs,  and 
maintained  the  feudal  system.  Within  these  limits 
they  let  their  subjects  follow  their  own  tastes  and 
usages,  both  in  civil  matters  and  religious.  Greek, 
Latin,  and  Arabic  were  the  official  languages ;  French 
remained  for  a  time  the  language  spoken  at  court, 
while  Greek  and  Arabic  continued  to  be  the  common 
speech  of  the  people  side  by  side  with  the  young 
Italian.  Saracens  held  important  civil  positions  j 
Saracen  workmen  were  employed  in  the  royal  service ; 
Saracen  physicians  and  astrologers  frequented  the 
court. 

In  intellectual  development  the  Arabs  were  supe- 
rior to  the  Latins.  They  were  the  great  students  of 
Greek  philosophy.  On  their  conquering  path  through 
Syria  and  Egypt  they  found  all  philosophers  deep  in 
Aristotle,  and  they  adopted  Aristotle  as  the  source 
of  knowledge.  They  translated  him  from  Syriac 
texts.  Averroes,  who  "  made  the  great  commentary  " 
on  Aristotle,  was  well  known  to  the  scholars  in  Pa- 
lermo, and  learned  Arabs  of  Cordova  and  Seville 
were  in  familiar  intercourse  with  their  brethren  at 
the  Norman  court.  Among  these  philosophers,  dis- 
creetly concealed  from  the  Mussulman  bigots,  there 
was  much  skepticism  of  current  religious  beliefs. 


102    ITALY  IN  THE  THIRTEENTH  CENTURY 

Some  denied  the  resurrection  of  the  body,  some 
doubted  the  immortality  of  the  soul,  some,  anticipat- 
ing David  Hume,  maintained  that  the  phenomena  of 
cause  and  effect  are  merely  sequences.  Many 
thought  most  meanly  of  women ;  some  intimated  that 
all  religion  was  the  result  of  imposture.  Such  were 
the  ideas  that  circulated  among  learned  men  with 
whom  the  precocious  lad  must  have  been  on  familiar 
terms. 

The  physical  aspect  of  Palermo  also  played  its 
part  in  Frederick's  education.  A  sensitive,  emotional, 
intellectual  boy  could  not  have  been  untouched  by 
the  prodigal  beauty  about  him.  Nature  had  been 
bountiful,  and  the  Norman  kings,  especially  Fred- 
erick's clever,  cultivated  grandfather,  King  Roger, 
had  done  their  best  to  make  their  capital  exquisite. 
On  the  curving  shore,  where  the  beautiful  green  gar- 
den of  the  Conca  d'Oro,  encircled  by  austere  hills 
and  guarded  by  Monte  Pellegrino  to  the  north, 
meets  the  gaudy  blue  of  the  bay,  Palermo  sat  like  a 
coquette,  glittering  and  gracious,  tempting  all  comers 
to  stay.  Travellers  from  Cordova  and  even  from  Bag- 
dad, found  in  her  everything  good  and  beautiful  to 
heart's  desire.  Within  the  city,  castles,  palaces, 
churches,  mosques,  shops,  and  houses,  gay  in  oriental 
colours  and  shapes,  ranged  in  picturesque  succession ; 
each  quarter  of  the  town  showed  an  individual  come- 
liness. The  streets  were  spacious,  the  alleys  broad ; 
and  the  king's  palaces,  gardens,  and  parks,  strung  in 
long  sequence,  beautified  the  city.  The  decorations 
within  the  churches  were  unrivalled,  excepting  only 
by  those  of  St.  Mark's  in  Venice.  Santa  Maria,  a 


THE  EMPEROR  FREDERICK  II         103 

Greek  church,  was  rich  as  an  emperor's  reliquary ; 
its  walls  were  lined  with  coloured  marbles,  decorated 
with  gold,  and  garlanded  with  foliage  of  green  mo- 
saics. Nevertheless  the  Royal  Chapel  strove  to  outdo 
it ;  below  and  above,  floor,  walls,  arches,  vaults,  pul- 
pit, and  dome,  according  to  their  several  dignities, 
were  overlaid  with  mosaics  of  marble  and  golden  glass, 
with  porphyry  and  serpentine.  All  sorts  of  colours 
—  red,  white,  cream,  buff,  black,  blue,  pink,  indigo, 
cobalt,  green,  and  gray —  blended  and  contrasted  in 
soft,  luxurious,  loveliness.  Hard-by,  the  cathedral  of 
Palermo  raised  her  noble  dimensions;  and  yet,  in 
spite  of  her  magnificence,  she  was  excelled  by  her 
sister  at  Monreale.  Attached  to  these  cathedrals  were 
great  monasteries  and  cloisters  where  the  denizens 
of  paradise  might  wander  and  deem  themselves  at 
home. 

The  city  itself  was  all  life  and  bustle,  colour 
and  gayety.  On  a  fete  day  the  ladies,  cloaked  in 
their  elegant  mantles  of  silk  enriched  with  gold  em- 
broidery, artfully  veiled,  odorous  with  sweet  per- 
fumes, their  shoes  worked  in  gold,  their  finger  tips 
rosier  and  eyebrows  blacker  than  in  nature,  rendered 
the  inside  of  the  churches  still  more  gorgeous  and 
interesting.  Fountains  and  springs  freshened  the  air 
and  greeted  the  thirsty.  Oranges  and  lemons  scat- 
tered their  fragrance  to  the  breeze ;  palm  trees  shook 
their  murmurous  leaves ;  stone  pines  contemplated 
their  own  solitary  shadows;  fruit  trees  and  blos- 
soming bushes  decked  the  gardens ;  and  outside  the 
town,  beyond  the  straggling  suburbs,  wild  flowers 
filled  the  fields,  and  here  and  there  bloomed 


104    ITALY  IN  THE  THIRTEENTH  CENTURY 

Groves  whose  rich  trees  wept  odorous  gums  and  balm, 
Others  whose  fruit  burnish'd  with  golden  rind 
Hung  amiable,  Hesperian  fables  true, 
If  true,  here  only,  and  of  delicious  taste. 

On  the  banks  of  the  brooks  and  canals  Persian 
cane  rustled  in  the  wind,  while  plump  squashes 
dozed  in  the  sun ;  and  along  the  river  Oreto  the 
lazy  mill-wheels  turned.  The  poet  said  truly  that 
Palermo  was  "  Altera  mellifluens  paradisus,"  another 
Eden  flowing  with  honey. 

Frederick  was  essentially  a  child  of  Palermo. 
Precocious  in  body  and  in  mind,  he  learned  early  to 
enjoy  the  grace  and  delicacy  of  oriental  ways,  the 
refinement  and  charm  of  Arabian  civilization,  while 
familiarity  with  Greek  dissent  and  Moslem  disbelief 
taught  him  religious  tolerance  and  skepticism.  In- 
timacy with  a  race  inferior  in  strength  and  social 
position  if  superior  in  delicacy,  whose  usages  con- 
cerning women  were  very  different  from  those 
approved  by  the  Latin  Church,  naturally  gave  him 
loose  notions  about  morality  of  sex.  The  Norman 
court  had  always  been  censured  by  the  austere,  both 
Mohammedans  and  Christians,  but  the  sinners  were 
powerful  and  the  moralists  weak ;  and  though  Fred- 
erick's ecclesiastical  preceptors  may  have  attempted 
to  teach  him  the  professed  morality  of  the  Church, 
they  could  not  change  the  ideas  that  prevailed 
among  the  fashionable  nobles  of  Palermo.  The 
royal  palace  instinctively  drew  back  from  any  ascetic 
theory.  To  keep  Frederick  in  the  path  of  virtue 
they  married  him  at  fourteen  to  a  Spanish  lady, 
much  older  than  he,  a  sister  of  the  King  of  Aragon. 


THE  EMPEROR  FREDERICK  II         105 

At  seventeen  he  became  a  father;  he  was  then 
already  a  man,  old  far  beyond  his  years.  By  the 
time  of  his  imperial  coronation  his  experience  of  life 
had  been  wide  and  hard ;  he  had  become  quite  skep- 
tical of  truth,  loyalty,  or  honesty,  but  he  was  full 
of  youthful  self-reliance,  vigour,  and  resolution. 

In  person  Frederick  was  of  middle  height,  rather 
square  of  figure,  comely  of  face,  at  least  in  youth, 
blond  like  all  the  Hohenstaufens,  and  he  had  the 
reddish  hair  so  notable  in  his  grandfather,  Barba- 
rossa.  With  his  quick  intelligence,  his  agreeable 
southern  manners,  and  his  rare  personal  charm,  he 
readily  attached  friends  to  him;  but,  like  other 
clever,  skeptical  men,  he  relied  too  much  on  his 
wits  and  underrated  the  value  of  character,  and  by 
his  perfidy  inspired  his  enemies  with  such  fear,  dis- 
trust, and  hatred  that  they  fought  him  and  his 
sons  and  his  sons'  sons  to  the  death. 

A  man  of  this  character,  independent  and  self- 
reliant  by  nature,  bred  in  the  borderland  between 
opposing  civilizations,  accustomed  from  earliest  boy- 
hood to  differing  religions,  none  of  which  apparently 
exercised  complete  control  over  conduct,  when 
seated  on  the  imperial  throne  and  acknowledged  to 
be  titular  head  over  secular  Christendom,  could  riot 
possibly  live  at  peace  with  an  ecclesiastico-political 
corporation,  which  was  built  upon  the  sacred  books 
of  the  Jews,  and  claimed  supremacy  even  in  secular 
affairs.  A  clash  between  the  two  was  inevitable. 
At  what  time  and  under  what  circumstances  would 
be  a  matter  of  accident. 

When  Frederick  in  1212  went  upon  his  adventur- 


106     ITALY  IN  THE  THIKTEENTH  CENTURY 

ous  expedition  across  the  Alps  to  oust  the  Guelf 
Otto  from  the  throne  of  Germany,  he  needed  Inno- 
cent's help,  and  promised  with  alacrity  everything 
that  Innocent  asked.  He  avowed  that  he  owed  life 
and  land  to  the  Papacy,  acknowledged  papal  suzer- 
ainty over  the  Sicilian  kingdom  and  papal  sover- 
eignty over  the  provinces  of  central  Italy,  swore  to 
keep  the  Empire  and  his  southern  kingdom  separate, 
agreed  to  do  the  Pope's  bidding  with  regard  to  the 
Lombard  League,  and  finally  ^assumed  the  cross.  All 
his  life  long  he  was  enmeshed  in  this  web  of  vows 
of  his  own  spinning.  The  immediate  cause  of  the 
rupture  between  him  and  the  Papacy  was  the  prom- 
ised crusade.  Throughout  the  German  campaigns 
Frederick  had  the  full  support  of  the  Papacy,  and 
when  the  war  was  over  and  Germany  pacified,  he 
received  the  imperial  crown  from  Honorius,  Inno- 
cent's successor.  The  Papacy  had  paid  the  consid- 
eration, it  had  amply  fulfilled  its  side  of  the  bargain, 
and  now  demanded  that  Frederick  should  fulfil  his. 
According  to  the  usages  among  honest  men,  the 
Papacy  was  clearly  within  its  right.^  It  was  irrelev- 
ant to  the  matter  in  hand  whether  the  Papacy  was 
governed  by  religious  motives  or  whether  it  was 
thinking  of  the  advantages  that  would  accrue  from 
a  crusade,  or  merely  calculating  that  it  would  be 
well  to  let  the  Emperor  spend  his  money  and  strength 
across  the  seas  remote  from  what  might  be  a  dan- 
gerous proximity  to  the  papal  provinces.  A  bargain 
is  a  bargain. 

All  the  world  was  agreed  that  it  was  Freder- 
ick's duty  to  go  on  a  crusade.  The  troubadour  Elia 


THE  EMPEROR  FREDERICK  II         107 

Cairel   expressed  the   general  sentiment  when  he 
wrote :  — 

Emperaire  Frederic,  ieu  vos  man, 
que  de  son  dan  faire  s'es  entremes 
vassals,  quand  a  a  son  seignor  promes 
so,  don  li  faill  a  la  besoigna  gran  ; 
per  qu'ieu  chantan  —  vos  voill  pregar  e  dir 
que  passetz  lai  on  Ihesus  vole  morir, 
e  noill  siatz  a  cest  besoing  bauzaire. 

Emperor  Frederick,  I  tell  you, 
That  a  vassal  is  busy  at  work  on  his  own  harm, 
When  he  has  made  a  promise  to  his  lord 
And  does  not  keep  it  when  the  need  is  great ; 
Wherefore  I  sing  —  I  wish  to  beg  you  and  to  say 
That  you  cross  thither  where  Jesus  willed  to  die, 
And  do  not  prove  false  to  this  need. 

Frederick  first  assumed  the  cross  in  1215 ;  other 
crusaders  went,  but  he  did  not  go.  He  promised,  pro- 
crastinated, and  postponed,  he  alleged  reasons,  pre- 
texts, excuses,  —  he  was  making  ready,  he  was  nearly 
prepared,  his  ships  were  laying  in  provisions,  his 
soldiers  buckling  on  their  belts  and  whetting  their 
swords,  he  was  on  the  brink  of  starting,  —  but  this, 
that,  and  the  other  thing,  to  his  vexation,  consterna- 
tion, and  despair,  barred  his  way,  like  an  abyss. 
From  1215  to  1220  he  busied  himself  with  establish- 
ing his  authority  in  Germany ;  from  1220  to  1227 
he  was  engaged  in  doing  the  same  thing  in  Sicily. 
It  was  true  that  the  cause  of  civil  government  stood 
in  great  need  of  Frederick's  presence.  In  Germany 
there  was  the  Guelf  faction  to  be  put  down,  malcon- 
tents to  be  appeased,  partisans  to  be  rewarded;  in 
Sicily  there  were  Moslem  revolts  to  be  crushed,  de- 


108    ITALY  IN  THE  THIRTEENTH  CENTURY 

fiant  barons  to  be  reduced  to  obedience,  and  rebel- 
lious cities  to  be  brought  under  the  royal  rule.  But 
the  fact  remained  that  during  all  these  years  Fred- 
erick was  occupied  about  his  own  affairs  and  neg- 
lected the  cause  of  God  and  the  Church. 

The  gentle  Honorius  was  a  man  of  peace,  and 
contented  himself  with  exhortations,  prayers,  scold- 
ings, and  menaces ;  to  which  Frederick  continued  to 
reply  —  os  ingentia  loquens  —  in  his  flowery  Sicil- 
ian fashion :  "  The  sepulchre  of  Our  Lord  is  in  the 
hands  of  Infidels !  Oh,  horrible  wickedness,  oh,  pite- 
ous spectacle !  Touched  to  the  heart  by  grief  and 
shame,  day  and  night  we  think  of  speedy  succour 
and  we  are  preparing  right  royally  the  ships  and 
galleys  that  the  crusade  needs."  At  last,  moved  by 
a  sense  that  public  opinion  was  beginning  to  run 
against  him  and  by  knowledge  that  the  dissensions 
among  the  Saracens  would  smooth  his  path,  he  had 
an  interview  at  San  Germano  in  July,  1225,  with 
ambassadors  from  the  Pope,  and,  sealing  the  treaty 
with  his  golden  seal,  pledged  himself  to  sail  in  Au- 
gust, 1227,  under  penalty  of  calling  down  upon  him- 
self and  upon  his  realm  the  ban  of  the  Church.  And 
as  he  was  now  a  widower,  his  first  wife  having  died 
three  years  before,  in  earnest  of  his  bargain  he  mar- 
ried lolande,  titular  queen  of  Jerusalem,  a  daugh- 
ter of  the  doughty  French  soldier  of  fortune,  John 
of  Brienne,  and  assumed  the  crown  and  royal  title. 


CHAPTER  X 

GREGORY  IX  AND  FREDERICK  II  (1227-1230) 

Draw,  if  you  be  men.   Gregory,  remember  thy  swashing  blow.  —  Romeo 
and  Juliet,  Act  i,  Sc.  1. 

THE  gentle  Honorius  died,  an  infirm  old  man,  in 
March,  1227.  Clouds  were  rolling  up  thick  on  the 
horizon,  and  it  was  evident  that  St.  Peter's  bark 
must  take  on  a  new  pilot  without  wasting  a  mo- 
ment. The  very  next  day  the  cardinals  elected 
Ugolino,  Cardinal  Bishop  of  Ostia,  a  near  relation 
to  Innocent  III,  and  gave  him  the  pontifical  title  of 
Gregory  IX. 

Ugolino  had  been  elevated  to  the  cardinalate  by 
Innocent,  and  had  long  held  important  positions  in 
the  Curia.  He  had  conducted  delicate  diplomatic 
missions  to  the  German  adventurers  "  of  damnable 
memory  "  in  Apulia,  and  had  won  a  high  reputation 
for  personal  bravery.  For  eighteen  years  he  had 
been  accustomed  to  Innocent's  bold,  dictatorial,  far- 
reaching  policy ;  he  had  been  used  to  see  Rome  ex- 
alt and  depose  emperors  and  kings  as  well  as  meaner 
men,  and  he  chafed  sorely  under  the  timid,  peace-lov- 
ing gentleness  of  Honorius.  His  biographer  says  that 
he  was  a  "  dignified,  handsome  man,  of  keen  mind 
and  tenacious  memory,  learned  in  the  liberal  arts  as 
well  as  in  civil  and  canon  law,  and  endowed  with  a 
copious,  Ciceronian  eloquence,  a  zealot  for  the  Faith, 
a  school  of  virtue,  a  lover  of  chastity,  and  an  exam- 


110    ITALY  IN  THE  THIRTEENTH  CENTURY 

pie  of  holiness."  Honorius  said  of  him  that  he  "  was 
set  up  by  God's  hand  in  the  Church's  garden  like  a 
cedar  of  Lebanon,  upright  with  the  height  of  con- 
templation, sweet  with  the  fragrance  of  virtue,  sound 
with  the  sincerity  of  honesty,  and  that  he  not  only 
held  up  by  his  strength  the  house  of  God  but  also 
beautified  its  outside  by  the  purity  of  his  good  re- 
pute." Frederick,  also,  had  paid  him  compliments 
in  earlier  days  when  he  was  appointed  papal  legate 
in  Lombardy:  "Let  the  Roman  Church  rejoice," 
he  said,  "let  us  rejoice,  because  a  man  of  honour, 
true-sighted  in  religion,  pure  in  life,  most  eloquent, 
endowed  with  virtues  and  with  learning,  has  been 
appointed." 

Gregory  was  primarily  a  statesman,  a  man  of  af- 
fairs, and  though  a  devout  man  did  not  disdain 
methods  purely  political.  That  could  not  have  been 
otherwise,  for  the  Roman  Curia  was  not  the  chapter 
of  a  rural  cathedral ;  the  cardinals  were  not  free  to 
wander  in  a  bird-haunted  garden,  to  listen  to  the 
bells  calling  to  matins  and  vespers,  or  to  discuss  the 
controversy  between  St.  Bernard  and  Abelard ;  they 
had  to  transact  the  business  of  Christendom.  Pious 
people  like  Jacques  of  Vitry,  who  visited  the  Roman 
Curia,  were  scandalized:  "he  found  many  things  that 
went  against  his  soul,  for  the  cardinals  were  occupied 
with  business  and  the  affairs  of  this  world,  with  kings 
and  kingdoms,  with  law-suits  and  quarrels,  to  such 
a  degree  that  they  scarce  suffered  anything  to  be 
said  about  spiritual  matters."  Yet  these  same  car- 
dinals had  religious  feelings ;  they  had  a  great  respect 
for  men  of  true  religion.  Gregory,  in  a  special  way, 


Alinari,  phot. 


GREGORY   IX 
Sacro  Speco,  Subiaco 


GREGORY  IX  AND  FREDERICK  II     111 

reverenced  Francis ;  on  the  death  of  Cardinal  Colonna, 
the  first  protector  of  the  Order,  he  took  the  vacant 
place,  and  became  a  very  father  to  the  brethren, 
especially  to  Francis,  who  was  young  enough  to  be 
his  son.  He  used  to  urge  Francis  to  take  care  of  him- 
self :  "  Brother,  you  do  wrong  not  to  take  better  care 
of  yourself,  for  your  life  and  your  health  are  very 
useful  to  the  brethren,  as  well  as  to  others  and  the 
whole  Church.  When  your  brethren  are  sick  you 
have  pity  on  them,  and  you  are  always  kin'd  and 
tender  to  them,  so  you  ought  not  to  be  cruel,  to 
yourself  in  your  own  great  need.  I  therefore  com- 
mand you  to  get  yourself  taken  care  of  and  looked 
after."  It  was  Gregory  who  canonized  Francis  and 
bade  Thomas  of  Celano  write  his  life ;  and  he  even 
thought  of  entering  the  Order.  For  Clare,  the  first  of 
the  Franciscan  sisters,  he  entertained  sentiments  of 
tenderness,  reverence,  and  affection.  In  his  troubles 
he  turned  to  her  for  comfort:  "Such  bitterness  of 
heart  "  (he  writes  to  her),  "such  tears,  such  immense 
sorrow  has  come  upon  me  that  if  I  could  not  find 
the  consolation  of  worship  at  the  feet  of  Jesus  my 
spirit  would  fail  and  my  soul  melt  away."  Never- 
theless, in  spite  of  his  admiration  for  sanctity  and 
unworldliness,  Gregory  was  at  heart  a  proud  prelate ; 
and  a  long  life  had  not  cooled  his  courage  or  lowered 
his  pride.  His  pulse  beat  as  quick,  his  anger  flashed 
as  fierce,  as  if  he  had  lived  all  his  life  in  the  saddle 
with  harness  on  his  back. 

At  the  opening  of  his  pontificate  Gregory  found 
the  political  situation  very  unsatisfactory.  Under 
Honorius's  feeble  management  the  towering  fabric 


112    ITALY  IN  THE  THIRTEENTH  CENTURY 

of  papal  power  had  weakened  and  disintegrated.  The 
Emperor,  and  not  the  Pope,  was  now  the  central 
figure  in  European  politics,  and  he  was  assuming 
more  and  more  the  domineering  policy  of  his  father, 
Henry;  more  and  more  he  was  encroaching  on  the 
rights  of  the  Church,  more  and  more  ominous  were  his 
actions.  At  every  point  of  contact  between  the  eccle- 
siastical and  imperial  systems,  the  Pope  felt  a  pressure 
full  of  menace.  The  two  heirs  of  Imperial  Rome, 
the  two  claimants  for  the  primacy  over  Europe,  stood 
face  to  face,  like  two  fencers  with  crossed  swords, 
each  feeling  the  other's  guard  and  trying  to  divine 
and  anticipate  the  other's  meditated  thrust. 

The  main  matter  that  confronted  Gregory  on  his 
accession  was  the  crusade.  For  that  Innocent  had 
planned  and  prayed;  for  that  Honorius  had  spent 
years  of  pious  and  inefficient  labour;  for  that  Greg- 
ory himself  had  preached  and  exhorted.  The  crusade 
now  depended  wholly  on  Frederick.  The  expeditions 
to  Syria  and  Damietta  (1217-1221)  had  been  fail- 
ures because  Frederick  had  not  gone  in  person;  and 
another  attempt  without  his  personal  presence  would 
have  been  madness.  Frederick's  tongue  had  robbed 
the  Hybla  bees  of  their  sweetest  honey,  but  his  actions 
were  extremely  suspicious.  His  delays  had  put  the 
Church  in  a  worse  and  worse  position,  and  himself  in  a 
better  and  better.  Before  his  imperial  coronation  he 
had  delayed  for  three  years  and  had  seated  himself 
firmly  on  his  German  throne;  after  the  coronation 
he  had  delayed  over  five  years  and  had  made  himr 
self  absolute  monarch  in  his  Sicilian  kingdom.  From 
smooth  and  sugared  speech,  flowery  as  the  meadows 


GREGORY  IX  AND  FKEDERICK  II  113 

round  Palermo,  he  had  changed  to  a  saucy  demean- 
our and  acts  of  insolence.  In  other  matters,  too,  be- 
sides the  crusade,  he  had  shown  hostility  to  the 
Church. 

Of  these  matters  one  was  the  investiture  of  bishops 
in  the  kingdom  of  Sicily.  Frederick  had  sworn  to 
install  all  bishops  canonically  elected;  but  he  vio- 
lated this  oath  in  the  case  of  a  half-dozen  sees.  He 
had  sworn  that  the  clergy  should  not  be  taxed;  and 
now  he  levied  taxes  or  exacted  forced  loans.  He  had 
confirmed  the  Pope's  title  to  the  papal  provinces  of 
central  Italy,  nevertheless,  in  the  duchy  of  Spoleto 
he  was,  to  say  the  least,  oblivious  of  his  covenant: 
he  continued  to  call  the  German  pretender  to  the 
duchy  by  the  ducal  title,  and  treated  his  family  with 
marked  consideration.  In  the  march  of  Ancona  he 
demanded  military  service;  and,  finally,  in  Viterbo, 
within  St.  Peter's  Patrimony,  barely  a  day's  ride 
from  the  Lateran  Palace,  he  commanded  the  com- 
mune to  furnish  knights,  equipped  and  on  horse- 
back, to  attend  him.  In  these  papal  territories  the 
Emperor  had,  perhaps,  the  imperial  right  to  demand 
provisions  for  his  troops  on  the  march,  but  he  had 
no  further  rights.  If  he  were  to  continue  to  extend 
his  exercise  of  sovereign  prerogatives,  who  could  say 
whether  he  would  stop  short  of  absolute  dominion? 

Of  still  more  ominous  significance  was  the  prac- 
tical union  of  the  Empire  and  the  kingdom  of  Sicily. 
The  Papacy  felt  itself  ringed  round  by  levelled 
spears.  Frederick  had  pledged  himself  to  keep  the 
two  separate  and  apart;  he  had  sworn  that  on  re- 
ceiving the  imperial  diadem  he  would  resign  the 


114    ITALY  IN  THE  THIRTEENTH  CENTURY 

Sicilian  crown  to  his  eldest  son,  Henry.  But  upon 
inauguration  to  the  imperial  office  he  not  only  did 
not  resign  the  Sicilian  crown,  but  by  vote  of  the 
German  princes  he  secured  for  that  son  the  inherit- 
ance to  the  Empire.  When  the  Pope  protested, 
Frederick  replied  that  the  election  to  the  imperial 
succession  had  taken  place  "  while  we  were  absent 
and  ignorant  of  what  was  going  on."  He  was  not, 
it  is  true,  present  at  the  moment  of  the  election,  but 
he  had  expressed  his  wishes  beforehand,  he  had  con- 
voked the  diet  that  elected  Henry,  and  he  rewarded 
the  princes  who  voted  for  Henry.  His  protestation 
of  ignorance  was  flimsy  to  the  point  of  insolence. 

One  other  important  matter  further  strained  the 
relations  between  the  two  potentates.  The  Roman 
Curia  was  not  an  easy  gull;  on  the  contrary,  it 
was  prone  to  err  on  the  side  of  over-ready  suspicious- 
ness.  It  suspected  Frederick's  ambition.  Gregory 
and  the  older  cardinals  well  remembered  the  fears 
excited  by  the  Emperor  Henry  thirty  years  before; 
and  Frederick  certainly  seemed,  at  least  to  suspicious 
eyes,  to  be  treading  in  his  father's  footsteps.  He 
was  master  in  Germany,  he  was  master  in  Sicily; 
if  he  were  to  be  master  in  Lombardy,  too,  the  Pa- 
pacy would  be  lost,  and,  therefore,  the  churchmen 
in  Rome  were  always  vigilant  to  mark  any  possible 
menace  to  Lombardy.  At  first  Frederick  had  re- 
frained from  touching  the  very  delicate  matter  of 
the  relations  of  the  Lombard  cities  to  the  Empire. 
But  immediately  after  the  agreement  with  Honorius 
in  1225,  in  which  he  had  muzzled  the  Church  by 
his  promise  that  he  would  start  upon  the  crusade  at 


GREGORY  IX  AND  FREDERICK  II     115 

the  end  of  two  years,  he  published  a  summons 
throughout  the  Empire  to  attend  an  imperial  diet 
at  Cremona  in  March,  1226,  for  the  purpose  (so  it 
was  said)  of  considering  ways  and  means  for  the 
crusade. 

This  convocation  of  an  imperial  diet  at  Cremona 
was  a  clever  move.  To  all  outward  appearances  the 
Emperor  was  but  doing  his  bounden  duty.  The  Lom- 
bard cities  had  no  right  to  protest,  because  Lombardy 
was  indisputably  a  province  of  the  Empire,  and  the 
crusade  was  a  matter  of  public  and  universal  concern. 
Nor  could  the  Papacy  protest  with  decency,  for  the 
Papacy  was  continually  urging  the  Emperor  to  make 
ready  for  the  crusade.  Nor  could  any  one  object  to 
the  selection  of  Cremona  as  the  meeting-place,  al- 
though Cremona  was  the  most  passionately  imperial 
city  in  Lombardy  (not  even  excepting  Pa  via),  because 
the  city  was  most  conveniently  situated,  midway  be- 
tween Germany  and  Sicily.  Nevertheless,  the  anti- 
imperial  cities  did  not  hesitate  to  put  themselves 
nominally  in  the  wrong,  because  it  was  clear  to  the 
blindest  that,  underneath  this  fair  show  of  prepara- 
tion to  carry  out  his  crusading  vow,  Frederick  was 
stretching  out  his  hands  to  lay  hold  of  Lombardy. 
Milan,  Piacenza,  Brescia,  Mantua,  Verona,  Bologna, 
and  their  fellows  pledged  themselves  to  mutual  de- 
fence, and  renewed  in  its  essential  character  the  old 
Lombard  League  that  fifty  years  before  had  with- 
stood and  vanquished  Frederick  Barbarossa.  The 
confederate  cities  adopted  a  bold  and  rebellious  plan ; 
they  seized  and  fortified  the  narrow  Alpine  valleys 
north  of  Verona,  near  the  Brenner  Pass,  through 


116     ITALY  IN  THE  THIRTEENTH  CENTURY 

which  the  high-road  to  Germany  led,  and  refused  to 
let  Prince  Henry,  the  imperial  heir,  and  his  attendant 
German  barons  and  prelates,  proceed  upon  their  way 
to  Cremona.  This  rebellious  act  prevented  Germany, 
the  main  member  of  the  imperial  union,  from  taking 
part  in  the  diet.  Some  skirmishes  followed  ;  acts  of 
wanton  violence  were  committed ;  and  angry  passions 
on  both  sides  seemed  to  threaten  civil  war.  The  Em- 
peror raged,  but  he  could  do  nothing ;  he  put  the 
rebellious  cities  under  the  ban  of  the  Empire,  and 
the  maimed  and  impotent  diet  broke  up. 

The  League  had  gained  its  end ;  the  Emperor  had 
been  foiled  in  his  project,  he  might  lay  his  ban,  but 
he  could  not  enforce  it.  There  was  nothing  for  him 
to  do  but  go  home  and  plot  revenge  as  best  he  might. 
He  went  home  and  devised  a  crafty  stroke.  He  sub- 
mitted his  quarrel  with  the  Lombards  to  the  arbitra- 
tion of  the  Pope  and  cardinals.  It  was  familiar  history 
that  Barbarossa's  defeat  was  due  to  the  alliance  be- 
tween the  Papacy  and  the  Lombard  League,  and 
here  Frederick  thought  he  saw  a  way  to  start  a  rift 
in  that  alliance.  By  papal  authority  (granted  indeed 
merely  for  use  against  the  malevolent  generally,  and 
before  the  confederate  cities  had  committed  any  re- 
bellious act),  the  bishops  attendant  upon  Frederick 
at  the  diet  had  excommunicated  the  Lombard  League. 
That  excommunication  necessarily  involved  a  con- 
demnation of  their  conduct ;  and,  indeed,  no  one 
could  deny  that  the  League  had  committed  an  overt 
act  of  rebellion.  If  the  Pope  acted  as  arbitrator,  he 
would  be  morally  obliged  to  give  judgment  in  Fred- 
erick's favour,  and  thereby  endanger  his  friendly 


GKEGOKY  IX  AND  FREDERICK  II   117 

relations  with  the  Lombards ;  if  he  refused  to  act,  he 
abdicated  the  high  office  of  universal  mediator  which 
the  popes  had  always  loudly  claimed  as  theirs,  and 
cut  himself  off  from  the  privilege  of  intermeddling 
in  international  affairs.  The  craftiness  of  the  offer 
of  arbitration  was  enhanced  because  the  Lombard 
League  was  constrained  to  accept  the  Pope  as  arbi- 
trator; he  was  the  proper  international  judge,  he  had 
always  been  their  friend,  and  they  could  not  repudi- 
ate him  now. 

The  Roman  Curia  was  on  its  guard,  it  saw  the 
predicament  into  which  Frederick  wished  to  put  it, 
and  rose  to  the  occasion.  Honorius  refused  to  act. 
Frederick  was  persistent  and  urged  him  again.  But 
by  that  simple  move  the  Pope's  position  had  been 
materially  strengthened.  He  had  refused  to  act  (all 
men  would  agree),  in  order  to  avoid  the  possible 
criticism  that  he  could  not  be  an  impartial  arbitra- 
tor. Now  the  duty  was  forced  upon  him ;  and  Fred- 
erick would  be  estopped  by  his  own  act  from  disput- 
ing the  justice  of  the  award  whatever  it  might  be. 
Honorius  accepted  the  office,  and  rendered  a  decision 
singularly  like  that  of  the  arbitrator  in  La  Fontaine's 
fable,  who  gave  a  shell  of  the  disputed  oyster  to  each 
of  the  two  litigants  and  swallowed  the  oyster  him- 
self. Both  sides  should  put  away  all  ill-will,  grant  full 
pardon,  release  prisoners  and  restore  captured  pro- 
perty; the  cities  of  the  League  should  revoke  all 
laws  against  the  Church  or  to  the  detriment  of  eccle- 
siastical liberties;  they  should  swear  to  observe  the 
decrees  of  the  Lateran  Council ;  they  should  estab- 
lish and  enforce  statutes  against  heretics ;  and  they 


118    ITALY  IN  THE  THIRTEENTH  CENTURY 

should,  at  their  own  cost,  provide  and  maintain  four 
hundred  knights  for  the  Emperor's  service  upon  the 
coming  crusade  during  a  period  of  two  years,  but 
these  four  hundred  knights  should  be  under  the  pro- 
tection of  the  Apostolic  See.  The  full  significance  of 
this  last  phrase  appears  in  the  sequel. 

Frederick  thus  came  out  of  his  first  tentative  ex- 
ercise of  imperial  authority  in  Lombardy  balked  and 
outwitted.  The  Lombards  had  renewed  their  league 
and  had  learned  their  strength.  The  Papacy  had 
behaved  with  propriety;  it  had  authorized  the  ex- 
communication of  the  Lombards  when  they  appeared 
as  a  hindrance  to  the  crusade  (but  in  so  general  a 
way  as  to  give  them  no  ground  of  offence) ;  and  in 
deciding  the  quarrel  between  them  and  the  Emperor 
it  had  adjudged  everything  in  its  own  favour.  Fred- 
erick had  been  forced  to  take  the  position  that  his 
expedition  to  Lombardy  had  been  solely  for  the  bene- 
fit of  the  crusade ;  and  now  that  he  had  the  promise 
of  four  hundred  knights  he  could  not  but  admit  that 
he  had  got  just  what  he  wanted,  and  he  had  no  ex- 
cuse left  for  not  going  on  the  crusade.  Everything 
indicates  that  at  this  point  Frederick  felt  that  he 
must  go  on  the  crusade  or  lose  authority  at  home  and 
prestige  abroad.  Such  was  the  political  situation  when 
Gregory  ascended  St.  Peter's  chair. 

And  the  political  situation  was  only  a  part  of  a 
greater  complexity,  in  which  moral  factors  made  the 
most  dangerous  element ;  behind  the  inherent  in- 
compatibility of  Papacy  and  Empire,  behind  their 
respective  ambitions,  lay  the  absolute  contradiction 
of  the  ideas  for  which  the  two  men  stood.  Under  the 


GKEGORY  IX  AND  FKEDERICK  II      119 

most  favourable  circumstances,  a  gaunt,  ascetic,  re- 
ligious, spiritual-minded  priest,  like  Gregory,  and  a 
skeptical,  intellectual  man  of  the  world,  of  refined 
tastes  and  gross  appetites,  like  Frederick,  could  not 
understand  one  another ;  and  as  the  two  were  en- 
throned as  chieftains  of  opposing  conceptions  of 
society  and  both  were  covetous  of  the  debatable 
future,  they  faced  each  other  as  rival  warders  do  on 
hostile  borders.  Their  respective  partisans  were  as 
furious  as  they.  The  poets  and  wits  at  Frederick's 
court  assailed  the  Church  with  lampoons  and  epi- 
grams, they  scribbled  scurrilous  prose  and  verse 
against  priests  and  monks,  high  and  low.  Pier  della 
Vigna,  a  judge,  a  diplomat,  and  a  poet,  was  not 
ashamed  to  write  a  long  jingle  of  angry  denunciation 
to  gratify  his  royal  master :  — 

Est  abominabilis  praelatorum  vita 
quibus  est  cor  f  elleum  linguaque  mellita ; 
dulce  canit  fistula  eorum,  et  ita 
propinant  ypomenis,  miscent  aconita. 

The  life  of  holy  prelates  is  abominably  funny, 

Their  hearts  are  full  of  venom  while  their  tongues  are 

dropping  honey ; 

They  pipe  a  pretty  melody,  and  so  approach  discreetly, 
And  offer  you  a  cordial,  mixed  with  poison,  very  sweetly. 

The  translation  is  about  as  good  as  the  original ; 
the  only  stab  that  the  poet  has  omitted  is  to  attribute 
his  Latin  to  the  teachings  of  the  clergy.  And  even 
in  these  abominable  verses,  Pier  della  Vigna  admits 
that  Gregory  is  a  good,  holy,  apostolic  man. 

No  such  concessions  to  Frederick's  character  were 
made  by  the  Church  party;  between  fact  and  fancy 


120    ITALY  IN  THE  THIRTEENTH  CENTURY 

they  depict  a  figure  to  be  shuddered  at.  Followers 
of  Joachim  crossed  themselves  and  prayed  to  be 
saved  from  Antichrist.  Part  of  this  Frederick  brought 
upon  himself,  for  he  snapped  his  fingers  in  the  face 
of  respectable  Christendom.  He  kept  a  harem,  "  am- 
ator  amplexorum."  Even  on  his  military  campaigns 
a  band  of  pretty  women  accompanied  him  in  palan- 
quins. They  were  guarded  by  eunuchs,  and  their 
wardrobes  were  taken  care  of  by  Saracen  officials. 
Other  customs,  innocent  in  themselves,  but  damnable 
because  of  their  origin,  he  got  from  his  Arabian 
education.  He  had  a  menagerie  of  wild  beasts,  lions, 
leopards,  panthers,  and  such.  He  made  use  of  camels 
and  dromedaries  as  beasts  of  burden.  He  possessed 
an  elephant  given  him  by  the  Soldan  of  Egypt. 
Dancing-girls  were  installed  at  his  court.  At  an  en- 
tertainment he  gave  in  honour  of  the  Earl  of  Corn- 
wall, two  young  Saracen  girls  of  great  beauty, 
balancing  upon  large,  round  globes,  rolled  them  in 
every  direction,  clapping  their  hands  and  singing  the 
while,  taking  postures  like  our  ballet  dancers,  and 
beating  cymbals  in  a  duet,  one  girl  striking  the 
cymbal  that  the  other  held,  or  playing  castanets, 
and  whirling  about  with  amazing  agility.  Here  was 
matter  to  keep  monastic  gossip  busy  for  a  year.  He 
kept  Saracen  troops  in  his  pay ;  he  liked  them  be- 
cause they  were  out  of  reach  of  excommunication. 
He  had  ambassadors  from  the  Soldan  to  dinner,  and 
invited  the  Sicilian  bishops  to  meet  them.  He  em- 
ployed Arabian  physicians,  and  by  their  advice  for 
long  periods  of  time  he  would  eat  only  one  meal  a 
day,  but  he  ate  that  meal  without  regard  to  Lent  or 


GREGORY  IX  AND  FREDERICK  II      121 

fast  days,  and  he  took  a  bath  every  day,  not  except- 
ing Sundays :  "  From  this  [the  Roman  priests  said] 
it  is  plain  that  he  holds  at  naught  the  commands  of 
God  and  the  sacraments  of  the  Church."  He  used 
to  search  the  Scriptures  for  passages  such  as  Psalm 
XLIX,  12,  Man  is  like  the  beasts  that  perish,  to 
show  that  the  soul  does  not  survive  the  body ;  and 
he  would  threaten  to  bring  the  Church  to  a  state  of 
apostolic  poverty,  so  that  pope  and  cardinals  should 
be  beggars  and  go  on  foot. 

Worse  even  than  his  licentiousness  and  heathen- 
ish ways  were  his  blasphemies :  "  If  the  God  of  the 
Jews  had  seen  my  Sicily  he  would  not  have  chosen 
this  beggarly  Palestine  for  his  kingdom,  .  .  .  Only 
fools  believe  that  the  God  who  created  nature  and 
all  things  was  born  of  a  virgin  ;  nobody  can  be  born 
except  by  conception  preceded  by  the  union  of  man 
and  woman ;  ...  no  man  ought  to  believe  anything 
except  what  he  can  prove  by  natural  reason ;  .  .  . 
There  have  been  three  impostors  who  sought  to  gain 
power  over  their  fellows  by  religion,  Moses,  Jesus, 
and  Mohammed,  and  one  of  them  was  hanged  " ;  and 
of  the  viaticum,  "  When  will  this  tomfoolery  stop  ?  " 
Such  stories,  whether  true  or  false,  had  much  to  give 
them  colour,  and  in  the  time  of  the  death  grapple 
with  the  Church  did  Frederick  more  hurt  than  the 
defection  of  ten  thousand  men. 

The  second  day  after  his  consecration,  Gregory 
wrote  to  Frederick  bidding  him,  with  "a  pure  heart 
and  faith  unfeigned,"  make  ready  for  the  crusade, 
and  a  week  later  wrote  a  second  letter;  and  again, 
as  the  date  fixed  by  Frederick's  pledge  drew  near, 


122     ITALY  IN  THE  THIRTEENTH  CENTURY 

he  wrote  a  third  time,  in  a  style  that  showed  great 
familiarity  with  the  Apocalypse,  and  exhorted  him 
to  a  life  of  aspiration  and  virtue.  The  Emperor 
showed  every  outward  mark  of  obedience.  He  gath- 
ered together  ships,  provisions,  and  troops  at  Brin- 
disi.  He  took  advantage  of  the  papal  insistence  to 
include  the  clergy  in  a  new  tax  levy,  and  then  went 
to  Brindisi  himself.  The  crusaders,  principally  Ger- 
mans, had  already  assembled.  It  was  a  motley 
company,  there  was  lack  of  organization,  and,  in  con- 
sequence, delay.  Owing  to  great  heat,  bad  air,  and 
ignorance  of  sanitary  measures,  disease  broke  out, 
and  many  fell  ill  and  died.  At  last,  however,  the 
army  set  sail,  and  a  little  later,  on  September  8,  the 
Emperor  himself.  He  had  sailed,  however,  barely 
fifty  miles,  when  he  shifted  his  course,  and  put  into 
the  harbour  of  Otranto,  and  there  disembarked. 

News  of  the  Emperor's  defection  spread  from 
Syria  to  England,  carrying  dismay.  On  the  Syrian 
coast  most  of  the  crusaders  hurried  back  aboard  the 
ships  on  which  they  had  just  come  and  sailed  for 
Europe.  In  England  men  shook  their  heads,  and  re- 
minded one  another  how,  on  the  night  of  St.  John 
Baptist's  Nativity,  the  Crucified  God  had  shown 
himself  in  the  heavens ;  how  they  had  seen  his  body 
stretched  upon  a  shining  cross,  spattered  with  blood 
and  marked  with  the  thrust  of  the  lance  and  the 
print  of  the  nails.  At  the  time  they  had  judged  it  a 
sign  that  God  was  propitiated  by  the  devotion  of  His 
people,  now  they  perceived  it  bore  witness  against 
the  Emperor  for  the  insult  he  had  done  to  God. 

The  Pope  was  at  Anagni  when  the  news  came. 


GKEGOKY  IX  AND  FKEDEKICK  II     123 

Fourscore  years  could  not  stay  his  sudden  wrath. 
He  waited  neither  for  explanation  nor  excuse.  He 
was  no  graven  image,  like  the  marble  lions  of  the 
episcopal  chair  in  the  cathedral,  that  showed  their 
fangs  but  could  not  use  them ;  with  alert  step  he 
mounted  the  pulpit  and  cursed  Frederick  with  the 
curse  of  the  Church.  It  was  a  grave  moment  for 
Christendom ;  its  two  heads,  to  whom  were  com- 
mitted the  care  of  bodies  and  the  care  of  souls,  were 
avowed  enemies.  Both  sides  appealed  to  Europe, 
sending  letters  to  kings  and  princes.  Gregory  re- 
counted Frederick's  repeated  promises  and  his  re- 
peated delays,  his  solemn  oath  at  San  Germano  and 
the  excommunication  which  he  had  invoked  on  his 
head  in  case  of  the  breach  of  a  single  item  in  his 
promised  performance,  and  then  the  make-believe 
start  at  Brindisi ;  "  How  [shrieked  the  excited  priest] 
—  his  promises  mocked,  the  ties  that  bound  him 
broken,  the  fear  of  God  trodden  under  foot,  the 
reverence  due  Jesus  Christ  despised,  ecclesiastical 
censures  flouted,  the  Christian  army  abandoned,  the 
devotion  of  Christendom  flung  away,  the  Holy  Land 
thrown  back  to  infidels  —  to  his  own  shame  and  the 
shame  of  Christianity,  he  had  gone  back,  lured  and 
charmed,  to  the  wonted  delights  of  his  kingdom, 
trying  to  palliate,  I  am  told,  the  abjeetness  of  his 
heart  by  frivolous  excuses." 

Frederick  answered  by  a  long  defence  of  his  con- 
duct. He  went  into  elaborate  explanations  of  the 
alleged  breach  of  his  San  Germano  oath;  he  had 
kept,  he  said,  his  promises  at  all  points;  he  had 
started  from  Brindisi  in  good  faith  and  had  put 


124    ITALY  IN  THE  THIRTEENTH  CENTURY 

back  into  the  harbour  of  Ofcranto  for  this  reason 
only,  that  he  was  very  ill,  and  his  nobles,  as  well  as 
the  pilgrims  who  had  just  returned  from  the  East, 
had  advised  him,  in  view  of  the  serious  calamity  his 
death  would  be,  not  to  run  the  risk.  He  asserted 
that  he  had  never  abandoned  his  purpose  of  going 
on  the  crusade,  and  that  he  should  start  in  the  fol- 
lowing May. 

Frederick  perceived,  however,  that  the  narrow  issue 
between  him  and  the  Pope,  as  to  whether  he  had 
kept  his  San  German  o  oath,  was  badly  framed  for 
him.  The  Pope  had  chosen  the  issue  on  which  to 
make  his  attack  and  he  had  chosed  shrewdly.  On 
that  issue  Frederick  was  not  only  on  the  defensive, 
but  also  he  was  in  the  wrong  on  his  own  showing,  as 
all  the  world  could  see.  He  had  not  kept  the  letter 
of  his  oath ;  he  stood  in  the  predicament  of  having 
invoked  the  ban  of  excommunication  on  his  own 
head.  So  he  boldly  dropped  the  petty  question  of 
that  particular  issue  and  proclaimed  that  the  real 
issue  between  the  Pope  and  him  was  between  secular 
and  ecclesiastical  dominion.  Was  the  Church  or  was 
she  not  to  be  the  universal  mistress  ?  No  sentimental 
pity  concerning  the  Holy  Land,  no  dissatisfaction 
over  ecclesiastical  affairs  in  Sicily  and  Apulia,  no 
question  of  usurped  jurisdiction  in  Romagna  or  St. 
Peter's  Patrimony,  set  the  two  powers  at  odds  (he 
said),  but  the  fundamental  question  whether  the 
civilization  of  Europe  should  stand  on  a  secular  or  an 
ecclesiastical  base.  If  Frederick  had  kept  his  temper, 
he  would  have  done  better,  for  all  the  sovereigns  in 
Christendom  were  jealous  of  the  Papal  pretensions; 


GREGORY  IX  AND  FREDERICK  II     125 

but  he  fell  into  a  mighty  passion,  hot-blooded  Sicilian 
that  he  was,  and  attacked  the  Roman  Church  bitterly. 
He  charged  her  with  greed,  usury,  simony,  and  hy- 
pocrisy. He  said  that  her  speech  was  smoother  than 
oil,  sweeter  than  honey,  but  that  she  wa^  a  blood- 
sucker. The  Curia  was  the  root  and  origin  of  all 
evil;  the  Roman  prelates  were  wolves  in  sheep's 
clothing.  He  bade  all  kings  and  princes  be  on  their 
guard  against  the  avarice  and  wickedness  of  the 
Church.  In  order,  however,  to  get  his  case  fairly  be- 
fore the  public  opinion  of  Europe  on  the  broad  issue 
of  civil  or  ecclesiastical  sovereignty,  and  to  escape  the 
narrow  issue  on  which  he  was  sure  to  be  condemned, 
it  was  absolutely  necessary  to  go  on  the  crusade. 
Only  by  so  doing  would  it  be  possible  to  deprive  the 
Papacy  of  its  vantage-ground.  He,  therefore,  sailed 
for  Acre  in  June,  1228. 

Frederick  was  above  all  things  a  politician.  All 
his  actions  as  a  crusader  were  determined  by  policy. 
He  thought  no  better  of  Christianity  than  of  Mo- 
hammedanism, if  as  well;  and  on  the  whole  pre- 
ferred the  Arab  civilization  to  the  Latin.  He  never 
had  any  intention  of  fighting  his  way  to  Jerusalem. 
A  knight-errant  like  Richard  Coeur  de  Lion,  or  a  saint 
like  Louis  IX,  might  follow  mad  fantasies  if  they 
chose ;  but  Frederick  conducted  his  expedition  solely 
with  reference  to  his  fortunes  in  Europe.  He  re- 
garded the  pilgrims  to  Jerusalem  as  fools  (the 
Mohammedans  reported  that  he  spoke  of  them  as 
pigs),  and  he  did  not  propose  to  play  the  fool  himself 
for  their  sakes.  He  recognized  that  the  public  senti- 
ment in  Europe  required  the  head  of  the  Holy  Roman 


126     ITALY  IN  THE  THIRTEENTH  CENTUKY 

Empire  to  go  on  a  crusade,  and  so,  under  the  political 
exigencies  of  his  situation,  he  had  assumed  the  cross ; 
but  he  meant  to  go  at  a  happy  juncture  when  his 
affairs  at  home  were  in  a  favourable  condition  and 
when  affairs  in  Syria  were  such  that  Jerusalem  could 
be  won  by  diplomacy.  Frederick  did  not  propose  to 
go  to  war  with  his  friends  for  the  sake  of  his  enemies. 

Some  thirty  years  before,  on  the  death  of  the  great 
Soldan  Saladin,the  hero  of  Walter  Scott's  Talisman, 
the  Saracen  Empire  had  split  in  pieces,  and  now,  as 
was  to  be  expected,  the  states  of  Cairo,  Damascus, 
and  Aleppo  were  at  hostilities.  Al  Malik  al  Kamil, 
the  Soldan  of  Cairo,  or,  as  the  Christians  called  him, 
the  Soldan  of  Babylon,  had  marched  into  Syria  and 
taken  possession  of  Jerusalem,  which  was  a  part  of  the 
dominions  of  the  Soldan  of  Damascus.  Wishing  to 
strengthen  himself,  he  made  overtures  to  Frederick, 
and  invited  him  to  come  to  Syria,  offering  under 
certain  conditions  to  cede  Jerusalem.  It  was  doubt- 
less for  some  such  opportunity  that  Frederick  had 
been  waiting.  Now  it  had  come.  Diplomacy,  as  he 
had  hoped,  was  going  to  accomplish  his  ends.  Under 
these  circumstances  a  large  army  would  have  been  a 
detriment,  as  it  would  have  aroused  the  Soldan' s  sus- 
picions. So  he  took  but  a  scanty  force  with  him. 

On  his  arrival  in  Syria  he  found  the  Church  party 
bent  on  thwarting  him.  Franciscan  friars,  the  Knights 
of  the  Temple,  the  Knights  of  St.  John,  the  clergy, 
and  finally  the  Patriarch  of  Jerusalem,  all  opposed 
him.  Frederick,  however,  kept  on  excellent  terms 
with  the  Soldan  and  the  two  arranged  matters  be- 
tween them.  Frederick's  shrewdness,  his  suavity, 


GKEGORY  IX  AND  FKEDEEICK  II   127 

his  care  not  to  offend  Mohammedan  sensibilities, 
aided  by  the  pressing  political  needs  of  the  Soldan, 
smoothed  the  way  for  a  treaty  of  peace.  The  Sol- 
dan  was  in  a  situation  somewhat  analogous  to  Fred- 
erick's; he  had  to  face  a  bigoted  party  among  the 
Saracens  which  was  opposed  to  any  treaty  with  the 
Christians  and  especially  to  the  surrender  of  Jeru- 
salem, a  holy  city,  second  only  in  their  eyes  to  Mecca; 
and  he,  too,  was  denounced  and  reviled  for  friend- 
ship with  infidel  dogs.  Sailing  in  the  same  boat  the 
two  came  speedily  to  terms.  The  Soldan  ceded  Jeru- 
salem (but  with  the  reservation  of  free  access  for 
Mohammedans  to  the  Temple,  known  to  them  as 
the  Mosque  of  Omar),  Nazareth,  Bethlehem,  and 
sundry  villages  along  the  route  from  Jerusalem  to 
the  sea,  for  a  period  of  ten  years.  The  Emperor 
thereupon  hastily  entered  Jerusalem,  clapped  the 
crown  on  his  own  head,  turned  round,  and  hurried 
back  to  Italy. 

Frederick  had  accomplished  his  purpose;  and  he 
had  done  so  in  the  teeth  of  clerical  opposition.  The 
Church  had  condemned  him  at  every  step :  she  had 
denounced  his  going  upon  a  crusade  while  he  was 
under  the  ban  of  excommunication,  she  had  de- 
nounced his  friendship  with  the  Soldan,  she  had 
denounced  him  for  leaving  the  Temple  open  to 
Mohammedans,  she  had  denounced  any  treaty  with 
the  infidels.  Nevertheless,  he  had  redeemed  his  pro- 
mise, he  had  delivered  Jerusalem,  and  he  had  shifted 
the  issue  between  him  and  the  Papacy  from  the  petty 
question  of  an  unperformed  vow  to  the  broad  ques- 
tion of  secular  or  clerical  domination. 


128    ITALY  IN  THE  THIRTEENTH  CENTURY 

Meanwhile,  in  Italy  matters  were  getting  far 
beyond  denunciation.  Immediately  after  his  excom- 
munication the  Emperor  vented  his  anger  in  revenge- 
ful acts.  He  levied  taxes  on  the  clergy  of  his  king- 
dom. He  intrigued  with  Roman  nobles,  so  that  at 
their  instigation  the  mob  insulted  the  Pope  in  St. 
Peter's  and  drove  him  out  of  Rome.  He  revoked 
his  grants  confirming  to  the  Papacy  the  Italian  pro- 
vinces, which  not  only  he  but  also  Otto  IV,  Charle- 
magne, and  Pippin  had  granted,  and  reclaimed  them 
for  the  Empire.  He  appointed  the  pretender  to  the 
duchy  of  Spoleto  his  imperial  vicar  during  his 
absence;  and  this  vicar  led  an  army  of  invasion 
into  the  March  of  Ancona.  The  Pope  retaliated  to 
the  best  of  his  power.  He  forbade  the  Sicilian  clergy 
to  pay  taxes;  he  excommunicated  the  imperial  in- 
vaders; he  preached  a  crusade  against  the  enemies 
of  religion,  collected  money  from  England,  Scotland, 
Ireland,  France,  and  Spain,  obtained  troops  from 
Lombardy,  including,  according  to  Frederick,  the 
four  hundred  knights  adjudged  by  Honorius  to  go 
on  the  crusade,  and  sent  an  army  under  John  of 
Brienne,  the  Emperor's  father-in-law,  across  the 
Neapolitan  border. 

The  Emperor's  return  arrested  at  once  the  tide 
of  papal  success.  His  army  of  crusaders  from  the 
Holy  Land,  with  a  Saracen  contingent  from  The 
Kingdom,  easily  drove  back  the  papal  troops  and 
reconquered  the  invaded  districts.  Nevertheless 
Frederick  did  not  wish  to  carry  the  war  further. 
Such  a  war  was  certain  to  find  no  favour  in  the  eyes 
of  Europe.  He  was  the  aggressor,  his  partisans  had 


GREGORY  IX  AND  FREDERICK  II   129 

invaded  papal  territory ;  and  though  he  denied  that 
he  had  given  them  authority,  appearances  were 
against  him.  The  Pope  was  a  very  old  man  and 
would  not  live  long,  and  a  new  pope  could  not  be 
more  inimical  and  might  well  be  more  friendly. 
More  than  all,  Frederick  knew  that  before  he  came 
to  a  decisive  struggle  with  the  Papacy  he  must  re- 
duce Lombardy  to  obedience.  Lombardy  was  the 
key  to  the  situation;  whichever  side  could  control 
the  riches  and  fortunes  of  Lombardy  would  conquer. 
The  Pope,  too,  had  good  reasons  for  not  continuing 
the  war.  Hostilities  against  a  crusader,  begun  while 
he  was  away  in  Syria  for  the  liberation  of  Jerusalem, 
seemed  irreconcilable  with  such  a  text  as,  "  I  say 
unto  you,  love  your  enemies."  Besides,  the  war  was 
horribly  expensive;  Rome  was  disloyal;  and  the 
Emperor's  army  was  better  than  his.  So  peace  was 
made  in  the  summer  of  1230.  The  Pope  readmitted 
Frederick  to  communion  with  the  Church,  and  all 
his  men,  except  such  as  had  invaded  papal  territory. 
That  was  an  unpardonable  sin.  Frederick,  on  his 
part,  swore  to  give  satisfaction  to  the  Church,  to  for- 
give the  Lombards,  to  restore  confiscated  property,  to 
recall  banished  prelates,  to  levy  no  taxes  on  the  clergy, 
and  to  let  alone  ecclesiastical  elections.  In  fact, 
Frederick  practically  accepted  the  Pope's  conditions. 
Such  a  treaty  shows  the  power  of  the  Church.  A  pope 
with  the  ecclesiastical  organization  of  Europe  at  his 
back  was  a  dangerous  enemy.  He  could  levy  taxes 
from  Rome  to  Edinburgh,  from  Lisbon  to  Prague ; 
he  could  send  out  a  swarm  of  friars  to  dissolve  the 
ties  of  allegiance,  to  bribe  friends,  to  suborn  traitors, 


130    ITALY  IN  THE  THIRTEENTH  CENTURY 

to  stir  up  old  enmities.  Few  clerks  and  no  monks 
could  be  trusted.  The  lessons  of  Barbarossa  and  of 
Henry  IV  were  not  lost  on  Frederick ;  he  would  not 
enter  on  a  death  grapple  until  he  should  first  be 
master  of  Lombardy. 


CHAPTER  XI 

PROVENgAL  POETRY  IN  ITALY 

Quoy  qu'on  tient  belles  langagieres, 
Florentines,  Veniciennes, 
Assez  pour  estre  messaigieres, 
Et  mesmement  les  anciennes ; 
Mais,  soient  Lombardes,  Rommaines, 
Genevoises,  a  mes  perilz, 
Piemontoises,  Savoysiennes, 
II  n'est  bou  bee  que  de  Paris. 

FRANCOIS  VILLON. 

Although  one  speaks  fine  languages, 
Florentine,  Venetian, 
Enough  to  be  ambassador, 
And  Latin,  too,  and  Grecian ; 
But  be  it  Lombard  or  of  Rome, 
Genevan  (so  hold  me  in  derision) 
Or  Piedmontese  or  Savoyard, 
There  'a  nothing  like  Parisian. 

PEACE  with  the  Pope  left  Frederick  free  to  busy 
himself  with  the  civil  affairs  of  his  kingdom,  and 
gives  us  leisure  to  turn  from  politics  and  the  alarms 
of  war  to  our  real  concern,  to  the  first  dawn  of  that 
new  life  of  the  Italian  spirit  which  in  its  maturity 
filled  Europe  with  its  glory  and  still  draws  all  the 
world  to  Italy.  Frederick's  court  was  the  home,  or 
rather  the  hostelry,  of  this  new  spirit,  the  candle- 
stick on  which  the  night-dispelling  candle  first  was 
set.  While  the  Roman  Curia  held  that  all  thought 
not  based  upon  the  Bible  was  hurtful  or  superfluous, 
and  St.  Francis  condemned  all  learning  on  the 
ground  that  it  leads  men  away  from  God  and  salva- 


132    ITALY  IN  THE  THIRTEENTH  CENTURY 

tion,  Frederick  and  his  courtiers  cultivated  the  state 
of  mind  necessary  to  catch  the  intellectual  sparks 
that  flew  upward  at  Toledo  and  Cordova  and  in  the 
sunny  chateaux  from  Avignon  to  Carcassonne,  as 
Achates,  when  the  Trojan  band  was  shipwrecked  on 
the  Libyan  shore,  caught  in  tinder  the  sparks  struck 
from  the  flint  and  fed  the  nascent  flame  with  leaves 
and  twigs  till  a  camp-fire  warmed  their  wet  and 
weary  limbs, — 

Suscepitque  ignem  foliis,  atque  arida  circum 
Nutrimenta  dedit,  rapuitque  in  fomite  flammam. 

The  intellectual  influences  that  came  to  Italy — I 
speak  of  those  that  have  no  direct  concern  with 
theology  or  law —  were  of  two  sorts :  one,  the  love  of 
philosophy  and  science,  came  from  the  Moors  and 
Arabs,  the  other,  the  love  of  poetry,  from  Langue- 
doc  and  Provence.  Up  to  this  time  the  Arabs  had 
been  superior  to  the  Christians  in  civilization.  At 
Cordova  a  number  of  enlightened  princes  had  en- 
couraged astronomy,  mathematics,  medicine,  and 
philosophy;  but  orthodoxy  among  the  Mussulmans 
as  well  as  among  the  Christians  was  opposed  to  free- 
dom of  thought,  and  Averroes  was  the  last  of  the 
distinguished  scholars  of  Cordova.  He  died  in  the 
year  of  Innocent's  accession  to  the  Papacy.  The 
fanatics,  conscious  perhaps  of  a  need  of  sterner 
qualities  in  the  struggle  of  Islam  with  Christendom, 
quenched  the  light.  In  Egypt,  as  well,  Frederick's 
friend  the  Soldan  Malik  al  Kamil,  was  a  patron  of 
learning  and  poetry;  but  in  Egypt,  also,  the  inva- 
sions and  menaces  of  the  Christians  were  ruinous  to 
culture.  East  and  west,  storms  and  darkness  lowered. 


PROVENCAL  POETRY  IN  ITALY       133 

At  this  juncture  Frederick  stepped  forward  and 
grasped  the  torch  which  the  soldans  and  emirs, 
spent  runners,  had  carried  as  far  as  they  could.  He, 
as  the  Mohammedans  perceived,  was  "a  man  of 
acute  intelligence,  and  of  learning,  fond  of  philo- 
sophy, logic,  and  medicine,  who  (so  sympathetic  did 
they  find  him)  professed  Christianity  as  a  blind." 
Certainly  in  his  tastes  for  things  intellectual  he  re- 
sembled these  Mohammedan  princes  more  than  he 
did  Henry  III  of  England  or  St.  Louis  of  France. 
He  knew  Italian,  French,  German,  Latin,  Greek, 
and  Arabic ;  he  could  write,  and  he  was  interested 
in  everything.  Even  his  enemies  acknowledged  his 
native  wit  and  rare  intellect.  Naturally  he  welcomed 
scholars,  whether  Arabs,  Moors,  or  Jews,  to  his 
court.  He  had  a  special  liking  for  philosophy  and 
metaphysics;  and  these  foreign  scholars  were  the 
only  men  with  whom  free  discussion  was  possible. 

A  set  of  questions  which  he  propounded  to  an 
Arabic  scholar,  Ibn  SaVin,  has  come  down  to  us: 
"Aristotle  states  the  existence  of  the  world  ab 
eterno,  what  are  his  arguments?  What  is  the  goal 
of  theology ;  and  what  preliminary  sciences  are  ne- 
cessary? Supposing  that  the  soul  is  immortal,  what 
evidence  is  there  of  its  immortality?"  It  appears 
from  a  Mohammedan  source  that  Frederick  himself 
accepted  the  hypothesis,  approved  by  Aristotle,  that 
the  world  had  always  existed,  that  there  never  had  been 
a  creation ;  and  the  Christians  said  that  he  denied 
the  immortality  of  the  soul.  He  undoubtedly  be- 
lieved in  astrology,  and  perhaps  he  took  an  interest 
in  occult  sciences.  In  those  days  such  interests  spoke 


134    ITALY  IN  THE  THIRTEENTH  CENTURY 

the  free  play  of  the  mind.  For  a  time  he  had 
Michael  Scott  at  his  court.  This  mysterious  person- 
age had  acquired  at  Toledo  a  reputation  for  scholar- 
ship by  translating  Aristotle;  but  rumour  asserted 
that  "  of  a  truth  he  knew  the  trick  of  necromantic 
frauds  "  and  his  fame  as  a  wizard  so  outdid  his  fame 
as  a  scholar  that  he  found  his  way  to  a  lower  .depth 
of  Dante's  hell  than  his  imperial  patron. 

The  torch  of  free  thought,  however,  was  doomed 
to  be  quenched  for  a  time;  but  the  torch  of  poetry 
was  passed  on,  and,  the  winds  of  heaven  favouring, 
kindled  the  fire  of  Italian  poetry.  There  were,  un- 
fortunately, reasons  enough  why  speculative  thought 
that  came  from  a  hostile  civilization  should  be  re- 
jected ;  but,  fortunately,  there  were  also  prevailing 
reasons  why  one  southern  land  should  teach  a  neigh- 
bour its  first  lessons  in  poetry,  why  one  Romance 
tongue  should  hand  on  to  a  sister  her  stock  of 
forms,  her  ways  of  saying  pretty  things.  And  so  it 
was  that  the  spirit  and  form  of  Provengal  poetry 
passed  on  to  Frederick's  court. 

Provengal  is  the  generic  name  given  to  the  dia- 
lects (for  these  were  several)  spoken  in  southeastern 
France  and  in  the  adjacent  country  south  of  the 
Pyrenees.  The  language  was  derived  very  directly 
from  Latin,  and  differed  markedly  at  many  points 
from  French.  It  was  the  "  langue  d'oc,"  in  distinc- 
tion to  the  "  langue  d'oil "  of  northern  France  and 
to  the  "  lingua  di  si"  of  Italy.  Its  poetical  literature 
had  begun  several  generations  before,  and  by  the 
beginning  of  the  thirteenth  century  was  the  most 
considerable  in  Europe.  It  had  attained  so  high 


PROVENCAL  POETRY  IN  ITALY   135 

an  excellence  and  was  so  abundant  that  there  was 
enough  at  home  and  to  spare ;  and  full  of  youth  and 
health,  it  went  abroad  to  try  its  fortune  in  another 
land. 

Ever  since  the  days  of  Julius  Caesar,  Provence  and 
Languedoc  had  been  in  close  relations  with  Lom- 
bardy  and  Liguria.  Vessels  plied  between  Marseilles 
and  Genoa;  sturdy  traffickers  crossed  the  Alpine 
passes  or  skirted  the  gulf  by  way  of  the  riviera. 
Italian  merchants  and  money-dealers  frequented  the 
cities  of  southern  France;  usurers  passed  between 
Asti,  Turin,  and  Cahors;  ecclesiastics  and  monks 
went  to  and  fro.  Where  traders  and  bales  could  go, 
poetry  could  go,  too.  The  names  of  famous  trouba- 
dours became  household  words  in  Lombardy.  Even 
in  Dante's  time  they  were  freshly  remembered : 
Bertran  de  Born,  Folquet  of  Marseilles,  Arnaut 
Daniel,  Giraut  de  Bornehl.  Bertran  de  Born,  lover 
of  war  and  singer  of  martial  songs,  by  malicious  in- 
stigation stirred  up  the  quarrel  between  Henry  II  of 
England  and  his  eldest  son,  —  "  Ahitophel  did  not 
do  more  between  Absalom  and  David,"  —  and  so  in 
the  infernal  pit  of  the  sowers  of  discord  his  headless 
trunk  swings  his  head  at  arm's  length  like  a  lantern. 
Folquet,  at  first  an  over-amorous  boy,  abandoned 
his  rhymes  and  his  lady-loves  to  become  a  monk,  a 
bishop,  and  a  leader  of  the  crusade  against  the 
Albigensian  heretics ;  and  at  last  in  Paradise  (such 
different  fates  befell  these  poets)  "  shone  like  a  ruby 
smitten  by  the  sun  ...  and  gladdened  Heaven  with 
his  voice."  Giraut  de  Bornehl  is  esteemed  by  critics 
to-day  the  best  of  all  the  troubadours,  while  Arnaut, 


136    ITALY  IN  THE  THIRTEENTH  CENTURY 

whose  sentences  are  obscure  and  rhymes  difficult,  is 
abased  by  these  same  critics,  but  all  in  vain ;  for 
Dante  met  Arnaut  in  Purgatory,  —  leu  sui  Arnaut, 
queplor  e  vau  cantan, —  and  Dante,  whose  little  fin- 
ger is  thicker  than  the  loins  of  all  the  critics,  says : 
"  Arnaut  surpassed  them  all,  poets  of  love  or  writers 
of  romance ;  let  the  fools  talk  who  think  that  Giraut 
de  Bornehl  was  better  than  he." 

These  Provencal  poets,  even  to-day  with  our  stores 
of  English  and  Italian  poetry,  have  a  certain  aro- 
matic, far-away  fragrance  (like  flowers  in  a  prim, 
old-fashioned  garden),  enhanced  perhaps  by  our 
sympathy  with  their  brief  and  romantic  flowering- 
time.  No  doubt  if  one  were  to  read  many  of  them 
to-day  they  would  seem  monotonous  and  insipid ; 
but  nobody  does  read  them  except  Mistral  and  the 
young  poets  of  Aries  and  Avignon,  and,  maybe,  a 
scholar  here  and  there.  By  the  world  at  large  they 
would  all  have  been  suffered  to  drift  into  the  for- 
gotten past,  were  it  not  for  Dante,  who  carries  them 
into  the  haven  of  immortality,  as  a  great  ship,  sailing 
securely  over  a  waste  of  waters,  picks  up  wrecked 
mariners  by  the  way  and  takes  them  safe  aboard. 

Preceded  by  the  fame  of  Proven  gal  poetry,  it  was 
natural  that  the  troubadours  should  cross  the  Alps 
into  Lombardy,  especially  when  the  storms  of  perse- 
cution swept  over  Languedoc.  Peire  Vidal,  Raimbaut 
deVaqueiras,  Guilhem  Figueira,  Aimeric  dePehulgan, 
and  others,  frequented  the  courts  of  the  politer 
nobles.  Like  honey  bees  they  came  smeared  from 
the  flowery  fields  of  Toulouse  and  Roussillon,  and 
scattered  the  fructifying  pollen  along  the  banks  of 


PROVENCAL  POETRY  IN  ITALY       137 

the  Po  and  the  Adige.  These  troubadours  and  their 
poetry  so  stirred  the  young  Italians  to  emulation 
that  it  became  the  fashion  for  them  to  write  in  Pro- 
vencal, a  canso  or  a  sirventes,  or  even  the  Italian- 
born  sonnet.  Of  these  provenzaleggianti,  twenty- 
five  have  been  counted.  Among  them  was  Percivalle 
Doria  of  Genoa;  but  the  most  famous  by  far  is 
Sordello,  whose  haughty  and  disdainful  soul  Dante 
and  Virgil  saw  in  Purgatory  watching  them  after 
the  manner  of  a  couchant  lion. 

Sordello,  compassed  murkily  about 

With  ravage  of  six  long  sad  hundred  years,  — 

was  born  near  Mantua  —  io  son  Sordello  delta  tua 
terra,  he  says  to  Virgil  —  about  the  year  1200.  He 
first  emerges  from  mediaeval  darkness  in  the  city  of 
Verona  among  the  gay  courtiers  in  attendance  upon 
Count  Riccardo  di  San  Bonifazio,  one  of  the  great 
nobles  of  that  region,  who  with  the  aid  of  his  friends 
had  driven  the  Montagues  and  their  partisans  from 
the  city.  Here,  in  his  salad  days,  Sordello  took  some 
part  in  the  elopement  of  Count  Riccardo's  wife, 
Cunizza,  who  was  sister  to  the  black-haired,  black- 
hearted, Ezzelino  da  Romano.  Whether  the  elope- 
ment was  due  to  politics  or  love  is  not  certain ;  but 
Cunizza's  marriage  had  certainly  been  political. 
Three  of  the  principal  noblemen  of  the  March  of 
Treviso  had  attempted  to  establish  peace,  like  a 
tripod,  on  three  marriages ;  Ezzelino  da  Romano  and 
Salinguerra  of  Ferrara  married  sisters  of  Count 
Riccardo,  and  he  married  Cunizza.  The  plan  failed. 
The  ties  of  affinity  snapped  like  dry  withes,  and  the 
brothers-in-law  were  soon  at  war  again.  Cunizza's 


138    ITALY  IN  THE  THIRTEENTH  CENTURY' 

position  was  difficult ;  apparently  she  sided  with  her 
brother  and  fled  from  her  husband  to  his  protection. 
Oblivion,  dimly  lighted  by  beggarly  biographers  and 
Dante's  starry  references,  hangs  over  both  Cunizza 
and  Sordello.  The  situation  was  romantic.  She  was 
a  high-spirited,  devil-may-care  lady,  as  became  her 
lineage ;  he  was  a  poet,  young  and  impressionable. 
And  it  is  probable  that,  either  at  the  time  of  the 
elopement  or  a  little  later,  they  fell  in  love  with  one 
another;  but  neither  was  constant.  Sordello  married 
another  lady,  and  Cunizza  started  on  an  adventurous 
career  (shared  with  divers  husbands)  that  ended  in 
repentance,  pity,  and  generosity.  Her  last  recorded 
act  is  the  making  her  will  at  Florence  in  the  pal- 
ace of  Cavalcante  dei  Cavalcanti,  April  1,  1265. 
Cavalcante's  son,  Guido,  was  then  a  little  boy,  and 
as  the  family  palace  was  not  far  from  the  baptistery 
(il  mio  bel  San  Giovanni)  it  may  be  that,  some 
weeks  later  on  the  eve  of  Pentecost,  the  distinguished 
old  Ghibelline  lady  and  the  young  poet-to-be  went 
in  there  (either  to  say  their  prayers  or  to  see  the 
celebration  of  baptismal  rites)  at  the  very  moment 
when  the  priest  was  making  the  sign  of  the  cross 
and  blessing  a  little  baby  nomine  Patris,  Filii,  et 
Spiritus  Sancti,  while  the  proud  parents,  Messer 
Alighiero  di  Bellincione  di  Alighiero  and  his  wife, 
stood  by,  and  perhaps  Cunizza  heard  the  inarticulate 
voice  that  was  to  carry  her  name  throughout  the 
world  from  century  to  century.  However  that  may 
be,  Lady  Cunizza  da  Romano  makes  a  link  between 
the  Provencal  poets,  both  of  Languedoc  and  Lom- 
bardy,  and  the  two  most  famous  poets  of  the  dolce 


PKOVENCAL  POETRY  IN  ITALY   139 

stil  nuovo  of  Tuscany,  Dante  and  his  friend,  Guido 
Cavalcanti ;  and  perhaps  this  association  in  Dante's 
mind  served  as  the  ladder  by  which  she  climbed  into 
the  Paradiso,  where  she  shines  next  to  Folquet  of 
Marseilles.  As  to  Sordello,  it  seems  that  the  terrible 
Ezzelino  took  his  conduct  in  ill  part,  so  he  fled  west- 
ward across  the  Alps.  There  he  wandered  from 
court  to  court,  composing  Provencal  poetry,  and 
falling  under  the  spell  of  many  a  "  doussa  enemia." 
His  friends  reckoned  them  to  be  a  hundred. 

You  can  believe 

Bordello  foremost  in  the  regal  class 
Nature  has  broadly  severed  from  her  mass 
Of  men,  and  framed  for  pleasure,  as  she  frames 
Some  happy  lands,  that  have  luxurious  names, 
For  loose  fertility ;  a  footfall  there 
Suffices  to  upturn  to  the  warm  air 
Half  germinating  spices. 

Most  men  who  write  in  a  language  not  their  own 
by  right  of  birth  pay  the  penalty  by  being  soon  for- 
gotten ;  but  one  poem  of  Bordello's  pleased  Dante, 
and  Dante  presented  Sordello  to  Robert  Browning 
and  the  world.  Commentators  dispute  whether  this 
was  a  long  didactic  poem  on  right  living  or  a  short 
elegiac  poem  on  the  death  of  a  friend.  The  first 
discourses  on  ideal  conduct  (which  to  Sordello  is  con- 
duct pleasing  both  to  God  and  man,  "  qui  a  Dieu  et 
al  segle  platz  "),  on  the  origin  of  evil,  on  keeping 
good  company,  on  the  respect  due  to  ladies,  poor 
knights  and  minstrels,  and  on  kindred  matters.  The 
other  poem  is  a  short  lament  on  Lord  Blacatz,  a 
Provengal  patron  of  troubadours,  and  is  famous  for 
its  main  conceit :  "  Let  all  who  wish  for  valour  eat 


140    ITALY  IN  THE  THIRTEENTH  CENTURY 

of  Blacatz's  heart ;  let  the  Emperor  Frederick,  if  he 
would  conquer  the  Milanese,  let  Louis  of  France,  if 
he  would  enforce  his  claim  to  Castile,  let  Henry  of 
England,  if  he  would  recover  Normandy."  What- 
ever the  cause  Sordello  interested  Dante  and  lives 
immortal  in  the  Purgatorio. 

This  influence  of  ProvenQal  poetry,  so  overpower- 
ing in  many  respects,  was  due  not  merely  to  its  own 
richness  and  high  development,  but  in  part  to  the 
low  estate  of  poetry  in  Italy.  The  fountains  of  the 
Proven9al  Helicon  flowed  down  into  the  plains  of 
Lombardy  as  the  waters  of  Lake  Como  flow  down- 
ward to  the  Po.  In  fact,  thirst  for  poetry  had  little 
to  quench  it  in  Italy.  There  was  some  Latin  poetry. 
Latin  had  the  authority  of  ancient  Rome  and  the 
weight  of  the  Church  at  its  back ;  it  was  the  lan- 
guage of  all  prose  worth  writing.  But  the  dignity, 
got  from  these  high  uses,  prevented  a  poet  from 
being  natural.  Who  could  write  a  ballad  in  Latin  to 
his  mistress's  eyebrow  ?  For  love  or  friendship  Latin 
was  already  a  dead  language.  Sundry  hymns  of  the 
Church  were  the  only  tolerable  Latin  poems,  written 
at  least  in  Italy,  since  Boethius.  On  the  other  hand, 
it  was  difficult,  if  not  impossible,  to  be  grave  and 
dignified  in  the  young,  unfledged  Italian.  Men  who 
had  in  mind  ecclesiastical  ritual  or  official  ceremony 
kept  in  the  old  Latin  close,  and  shunned  the  fresh 
woods  and  new  pastures  of  the  vernacular  idiom. 
Pietro  da  Eboli,  a  courtier  poet  of  southern  Italy, 
wrote  a  Latin  epic  in  honour  of  the  Emperor  Henry 
VI.  Literary  monks,  like  Abbot  Joachim  of  the 
Flower,  wrote  stray  verses.  One  of  Joachim's  poems, 


PROVENCAL  POETRY  IN  ITALY   141 

written  a  hundred  years  before  the  Divine  Comedy, 
tells  of  going  down  into  hell  and  of  ascending  to 
paradise.  It  is  poor  enough ;  and  yet  two  lines  of 
it  enable  the  imagination  to  conjure  up  the  vision 
of  peace  that  floated  round  the  old  man's  head  as 
he  wrestled  with  the  wild  texts  of  Revelation  :  — 

Ibi  loca  spatiosa  illustrata  lumine 

Et  in  ipsis  gens  beata  fruens  pacis  requie  ; 

There  are  spacious  places  illustrious  with  light 

And  in  them  blessed  people  enjoy  the  quietness  of  peace. 

And  churchmen,  such  as  Innocent  III,  for  example, 
wrote  hymns  to  the  Virgin.  But  these  men  were  not 
poets.  No  inner  compulsion  obliged  them  to  sing. 
They  wrote  Latin  verses,  because  it  was  the  fashion. 
If  we  look  for  beauty,  passion,  imagination,  or  a 
poet's  dreaming,  in  these  poems,  we  shall  come  away 
empty-handed ;  and  it  would  hardly  be  worth  while 
to  mention  them,  except  that  Latin  poetry  straggled 
on  through  the  century  and  produced  at  the  end 
that  beautiful  and  touching  poem,  Stabat  mater 
dolorosa. 

In  Italian  itself  at  the  beginning  of  the  century 
there  was  no  poetry  of  any  kind.  This  barrenness 
was  due  for  the  most  part  to  the  tardy  development 
of  the  language.  Loyalty  to  her  ancient  tongue,  the 
exponent  of  religion  and  law  in  all  Christendom, 
clogged  Italy's  advance.  The  spoken  language  had 
long  ceased  to  be  Latin  ;  it  was  a  degenerate  speech, 
slowly  shaping  its  rude  forms  to  fit  nice  ideas  and 
polite  usage,  but  its  progress  was  slow.  In  fact,  Ital- 
ian could  hardly  be  called  a  national  language,  but 


142    ITALY  IN  THE  THIRTEENTH  CENTURY 

rather  a  group  of  idioms  differing  among  themselves, 
and  none  strong  enough  to  assert  a  mastery.  Dante, 
near  a  hundred  years  later,  describes  how  even  then 
Italy  was  divided  into  dialects.  He  reckoned  fourteen 
different  provinces,  each  with  its  own  speech.  Lom- 
bardy,  Tuscany,  the  Marches  of  Treviso,  Ancona, 
and  Genoa,  Rome,  Apulia,  Spoleto,  and  the  rest, 
had  severally  their  individual  characteristics.  Even 
in  the  same  province  cities  differed  from  each  other. 
In  Tuscany,  Arezzo  had  one  patois,  Siena  another ; 
in  Lombardy,  the  cities  of  Ferrara  and  Piacenza 
had  different  dialects,  and  Milan  differed  from  Ve- 
rona. No  two  cities  really  spoke  alike,  and  all  spoke 
in  an  uneducated  way.  The  Genoese  thrust  the  let- 
ter z  into  all  their  words ;  the  Forlivesi  spoke  a  soft, 
simpering  speech,  like  women  ;  the  Veronese  dropped 
the  last  syllable ;  the  people  of  Treviso  pronounced 
f  in  place  of  v  /  those  of  Parma  said  monto  instead 
of  multo.  Sometimes  there  were  different  dialects  in 
different  quarters  of  the  same  city,  as  in  Bologna, 
where  the  inhabitants  of  Borgo  San  Felice  and  those 
of  the  Strada  Maggiore  did  not  speak  alike.  The 
idioms  of  the  towns  near  the  frontier,  like  Trent, 
Turin,  and  Alessandria,  were  so  interlarded  with 
foreign  borrowings  as  not  to  be  really  Italian ;  and 
mountaineers  and  remote  peasants  were  unintelli- 
gible. And  among  all  these  there  was  no  command- 
ing dialect  that  could  claim  the  right  to  precedence 
and  impose  itself  on  all  Italy,  as  a  common  language 
for  the  learned  and  the  elegant.  If  this  was  true  in 
Dante's  time,  it  must  have  been  vastly  worse  at  the 
beginning  of  the  century.  Naturally  poets  who  fre- 


PROVENCAL  POETRY  IN  ITALY   143 

quented  the  nobility  and  wished  to  express  refined 
sentiments,  nice  metaphors,  or  gross  compliments  in 
befitting  words,  turned  to  a  language,  developed  for 
these  very  purposes,  in  which  princes  and  even  kings 
had  written  poetry.  These  dialects  that  Dante  enu- 
merates so  scornfully  could  not  render  the  artificial 
forms  and  subtle  conceits  that  courtiers  aspired  to. 
And  so,  from  many  reasons,  it  came  about  that  the 
poetry  of  chivalry,  of  courts,  of  lords  and  ladies  and 
their  hangers-on,  which  proceeded  from  the  feudal 
organization  of  society,  moved  on  triumphantly  and 
made  the  Provencal  tongue  and  its  ways  fashionable 
in  Italy,  while  the  native  language  was  still  unripe 
to  produce  a  poetry  of  its  own. 


CHAPTER  XII 

THE  SICILIAN  SCHOOL  OF  POETRY  (1225-1266) 

E  1  Sicilian!, 
Che  fur  gia  primi. 

PETBABCH. 
And  the  Sicilians 
Who  were  once  the  first. 

With  a  puling  infant's  force, 
They  swayed  about  upon  a  rocking  horse, 
And  thought  it  Pegasus.  Ah,  dismal-souled ! 
The  winds  of  heaven  blew,  the  ocean  rolled 
Its  gathering  waves  —  ye  felt  it  not.  The  blue 
Bared  its  eternal  bosom.    But  ye  were  .  .  . 
.  .  .  wed  to  musty  laws. 

KEATS. 

THE  poets  and  poetry  of  Provence  had  prepared  the 
way  so  well  that,  when  Simon  de  Montf  ort,  Folquet 
of  Marseilles  (the  renegade  troubadour),  and  their 
myrmidons  had  trampled  down  the  blithe  careless- 
ness of  Toulouse  and  Beziers,  overthrown  the  gai 
saber,  and  driven  out  the  Muse  of  Poetry,  Italy  of- 
fered her  a  refuge  and  a  home  at  the  court  of  the 
Emperor;  and  there  she  dwelt  (in  Italian  dress  but 
with  "Provencal  blood  in  her  veins")  all  the  time 
that  "  fortune  remained  favourable  to  the  illustrious 
heroes,  Frederick  Caesar  and  his  noble  son  Manfred." 
And  with  the  fall  of  the  Hohenstaufens,  —  for  she 
too  had  accomplished  her  destiny,  —  the  Muse  of 
Provencal  poetry  died. 

The  Emperor  himself,  his  sons  Enzio  and  Man- 
fred, — pulcherrimus  et  cantor  et  inventor  cantio- 


THE  SICILIAN  SCHOOL  OF  POETRY    145 

num,  —  Pier  della  Vigna  his  especial  favourite,  Ja- 
copo  da  Lentino  the  notary,  Guido  delle  Colonne  the 
judge,  Rinaldo  d' Aquino,  and  many  a  gallant  noble- 
man, wrote  poetry;  and  so  famous  did  the  royal 
court  become  as  the  home  of  Italian  poetry  that  poets 
from  north  and  south,  from  Tuscany,  Apulia,  and 
Sicily  are  accounted  a  school  of  the  court ;  and  as  the 
court  was  the  court  of  the  Sicilian  kingdom, — 
though  the  Emperor  in  fact  passed  his  time  on  the 
mainland,  at  Capua  or  at  Foggia,  and  not  in  Sicily, 
—  it  was  known  as  the  Sicilian  court,  and  these  Ital- 
ian troubadours  as  the  Sicilian  school,  and  their 
poems  as  Sicilian  poetry.  The  word  Sicilian  conjures 
up  too  much  —  nature  enriched  by  art,  asphodels, 
wild  yellow  blooms,  roses  that  yield  their  dearest 
scent  to  love-sick  winds  from  across  the  sea,  shep- 
herds piping  rival  songs,  and  the  death-defying 
echoes  of  Theocritus;  but  none  of  these  fanciful 
imaginings  apply  to  the  Sicilian  school.  The  name 
is  Sicilian,  the  language  Italian,  the  spirit  and  the 
form  all  Provencal ;  nature  finds  no  place. 

There  was,  indeed,  some  verse  written  outside  the 
influence  of  the  court,  in  places  remote  from  fashion, 
where  nobody  knew  Provencal  poetry.  Rhymesters 
of  local  fame,  bards  of  the  village  or  the  town,  wrote 
after  their  rustic  fashion  to  please  unlettered  audi- 
ences. These  poets  composed  communal  verses,  reli- 
gious ditties,  didactic  rhymes,  or  love-songs.  They 
had  no  sops  to  throw  to  oblivion ;  and  there  are  none 
but  a  scanty  band  of  scholars  to  remember  that  they 
ever  existed.  But  there  is  a  single  exception,  which 
makes  it  necessary  to  mention  them.  A  Sicilian  poet, 


146    ITALY  IN  THE  THIRTEENTH  CENTURY 

Cielo  dal  Camo,  wrote  a  poem  of  alternate  strophes, 
in  which  a  lover  woos  a  lass  and  she  feigns  to  deny. 
The  poem  begins  with  the  lover  speaking :  — 

Rosa  fresca  aulentisima  c'  apar'  in  ver  la  state, 
le  donne  ti  disiano  pulzelle,  maritate ; 
trami  d'  este  focora,  se  t'  este  a  bolontate. 

Thou  sweetly-smelling  fresh  red  rose 

That  near  thy  summer  art, 
Of  whom  each  damsel  and  each  dame 

Would  feign  be  counterpart ; 
Oh !  from  this  fire  to  draw  me  forth 

Be  it  in  thy  good  heart. 

(Dante  Gabriel  Rossetti.) 

Throughout,  the  lady  protests  too  much,  and  in  the 
end,  after  the  bold  lover  has  plighted  his  troth  on  a 
Bible  (stolen  from  the  village  church),  she  yields. 
The  reason  that  this  poem  should  outlive  the  life 
allotted  to  its  fellows  is  hardly  to  be  looked  for  in 
itself,  or  in  the  unprudish  touch  of  nature  in  it,  or 
even  in  the  pretty  floral  syllables,  —  "  rosa  fresca  au- 
lentisima," —  but  in  Dante's  treatise  On  the  Vernac- 
ular Speech,  for  there  he  quotes  the  third  line  of  the 
poem.  And  here  the  imp  of  irony  may  grin,  for 
Dante  cites  the  line  as  an  instance  of  the  drawling 
defects  in  the  popular  Sicilian  dialect ;  but  Dante's 
touch  was  instinct  with  life  and  communicated  im- 
mortality. 

There  is  one  poem,  however,  that  needed  neither 
the  fame  of  the  royal  court  nor  the  touch  of  Dante 
to  preserve  it.  Its  own  charm  and  pathos  bear  it  down 
the  centuries,  the  earliest  of  Italian  poems  and  the 
only  one  written  before  Dante  that  the  world  stops 


THE  SICILIAN  SCHOOL  OF  POETKY    147 

to  read ;  its  writer  was  a  man  of  genius,  as  high  of 
soul  as  Dante  himself,  and  even  larger  of  heart.  St. 
Francis  wrote  his  canticle  at  a  time  when  he  was  ill 
at  San  Damiano,  the  nunnery  outside  Assisi,  where 
St.  Clare  and  her  sisters  lived  (1225).  Her  spirit 
kindled  his ;  her  presence  filled  his  heart  so  to  over- 
flowing that  he  felt  the  divine  need  to  express  his 
great  love  of  God  and  of  God's  works.  And  yet, 
though  the  poem  proceeds  from  nature  (if,  indeed, 
it  be  natural  to  have  a  passionate  heart  and  to  speak 
from  it),  St.  Francis  had  in  his  mind,  or  at  least  in 
his  memory,  the  great  canticle  of  the  Three  Holy 
Children:  — 

Benedicite,  omnia  opera  Domini,  Domino  : 
Laudate  et  superexaltate  eum  in  secula. 

Benedicite,  sol  et  luna,  Domino : 
Laudate  et  superexaltate  eum  in  secula. 

St.  Francis's  canticle  is  less  magnificent  but  far 
more  tender :  — 

Altissimu,  onnipotente,  bon  signore, 
tue  so  le  laude  la  gloria  e  1'onore  et  onne  benedictione. 
Ad  te  solo,  altissimo,  se  konfano 
et  nullu  homo  ene  dignu  te  mentovare. 

Laudato  sie,  mi  signore,  cum  tucte  le  tue  creature 

spetialmente  messor  lo  f  rate  sole, 

lo  quale  jorna,  et  aHumini  per  lui ; 

et  ellu  e  bellu  e  radiante  cum  grande  splendore ; 

de  te,  altissimo,  porta  significatione. 

Laudato  si,  mi  signore,  per  sora  luna  e  le  stelle, 
in  celu  Fai  formate  clarite  et  pretiose  et  belle. 

Laudato  si,  mi  signore,  per  sor  acqua, 

la  quale  e  multo  utile  et  liumcle  et  pretiosa  et  casta. 


148    ITALY  IN  THE  THIRTEENTH  CENTURY 

Laudato  si,  mi  signore,  per  frate  focu, 

per  lo  quale  ennallumini  la  nocte, 

ed  ello  e  bello  et  jucundo  et  robustoso  et  forte. 

Laudato  et  benedicite  mi  signore  et  rengratiate 
et  serviteli  cum  grande  humilitate. 

Most  Highest,  almighty,  good  Lord, 

Thine  are  the  praises,  the  glory  and  the  honour  and  all 

blessedness ; 

To  thee  alone,  Most  Highest,  they  belong, 
And  no  man  is  worthy  to  utter  thy  name. 

Praised  be  my  Lord,  with  all  thy  creatures, 

Especially  Sir  Brother  the  Sun, 

Who  brings  the  day  and  gives  the  light ; 

And  he  is  beautiful  and  radiant  with  great  shining ; 

Of  the  Most  Highest  he  tells  the  tale. 

Praised  be  my  Lord  for  Sister  Moon  and  the  Stars, 
In  heaven  thou  hast  wrought  them  bright  and  precious  and 
beautiful. 

Praised  be  my  Lord  for  Sister  Water, 

Who  is  very  useful,  and  lowly  and  precious  and  pure. 

Praised  be  my  Lord  for  Brother  Fire, 

By  whom  Thou  dost  illuminate  the  night, 

And  he  is  beautiful  and  jocund  and  robust  and  strong. 

Praise  and  bless  my  Lord  and  give  thanks 
And  serve  Him  with  great  humility. 

If  St.  Francis's  hymn  has  neither  the  majesty  nor 
the  high  ecclesiastical  quality  that  renders  the  Latin 
canticle  worthy  to  be  chanted  in  the  cathedral  of 
Notre  Dame  de  Chartres,  it  bears  witness  to  a  holy 
and  humble  heart,  such  as  is  only  found  in  rare  poets, 
as  (to  choose  an  English  instance)  in  William  Cowper. 


THE  SICILIAN  SCHOOL  OF  POETRY    149 

With  this  exception,  or  with  these  exceptions  (if 
we  are  to  include  the  poem  of  Cielo  dal  Camo)  Ital- 
ian poetry  in  its  first  period  is  Sicilian  (1225-1266), 
and  it  owes  substantially  everything,  name  and  all, 
to  the  Emperor  and  his  court.  The  ecclesiastical  pur- 
itan, Pope  Gregory,  in  his  anger  against  Frederick, 
uncharitably  fixed  his  eyes  on  the  misbelieving  Jews 
from  Cordova,  on  the  dancing-girls  from  Egypt,  on 
the  harem  and  the  eunuchs ;  but  had  he  been  more 
true  to  the  memory  of  St.  Francis  and  the  first  breth- 
ren, joculatores  I)ei,  who  were  wont  to  go  singing 
like  happy  boys  along  the  way,  he  would  have  got 
a  different  notion  of  Frederick.  He  would  have  seen 
lords  and  ladies  gay  on  Arab  horses,  their  hounds 
straining  in  the  leash,  and  the  Emperor's  falconers, 
with  falcons  on  their  wrists,  awaiting  the  signal  to 
let  slip.  And  after  the  chase  along  the  banks  of  the 
Volturno  or  across  the  plains  near  Foggia,  a  sym- 
pathetic ear  would  have  listened  with  delight  to  the 
nymph  Echo  sweetly  waked,  after  a  sleep  of  near  a 
thousand  years,  by  courtly  songs  sung  to  the  viol 
and  the  lute. 

Frederick's  court  was  the  cradle  of  Italian  poetry ; 
and  yet  one  must  not  expect  the  passion  or  the  high 
romance  of  amorous  youth,  one  must  not  hope  to 
hear  such  songs  as  Burns  wrote  to  Mary  Morison, 
or  Heinrich  Heine  sang  to  "  Liebchen  traut,"  or  as 
Palgrave  collected  in  the  Golden  Treasury.  Car- 
ducci,  the  greatest  Italian  poet  since  Leopardi,  says: 
"  But  those  courtly  verses !  Those  verses  of  the  so- 
called  Sicilian  school  founded  by  Frederick  II,  those 
verses,  oh !  what  wretched  stuff  they  are ! "  Their 


150    ITALY  IN  THE  THIRTEENTH  CENTURY 

defects,  he  says,  are  not  the  defects  of  youth,  but 
the  senile  stammerings  of  decrepitude.  A  poet  is 
hard  to  please.  Dabblers  in  history  must  be  more 
just.  One  must  banish  from  memory  all  the  poetry 
one  has  ever  heard ;  and  then,  the  mind  all  blank, 
remembering  only  the  musty  chronicles  and  the  mel- 
ancholy monastic  poetasters,  listen  to  the  songs  of 
these  Italian  troubadours,  and  one  may  think,  with 
Dante  Rossetti,  that  they  are  worth  the  while,  that 
their  imperfections  are  coupled  with  merits,  that 
indeed,  "these  poems  possess  beauties  of  a  kind 
which  can  never  again  exist  in  art."  At  any  rate 
this  is  the  upper  reach  of  the  main  stream  of  Italian 
poetry. 

Of  Manfred's  poems  little  has  come  down  to  us ; 
and  as  both  he  and  his  brother  Enzio,  and  Pier  della 
Vigna,  too,  shall  play  their  tragic  parts  later  on,  and 
take  all  the  space  that  I  can  spare  to  them,  I  pass 
them  by,  and  content  myself  with  calling  the  roll 
of  minor  poets:  Jacopo  da  Lentino,  Guido  delle 
Colonne,  Rinaldo  d'  Aquino,  Arrigo  Testa,  Jacopo 
Mostacci,  Mazzeo  di  Rico,  Giacomino  Pugliese,  Rosso 
da  Messina,  Percivalle  Doria,  Rugger o  de  Amicis, 
Folco  di  Calabria,  Tiberto  Galliziani,  Ranieri  di  Pal- 
ermo, all  of  whom  are  best  remembered  because 
they  wrote  poetry.  For  all  these  poets  of  the  Sicilian 
school  a  foreigner  had  better  accept  but  one  stand- 
ard of  dignity :  the  notice  of  Dante.  Two,  Pier  della 
Vigna  and  Manfred,  have  great  places  in  the  Divine 
Comedy ;  two,  Frederick  himself  and  Jacopo  da 
Lentino,  are  also  named  there,  and  so  named  as 
never  to  be  forgotten;  and  three,  Jacopo  da  Len- 


Giovanni  Pisano 


,  phot. 


LADY   HAWKING 

Panel  from  Fountain  at  Perugia 


THE  SICILIAN  SCHOOL  OF  POETRY    151 

tino,  Guido  delle  Colonne,  and  Rinaldo  d' Aquino, 
are  cited  in  the  treatise  De  Vulgari  Eloquentia.  The 
rest  of  them  must  remain  —  for  they  would  take 
us  too  far  afield  —  enwrapped  in  their  own  trailing 


Some  of  these  poets  were  of  noble  family,  others 
not:  the  more  important,  Pier  della  Vigna,  Jacopo 
da  Lentino,  and  Guido  delle  Colonne,  were  all  law- 
yers; others,  such  as  Arrigo  Testa  and  Percivalle 
Doria,  were  what  may  be  called  podestas  by  profes- 
sion, and  led  bustling  political  careers.  But,  except- 
ing the  Emperor,  Manfred,  and  Pier  della  Vigna, 
Dante  is  only  interested  in  these  men  as  poets.  In 
his  treatise  On  the  Vernacular  Speech  he  is  in  quest 
of  an  Italian,  fit  for  literature,  and  more  especially 
for  poetry  (such  as,  after  generations  of  writers, 
the  slowly  achieved  classics  of  a  language  furnish), 
an  Italian,  "illustrious,  cardinal,  courtly,  and  curial," 
or,  as  we  should  say,  sanctioned  by  the  usage  of 
persons  of  the  highest  cultivation,  correct  and  ele- 
gant ;  and  on  his  quest  he  examines  the  local  dialects 
of  Italy,  criticises  them,  and,  in  order  the  better  to 
illustrate  his  meaning,  refers  to  these  poets.  For  in- 
stance, in  speaking  of  the  dialect  of  Apulia  he  cites 
Kinaldo  d'  Aquino  and  Jacopo  da  Lentino:  "But 
though  the  natives  of  Apulia  commonly  speak  in  a 
hideous  manner,  some  of  them  have  been  distin- 
guished by  their  use  of  polished  language,  inserting 
nicely  chosen  (curial)  words  into  their  canzoni,  as 
clearly  appears  from  an  examination  of  their  works ; 
for  instance,  '  Madonna,  dir  vi  voglio '  ('  Lady,  I  will 
tell  you/)  by  Jacopo,  and  ( Per  fino  amore  vo  si 


152    ITALY  IN  THE  THIRTEENTH  CENTURY 

letamente*  ('for  pure  love  I  go  so  joyfully')  by 
Rinaldo." 

Rinaldo,  it  seems,  was  a  member  of  the  celebrated 
family  of  Apulia  to  which  St.  Thomas  Aquinas  be- 
longed, and  was  one  of  the  falconers  to  the  Emperor, 
as  young  noblemen  sometimes  were.  As  such  he 
must  have  gone  on  the  imperial  hawking  parties, 
and  perhaps  even  helped  the  Emperor  in  the  pre- 
paration of  his  book  on  hawking,  De  arte  venandi 
cum  ambus.  Rinaldo,  following  the  fashion  then  in 
use  among  poets,  exchanged  poems  with  Jacopo  da 
Lentino,  Ruggero  de  Amicis,  Tiberto  Galliziani,  and 
with  the  Emperor  himself. 

Here  is  a  stanza  of  the  poem  that  Dante  quotes : — 

Per  fino  amore  vao  si  allegramente, 
k'  io  non  agio  veduto 
omo  k'  en  gioja  mi  possa  aparilgliare, 
.  e  paremi  ke  f  alii  malamente 
omo  k'  a  ricieputo 
ben  da  sengnore  e  poi  lo  vol  cielare. 
Perk*  eo  nol  cielaragio 
com  altamente  amor  m'  a  meritato  : 
ke  m'  a  dato  a  servire 
a  la  fiore  di  tucta  canoscienza 
e  di  valenza, 

ed  a  belleze  piu  k'eo  non  so  dire, 
amor  m'  a  sormontato 
lo  core  in  mante  guise  e  gran  gioja  n'  agio. 

For  pure  love  I  go  so  joyfully 

That  I  have  not  seen 

A  man  that  in  joy  can  equal  me, 

And  methinks  that  badly  fails 

The  man  who  has  received 

Benefice  from  a  lord  and  will  then  conceal  it. 


THE  SICILIAN  SCHOOL  OF  POETRY    153 

Therefore  I  will  not  conceal 

How  highly  Love  has  favoured  me : 

For  he  has  granted  me  to  serve 

The  flower  of  all  that 's  known 

And  of  excellence, 

And  beauties  more  than  I  can  say. 

Love  has  overcome 

My  heart  in  many  a  way  and  great  joy  I  have  of  it. 

Guido  delle  Colonne,  judge,  of  Messina,  is  also 
referred  to  in  the  De  Vulgari  Eloquentia ;  "  Let 
us  examine  the  genius  of  the  Sicilian  vernacular.  .  . 
because  we  find  that  very  many  natives  of  Sicily  have 
written  weighty  poetry,  as  in  the  canzoni,  'Ancor 
chel'  aigua  per  lo  focho  lassi'  ('  Even  though  through 
fire  water  forsakes  its  coldness')  and  'Amor,  che 
lungiamente  m'  hai  menato'  ('  0  love,  who  long  hast 
led  me')."  The  second  of  these  begins:  — 

Amor,  che  lungiamente  m'  hai  menato 
a  freno  stretto  senza  riposanza, 
allarga  le  tue  redini  in  pietanza, 
che  soverchianza  m'  ha  vinto  e  stancato : 
ch'  ho  piu  durato  ch'  io  non  ho  possanza, 
per  voi,  Madonna,  a  cui  porto  lianza, 
piu  che  non  far  Assassino  in  suo  cuitato, 
che  si  lascia  morir  per  sua  credanza. 
Ben  e*ste  affanno  dilettoso,  amare 
e  dolce  pen  a  ben  si  puo  chiamare. 
Ma  voi,  Madonna,  della  mia  travaglia, 
che  si  mi  squaglia,  —  prendavi  mercide, 
che  bene  e  dolce  il  mal  se  non  m'  ancide. 

0  Love,  who  all  this  while  hast  urged  me  on, 

Shaking  the  reins,  with  never  any  rest,  — - 
Slacken  for  pity  somewhat  of  thy  haste ; 

1  am  oppressed  with  languor  and  f  oredone,  — 
Having  outrun  the  power  of  sufferance,  — 


154    ITALY  IN  THE  THIKTEENTH  CENTURY 

Having  much  more  endured  than  who,  through  faith 
That  his  heart  holds,  makes  no  account  of  death. 

Love  is  assuredly  a  fair  mischance, 

And  well  may  it  be  called  a  happy  ill : 

Yet  thou,  my  lady,  on  this  constant  sting, 

So  sharp  a  thing,  have  thou  some  pity  still,  — 

Howheit  a  sweet  thing  too,  unless  it  kill. 

(Dante  Gabriel  Rossetti.) 

Jacopo  da  Lentino,  of  Apulia,  from  his  office 
commonly  called  the  Notary,  besides  the  reference 
to  him  in  De  Vulgari  Eloquentia,  is  mentioned  in 
the  Paradiso  as  one  of  the  earlier  poets  who,  caught 
and  tangled  in  an  artificial  manner  (in  contrast  to 
the  school  of  the  dolce  stil  miovo,  the  sweet  new 
style,  to  which  Dante  belonged),  did  not  express 
the  natural  sentiments  that  well  up  in  the  human 
heart.  Apparently  the  Notary  was  regarded  as  the 
best  of  his  school,  and  was  therefore  chosen  by  Dante 
to  represent  it.  Nothing  of  his  life  is  known  except 
that  he  exchanged  poems  with  Pier  della  Vigna  and 
others,  and  that  he  executed  notarial  acts  in  the 
year  1233.  He  is  a  mere  shadow,  living  a  dim  life 
in  the  meagre  allusions  of  Dante,  and  yet  some  of 
his  verses  seem  to  deserve  remembrance  for  their 
own  sake. 

lo  m'  aggio  posto  in  core  a  Dio  servire 
Com'  io  potesse  gire  in  Paradiso, 
Al  santo  loco,  ch'  aggio  audito  dire, 

O'  si  mantien  sollazzo,  gioco  e  riso. 

Senza  Madonna  non  vi  vorrfa  gire, 

Quella  ch'  ha  bionda  testa  e  chiaro  viso, 
Che  senza  lei  non  poterfa  gaudire, 

Istando  da  la  mia  donna  diviso. 

Ma  non  lo  dico  a  tale  intendimento 


THE  SICILIAN  SCHOOL  OF  POETRY    155 

Perch'  io  peccato  ci  volesse  fare ; 

Se  non  veder  lo  suo  bel  portamento, 
E  lo  bel  viso,  e  '1  morbido  sguardare  : 
Che  '1  mi  terria  in  gran  consolamento 

Veggendo  la  mia  donna  in  gioia  stare. 

I  have  it  in  my  heart  to  serve  God  so 

That  into  Paradise  I  shall  repair,  — 

The  holy  place  through  the  which  everywhere 

I  have  heard  say  that  joy  and  solace  flow. 

Without  my  lady  I  were  loath  to  go,  — 

She  who  has  the  bright  face  and  the  bright  hair ; 
Because  if  she  were  absent,  I  being  there, 

My  pleasure  would  be  less  than  nought,  I  know. 

Look  you,  I  say  not  this  to  such  intent 

As  that  I  there  would  deal  in  any  sin  : 
I  only  would  behold  her  gracious  mien, 
And  beautiful  soft  eyes,  and  lovely  face, 

That  so  it  should  be  my  complete  content 
To  see  my  lady  joyful  in  her  place. 

(Dante  Gabriel  Mossetti.) 

His  canzoni  have  variety  of  measure  and  are  so  ob- 
viously written  to  music  that  in  spite  of  their  arti- 
ficiality, they  seem  to  come  nearer  to  a  natural  form 
of  expression  than  the  sonnets  do  :  — 

Madonna  mia,  a  voi  mando 
in  gioi  li  mei  sospiri ; 
ca  lungiamente  amando 
non  vi  volsi  mai  dire 
com'  era  vostro  amante 
e  lealmente  amava, 
e  per6  k'  eo  dottava 
non  vi  facea  sembiante. 

Tanto  set'  alta  e  grande, 
k'  eo  v'  amo  pur  dottando ; 
non  ao  per  cui  vi  mande, 
per  messaggio  parlando ; 


156     ITALY  IN  THE  THIRTEENTH  CENTURY 

un<T  eo  prego  1'  amore, 
a  cui  pregha  ogni  amanti, 
li  mei  sospiri  e  pianti 
vi  pungano  lo  core. 

My  Lady  mine,  I  send 

These  sighs  in  joy  to  thee ; 
Though,  loving  till  the  end, 

There  were  no  hope  for  me 
That  I  should  speak  my  love  ; 

And  I  have  loved  indeed, 

Though,  having  fearful  heed, 
It  was  not  spoken  of. 

Thou  art  so  high  and  great 

That  whom  I  love  I  fear ; 
Which  thing  to  circumstate 

I  have  no  messenger : 
Wherefore  to  Love  I  pray, 

On  whom  each  lover  cries, 

That  these  my  tears  and  sighs, 
Find  unto  thee  a  way. 

(Dante  Gabriel  Rossetti.)    , 

So  far,  in  spite  of  all  his  airs  and  graces,  there  is  a 
certain  charm,  almost  a  sort  of  eighteenth-century 
courtliness  in  his  verse,  and  nothing  more  artificial 
or  stilted  than  appears  to  modern  readers  in  the 
first  English  sonneteers,  Wyatt  and  Surrey,  or  in 
Cowley,  for  instance.  But  the  desire  to  outdo  his 
rival  poets,  to  show  how  dexterous  he  could  be  in 
interweaving  rhymes  and  juggling  with  words,  leads 
the  Notary  to  a  pass  where  he  draws  down  on  him- 
self the  criticism  that  Alceste  gives  to  Oronte :  — 

Vous  vous  etes  regie*  sur  de  me*chants  modeles, 
Et  vos  expressions  ne  sont  point  naturelles. 


THE  SICILIAN  SCHOOL  OF  POETRY    157 

Ce  style  figure*,  dont  on  fait  vanite*, 

Sort  du  bon  caractere  et  de  la  ve'rite* ; 

Ce  n'est  que  jeu  de  mots,  qu'  affectation  pure, 

Et  ce  n'est  point  ainsi  que  parle  la  nature. 

Indeed,  the  Notary  at  his  worst  outdoes  Oronte :  — • 

Lo  viso  e  son  diviso  da  lo  viso, 
e  per  aviso  credo  ben  visare ; 
pero  diviso  viso  da  lo  viso, 
ch*  altr'e  lo  viso  che  lo  divisare ; 
e  per  aviso  viso  in  tale  viso, 
del  quale  me  non  posso  divisare. 

It  is  impossible  in  English,  even  letting  sense  (if 
there  is  any)  go  by  the  board,  to  reproduce  the  play 
on  the  unfortunate  words,  viso,  dwiso,  aviso ;  but 
the  sonnet  serves  to  show  that  the  goal  applauded 
by  Dante,  to  sing  as  the  heart  bids,  was  not  the  goal 
set  up  by  the  Sicilian  school.  And,  indeed,  to  ex- 
press passion  in  poetry  so  that  it  shall  seem  to  be 
nature's  doing  is  not  to  be  expected  from  first 
comers,  for  it  is  the  highest  achievement  of  art. 
But  it  is  not  fair  to  leave  the  Notary  with  such  dis- 
paragement. Here  is  the  beginning  of  another  son- 
net, whose  sentiment  if  not  its  form  connects  the 
Sicilian  poet,  through  some  roundabout  inheritance 
of  poetical  imagining,  with  the  sovereign  of  Eng- 
lish poetry :  — 

Amore  e  un  disio  che  vien  dal  core, 
per  P  abbondanza  di  gran  piacimento ; 
e  gli  occhi  in  prima  generan  P  Amore 
e  lo  core  li  da  nutricamento. 

Fancy  in  the  heart  is  bred, 

When  great  contentment  therein  lies ; 


158     ITALY  IN  THE  THIRTEENTH  CENTURY 

It  is  engendered  in  the  eyes, 
And  by  the  heart  is  nourished. 

The  Emperor,  though  he  played  the  sun  among 
these  satellites  and  deserves  the  chief  credit  for 
welcoming  the  Muse  of  Provence  to  his  court,  and 
though  Dante  Rossetti  says  that  one  of  his  poems 
has  "great  passionate  beauty,"  seems  to  me  much 
less  interesting  as  a  poet  than  many  of  the  others, 
and  I  choose  my  specimen  of  his  poems,  not  because 
it  is  the  best,  but  because  it  has  quite  a  different 
form  from  those  that  I  have  given.  It  has  the 
rhapsodical  quality  of  the  improvisatore  that  brings 
to  mind  a  mandolin,  dark  eyes,  and  the  sweet  smiles 
of  the  fair  and  fickle  South :  — 

Tuttora  gaudiosa,  Always  lovely, 

tuttora  bella,  Always  gay, 

amore,  Rosella,  Rosella's  face 

col  viso  gioiosa ;  Shines  like  the  day ; 

occhi  fere  Her  cruel  eyes 

guerrere  Soldier-wise 

che  fere  That  strike 

a  guisa  di  ladrone ;  Robber  like, 

in  guardare,  Glancing, 

mostrare,  Entrancing, 

e  amare  Dazzling  us  all 

mett'  elli  intenzione.  She  uses  to  enthrall. 

It  is  easy  to  play  the  critic  with  these  poets,  to 
deride  and  to  be  bored ;  there  is  little  trace,  or  none, 
of  truth  in  them,  nothing  of  the  amplitude  of  na- 
ture, or  the  dignity  of  human  passion.  No  song  is 
sung  as  the  bird  sings,  itself  its  own  reward.  It  is 
easy  to  side  with  Dante  and  the  school  of  the  sweet 
new  style,  to  point  the  finger  at  the  Notary,  to  scoff 


THE  SICILIAN  SCHOOL  OF  POETKr    159 

at  his  artificial  numbers,  and  to  agree  when  Lorenzo 
dei  Medici  criticises  him  as  heavy  and  graceless,  or 
when  Carducci  cries,  "what  wretched  stuff."  The 
Notary  and  Oronte  are  obviously  in  the  wrong;  the 
song  Alceste  quotes  is  worth  all  the  poetry  of  the 
whole  Sicilian  school :  — 

Si  le  roi  m'avait  donne* 

Paris,  sa  grand*  ville 
Et  qu'il  me  fallut  quitter 

L'amour  de  ma  mie, 
Je  dirais  au  roi  Henri ; 
Reprenez  votre  Paris, 
J'aime  mieux  ma  mie,  o  gue*, 

J'aime  mieux  ma  mie. 

But  let  us  imagine  ourselves  having  come  down 
from  the  North,  from  the  castle  of  some  rude  Tuscan 
baron,  where  for  entertainment  &  jongleur  has  sung 
out  of  his  stale  repertory,  for  instance,  the  lady's 
reply  to  a  wooer:  — 

Vo*  ti  cavillar  con  mego  ? 
se  lo  sa  lo  meo  marl, 
malo  piato  avrai  con  sego, 
bel  meser,  vero  ve  di. 

So  you  wish  to  practise  blarney  ? 
If  my  husband  hears,  I  warn  ye, 
Pretty  sir,  I  tell  you  true. 
He  '11  have  a  bone  to  pick  with  you. 

Then,  let  us  say  that  we  endure  the  hospitality  of 
the  monks  of  Monte  Cassino,  where  the  poet  of  the 
monastery  has  mingled  edification  with  his  monstrous 
verses: — 

Eo,  sinjuri,  s'  eo  fabello, 
lo  bostru  audire  compello ; 


160     ITALY  IN  THE  THIRTEENTH  CENTURY 

de  questa  bita  interpello 
e  dell'  altra  bene  spello. 

Seigneurs,  for  my  fable 
Your  attention  I  compel ; 
Of  this  life  I  shall  tell 
And  the  other  interpret  well. 

And,  after  matins  and  monastic  rations,  we  ride  at 
last  along  the  banks  of  the  Volturno  into  Capua 
and  dismount  at  the  king's  palace.  Young  nobles, 
of  great  name,  Riccardo  Filangieri,  Ruggero  di 
Porcastrella,  Landolfo  Caracciolo,  clatter  through 
the  streets,  glancing  up  at  windows  where  the  shut- 
ters stand  ajar ;  the  royal  falconers,  perhaps  Rinaldo 
of  Aquino  and  Jacopo  Mostacci,  poets  both,  see 
that  the  hooded  falcons  return  to  their  perches  in 
the  royal  mews ;  the  splendour  of  the  setting  South- 
ern sun  falls  on  the  castle  walls ;  the  beautiful  Bi- 
anca  Lancia  gathers  about  her  cavaliers  and  high- 
born dames;  minstrels  play,  and  then  Jacopo  da 
Lentino,  his  notarial  duties  done,  sings  to  the  viol : — 

Madonna  dir  vi  voglio  como  V  amor  m'  a  preso, 
My  lady,  I  will  tell  you  how  love  has  taken  me. 

Surely,  in  comparison  with  what  had  gone  before 
them,  these  poets  are  to  be  commended ;  and  if  we 
turn  to  what  came  after  them,  they  did  one  worthy 
thing :  they^  worked  the  young  language,  rendered 
it  more  easy  and  pliant,  freed  it  from  the  grossness 
of  provincial  usages,  purged  it  of  its  Latin  remnants, 
and  handed  it  on  to  Guinizelli  and  Cavalcanti,  to 
Dante  and  Petrarch,  capable  of  nobler  melody  than 
Europe  had  heard  for  fifteen  hundred  years.  Who 


THE  SICILIAN  SCHOOL  OF  POETEY    161 

can  say  but  that  Dante  would  have  written  the 
Divine  Comedy  in  Latin,  had  not  these  poets  ren- 
dered the  Italian  tongue  nice,  elegant,  refined,  and 
correct?  The  lion's  share  of  this  praise  is  due  to 
the  Emperor;  and  if  one  becomes  impatient  with  his 
duplicity,  his  savage  temper,  and  his  grosser  pleas- 
ures, one  must  remember  the  happy  days  when  he 
and  his  courtiers  weeded  and  planted  in  the  garden 
of  Italian  poetry. 


CHAPTER  XIII 

THE  LOMBARD  COMMUNES 

Beneath  is  spread  like  a  green  sea 
The  waveless  plain  of  Lombardy, 
Bounded  by  the  vaporous  air, 
Islanded  by  cities  fair. 

SHELLEY. 

THIS  royal  garclen  of  poetry,  philosophy,  and  pleasure 
was  too  delightful  to  last.  The  Sicilian  court,  with 
its  trovatori,  its  cavaliers,  its  melodious  lawyers,  its 
falconers,  would  have  been  well  content  to  be  let 
alone,  but  that  could  not  be.  Life  of  all  sorts  was 
springing  up  everywhere  ;  sprouts  and  shoots,  com- 
mercial, municipal,  religious,  and  intellectual,  were 
raising  their  heads  in  the  fresh  spring  air,  each  forc- 
ing its  way  to  the  light  amid  the  furrows  turned  up 
by  the  ploughshare  of  material  prosperity.  Guilds, 
religious  orders,  communes,  tyrannies  were  pushing 
and  jostling  one  another  in  fierce  competition  to  de- 
termine which  should  take  and  keep  the  larger  share 
of  desirable  things. 

In  this  conflict  the  luxuriant  civilization  of  south- 
ern Italy,  too  much  like  that  of  Provence  and  Lan- 
guedoc,  was  not  of  a  temper  to  hold  its  own;  and, 
in  particular,  it  was  burdened  by  two  causes  of  weak- 
ness. In  the  first  place,  it  was  pleasure-loving,  and 
so  became  enervated  and  idle;  in  the  second  place, 
it  was  based  on  a  paternal  government.  Frederick 
was  by  nature  and  policy  a  tyrant.  Setting  before 


THE  LOMBAKD  COMMUNES  163 

himself  the  example  of  his  ancestors,  and  of  his  friend 
the  Soldan  of  Egypt,  he  claimed  absolute  power  as 
his  right.  He  wished,  indeed,  to  establish  peace,  order, 
and  justice,  but  he  meant  to  do  so  in  his  own  way. 
His  subjects  were  not  to  think  and  act  for  themselves, 
to  feel  personal  responsibility  or  enjoy  the  exertion 
of  individual  effort.  He  would  determine  what  was 
best  for  them  to  do,  and  they  must  obey.  Here  Fred- 
erick squarely  confronted  the  great  movement  of  the 
thirteenth  century,  which  was  a  stirring  of  individual 
life,  an  endeavour  to  shake  off  the  yoke  of  imme- 
morial usage,  an  awakening  consciousness  of  individ- 
ual rights,  as  opposed  to  the  unthinking  acceptance 
of  feudal  and  corporate  ideas  which  had  prevailed  in 
the  dark  ages. 

This  movement  of  the  thirteenth  century  may  be 
compared  with  that  at  the  end  of  the  eighteenth  and 
the  opening  of  the  nineteenth,  in  its  passion  for  per- 
sonal freedom.  St.  Francis  and  his  companions  were 
as  free  in  spirit  as  Lord  Byron  or  the  sansculottes 
of  Paris,  and  daffed  the  world  aside  with  its  creed 
and  conventions  as  recklessly  as  they.  And  the  re- 
solve of  the  middle  classes  to  take  their  share  of  po- 
litical power,  if  less  fiery  than  that  of  the  Jacobins, 
was  as  determined  and  as  successful  as  that  of  the 
partisans  of  the  Reform  Bill.  This  disposition  of 
these  Italians  to  live  their  lives  according  to  their 
own  ideas,  to  manage  their  own  affairs,  to  express 
their  thoughts  and  sentiments  in  their  own  way,  em- 
bodied itself  in  widely  different  forms  ;  in  Umbria 
it  found  its  fullest  expression  through  religion  and 
became  incorporate  in  the  first  band  of  Franciscans; 


164    ITALY  IN  THE  THIRTEENTH  CENTURY 

but  in  Lombardy  it  turned  to  politics,  and  took  de- 
finite shape  in  guilds  and  in  communal  governments. 
A  little  later  the  same  spirit,  breathing  the  breath  of 
life  into  art,  took  up  the  sculptor's  chisel  in  Pisa  and 
the  painter's  brush  at  Siena,  Florence,  and  Rome. 

For  various  reasons  this  movement  met  a  cold  re- 
ception in  the  South.  The  race  or  races  of  Sicily  and 
Apulia  lacked  then,  as  they  have  lacked  ever  since, 
the  capacity  to  unite  love  of  liberty  and  law ;  the 
incongruous  ideals  and  habits  of  mind  of  Italians, 
Greeks,  Saracens,  Normans,  and  Germans  gave  a  mon- 
grel cast  to  the  spirit  of  the  people  and  prevented 
their  happy  cooperation  in  any  arduous  enterprise; 
the  civil  disorder  during  Henry's  reign  and  Freder- 
ick's minority  hindered  material  development  (for 
working  together  successfully  in  little  things  enables 
men  to  work  together  in  great  matters)  and  begot  a 
skepticism  of  generous  effort ;  and  with  these  adverse 
causes  must  be  reckoned  the  fierce  opposition  of  the 
Emperor.  For  such  reasons,  whenever  the  love  of 
liberty,  of  self-assertion,  of  self-expression  appeared 
in  the  South,  it  was  but  here  and  there,  and  with 
fitful  energy ;  all  real  achievement,  social  and  intel- 
lectual, was  accomplished  in  the  North. 

The  honour  of  occupying  the  van  in  this  march 
forward  is  due  to  Lombardy.  The  great  cities  of  the 
seacoast  —  Pisa,  Genoa,  Venice  —  indeed,  had  as- 
serted their  independence  long  before,  and  by  their 
adventurous  exploits  across  the  seas  had  stirred  and 
quickened  individual  effort.  They  had  opened  a  way 
and  offered  a  career  to  energy  and  self-reliance.  But 
it  was  in  the  cities  of  the  North,  and  first  of  all  in 


THE  LOMBARD  COMMUNES  1G5 

^ — -•' 

Lombardy,  that  this  sense  of  personal  rights  was  put 
to  use  in  common  action  to  secure  political  independ- 
ence. It  was  this  spirit  that  brought  the  Lombard 
cities  into  conflict  with  the  Emperor. 

At  first  sight  these  cities  .seem  indifferent  to  the 
individual  and  interested  only  in  corporate  life  J  and 
yet,  though  these  corporations,  the  guilds  and  so- 
cieties, were  arbitrary,  conventional,  and  narrow,  they 
afforded  room  for  far  greater  personal  liberty  than 
was  possible  under  the  earlier  organization  of  society. 
If  they  did  not  champion  personal  liberty  or  the 
good  of  the  humble  citizens,  they  asserted  the  claims 
of  the  middle  classes  against  the  nobles,  and  the 
right  of  the  commune  to  govern  itself.  In  particular, 
they  were  resolute  to  maintain  the  prerogative, 
wrung  from  Barbarossa,  of  choosing  their  own  gov- 
ernors. Frederick  II  made  no  open  declaration  of  a 
purpose  to  take  this  prerogative  from  them ;  but  his 
notions  of  government  were  well  known.  His  edict 
for  The  Kingdom  was  a  challenge  to  communal  lib- 
erty everywhere :  "  Since  there  are  enough  officials 
appointed  by  Our  Majesty  that  every  man  may  ob- 
tain justice  in  both  civil  and  criminal  matters,  We 
abolish,  the  illegal  usurpation  that  has  grown  up  in 
some  parts  of  Our  Kingdom,  and  We  command  that 
henceforth  no  podestas.,  consuls,  or  rectors  shall  be 
created  anywhere,  and  that  no  one,  either  by  author- 
ity of  custom  or  conferment  of  the  people,  shall 
usurp  any  office  or  jurisdiction." 

To  such  a  theory  of  royal  despotism  the  com- 
munes were  unalterably  opposed.  They  did  not  wish, 
in  short,  to  be  ruled,  guided,  or  governed  by  any 


166    ITALY  IN  THE  THIRTEENTH  CENTURY 

outsider,  be  he  bishop,  prince,  or  emperor;  they  did 
not  wish  to  have  their  affairs  cramped  or  tied  down 
by  the  outworn  customs  of  the  feudal  system;  they 
wished  to  manage  their  own  business  and  take  their 
own  road  to  wealth  and  happiness. 

These  Lombard  cities  had  grown  to  independence 
in  the  eleventh  and  twelfth  centuries,  during  the 
wars  between  the  Empire  and  the  Papacy.  Petted  by 
the  contending  parties,  each  ready  to  pay  in  charters 
and  privileges  whatever  price  was  necessary  to  win 
a  city  to  its  side,  the  communes  succeeded  in  estab: 
lishing  a  position  of  virtual  independence.  Naturally 
the  Empire  felt  itself  aggrieved  by  this  change,  and 
under  Barbarossa  made  a  spirited  attempt  to  restore 
the  old  order.  The  appeal  to  arms,  however,  had  re- 
sulted in  a  decisive  victory  for  the  cities.  After  a 
long  and  desperate  struggle  they  had  received  full 
recognition  of  their  municipal  independence  in  the 
Treaty  of  Constance  (1183). 

Independence  of  the  Empire  set  the  cities  free  to 
develop  and  grow  in  their  own  way ;  but  this  free- 
dom of  development  and  growth  did  not  take  the 
path  of  peace.  Nor  did  freedom  mean  respect  of  one 
another's  rights.  The  moment  the  common  danger 
was  removed  the  cities  fell  foul  of  one  another. 
Each  city,  surrounded  by  its  little  patch  of  territory, 
constituted  a  separate  republic;  and  each  republic 
coveted  its  neighbour's  things.  Mere  neighbourhood 
was  the  prolific  mother  of  quarrels.  Milan  fought 
with  Pavia,  Cremona  with  Brescia,  Piacenza  with 
Parma,  Bologna  with  Modena ;  every  commune 
with  its  next  neighbour.  Not  large  theories  upon 


THE  LOMBARD  COMMUNES  167 

civil  and  ecclesiastical  government  but  conflicting 
interests  and  mutual  jealousies  brought  to  birth  the 
two  great  political  parties  in  North  Italy.  Little 
enough  any  of  these  cities  cared  for  Emperor  or 
Pope  as  the  embodiment  of  principles;  but  each  city 
hated  its  neighbour,  and  where  a  city  hoped  to  re- 
ceive support  against  a  neighbour  from  the  Emperor 
it  professed  allegiance  to  the  Empire,  where  it  hoped 
for  support  against  a  neighbour  from  the  Pope,  it 
proclaimed  loyalty  to  the  Church.  Common  hatred  of 
a  common  enemy  furnished  the  binding  force  that^ 
held  alternate  neighbours  in  federal  leagues.  One  5? 
these  rival  leagues  we  may  call  the  party  of  the  Em- 
pire, the  other  the  party  of  the  Church,  or  to  employ 
terms  that  did  not  come  into  use  till  the  century  was 
half  over,  the  Ghibelline  party  and  the  Guelf  party; 
but  we  must  always  remember  that  these  large  names 
are  hardly  more  than  cloaks  to  cover  local  animosi- 
ties and  provincial  ambitions. 

Every  city,  also,  was  divided  against  itself.  During 
the  course  of  political  evolution,  imperial  counts, 
bishops,  and  feudal  nobility,  in  turn,  had  been  lopped, 
trimmed,  and  dispossessed,  and  in  their  stead  the 
trading  and  artisan  classes  had  stepped  into  author- 
ity and  control.  And  the  pretensions  of  trade  and 
manufacture  did  not  stop  at  the  city  gates.  They 
needed  elbow  room.  They  could  not  endure  the  tolls 
and  imposts  laid  by  every  robber  baron  whose  castle 
commanded  a  high  road  or  a  ford;  so  in  the  coun- 
try roundabout  the  embattled  burghers  destroyed 
castle  and  stronghold,  and  forced  the  barons  to  live 

ithin  the  city  walls  and  be  hostages  for  their  own 


168    ITALY  IN  THE  THIKTEENTH  CENTURY 

good  behaviour.  This  policy  removed  a  danger  from 
without  but  introduced  a  new  leaven  of  turbulence 
withini  The  city  inevitably  split  into  two  factions. 
One,  aristocratic  and  conservative,  looked  upon  the 
old  imperial  constitution  as  its  foundation  and  to  the 
Emperor  for  support;  the  other,  democratic  and  lib- 
eral, turned  to  the  Church.  But  although  this  is  true 
in  the  main,  it  is  not  always  true ;  in  some  cities  the 
aristocracy  turned  to  the  Church  and  the  bourgeoisie 
to  the  Empire.  Sometimes  two  noble  families  divided 
the  city — in  Verona,  Montagues  and  Capulets  (for 
Shakespeare  has  decreed  that  the  Capulets  lived  in 
Verona,  whether  or  no),  in  Orvieto,  Monaldi  and 
Filippeschi,  in  Bologna,  Lambertazzi  and  Geremei, 
and  so  on ;  and  then  a  chance  accident  swung  one 
faction  to  the  imperial  side  and  its  rival  into  opposi- 
tion. Each  faction  entered  into  relations — alliance, 
understanding,  or  mere  sympathy — with  the  fac- 
tions of  its  way  of  thinking  in  other  cities.  In  this 
manner  division  and  hate  were  lodged  in  every 
province  and  in  every  city  throughout  all  Upper 
Italy.  Confederates  shifted  allegiance  from  time  to 
time,  for  loyalty  beyond  the  limits  of  self-advan- 
tage was  little  practised.  But,  on  the  whole,  inter- 
ests remained  constant  and  the  two  parties  main- 
tained a  fairly  definite  continuity. 

The  usual  matter  of  party  politics  was  some  such 
question  as  how  the  Guelfs  of  Bologna  could  aid 
the  kindred  faction  in  Modena  to  dispossess  its  ene- 
mies, or  how  the  Imperialists  of  Cremona  could  help 
a  Ghibelline  lord  establish  his  rule  in  Verona.  The 
mass  of  citizens  were  never  really  aroused  except  on 


THE  LOMBARD  COMMUNES  169 

questions  of  trade,  as  for  tolls  imposed  by  a  neigh- 
bour on  the  right  of  transit,  or  for  interference  with 
a  canal,  or  when  competition  threatened  some  pros- 
perous monopoly.  Then,  if  one  city  lost  its  temper 
with  another,  it  forbade  the  passage  of  the  other's 
merchandise  over  its  territories.  The  injured  rival, 
seeing  prices  rise  in  oil,  salt,  cotton,  wool,  fresh  fish, 
and  steel,  rang  the  bells,  called  out  the  trainbands, 
dragged  forth  the  carroccio,  hoisted  the  gonfalon, 
and  raided  its  enemy's  territory. 

These  wars  between  little  towns  scarce  twenty-five 
or  thirty  miles  apart  are  difficult  to  understand.  A 
campaign  lasted  but  a  few  weeks,  and  was  conducted 
in  the  summer-time  after  the  swollen  waters  of  the 
spring  had  subsided.  The  raiders  were  ill-disciplined 
bands  of  militia :  city  trainbands,  spirited  fellows 
from  the  guilds,  apprentices  tired  of  warehouse  and 
counting-room,  young  gentlemen  with  nothing  to 
do,  and  politicians  hoping  to  win  prestige.  The  mer- 
chants, on  the  other  hand,  were  too  busy  for  such  fol- 
lies, so  it  sometimes  happened  that  a  city  would  be 
lost  and  won,  while  counting-rooms  and  factories 
kept  at  work,  just  as  they  do  to-day  when  one  band 
of  politicians  ousts  another  from  the  government. 

Sometimes  the  marauders  captured  an  outlying 
castle,  more  often  they  merely  destroyed  crops,  vines, 
and  orchards.  The  municipal  chroniclers  are  full  of 
tales  of  alarums  and  excursions,  of  castles  razed  and 
prisoners  captured  ;  but  the  more  destructive  vic- 
tories must  be  skeptically  regarded,  for  in  spite  of^~ 
these  annual  raids  and  counter-raids,  trade  flour- 
ished, wealth  grew,  and  population  increased.  Walls 


170    ITALY  IN  THE  THIRTEENTH  CENTURY 

became  too  narrow  and  were  carried  out  in  larger 
circles.  Streets  were  paved,  thatched  roofs  replaced 
by  tiles,  brick  and  stone  substituted  for  wood,  and 
commercial  enterprises  of  great  cost  were  under- 
taken. Nevertheless,  making  all  allowances  for  ex- 
aggeration on  the  part  of  patriotic  chroniclers,  these 
petty  wars  must  have  been  an  immense  hindrance 
to  civilization,  and  it  is  probable  that  they  became 
more  cruel  and  bloody  as  the  century  advanced. 

The  people  of  Lombardy  had  very  much  in  com- 
mon, they  came  from  the  same  Italian  stock  crossed 
by  Lombards  and  other  invaders  and  immigrants  ; 
and  yet  each  city  had  its  own  life,  its  own  history, 
its  own  strongly  marked  individuality,  just  as  each 
had  its  own  dialect.  Even  to-day,  for  example,  the 
type  of  the  women  of  Pavia  is  markedly  different 
from  that  of  the  women  of  Piacenza.  And  in  out- 
ward aspect  the  cities  were  individual ;  the  piazza, 
the  cathedral,  and  the  town-hall,  even  where  they 
share  a  common  style  with  those  of  another  city, 
have  their  own  individual  traits. 

The  piazza,  always  in  the  heart  of  the  town,  was 
the  meeting-place  where  the  enfranchised  citizens 
assembled  when  matters  concerning  the  common 
weal  were  submitted  to  them.  There  the  peasants 
from  the  country  round  sold  their  butter,  eggs,  fruit, 
and  vegetables  ;  there  the  trainbands  drilled ;  there 
the  burghers  met  and  chatted  after  mass ;  there 
elderly  couples  sauntered  on  summer  evenings ;  and 
there  rowdy  nobles  shouted  their  war  cries  and 
set  the  match  to  civil  discord.  On  one  side  of  the 
piazza  stood  the  cathedral,  built  in  the  pleasant, 


THE  LOMBARD  COMMUNES  171 

round-arched  fashion  of  the  Romanesque  builders  of 
Lombardy.  Even  to-day  the  cathedrals  in  Verona, 
Cremona,  Ferrara,  and  the  cities  strung  like  beads 
along  the  Via  Emilia,  show  the  traveller  at  a  glance 
that  they  were  built  before  the  arrogant  Gothic  of 
the  North  had  come  down  to  impose  its  pointed 
arches  upon  an  alien  land.  Arcades  under  the  eaves 
follow  the  rake  of  the  roof  or  run  straight  across  the 
front  in  a  smiling,  almost  jolly,  way  ;  column-borne 
porticoes  mark  the  entrance  ;  over  the  central  door 
of  the  western  front  one  porch  stands  upon  another's 
shoulders,  as  if  caught  by  Medusa  playing  at  leap- 
frog and  turned  to  roseate  stone.  Even  the  great 
reddish  beasts  out  of  whose  backs  the  columns  rise, 
by  the  very  contrast  of  their  Lombard  ferocity,  con- 
tribute to  the  pleasant  serenity  of  the  whole.  On 
the  roof  above  the  intersection  of  nave  and  transept 
the  arched  octagonal  lantern  lifts  its  gracious  head. 
Within,  the  ribbed  and  groined  vaults  and  clustered 
piers  show  from  what  instruction  the  glorious  vaulting 
of  the  Gothic  North  was  derived.  Even  the  barn-like 
shape  of  the  western  front,  as  at  Parma  or  Piacenza, 
is  due  less  to  peculiarity  of  taste  than  to  an  unwill- 
ingness of  the  architects  to  forsake  the  tradition  es- 
tablished by  those  venerable  monuments  of  Lom- 
bard power  and  piety,  the  churches  of  San  Michele 
at  Pa  via  and  Sant'  Ambrogio  at  Milan.  That  tra- 
dition, set  up  in  disregard  or  defiance  of  the  Roman 
basilicas  (just  as  the  successors  of  St.  Ambrose  had 
resisted  the  domination  of  the  Roman  See),  was  the 
distinguishing  trait  of  Lombard  architecture. 

Hard-by  the  cathedral  stood  the  campanile,  its 


172    ITALY  IN  THE  THIRTEENTH  CENTURY 

stately  height  marked  off  into  storeys  by  the  hori- 
zontal bands  of  arched  corbel  tables,  and  divided 
into  panels  by  vertical  pilasters,  according  to  the 
very  rigid  requirements  of  the  Lombard  ateliers. 
A  few  steps  away,  the  baptistery  sheltered  the  sacred 
font,  where  every  baby  in  the  city  and  from  the 
country  roundabout  was  signed  with  the  sign  of  the 
cross  and  admitted  into  the  ranks  of  the  Church  mil- 
itant. Grown  men,  remembering  how  they  and  all 
their  kin  and  all  their  friends  had  been  at  that  font 
dedicated  to  God,  carried  in  their  hearts  a  special 
love  of  the  holy  place  even  into  exile,  as  Dante  did, 
for  the  baptistery  was  to  the  city  what  the  hearth  is 
to  the  home. 

These  Lombards  had  strong  feelings,  but  they 
were  not  a  very  religious  people.  You  cannot  com- 
pare their  cathedrals  with  those  which  the  pious 
French  of  theSQe-de-France  built  in  honour  of  Mary, 
Queen  of  HeavenV  That  Northern  sensibility  to  awe 
and  majesty  is  not  to  be  found  in  Italy.  No  Lombard 
windows  reveal  the  glory  of  heaven ;  no  emaciated, 
tender,  and  beautiful  images  of  stone  show  forth  the 
ideal  of  aspiration  and  self-sacrifice.  The  citizens  of 
Milan  or  Bologna  did  not  take  the  theological  world 
so  seriously.  Besides,  this  generation  had  had  no 
share  in  building  the  cathedrals ;  to  it  they  were  part 
and  parcel  of  a  world  outworn,  a  cold  inheritance 
from  the  past.  Cathedrals  represented  an  old  order, 
a  time  when  the  bishop  was  the  great  personage  and 
dictated  his  will.  The  trader  and  the  artisan  looked 
upon  the  cathedral  as  a  place  where  they  and  their 
friends  could  attend  mass  in  company  with  all  the 


THE  LOMBARD  COMMUNES  173 

wealth  and  fashion  of  the  town,  where  ladies  dis- 
played those  extravagant  gowns  and  trinkets  that 
caused  austere  fathers  and  husbands  to  enact  inef- 
fectual sumptuary  laws,  where  the  podesta  brought 
foreign  ambassadors  in  hope  that  the  high  altar 
might  give  an  additional  sanction  to  their  oaths, 
and  where  the  captured  banners  of  the  enemy  were 
hung  triumphantly. 

If  the  Lombards  lacked  a  taste  for  the  nobler 
poetry  of  religion,  they  had  their  own  conceptions  of 
grace  and  beauty.  Look  at  the  cathedral  of  Modena, 
and  there  you  will  see  what  those  architects  liked 
who  were  just  out  of  the  main  current  of  the  archi- 
tectural traditions  of  Pa  via  and  Milan.  They  gave 
loose  rein  to  their  gay  inventiveness,  to  their  ir- 
regular and  wayward  humour.  Roofs,  projections, 
arcades,  inner  arches,  pilasters,  porticoes,  like  a 
straggling  troop  of  singing  boys,  proclaim  a  happy, 
prosperous,  stirring  life.  And  just  to  the  left  of  the 
apse  rises  the  great  solemn  tower,  La  Ghirlandina, 
warlike,  beautiful,  austere,  fit  emblem  of  the  spirit 
of  a  valiant  city. 

The  cathedrals  represented  the  earlier  stage  of 
civic  development ;  they  were  the  product  of  the  gen- 
erations that  built  while  the  clergy  were  in  the  saddle 
and  directed  the  physical  as  well  as  the  intellectual 
growth  of  the  city.  The  generations  of  the  ascend- 
ancy of  the  guilds  embodied  their  political  and  social 
ideas  in  a  different  form.  In  contrast,  almost  in  op- 
position, to  the  cathedrals  stand  the  town-halls  — 
broletti,  palazzi  communali,  palazzi  della  ragione, 
palazzi  del  podesta — massive  and  rectangular,  stem 


174    ITALY  IN  THE  THIRTEENTH  CENTURY 

representations  of  vigilance  and  law.  Here  abode  the 
city  government,  here  the  podesta  issued  his  orders, 
here  the  consuls  of  the  year  had  their  offices,  here 
the  executive  council  and  its  governing  committees 
sat,  and  here  the  tribunals  of  justice  heard  causes. 
The  ground  floor,  arcaded  and  vaulted,  was  often 
open,  ready  to  be  the  market-place  in  winter  or  bad 
weather;  while  the  upper  storey  held  a  noble  hall, 
where  under  fluttering  banners  citizens  of  weight 
,and  consequence  debated  the  policy  of  the  city. 
'  These  buildings  were  the  habitations  of  self-govern- 
ment; they  expressed  the  spirit,  the  self-reliance, 
and  the  power  of  the  guilds. 

All  over  the  city,  high  above  the  house-tops,  lordly 
towers  lifted  their  threatening  heads.  One  strong 
door  at  the  base  admitted  a  handful  of  bowmen, 
who  climbed  up  the  dark,  narrow,  spiral  stair  to  the 
battlemented  roof,  or  to  the  little  chamber  beneath, 
where  two  or  three  had  room  to  shoot  their  arrows 
through  the  splayed  slits.  These  towers  were  the 
signs  of  power  and  fashion.  All  the  aristocracy  of 
the  city  coveted  them.  If  one  family  was  not  rich 
enough,  several  banded  together  and  built  a  tower 
for  their  common  glory.  Time,  fire,  public  and  pri- 
vate enemies,  and  the  rigorous,  levelling  justice  of 
the  podestas,  have  laid  them  low ;  but  here  and  there 
a  few  lonely  survivors,  such  as  the  Asinelli  and  the 
Garisenda  at  Bologna,  or  the  little  group  at  San 
Gimignano,  indicate  what  a  towered  city  was,  when 
a  hundred  towers  and  more  rose  like  a  sheaf  of 
spears  from  within  the  narrow  circuit  of  the  walls. 

Beneath  these  high  slim  fortresses,  crooked  streets 


THE  LOMBARD  COMMUNES  175 

wound  past  rows  of  houses,  built  like  ours,  wall  to 
wall.  The  lowest  levels  of  the  streets  served  for  gut- 
ters. Little,  black-haired,  barelegged  boys  and  girls, 
their  radiant  faces  smouched  and  smutty,  their  noses 
unhandkerchiefed,  laughed  and  giggled  as  they 
splashed  through  the  wet  and  filth.  There  was  little 
place  for  grass  or  trees,  excepting  here  and  there, 
before  prosperous  houses  that  fronted  on  an  open 
space,  where  an  elm  or  a  linden  might  be  growing. 
The  houses  of  the  poor  were  huddled  together,  little, 
dirty,  and  in  earlier  times  wholly  without  chimneys. 
Distinctions  of  rank  and  property  were  as  plain  to 
the  passer-by  then  as  now.  Yet,  except  for  leprosy 
and  random  pests,  the  people  were  healthy;  parents 
reared  good-sized  families  and  the  population  in- 
creased everywhere. 

Milan,  the  richest  and  the  most  powerful  of  all  the 
northern  cities,  was  said  to  hold  thirteen  thousand 
houses  and  two  hundred  thousand  people.  The  no- 
taries were  reckoned  in  number  at  four  hundred,  the 
butchers  and  bakers  also  at  four  hundred  severally, 
the  physicians  at  two  hundred,  the  mastersmiths  at 
one  hundred,  schoolmasters  at  eighty,  public  scrive- 
ners at  fifty,  and  (but  here  the  imagination  or  pride 
of  the  statistician  must  have  waxed  too  eloquent) 
the  taverns  at  one  thousand.  Pavia,  which  ranked 
next  to  Milan  in  importance,  until  by  shifting  for- 
tune Cremona  and  Bologna  passed  her,  could  put 
fifteen  thousand  foot  and  three  thousand  horse  into 
the  field.  But  all  thirteenth-century  statistics  are  the 
offspring  of  sympathetic  imaginations. 

With  population  increasing  rapidly,  manufactures 


176     ITALY  IN  THE  THIRTEENTH  CENTURY 

growing,  trade  pushing  out  in  all  directions,  and  the 
development  of  the  guilds  keeping  even  pace,  the 
political  constitution  of  a  city  necessarily  changed 
frequently.  Shifting  needs  prompted  new  experi- 
ments^ In  Milan,  for  instance,  after  the  Peace  of 
Constance,  the  constitution  was  roughly  as  follows : 
The  archbishop  (in  ecclesiastical  dignity  inferior 
only  to  the  Pope)  was  recognized  as  the  honorary 
head  of  the  city.  Sentences  were  pronounced  in  his 
name;  and  he  had  the  prerogatives  of  coining  money, 
and  of  levying  tolls  on  merchandise  brought  into 
the  city.  Next  in  dignity,  but  greater  in  power,  came 
the  podesta.  He  was  an  officer  originally  appointed 
by  Frederick  Barbarossa,  but  since  the  Peace  of 
Constance  elective.  His  qualifications  were  definitely 
determined.  He  must  be  noble,  a  man  of  distinction, 
and  must  come  from  another  city.  He  was  com- 
mander-in-chief  of  the  troops  and  the  head  of  crim- 
inal justice  ;  and  had  a  great  variety  of  administra- 
tive duties.  The  consuls,  who  were  elected  annually 
by  that  small  portion  of  the  community  that  held 
the  franchise,  were  charged  with  the  other  ordinary 
duties  of  administration. 

In  other  cities  the  executive  power  was  entrusted 
to  a  podesta  or  to  consuls,  and  the  legislative  powers, 
with  respect  to  ordinary  matters,  were  lodged  in  two 
councils  and,  for  special  matters  of  supreme  impor- 
tance, in  a  large  council  composed  of  all  the  en- 
franchised citizens. 

The  history  of  the  period  between  the  Treaty  of 
Constance  (1183)  and  the  renewal  of  the  Lombard 
League  (1226),  as  Dante  read  it  by  the  kindly  light 


THE  LOMBARD  COMMUNES  177 

of  flattering  memory,  was  a  tale  of  worth  and  cour- 
tesy:— 

In  sul  paese  ch'  Adige  e  Po  riga 

sole  a  valore  e  cortesia  trovarsi, 

prim  a  che  Federico  avesse  briga; 

Over  the  land  which  the  Adige  and  the  Po  water 
Used  worth  and  courtesy  to  be  found, 
Before  Frederick  met  opposition ;  — 

but  as  that  history  is  told  by  the  chroniclers,  men 
of  mean  curiosity  and  meagre  imaginations,  it  is  a 
story  of  petty  wars,  of  castles  captured,  of  terms  of 
peace  and  oaths  of  concord,  of  barons  brought  to 
their  knees,  of  compacts  concerning  canals,  of  licenses 
to  build  mills,  of  slaves  manumitted,,  and  such  odds 
and  ends  of  municipal  life.  It  is  also  the  story, 
sometimes  told  in  brick  and  stone,  sometimes  un- 
recorded except  by  inference,  of  bold  merchants 
gathered  together  over  plans  and  projects,  of  ener- 
getic manufacturers  devising  new  methods  of  pro- 
duction and  new  means  for  securing  to  themselves 
the  benefits  thereform,  of  scheming  bankers  run- 
ning great  risks  for  greater  gains,  and  of  all  the 
economic  machinery  of  a  prosperous  community. 

The  main  thread  of  politics  begins  again  when 
Frederick  comes  on  the  scene.  His  proclamation  of 
a  diet  at  Cremona  recalled  the  Lombard  League 
into  life.  The  League  prevented  Prince  Henry  and 
his  Germans  from  coming  into  Italy.  This  was  an 
act  of  rebellion,  but  it  had  excuse  if  not  justification. 
The  League  had  not  acted  merely  from  vague  fear 
and  timid  imaginings.  When  the  Emperor's  grand- 
father, Frederick  Barbarossa,  returned  to  Lombardy 


178    ITALY  IN  THE  THIRTEENTH  CENTURY 

after  the  Peace  of  Constance,  Milan  had  opened  her 
gates  and  welcomed  him  loyally,  for  she  and  her  con- 
federate cities  trusted  him.  But  Barbarossa's  grand- 
son was  quite  a  different  person.  According  to 
common  report,  Frederick  II  was  not  a  man  of  his 
word.  The  Lombards  knew  the  story  of  his  crusad- 
ing vows,  of  his  covenants  against  the  union  of  the 
crowns  of  the  Empire  and  The  Kingdom,  of  his 
pledges  regarding  ecclesiastical  elections  in  Sicily ; 
and  in  what  manner  those  vows  and  covenants  had 
been  kept.  The  Church  had  taken  good  care  to  put 
her  side  of  these  quarrels  in  the  most  vivid  light.  They 
knew,  too,  of  other  instances  of  Frederick's  double- 
dealing.  When  Frederick,  after  his  first  wife's  death, 
betrothed  himself  to  lolande,  heiress  to  the  crown 
of  Jerusalem,  her  father,  John  of  Brienne,  was  wear- 
ing the  crown  by  courtesy,  and  Frederick's  ambassa- 
dor in  arranging  the  marriage  promised  King  John 
that  he  should  continue  to  wear  the  crown  during 
his  lifetime;  but  on  the  very  day  of  the  wedding 
Frederick  compelled  John  to  lay  down  crown  and 
kingly  title  and  assumed  both  himself.  When  Fred- 
erick was  besieging  the  fortress  of  two  rebels,  the 
Counts  of  Celano  and  A  versa,  he  plighted  his  faith 
by  solemn  treaty  that  if  the  defenders  would  sur- 
render they  should  enjoy  complete  personal  safety; 
but  on  surrender  some  were  tortured  and  some  put 
to  death.  Another  time  he  called  on  some  Apulian 
barons,  whose  loyalty  he  doubted,  to  aid  him 
in  Sicily  against  the  revolted  Saracens;  when  he 
got  them  within  reach  he  clapped  them  into  prison. 
And  there  was  another  instance  nearer  home.  When 


THE  LOMBARD  COMMUNES  179 

Frederick  was  passing  through  northern  Italy  on 
the  way  to  Rome  for  his  imperial  coronation,  he  en- 
camped near  Faenza,  a  Guelf  city,  that  had  been  put 
under  the  imperial  ban.  Frightened  by  his  presence, 
Faenza  paid  him  fifteen  hundred  silver  marks  to  be 
released  from  the  ban  and  also  for  leave  to  hold  a 
neighbouring  castle  (the  title  to  which  was  in  dispute) 
until  a  decision  as  to  her  rights  over  the  castle  should 
be  decided  by  the  proper  tribunal.  The  Emperor 
accepted  the  bargain  and  sealed  his  grant  with  his 
own  seal ;  and  yet,  within  a  day  or  two,  he  author- 
ized Forli,  a  Ghibelline  city  and  Faenza's  bitter 
enemy,  to  destroy  the  castle  and  take  the  garrison 
prisoners. 

It  is  not  to  be  wondered  at,  that  the  Lombard 
cities  distrusted  the  Emperor  and  renewed  the 
League.  As  subjects  they  committed  a  technical  act 
of  rebellion,  but  as  men  an  act  of  prudence;  their 
real  error  was  that  they  did  not  effect  a  more  stable 
union.  Mutual  jealousies,  local  patriotism,  and  vari- 
ous time-honoured  causes  of  division  kept  them  apart. 
They  produced  no  statesman  of  constructive  ability. 
Nobody  thought  of  permanent  articles  of  confedera- 
tion with  a  federal  constitution,  a  federal  govern- 
ment, and  federal  taxation.  The  union  was  a  mili- 
tary alliance,  and  its  provisions  were  almost  wholly 
of  a  negative  character:  "No  confederate  city  shall 
exact  tolls  for  the  passage  of  men  or  provisions 
through  one  another's  territory;"  "Nobody  shall 
receive  anything  from  the  Emperor  directly  or  in- 
directly, nor  from  any  citizen  of  Cremona,  Pavia  or 
of  the  Imperial  party,  under  pain  of  confiscation  and 


180    ITALY  IN  THE  THIRTEENTH  CENTURY 

banishment;"  "No  judge,  no  soldier  (mercenary  or 
volunteer),  no  student,  no  retainer,  belonging  to  any 
city  of  the  League,  either  in  person  or  by  agent,  shall 
have  any  dealings  with  the  Imperial  Court  or  with 
anybody  connected  with  the  court."  In  this  league 
were  Milan,  Piacenza,  Bergamo,  Verona,  Brescia, 
Mantua,  Vercelli,  Lodi,  Turin,  Alessandria,  Vicenza, 
Padua,  Treviso,  Bologna,  and  Faenza;  but  they 
could  not  remain  a  confederate  body  for  any  pur- 
pose but  defence  against  the  Emperor.  After  that 
prop  of  combined  action  was  taken  out,  instead  of 
trying  to  frame  terms  of  civic  confederacy  that 
should  lead  to  closer  union  and  prepare  the  way  for 
a  common  government,  they  came  to  blows  each  with 
its  neighbour  for  the  same  petty  causes  as  before,  and 
the  League  tumbled  to  pieces  like  a  house  of  cards. 
Milan  fought  Cremona,  Piacenza  divided  in  two  and 
went  to  buffets  against  itself,  Verona  turned  Ghibel- 
line  and  fought  Brescia  and  Mantua,  Padua  fought 
Treviso,  Bologna  fought  Modena  and  Parma,  and 
anarchy  again  reigned  in 

lo  dolce  piano, 
che  da  Vercelli  a  Marcabfc  dichina. 

It  was  this  anarchy  that  made  the  strength  of  the 
Emperor's  position.  He,  at  least,  had  great  plans  of 
universal  law  emanating  from  the  Emperor;  he 
dreamed  of  a  highly  centralized  power  appointing 
governors,  justiciaries,  judges,  bailiffs  for  all  Italy, 
of  equality  before  the  law  for  all  subjects  according 
to  their  several  degrees,  of  peace,  of  order,  of  uni- 
formity. And  though  the  potent  grounds  for  Ghib- 
elline  loyalty  were  selfish  ambitions,  yet  here  and 


THE  LOMBARD  COMMUNES  181 

there  were  nobler  spirits  who  espoused  the  imperial 
cause  for  the  sake  of  the  ideals  that  the  Emperor 
saw  in  vision,  who  dumbly  felt  what  Dante  expressed 
in  the  De  Monarchia,  that  peace  and  unity  were 
necessary  in  order  that  men  should  attain  to  their 
fullest  development  and  highest  achievement,  and 
that  peace  and  unity  could  only  be  obtained  under 
a  monarch. 

If  the  communes  deserve  our  sympathy  because 
they  stood  for  independence  and  self-government, 
the  Emperor,  too,  deserves  sympathy  because  he 
raised  the  standard  of  peace,  unity,  law,  and  order. 
By  these  conflicting  and  one-sided  ideals  Italy  was 
accomplishing  her  destiny. 


CHAPTER  XIV 

BOLOGNA 

Surge  nel  chiaro  inverno  la  fosca  turrita  Bologna. 

CABDUCCI. 

In  the  clear  winter  rises  dark,  towered  Bologna. 

THE  power  and  vigour  of  the  Lombard  cities  are, 
however,  ill-expressed  by  a  record  of  wars  or  a  sketch 
of  politics.  It  is  necessary  to  look  closer  at  their 
life  and  constitution,  and  to  do  so  in  short  space 
one  must  choose  a  single  city ;  but  which  ?  Milan, 
walled  and  moated,  —  "urbs  honor  Italic,  nota  et 
f elix,  longoque  Celebris  ab  evo  "  (the  glory  of  Italy, 
happy,  famous  from  of  old) — by  her  preeminence  in 
wealth  and  power,  by  her  leadership  in  the  national 
cause,  might  well  seem  entitled  to  be  chosen.  Within 
her  walls  the  noblest  basilica  in  Lombardy  guarded 
the  bones  of  St.  Ambrose.  The  great  atrium,  round 
whose  sides  ran  Romanesque  arcades,  if  it  could  not 
boast  such  memories  as  sanctified  the  atria  in  the 
Roman  basilicas,  was  sacred  with  the  bones  of  good 
men  long  dead,  and  imposed  a  solemn  hush  before 
the  entrance ;  the  central  doors,  carved  in  the  late 
days  of  Roman  art  before  the  long  eclipse,  still  ex- 
celled the  doors  cast  by  Barisano  di  Trani  for  the 
cathedral  of  Benevento  or  those  by  Bonanno  da  Pisa 
for  the  cathedral  of  Monreale,  or  even  those  of  the 
oratory  of  St.  John  in  the  Lateran  baptistery.  Within 
the  church  vaulted  bays,  resting  on  clustered  pillars, 


BOLOGNA  183 

ranged  up  the  nave,  doing  honour  to  the  Lombard 
builders ;  at  the  crossing  of  the  transept  stood  the 
high  altar  resplendent  in  gold,  silver,  and  jewels ;  over 
the  altar  on  its  porphyry  columns  rose  the  fantastic 
canopy,  upon  which  in  deep  relief  Christ  gives  the 
keys  to  Peter  and  the  Book  of  Revelation  to  John ; 
and  high  above  the  canopy  hung  the  cupola,  whose 
octagonal  top,  light  and  graceful,  crowned  the 
edifice.  At  the  back  of  the  tribune,  in  Byzantine 
mosaics,  Christ  sat  upon  his  throne,  with  ministering 
angels  to  right  and  left ;  and  on  his  lap  an  open 
book  with  the  words,  "  Ego  Lux  Mundi."  But  the 
skill  of  architect,  sculptor,  and  mosaist,  could  not, 
with  all  their  accomplishment,  enhance  the  real  glory 
of  the  basilica.  There,  in  that  very  place,  though 
time  had  compelled  the  Romanesque  builders  to  re- 
build the  old  Roman  church,  stood  the  font  at  which 
St.  Ambrose  had  baptized  St.  Augustine,  greatest  of 
all  the  Fathers ;  and  at  that  threshold,  perhaps  beside 
those  very  doors,  Ambrose  had  rebuked  the  Roman 
Emperor,  Theodosius,  and  denied  him  admittance. 
And  when,  having  made  amends  for  the  wrong  he 
had  done,  Theodosius  had  received  permission  to 
enter,  he  had  prostrated  himself  upon  that  floor  and 
repeated  the  psalm,  "  Adhsesit  pavimento  anima  mea" 
(my  soul  cleaveth  unto  the  dust,  quicken  thou  me 
according  to  thy  word).  No  church  in  Italy,  outside  of 
Rome,  not  the  basilica  of  San  Marco  at  Venice,  all 
glorious  within,  nor  the  pictured  cathedral  of  Mon- 
reale,  nor  that  at  Pisa,  which  shines  like  alabaster  in 
the  light  of  the  setting  sun,  could  rival  that  proud 
eminence  of  glory. 


184    ITALY  IN  THE  THIRTEENTH  CENTURY 

In  addition  to  her  claim  as  the  home  of  St.  Am- 
brose, Milan  had  another  of  more  tangible  interest. 
She  was  the  seat  of  the  archbishop ;  and  her  see  had 
dared  set  itself  up  against  the  See  of  Rome.  She 
already  dominated  her  neighbour  cities,  Como  and 
Lodi,  and  was  plainly  marked  out  as  the  future  ruler 
of  the  province.  Her  poet  had  reason  for  his  boasts : 

Urbibus  et  reliquis  solita  est  prebere  ducatum 
Prudentum,  ingentes  et  opes  effundere  surnptu 
Magnifico,  cuius  victricia  signa  rebelles 
Auditis  tremuere  minis,  aciemque  coruscam 
Armis  innumero  consertam  milite.  Florens 
Gaudebat. 

To  other  cities  she  is  wont  to  give 

Sagacious  leaders,  and  her  riches  spend 

Magnificently  free  ;  the  rebels  quake 

To  hear  her  threats,  to  see  her  conquering  standards, 

Her  serried  ranks,  with  glittering  arms 

And  soldiers  numberless.   And  in  her  own 

Prosperity  doth  she  exult. 

As  leader  in  resistance  to  the  Empire,  Milan,  beyond 
all  competitors,  stands  the  first;  but  other  cities  have 
other  honours  to  boast  of,  and  political  preeminence 
does  not  of  itself  deserve  the  palm. 

Next  to  the  claims  of  Milan  come  those  of  many- 
towered  Pa  via,  "urbs  bona,flos  urbium,  clara,potens, 
pia,"  once  the  capital  city  of  the  Lombard  kings. 
She,  too,  had  her  famous  monuments.  In  the  church 
of  San  Michele,  founded  (so  the  legend  ran)  by  Con- 
stantine  and  cherished  by  the  Lombard  kings,  the 
noblest  of  the  Hohenstaufens,  Frederick  Barbarossa, 
had  received  the  iron  crown  of  Lombardy.  In  the 
sweet-syllabled  church,  San  Pietro  in  Ciel  d'  Oro,  lay 


BOLOGNA  185 

the  bones  of  Boethius,  magnus  et  omnimodo  miri- 
ficandus  homo,  who,  as  Dante  says,  laid  bare  this 
deceitful  world  to  him  that  hath  ears  to  hear,  and 

da  martiro 
e  da  esilio  venne  a  questa  pace ;  — 

and  in  a  tomb  near  by  lay  the  bones  of  a  greater 
than  he,  St.  Augustine.  In  Pavia,  also  (so  patriotic 
citizens  said),  rested  the  ashes  of  St.  Crispin,  of  the 
lovely  St.  Cecilia  and  of  Valerian,  doubly  blessed,  for 
he  was  both  her  husband  and  a  saint,  and  other  holy 
bones  numerous  enough  to  have  hallowed  a  meaner 
city.  In  those  days,  at  least,  only  a  jealous  Roman 
tradition  contested  these  priceless  possessions. 

The  beauty  of  Pavia  made  her  a  worthy  shrine  to 
encase  the  holiest  relics.  Decked  with  an  hundred 
churches,  crowned  with  towers,  and  girdled  with 
encircling  walls,  she  stood  romantic  and  charming 
beside  the  river  Ticino,  and  so  tall  and  resplendent 
that,  though  a  city  of  the  plain,  she  could  be  seen 
from  the  distance  of  a  day's  journey.  She  had  the 
air  of  a  mistress  among  the  cities,  and,  opposing 
Milan  with  a  fierce  loyalty  not  surpassed  even  by 
that  of  Cremona,  maintained  the  honour  of  the 
Empire  in  Lombardy.  Here  the  Ticino,  as  it  sweeps 
downward  to  the  Po  on  its  joyous  pilgrimage  from 
Lago  Maggiore,  measures  two  hundred  yards  across. 
Now  its  yellow  waters  roll  and  swirl  past  low  trees 
and  green  bushes,  but  then  the  water  was  so  clear 
that  in  spite  of  its  depth  fishes  could  be  seen  dart- 
ing to  and  fro,  and  crabs  crawling  backward  on  the 
bottom.  And  even  in  those  days,  on  the  shore  next 
the  city,  the  women  of  Pavia,  erect,  straight-backed, 


186     ITALY  IN  THE  THIRTEENTH  CENTURY 

•with  their  classic  features,  ripe  complexions,  and 
winsome  looks,  brighter  in  their  gaudy  kerchiefs 
even  than  the  tiled  city,  washed  their  linen,  sang 
their  songs,  and  made  eyes  at  the  sunburnt  fishermen. 
Milan  could  not  boast  of  any  such  picturesque  and 
endearing  aspect;  but  in  all  the  practical  capacities 
that  create  wealth  and  maintain  arms,  Milan  outdid 
her  rival. 

East  of  Milan,  halfway  to  the  sea,  on  the  banks 
of  the  impetuous  Adige,  Verona  sits  enthroned,  the 
warder  of  the  passes  of  the  north ;  and  might  without 
arrogance  urge  her  claims  to  be  our  paradigm.  She 
could  show  a  mightier  memorial  of  her  Roman  de- 
scent than  any  city  north  of  Rome.  Here  Theodoric 
the  Ostrogoth,  in  punishment  for  the  death  of  good 
Boethius,  mounted  the  coal-black  horse  from  hell 
<and  started  on  the  chase  that  ended  down  the  crater 
of  Lipari.  Here  King  Alboin  the  Lombard  forced 
Queen  Rosamund,  his  wife,  to  drink  out  of  a  cup 
made  from  her  father's  skull;  and  here  he  paid  a 
dreadful  reckoning.  Here  Capulets  and  Montagues 
"  from  ancient  grudge  broke  to  new  mutiny."  Here 
young  Sordello  first  saw  Lady  Cunizza.  And,  as  for 
monuments,  San  Zeno  in  its  noble  purity  might 
challenge  comparison  with  the  proudest  churches  of 
Italy.  Verona,  indeed,  lay  outside  Lombardy,  in  the 
March  of  Treviso ;  but  that  should  not  exclude  her 
from  our  choice  if  she  had  been  Lombard  at  heart, 
but  she  was  not.  She  was  no  city  of  traders  and 
artisans ;  she  was  proud  of  her  brawling  nobility, 
and  drew  herself  back  from  the  common  throng. 
With  Azzo  of  Este,  Richard  of  San  Bonifazio,  or 


BOLOGNA  187 

the  haughty  Ezzelino  at  her  head,  she  stood  like 
Coriolanus,  despising  the  mercantile  classes,  "  things 
created  to  buy  and  sell  with  groats."  Only  Guelf 
sentiment,  mounting  to  its  flood,  had  been  able  to 
make  her  join  the  Lombard  League;  and  at  the 
first  ebb  she  fell  away.  She  cannot  serve  as  the  type 
of  trading  and  manufacturing  city  that  raised  Lom- 
bardy  to  greatness. 

Some  twenty-five  miles  south,  and  a  little  to  the 
west,  on  the  "  honoured  flood,  smooth-sliding  Min- 
cius,"  that  carries  the  waters  of  Lago  di  Garda  giu 
per  verdi  paschi  —  down  through  green  pastures 
—  to  the  river  Po,  the  marsh-encompassed  Mantua 
had  little  of  singular  excellence  excepting  memories 
of  Virgil.  Her  people  told  wild  stories  of  her  founder, 
the  virgin  Manto  (Inferno,  xx),  and  were  already 
beginning  to  create  a  legend  of  Sordello,  how  he 
became  a  knight  such  as  those  of  the  Round  Table, 
how  he  unhorsed  his  challengers  in  the  lists,  married 
Ezzelino's  sister,  and  lived  in  Mantua  to  a  ripe  old 
age,  honoured  by  all  the  world.  And  they  also  said 
that  in  Sant'  Andrea's  church,  quite  forgotten  and 
miraculously  revealed,  were  the  sacred  drops  that 
flowed  at  Golgotha  when  the  centurion  Longinus 
(destined  to  belief  and  glorious  martyrdom)  had 
thrust  his  spear  into  his  Saviour's  side.  Too  credu- 
lous by  far,  the  citizens  of  Mantua  cannot  furnish 
the  type  of  the  quick-witted,  practical,  shrewd, 
money-loving  Lombards.  Nor  could  Cremona,  seated 
on  the  north  bank  of  the  Po,  some  twenty  miles 
below  Piacenza,  challenge  comparison  with  Milan 
in  wealth  or  power,  with  Pavia  in  dignity,  or  with 


188    ITALY  IN  THE  THIRTEENTH  CENTURY 

Verona  in  charm ;  only  in  her  unconquerable  loyalty 
to  the  Empire  is  she  inferior  to  none. 

South  of  the  river  Po,  on  the  Via  Emilia,  there 
are  several  cities,  any  one  of  which  might  serve  to 
show  what  Lombardy  was,  Piacenza,  Borgo  San 
Donnino,  Parma,  Reggio,  each  with  its  own  char- 
acter, each  looking  on  life  as  primarily  a  matter  of 
industry  and  finance,  each  resolved  to  be  its  own 
master  and  not  to  submit,  like  a  schoolboy,  to  ways 
fashioned  and  determined  by  others.  But  there  are 
good  reasons  for  riding  by  and  going  on  at  least  as 
far  as  Modena.  Here  one  is  tempted  to  stop  by  the 
charm  of  the  cathedral  and  the  noble  dignity  of  the 
belfry  ;  and,  having  stopped,  one  is  tempted  to  stay. 
In  Modena  are  memories  of  Anthony  and  Octavian, 
demi- Atlases  of  the  earth  preparing  to  dispute  its 
ownership,  and  of  the  great  Countess  Matilda,  Hil- 
debrand's  strong  support ;  but  more  persuasive  than 
these  is  the  fragrance  of  mediaeval  piety  that  hangs 
about  the  cathedral,  and  teaches  us  to  remember 
that  the  sentiment  of  the  Lombards  for  the  Church 
was  not  all  due  to  policy. 

"  After  long  centuries  [to  tell  the  tale  as  a  citi- 
zen, who  had  the  privilege  to  be  present,  tells  it] 
the  church  that  housed  the  sacred  bones  of  San 
Gimignano,  the  patron  saint  of  Modena,  cracked 
and  threatened  to  fall;  the  congregation,  people, 
nobles,  and  clergy,  decided  to  build  a  new  church 
worthy  of  such  a  saint.  Needless  to  say,  it  was  really 
Christ,  the  originator  of  all  good  things,  the  great 
giver  of  all  good  gifts,  that  inspired  this  decision ; 
and  to  Him  is  due  the  honour.  Need  more  be  said  ? 


Alinari,  phot. 


CATHEDRAL 
Modena 


BOLOGNA  189 

For  Christ's  help  makes  the  story  plain.  The  people 
asked  one  another  where  a  man  could  be  found  able 
to  design  and  build  so  great  an  edifice ;  and  at  last 
by  God's  grace  a  man,  by  name  Lanfranc,  was  found, 
mirabilis  artifex,  mirificus  cedificator  (a  most  won- 
derful artist  and  architect).  Acting  under  his  coun- 
sel and  direction  the  citizens  of  Modena  and  all 
the  congregation  of  the  basilica  began  digging  the 
foundations,  to  the  glory  of  God,  the  Father  Al- 
mighty, of  Jesus  Christ,  His  only  Son,  and  of  the 
Holy  Ghost,  and  also  to  the  honour  of  the  Virgin 
Mary  and  of  our  father,  San  Gimignano  ;  and,  a  little 
later,  in  the  presence  of  a  great  throng,  with  lauds, 
hymns,  and  canticles,  with  lamps  and  candles,  with 
book  and  with  cross,  they  laid  the  corner  stone;  and 
God's  right  hand  prospered  the  building  from  the 
foundation  to  the  roof.  Quis  queat  immensa  tua, 
Deus,  numerare  beneficia?  (Who  can  tell  the  tale 
of  thy  gracious  gifts,  0  God?)  What  fountain  of 
speech,  what  flood  of  eloquence,  can  recount  thy 
mighty  deeds  ?  The  walls  rise,  the  building  mounts, 
thy  unutterable  loving  kindness,  0  God,  receives  its 
praise  and  its  extolling. 

"  After  seven  years  came  the  day  for  transferring 
the  saint's  body.  Pope,  cardinals,  bishops,  the  Count- 
ess Matilda,  the  wonderful  Lanfranc,  soldiers  and 
citizens,  a  mighty  multitude,  gather  about  the  tomb. 
Then  a  great  question  arises:  Shall  the  tomb  be 
opened  ?  Those  present  were  of  many  minds.  At  last 
six  knights  and  twelve  burgesses  swear  to  keep  watch 
and  ward  lest  some  one  overbold  should  dare  to  vio- 
late the  sacred  relics ;  then,  with  exceeding  reverence, 


190    ITALY  IN  THE  THIRTEENTH  CENTUKY 

the  stone  slab  was  lifted,  and  a  second  slab  was  dis- 
covered underneath.  At  this  a  great  many  people 
were  of  opinion  that  nothing  more  should  be  done; 
but  by  God's  mercy  (that  no  colour  of  doubt  should 
be  left  to  a  disbeliever  or  to  any  one  befogged  by 
blindness  of  heart)  these  dissentient  opinions  turned 
about  into  one  harmonious  accord.  Why  spin  the 
story  oat?  While  the  Pope  was  preaching  to  the 
people,  granting  remission  of  sins  and  bringing 
the  divine  mysteries  down  to  the  hearts  of  all,  and 
the  cardinals,  bishops,  clergy,  and  laymen  were  pray- 
ing and  singing  psalms,  the  most  blessed  body  of  our 
holy  father  San  Gimignano  was  uncovered  by  the 
hands  of  Bishop  Buonsignore  of  Keggio  and  of  Lan- 
f  ranc,  the  architect.  Oh !  what  exultation,  what  odour 
of  sweetness,  what  fragrance  came  forth  !  All  stretch 
their  hands  to  heaven  and  give  thanks  to  the  Saviour, 
the  Founder  of  all  holy  things,  because  he  deigned 
to  keep  the  relics  of  our  father  inviolate  to  our  time." 
But  though  the  cathedral  by  its  picturesque  and 
childlike  charm  keeps  fresh  the  memory  of  San  Gi- 
mignano and  of  Lanfranc,  and  by  its  story  reveals 
how  much  religious  feeling  had  survived  from  an 
earlier  generation  and  still  abode  in  Modena,  and  so 
gives  her  title  to  special  remembrance ;  yet  we  must 
remember  that  no  piety  but  a  habit  of  interpret- 
ing life  in  terms  of  yardstick  and  gold  coin  is  the 
distinguishing  trait  of  the  Lombards,  as  may  be 
learned  not  only  in  Lombardy,  but  abroad,  for  if  we 
go  to  London  we  do  not  look  for  traces  of  them  in 
Westminster  Abbey  but  in  Lombard  Street.  Mo- 
dena's  role  is  to  reiterate  that  the  mediaeval  way  of 


BOLOGNA  191 

regarding  religion  and  things  from  of  old  deemed 
holy  still  maintained  its  power  over  many  people,  — 
women,  perhaps,  the  aged,  the  sick,  the  bereaved, 
the  unprosperous,  the  clergy,  and  the  friars,  —  and 
tempered,  if  it  could  not  control,  the  dominant  trait 
of  the  Lombards,  money-getting.  Our  choice  must 
fall  where  the  spirit  of  industry  finds  expression  in 
associations  of  traders  and  artisans,  where  democracy 
develops  and  grows  until  traders  and  artisans  con- 
trol the  state,  for  that,  though  often,  even  usually, 
thwarted  by  adverse  forces,  was  the  normal  tendency 
of  an  Italian  city  in  the  thirteenth  century. 

To  the  south  of  the  Po  lay  a  city  equal  in  charm 
to  Modena  or  Verona,  greater  in  wealth  and  power 
than  Pa  via,  and  more  renowned  than  Milan  ;  whose 
university  excelled  the  proud  university  at  Oxford 
and  rivalled  that  at  Paris.  If  a  student  in  those  days 
on  his  way  to  the  University  of  Bologna,  were  to 
travel  from  Milan,  he  would  ride  southward  to  Pavia 
or  Lodi,  and  from  there  to  the  ferry  across  the  Po 
at  Piacenza.  From  Piacenza  he  would  turn  to  the 
southeast  and  follow  all  the  rest  of  his  way  the 
great  Roman  road  built  fourteen  hundred  years  be- 
fore by  Marcus  ^Emilius  Lepidus.  He  must  cross  a 
dozen  little  rivers  flowing  north  into  the  Po,  which 
in  the  summer  are  mere  rivulets  trickling  through 
wastes  of  sand,  but  in  the  spring,  swollen  by  melt- 
ing snows,  turn  into  impassable  torrents.  He  would 
ride  past  vineyards  and  olive  groves,  grainfields  and 
orchards,  past  sombre  forests  tenanted  by  deer, 
wolves,  and  wild  boar,  past  rough  farms,  and  here 
and  there  a  fortified  castle,  bastioned  and  turreted. 


192    ITALY  IN  THE  THIRTEENTH  CENTURY 

One  night  he  would  lodge  at  Parma,  the  next  at 
Modena,  and  the  following  day  at  sundown  he  would 
reach  the  river  Reno,  and  from  there  he  had  barely 
a  mile  or  two  before  riding  up  to  the  gates  of  Bo- 
logna ;  in  all,  five  days  of  easy  going  from  Milan. 
The  road  was  picturesque  but  monotonous.  To  the 
north  the  great  Lombard  plain  stretches  flat  as  a 
bowling  green  all  the  way  to  the  Alps ;  to  the  south, 
some  dozen  miles  off,  rise  the  foothills  of  the 
"olive  sandall'd"  Apennines.  At  the  Reno,  accord- 
ing to  Dante,  Lombardy  ended  and  Romagna  be- 
gan, but  Bologna  was  not  commonly  deemed  a  city 
of  Romagna,  she  shared  the  general  fortunes  of  the 
Lombard  cities,  and  for  all  our  purposes  she  may  be 
reckoned  among  them.  She  is  the  paradigm  we  have 
been  looking  for. 

The  city  of  Bologna  was  not  marked  by  any  spe- 
cial monument.  The  palace  of  the  podesta  was 
destined  to  become  more  famous  from  an  illustrious 
prisoner  than  from  its  architectural  proportions,  good 
though  they  were.  The  church  of  San  Domenico, 
built  in  honour  of  the  great  saint,  who  had  passed 
his  last  years  and  had  died  in  Bologna,  was  just  be- 
ginning, and  though  there  were  two  hundred  towers, 
of  which  the  Asinelli  and  Garisenda  only  are  left, 
yet  there  were  many  other  towered  cities  as  much 
coronated  as  she.  The  cathedral  of  San  Pietro, 
crowded  about  by  little  churches,  chapels,  and  clois- 
ters in  confused  intimacy,  was  more  memorable  for 
tombs,  relics,  and  memories  than  for  its  beauty.  But 
Bologna  did  not  interest  herself  in  the  past,  she  was 
an  intensely  modern  city.  Perhaps  more  than  any 


Almari,  phot 


GARI8ENDA   AND   ASINELLI 
Bologna 


BOLOGNA  193 

other  city  in  Italy  she  represented  that  liberty  of 
thought  and  action,  that  impatience  with  the  yoke 
of  past  customs  and  old  privileges,  which  were  the 
mainsprings  of  communal  life  in  Italy. 

Bologna's  foreign  policy,  if  that  name  may  be 
given  to  her  extra-mural  politics,  was  very  simple. 
She  first  fought  the  nobles  in  the  country  round  and 
compelled  them  to  become  citizens  and  live  within 
the  city  walls ;  then  she  fought  her  nearest  neigh- 
bours, Modena  to  the  west,  Imola  to  the  east,  Ferrara 
to  the  north,  and  Pistoia,  whose  territories  met  hers 
somewhere  on  the  crest  of  the  Apennines,  to  the 
south.  In  the  larger  matters  that  divided  all  Italy 
into  Guelf  and  Ghibelline  she  sided  with  the  Church, 
and  took  a  leading  part  in  action  for  the  common 
good.  She  was  always  antagonistic  to  the  Emperor 
Frederick.  She  had  tried  to  stop  him  on  his  advent- 
urous expedition  north  to  win  the  German  crown.  In 
1222  she  made  war  on  Imola  against  his  express  com- 
mands. For  punishment  Frederick  attempted  to  close 
her  university  and  founded  a  rival  at  Naples.  Bo- 
logna's retort  was  to  furnish  two  hundred  and  fifty 
knights  and  fifty  slingers  to  the  Lombard  League. 
This  anti-imperial  policy  had  a  near  connection  with 
the  city's  internal  politics ;  for  the  popular  faction 
was  intimately  related  to  the  Guelf  party  and  each 
victory,  each  gain,  of  that  party  strengthened  the 
position  of  the  popular  faction. 


CHAPTER  XV 

THE  CONSTITUTION  OF  BOLOGNA 

La  santa  Liberia  non  e  f anciulla 

Da  poco  rame ; 

Dura  virago  ell'  e,  dure  domanda 
Di  perigli  e  cT  amor  pruove  famose  : 
In  mezzo  al  sangue  de  la  sua  ghirlanda 

Crescon  le  rose. 

CABDUGCI. 
Sacred  Liberty  is  not  a  girl 

Of  little  cost ; 

An  Amazon  is  she ;  she  demands 
Of  perils  and  of  love  proofs  hard  and  glorious : 
In  the  midst  of  blood  the  roses 

Of  her  garlands  grow. 

AT  the  opening  of  the  century  the  constitution  of 
Bologna  was  somewhat  after  this  fashion.  The  gen- 
eral powers  of  government  were  lodged  in  three 
councils  :  a  small  advisory  council,  that  may  be  called 
the  cabinet ;  a  special  council  of  six  hundred  mem- 
bers ;  and  a  general  council,  to  which  were  eligible 
all  citizens  between  the  ages  of  eighteen  and  seventy 
years,  excepting  those  belonging  to  the  inferior  crafts 
or  engaged  in  the  baser  occupations.  The  two  larger 
councils  were  elective.  Each  year  members  for  the 
succeeding  year  were  elected  by  a  committee  chosen 
by  lot  from  among  the  members  of  the  general  and 
special  councils.  Doctors  of  law  were  ex  qfficio  al- 
lowed to  attend  meetings  of  the  special  council  and 
of  the  cabinet.  These  councils  were  convoked  by  au- 
thority of  the  podesta,  and  met  separately  or  together 
according  to  the  nature  of  the  business  to  be  trans- 


THE  CONSTITUTION  OF  BOLOGNA     195 

acted.  If  one  were  to  judge  only  from  the  consti- 
tution and  character  of  these  councils,  one  might 
suppose  that  the  middle  class,  or  at  least  the  upper 
middle  class,  was  in  power ;  but  the  fact  was  that  at 
this  time  the  nobility  constituted  the  governing  body. 
The  nobles  held  themselves  apart,  built  towers,  forti- 
fied their  houses,  leagued  with  one  another,  inter- 
married, gathered  dependants  and  retainers  about 
them;  and  succeeded  in  lording  it  over  the  city. 
The  causes  that  enabled  them  to  do  so  are  not  far 
to  seek.  In  the  first  place,  all  the  nobles  were  citi- 
zens (and  this  was  not  their  doing,  they  had  been 
given  no  choice,  they  had  been  enfranchised  by 
force) ;  they  were  the  landowners ;  they  had  social 
prestige ;  they  had  greater  knowledge  of  affairs  than 
the  lower  classes ;  and  public  opinion  probably  sup- 
ported their  view  that  they  should  be  at  the  head 
of  the  government.  Their  control  was  secured  in 
two  ways :  by  help  of  the  podesta,  and  by  narrowly 
limiting  through  indirect  means  the  powers  of  the 
councils.  The  podesta,  always  a  noble,  naturally  sym- 
pathized with  his  class,  and  exercised  the  powers  of 
his  office  for  their  benefit,  not  by  particular  acts 
of  injustice  done  in  their  favour  against  members  of 
the  lower  classes,  but  by  treating  them  as  entitled 
to  the  positions  of  authority  and  dignity.  Secondly, 
before  the  podesta  called  a  meeting  of  either  of  the 
great  councils,  the  questions  to  be  submitted  for  de- 
cision were  required  to  be  written  down  in  a  book 
kept  for  that  purpose  at  the  chancery.  This,  of 
course,  was  an  extreme  limitation  ;  and  not  only 
that,  but  the  right  to  speak  in  the  council  was  hedged 


196     ITALY  IN  THE  THIRTEENTH  CENTURY 

about  with  the  narrowest  rules.  At  the  meeting  the 
chancellor  read  out  the  questions ;  when  he  had  fin- 
ished, four  selected  orators  (undoubtedly  appointed 
by  the  governing  body)  got  up,  took  their  stand  be- 
side the  tribune  of  the  magistrates,  and  delivered 
their  speeches.  Then  the  magistrates  spoke,  but  only 
upon  questions  that  concerned  their  offices.  No  pri- 
vate member  was  allowed  to  speak  at  all  except  upon 
matters  of  very  grave  importance,  and  even  then  he 
was  not  allowed  to  stand  where  the  official  orators 
stood,  but  he  got  up  on  a  rostrum  apart,  so  that  it 
should  be  obvious  that  he  was  expressing  his  personal 
opinion  and  not  that  of  the  government.  The  chief 
reason  for  this  restriction  upon  the  right  to  speak 
in  a  public  meeting  was  undoubtedly  to  keep  control 
of  the  business  in  the  hands  of  the  ruling  clique; 
yet  the  restriction  finds  some  justification  in  the 
quick  tempers,  the  sharp  tongues,  and  ready  fists  of 
the  Bolognese.  In  all  the  codes  of  the  Trainband 
Companies  there  are  elaborate  provisions  for  punish- 
ing breaches  of  the  peace  at  a  meeting  of  the  society, 
and  an  especial  prohibition  against  giving  the  lie. 
The  statutes  of  one  company  open  with :  "No  mem- 
ber shall  say  to  another  member,  '  You  are  a  liar.' ' 
After  the  orators  and  magistrates  had  finished  speak- 
ing, the  vote  was  taken,  and  then  the  resolutions 
adopted  were  formally  drawn  up  by  notaries.  The 
power  of  the  councils  was  thus  practically  confined 
to  voting  "aye"  or  "no"  upon  the  questions  sub- 
mitted to  them. 

The  executive  head  of  the  commune  was  the  po- 
desta.  He  was  elected  by  a  committee  chosen  by  lot 


THE  CONSTITUTION  OF  BOLOGNA     197 

from  the  special  and  general  councils.  His  qualifica- 
tions were  definitely  prescribed :  he  must  be  a  noble, 
a  foreigner  to  Bologna,  and  over  thirty-six  years  of 
age ;  he  must  own  no  real  property  in  the  city  or  its 
territory ;  he  must  be  no  relative  to  any  elector,  nor 
to  the  last  podesta ;  and  he  must  not  come  from  the 
same  place  as  the  last  podesta.  He  was  expected  to 
be  a  man  of  note  and  well  qualified  for  the  office ; 
and  before  his  election  it  was  the  custom  for  the 
councils  to  designate  the  city  from  which  he  was  to 
be  chosen.  These  rules  were  adopted  in  order  to  se- 
cure an  impartial  governor  free  from  connections 
with  local  politics.  Similar  rules  prevailed  every- 
where. To  further  this  purpose  of  an  impartial  ad- 
ministration, the  podesta  brought  four  judges  with 
him.  His  term,  like  that  of  all  elective  office-holders 
in  Bologna,  was  for  one  year.  He  was  commander- 
in-chief  of  the  army,  and  in  conjunction  with  the 
cabinet  conducted  foreign  affairs  and  important 
matters  that  involved  great  cost,  and  it  was  usually 
his  duty  to  enforce  all  laws,  even  such  minute  laws 
as  we  should  call  police  regulations. 

The  office  of  podesta  was  an  honour,  but  it  had 
its  hazards.  For  example,  in  1257,  Beno  de  Gozza- 
dini  of  Bologna  was  podesta  of  Milan.  At  that  time 
a  canal  already  existed  from  the  river  Ticino  nearly 
halfway  to  Milan.  To  extend  the  canal  all  the  way 
to  the  city  would  certainly  be  of  great  advantage, 
both  for  carrying  merchandise  to  and  fro,  and  for 
supplying  this  tract  of  land  with  water  during  the 
dry  season.  The  Podesta  decided  in  favour  of  the 
plan  and  began  the  work ;  to  meet  the  expense,  which 


198    ITALY  IN  THE  THIRTEENTH  CENTURY 

was  very  great,  he  proposed  to  levy  a  new  tax  and 
not  to  exempt  the  clergy.  The  people  resented  the 
tax,  the  clergy  bitterly  resented  their  enforced  con- 
tribution. Malicious  rumours  and  accusations  were 
spread  abroad.  The  Podesta,  unjustly  and  illegally, 
was  haled  to  trial  and  condemned  in  a  sum  of  money 
too  great  for  one  man  to  pay ;  and  not  content  with 
this,  the  mob  attacked  him,  dragged  him  in  derision 
through  the  streets,  and  when  they  had  killed  him 
flung  his  battered  corpse  into  the  new  canal. 

The  magistrates  of  the  city  were  of  two  kinds. 
Ordinary  magistrates,  such  as  judges  of  the  various 
courts,  the  sheriff,  the  law  officers  of  the  commune, 
and  the  treasurer,  were  elected  in  the  same  manner 
as  members  of  the  councils.  The  special  magistrates, 
such  as  ambassadors  and  officials  for  extraordinary 
services,  were  appointed  by  the  podesta.  Each  mag- 
istrate had  his  notaries,  his  attendants,  and  his  po- 
lice. The  country  districts  were  governed  by  officials, 
also  known  as  podestas,  while  the  subject  villages 
elected  their  own  chief  magistrates,  called  consuls. 
The  clergy  were  subject  only  to  the  canonical  juris- 
diction of  the  bishop. 

The  podesta  was  the  commander-in-chief  of  the 
army;  but  the  chief  officers,  known  as  the  military 
magistrates,  were  elected  like  the  other  magistrates. 
The  military  forces  of  the  city  were  organized  by 
districts.  Bologna  had  four  districts,  one  for  each 
of  the  four  gates,  —  Porta  Stiera,  Porta  San  Pietro, 
Porta  San  Procolo,  and  Porta  Ravegnana.  Each 
quarter  had  its  own  gonfaloniere,  and  the  horse  and 
foot  when  they  took  the  field  followed  him.  The 


THE  CONSTITUTION  OF  BOLOGNA     199 

whole  military  force  was  only  called  out  on  very  seri- 
ous occasions.  Commonly  a  campaign  was  no  more 
than  the  raid  of  a  small  band  over  the  border.  When 
the  expedition  was  more  important,  the  troops  of  one 
or  two  quarters  were  ordered  out.  The  army  was 
very  far  from  being  a  regular  army  ;  the  nobles  were 
from  their  youth  trained  to  military  exercises,  but 
the  rank  and  file  were  civilians  armed  with  helmet, 
breastplate,  shield,  sword,  spear,  and  bow.  The  car- 
roccio,  which  was  a  stately  cart  with  a  mast  from 
which  the  banner  of  the  republic  hung,  was  taken 
on  the  more  important  campaigns  and  served  as  the 
rallying-point  for  the  army. 

Such  a  constitution  as  that  of  Bologna,  both  for 
civil  and  military  matters,  must  have  depended  on 
customs  and  regulations  that  are  now  lost  in  the 
waste  places  of  oblivion.  The  one  clear  fact  is  that 
under  an  apparently  democratic  form  of  government, 
the  aristocracy  was  in  power.  But  the  centre  of  po- 
litical gravity  was  shifting  all  the  time;  there  was  a 
steady  tendency  to  substitute  the  upper  middle  class 
in  place  of  the  aristocracy  as  the  chief  power  in  the 
state.  Bologna  was  prosperous,  business  flourished, 
and  wealth  rapidly  increased ;  and  almost  all  the  in- 
crease in  wealth,  except  what  accrued  to  the  nobles 
and  to  the  Church  by  the  rise  in  value  of  land,  went 
to  the  middle  classes.  The  rich  merchants,  great 
dealers  in  silks  and  wool,  had  long  been  associated 
in  the  "Society  of  Merchants,"  the  bankers  and 
brokers  in  the  "  Society  of  Exchange  " ;  these  soci- 
eties had  already  before  this  time  secured  special 
political  privileges.  Merchants  and  bankers  wererec- 


200    ITALY  IN  THE  THIRTEENTH  CENTURY 

ognized  to  be  the  top  layer,  as  it  were,  of  the  middle 
class,  and  no  doubt  their  daughters  married  into  the 
nobility.  The  trades  and  crafts  were  also  organized 
into  guilds.  The  purpose  of  a  guild  was  to  unite  men 
of  the  same  occupation  in  common  action  for  the 
common  good,  such  as  to  perform  religious  rites  to- 
gether, to  enforce  contracts,  to  collect  debts,  and 
supplement  as  best  they  might  the  inadequate  legal 
machinery  of  the  state.  The  lesser  guilds  contracted 
closer  relations  with  one  another  in  order  that  they 
might  the  better  assert  their  rights  against  the  arro- 
gant and  turbulent  nobility.  They  had  their  share 
in  the  general  prosperity;  and  there  was  a  special 
source  of  well-being  for  shopkeepers,  pedlars,  and 
small  dealers  in  the  presence  of  the  students,  who 
thronged  in  thousands  to  the  famous  university. 

In  one  generation  so  great  an  economic  change 
took  place  that  it  was  impossible  for  the  political 
constitution  to  remain  as  it  was ;  it  was  merely  a 
question  of  time  as  to  when  the  political  constitution 
should  conform  to  the  new  economic  conditions ;  and 
yet  it  was  not  to  be  expected  that  the  conservative 
classes  should  give  way  and  a  political  revolution 
take  place  without  turmoil.  The  gradually  increas- 
ing dissatisfaction  of  the  middle  classes  was  brought 
violently  to  the  surface  in  1228.  The  nobles  grossly 
mismanaged  a  war,  either  through  incompetence  or 
treachery.  The  people  rose  in  wrath ;  merchants, 
artisans,  discontented  gentlemen,  and  the  mob  made 
common  cause.  The  rectors  of  the  guilds  and  a  rich 
merchant  named  Joseph,  one  of  the  Tuscan  immi- 
grants to  Bologna,  led  them  on.  The  people  crowded 


THE  CONSTITUTION  OF  BOLOGNA     201 

up  to  the  paLace  of  the  podesta  and  demanded  sur- 
render of  the  government  and  of  the  city's  gonfalon. 
On  refusal  the  doors  were  broken  down,  the  palace 
ransacked,  public  books  and  registers  torn  up,  the 
records  of  banishments  and  criminal  sentences  ut- 
terly destroyed,  and  Joseph,  the  merchant,  put  at  the 
head  of  the  government.  This  revolt  was  really 
a  revolution,  rendered  inevitable  by  the  economic 
changes.  One  result  of  it  was  a  radical  amendment 
to  the  constitution  which,  by  the  creation  of  a 
"Board  of  Ancients,"  granted  to  the  mercantile 
classes  a  greater  share  in  the  administration  of  the 
government.  This  board  was  composed  of  the  con- 
suls of  the  "  Society  of  Merchants "  and  of  the 
"Society  of  Exchange/'  and  the  heads  of  the  lesser 
guilds,  seventeen  or  eighteen  in  number.  Just  what 
powers  these  Ancients  had  is  not  clear.  St.  Thomas 
Aquinas  says,  that  they  were  like  the  tribunes  of  old 
Rome,  charged  with  the  defence  of  the  people's 
rights. 

A  far  more  radical  consequence  of  this  revolution 
was  the  creation  of  a  popular  party,  which  organ- 
ized itself  with  the  Board  of  Ancients  at  its  head, 
and  two  councils  after  the  manner  of  the  communal 
government,  and  called  itself  "  The  People."  It  was, 
in  substance,  a  political  confederation  of  the  guilds. 
This  body  had  its  own  separate  business  as  guardian 
of  popular  rights,  and,  in  addition,  was  set,  or  rather 
set  itself,  by  the  side  of  the  existing  communal  gov- 
ernment as  a  coordinate  branch,  taking  a  share  (the 
amount  of  which  it  is  hard  now  to  determine)  in 
legislation  and  in  the  administration  of  public  affairs. 


202    ITALY  IN  THE  THIRTEENTH  CENTUKY 

The  old  government,  shrunken  from  sole  master  to 
be  a  mere  partner,  and  known  as  "  The  Commune/' 
remained  in  the  hands  of  the  nobles,  except  that  the 
Board  of  Ancients  constituted  a  part  of  it  as  well  as 
a  part  of  the  new  body.  The  new  constitution,  in 
short,  was  an  attempt  to  put  in  double  harness  the 
conflicting  interests  of  nobles  and  commons.  How 
peace  was  kept  it  is  hard  to  see.  But  then  it  is 
equally  hard  to  see  how  a  great  university  with  sev- 
eral thousand  students,  cooped  up  cheek  by  jowl 
with  these  warring  elements  within  walls  scarce  half 
a  mile  across,  could  proceed  tranquilly  with  the  study 
of  Roman  law. 

The  rise  to  power  of  the  middle  class  was  greatly 
aided  by  divisions  in  the  ranks  of  their  adversaries. 
The  nobility  was  split  in  halves.  Rivalry,  jealousy, 
inherited  quarrels,  set  them  at  odds  in  Bologna,  as 
well  as  in  every  other  city.  The  Geremei  were  at  the 
head  of  one  faction,  the  Lambertazzi  of  the  other. 
The  Geremei,  in  order  to  strengthen  themselves 
courted  popular  support  and  took  the  people's  side 
against  their  own  order.  One  of  the  Geremei  was 
next  in  command  to  Giuseppe  Toschi  during  the 
revolution  of  1228.  And  as  the  interests  of  the  pop- 
ular party  coincided  with  those  of  the  Church  in 
opposition  to  their  common  enemies,  the  Imperial- 
ists, the  people  and  the  Church  made  common  cause, 
and  in  the  chronicles  of  the  time  go  together  under 
the  name  of  the  Church  party,  the  Geremei  being 
called  the  leaders  of  the  Church  party.  The  Lam- 
bertazzi, either  outmanosuvred  by  their  rivals  in 
seeking  the  wind  of  popular  favour,  or  less  bend- 


THE  CONSTITUTION  OF  BOLOGNA    203 

ing,  were  pushed  by  the  coalition  against  them  and 
by  the  force  of  events  first  into  sympathy  and  then 
into  union  with  the  imperial  party,  until  finally,  to- 
wards the  end  of  the  century,  they  were  regarded  as 
pure  Ghibellines  and  public  enemies,  and  driven 
from  the  city. 

Another  important  consequence  or  accompaniment 
of  the  revolution  of  1228  was  the  creation  of  the 
Trainband  Companies.  These  companies  were  framed 
on  the  model  of  the  guilds;  their  purpose  was  to 
supply  the  popular  party  with  disciplined  fighting 
men  who  should  hold  the  nobility  in  check,  and  who 
should  also  constitute  the  main  strength  of  the  army 
in  time  of  war.  In  form  these  companies  were  mu- 
tual benefit  societies  with  special  provisions  for  the 
maintenance  of  certain  religious  observances.  There 
were  twenty-four  of  them.  Each  company  was  usually 
composed  of  men  living  in  the  same  quarter  of  the 
town,  and  each  had  its  own  emblem,  a  lion,  an  eagle, 
a  griffin,  or  a  dolphin.  But  there  were  a  few  com- 
panies composed  of  men  whose  fathers,  if  not  they 
themselves,  had  been  born  in  some  other  city  or 
province,  as,  for  example,  the  Company  of  the  Tus- 
cans. There  were  a  good  many  of  these  immigrants 
who  for  one  reason  or  another  —  the  capture  of 
their  city  by  enemies,  the  destruction  of  their  houses 
by  an  earthquake  or  a  fire  —  had  come  and  settled 
in  Bologna.  For  instance,  many  families  came  from 
Brescia,  after  that  city  had  suffered  great  damage 
from  an  earthquake. 

Each  of  these  companies,  like  the  guilds,  had  its 
own  statutes ;  and  these  statutes  really  tell  us  more 


204    ITALY  IN  THE  THIRTEENTH  CENTURY 

of  what  was  going  on  in  Bologna  than  the  chroni- 
clers do.  The  latter  are  dry  as  sand  of  the  desert, 
and  give  little  hint  that  they  record  what  were  once 
the  actions  of  living  men ;  whereas,  though  the 
statutes  are  dry,  life  transpires  through  their  ill- 
written  Latin,  and  the  imaginative  reader  can  see  that 
Bologna  was  once  a  breathing,  panting,  passionate 
place.  The  preamble  usually  begins  in  a  stately  way, 
as,  for  instance,  the  ordinances  of  the  Tuscan  Com- 
pany :  "  In  the  name  of  God,  amen.  These  are  the 
statutes  and  ordinances  of  the  Fraternity  and  Society 
of  the  Tuscans  living  in  Bologna,  made  to  the  honour 
of  God,  of  blessed  Mary  the  Virgin,  of  Saint  John 
the  Baptist  and  of  all  the  saints,  and  to  the  honour 
and  good  estate  of  the  rulers  of  the  Commune  of 
Bologna  and  to  the  honour  and  good  estate  of  the 
Society  aforesaid." 

These  ordinances  provide  for  the  qualification  of 
members,  procedure  at  meetings,  election  of  officers, 
performance  of  religious  rites,  helping  poor  mem- 
bers, ministering  to  the  sick,  attendance  at  funerals, 
fees,  salaries,  and  fines,  but  principally  for  the  spe- 
cial objects  of  the  society :  the  organization  of  its 
members  into  military  squads,  the  election  and  ap- 
pointment of  officers,  their  duties  in  time  of  civil 
disturbances,  their  duties  in  time  of  war,  and  with 
special  provisions  to  prevent  members  taking  part 
in  quarrels  between  nobles.  The  chief  officers  were 
a  captain  (the  gonfaloniere),  a  treasurer  and  four 
ministers,  besides  the  military  officers  ;  there  were  a 
number  of  officials,  such  as  nuncios,  notaries,  inquis- 
itors to  examine  accounts,  proctors  to  see  that  mem- 


THE  CONSTITUTION  OF  BOLOGNA     205 

bers  performed  their  duties,  a  committee  to  revise 
the  statutes,  and  a  council  of  twenty-four  who  were 
chosen  by  the  ministers. 

Out  from  among  these  ordinances,  though  written 
between  the  lines,  stands  in  capital  letters  the  reason 
why  the  Lombard  Confederacy  failed  to  establish  a 
united  state  and  why  these  little  commonwealths 
failed  to  maintain  themselves  for  long,  namely,  lack 
of  confidence  of  one  man  in  another.  Nobody  wholly 
trusts  anybody  else.  The  offices  are  for  terms  of  one 
year  or  for  six  months,  and  no  official,  except  the 
podesta,  is  eligible  for  reelection  until  after  a  year's 
interval.  The  gonfaloniere  has  twelve  officers,  yet 
they  are  not  appointed  by  him,  but  by  the  ministers; 
whenever  he  carries  forth  the  banner,  his  aides,  ad- 
jutants, and  quartermasters  must  go  with  him,  but 
he  must  carry  his  banner  where  his  aides  direct,  and 
the  adjutants  have  authority  to  give  orders  to  the 
men  as  they  see  fit.  These  statutes  also  show  lack  of 
broad-mindedness ;  for  instance,  the  ordinances  of 
the  Company  of  Tuscans  provide  that  in  case  of  any 
election  to  any  city  office  by  the  Board  of  Ancients, 
the  representative  of  the  Tuscans  on  the  Board  shall 
vote  for  the  appointment  of  a  fellow  member  of  his 
society.  This  suspiciousness  and  this  pettiness  were 
both  a  cause  and  a  result  of  perfidy  and  disloyalty. 
Certainly  the  inability  of  the  communes  to  carry  out 
any  large  policy  was  due  to  the  political  incoherence 
born  of  mutual  distrust,  and  led  to  their  ultimate 
ruin. 

The  constitution  of  Bologna,  as  it  stood  after  the 
revolution  of  1228,  had  one  obvious  and  very  serious 


206     ITALY  IN  THE  THIRTEENTH  CENTURY 

defect.  This  was  the  relation  of  the  People's  party 
to  the  podesta.  He  represented  the  rival  party  of 
the  nobility,  and  yet  the  people's  trainbands  were 
under  his  orders  as  commander-in-chief.  This  ar- 
rangement inevitably  offered  occasion  for  misunder- 
standing and  discord.  It  was  plain  that  some  remedy 
must  be  found;  and  in  the  course  of  another  gener- 
ation the  middle  classes  had  increased  their  relative 
importance  in  the  state  to  such  a  degree  that  they 
were  able  to  effect  another  important  change  in  the 
constitution.  They  created  a  new  office  of  the  high- 
est consequence  (1255).  The  holder  was  called  the 
captain  of  the  People.  He  was  the  head  of  the 
People's  party  very  much  as  the  podesta  was  head 
of  the  Commune,  and  presided  over  its  councils  just 
as  the  podesta  presided  over  the  councils  of  the 
Commune.  The  captain  of  the  People,  however,  was 
exalted  above  the  podesta,  for  while  the  podesta 
remained  governor  within  the  walls  of  the  city,  out- 
side the  walls  the  captain  of  the  People  was  com- 
mander-in-chief. This  amendment  was  one  of  those 
irresolute  compromises,  due  half  to  conflicting  inter- 
ests, half  to  timidity,  in  which  the  Italian  communes 
experimented  during  this  century.  It  shows  that  the 
guilds  had  thriven  and  consolidated  their  power, 
and  that  production  and  trade  were  undergoing  a 
rapid  expansion  comparable,  though  in  far  less  de- 
gree, to  that  caused  by  the  introduction  of  machin- 
ery in  the  nineteenth  century.  As  a  constitutional 
measure,  however,  the  experiment  was  far  from 
being  a  complete  success. 

This  rise  of  the  upper  bourgeoisie  to  political 


THE  CONSTITUTION  OF  BOLOGNA     207 

power  wasJby  no  jneans  confined  to  Bologna.  A 
similar  movement  went  on  in  all  the  trading  towns 
of  Italy,  north  of  the  Emperor's  dominions.  Bologna 
is  preeminent  in  democracy  among  her  sister  cities, 
because  she  excelled  them  all  either  in  point  of  time 
or  of  thoroughness.  But  her  political  changes  were 
no  triumph  ^for  democratic  ideas  as  such;  they 
effected  no  more  than  the  substitution  of  the  trading 
class  for  the  landed  nobility.  The  guilds  were  nar- 
row corporations  of  master  workmen,  they  excluded 
apprentices  and  persons  dependent  upon  others,  as 
well  as  vassals,  freedmen,  and  serfs.  They  had  little 
flavour  of  genuine  democracy  about  them  except 
in  one  particular,  they  favoured  the  liberation  of 
serfs ;  but  there  they  acted  from  a  mixture  of  politi- 
cal and  religious  motives.  For  one  reason  their  alli- 
ance with  the  Church  naturally  led  them  to  adopt 
the  Church's  policy  in  this  respect. 

The  Church,  faithful  to  her  doctrine  of  the  equal- 
ity of  souls,  had  consistently  used  her  influence  to 
secure  the  freedom  of  serfs.  Churchmen  had  liber- 
ated their  own,  and  had  taught  that  manumission 
was  an  offering  acceptable  to  God.  Many  landholders, 
moved  by  repentance  or  the  fear  of  death,  executed 
deeds  or  wills  changing  the  status  of  their  serfs  to 
that  of  tenants.  The  burghers  of  the  trading  towns 
were  not  unaffected  by  these  motives,  but  they  had 
another  quite  as  forcible.  Serfs  constituted  a  great 
part  of  the  wealth  of  the  feudal  nobility;  if  serfs 
were  set  free  the  wealth  and  power  of  the  nobility 
were  to  that  extent  diminished.  Also,  the  greater 
the  population  of  a  town  the  greater  were  its  wealth 


208     ITALY  IN  THE  THIRTEENTH  CENTURY 

and  power.  So,  there  was  a  steady  effort  on  the 
part  of  the  towns  to  liberate  the  serfs  of  their  feu- 
dal neighbours  and  induce  them  to  live  within  their 
walls.  Sometimes,  unwilling  to  take  the  position  of 
openly  encouraging  runaway  serfs,  a  town  would 
pass  a  law  that  all  serfs  who  had  resided  in  the  town 
for  a  year  without  being  claimed,  were  free.  Some- 
times the  towns  purchased  a  serfs  liberty.  In  Bo- 
logna, the  year  after  the  revolution  in  which  the 
office  of  captain  of  the  People  was  originally  estab- 
lished, the  popular  party  enfranchised  over  five 
thousand  serfs.  The  captain  of  the  People  called 
together  the  Ancients,  the  heads  of  the  guilds,  and 
the  members  of  the  councils,  and  asked  the  meeting 
if  it  were  their  pleasure  that  the  serfs  in  the  territory 
of  Bologna  should  be  bond  or  free.  The  meeting 
was  eager  for  enfranchisement;  and  a  plan  of 
redemption  was  adopted  which  was  afterward  carried 
out  by  the  podesta  and  the  captain  of  the  People. 
The  masters  received  ten  Bolognese  pounds  for 
serfs  over  fourteen  years  of  age  and  eight  pounds  for 
those  under.  The  prompt  execution  of  such  a  measure 
shows  how  absolute  was  the  power  of  the  popular 
party,  and  how  completely  its  democratic  policy 
worked  in  harmony  with  the  Christian  policy  of  the 
Church.  In  fact,  the  similarity  and  almost  identity  of 
interests  and  policy  between  the  popular  party  and 
the  Church  (in  spite  of  quarrels  over  their  respective 
titles  to  little  towns  of  the  neighbourhood,  which 
ended  in  an  interdict  and  the  submission  of  Bologna) 
already  foreshadow  the  ultimate  incorporation  of  the 
commune  within  the  territories  of  the  Church. 


LTHE  CONSTITUTION  OF  BOLOGNA     209 

The  abolition  of  serfage  was  part  of  the  demo- 
cratic movement  and  shows  how  flatly  the  spirit  that 
animated  the  little  Lombard  commonwealths  was 
opposed  to  the  ideas  of  government  entertained  by 
Frederick  II.  The  clash  between  their  spirit  and  his 
ideas  was  as  inevitable  as  the  clash  between  the 
Papacy  and  the  Empire;  and  it  was  the  Lombard 
cities  quite  as  much  as  the  Papacy  that  thwarted  and 
brought  low  Frederick's  imperial  plans. 


CHAPTER  XVI 

THE  UNIVERSITY  OF  BOLOGNA 

Et  noi  facciamo  prego  a  M.  Domenedio 

Che  tolla  delli  nostri  quori  ogne  tenebrio, 

Che  possiamo  tal  savere  et  scienza  apprendere, 

Che  possiamo  havere  sua  grasia  et  amore, 

Et  gustare  si  della  scienza  che  n'  habbiamo  honore. 

BBUNBTTO  LATINI. 

And  we  make  prayer  to  the  Lord  God : 

That  he  take  from  our  hearts  all  darkness, 

That  we  may  acquire  knowledge  and  learning, 

That  we  may  have  His  grace  and  love, 

And  so  drink  of  learning  that  we  shall  gain  honour. 

BOLOGNA  is  famous  as  a  republican  commonwealth, 
and  her  democracy  serves  to  teach  us  the  general 
pattern  of  democracy  in  the  trading  cities  of  Italy ; 
but  the  glory  of  Bologna  is  not  due  to  what  she 
had  in  common  with  other  cities  but  to  what  she 
alone  possessed,  her  University. 

There  were,  to  be  sure,  several  universities  in 
Italy,  the  University  of  Naples,  founded  by  the  Em- 
peror Frederick  in  1224,  the  University  of  Padua, 
founded  in  1222,  and  others  at  Arezzo,  Reggio, 
Vicenza,  Vercelli,  and  Siena,  but  the  University  of 
Bologna  was  by  far  the  most  famous  of  all.  At 
Bologna,  as  elsewhere,  all  the  liberal  arts  were 
taught,  but  the  study  of  law,  both  the  civil  and  the 
canon  law,  wholly  outdistanced  other  studies ;  the 
law  school  was  the  principal  department  of  the  Uni- 
versity. The  liberal  arts  were  grouped  together  with 


THE  UNIVERSITY  OF  BOLOGNA       211 

medicine  in  a  separate  school.  Each  school  was  com- 
posed of  students  and  of  professors,  or  as  they  called 
themselves,  doctors  or  masters.  The  most  striking 
difference  between  a  modern  university  or  law 
school  and  the  schools  of  Bologna  is,  that  in  a 
modern  university  the  professors  constitute  the 
governing  body,  whereas  at  Bologna  the  students 
constituted  the  governing  body.  The  Emperor  Fred- 
erick Barbarossa,  who  was  endowed  with  scant  demo- 
cratic sympathies,  had  tried  to  put  the  government 
of  the  University  in  the  hands  of  the  professors,  but 
his  system  did  not  succeed.  Little  by  little,  and  not 
without  struggles,  the  students  got  the  upper  hand ; 
before  the  end  of  our  century  their  domination  was 
well  established,  and  the  professors  were  obliged  to 
take  an  oath  of  obedience  to  them. 

The  University  was  very  large,  students  came 
from  all  western  Europe ;  it  was  computed  that  the 
number  in  residence  at  one  time  was  as  high  as  ten 
thousand.  They  were  of  all  ages  from  sixteen  to 
forty ;  some  of  them  were  men  of  wide  experience, 
many  were  beneficed  clergymen.  In  order  to  secure 
civic  rights  (which  in  the  Middle  Ages  were  not 
accorded  to  aliens)  the  foreign  students  organized 
themselves  into  guilds.  There  was  one  guild  of  the 
students  who  came  from  beyond  the  Alps,  and  one 
of  the  Italian  students  not  citizens  of  Bologna.  Each 
guild  was  subdivided  into  clubs,  according  to  the 
country  or  province  from  which  the  members  came. 
There  were  fourteen  clubs  in  the  ultramontane  guild, 
Frenchmen,  Normans,  Picards,  Burgundians,  Poite- 
vins,  Tourangeaux,  Gascons,  Provengaux,  Catalans, 


212    ITALY  IN  THE  THIRTEENTH  CENTURY 

Spaniards,  Germans,  Hungarians,  Poles,  Englishmen ; 
and  three  in  the  cismontane  guild,  Lombards,  Tus- 
cans, and  Romans.  Each  guild  elected  an  academic 
podesta,  called  the  rector,  who,  together  with  a 
council  composed  of  representatives  from  the  several 
clubs,  administered  the  affairs  of  the  guild.  In  im- 
portant matters  the  whole  student  body,  except 
paupers,  met  in  general  assembly,  deliberated  and 
decided.  This  simple  organization  constituted  the 
government  of  the  school.  The  rector  had  civil  juris- 
diction over  members  of  the  guild,  which  he  enforced 
by  means  of  their  oaths  of  obedience  as  well  as  by 
authority  of  the  statutes  of  the  guild ;  he  acquired 
jurisdiction  over  the  professors  when  they  took  the 
oath  of  obedience,  and  virtual  authority  before  that 
owing  to  the  students'  power  of  withholding  fees  or 
of  putting  a  ban  on  any  set  of  courses ;  he  also  ex- 
ercised authority  over  tradesmen  and  lodging-house 
keepers  by  a  simple  refusal  to  deal  with  them.  The 
rectors  were  persons  of  great  consequence ;  on  cere- 
monial occasions  they  took  precedence  of  cardinals, 
archbishops,  and  bishops,  excepting  the  Bishop  of 
Bologna ;  they  were  attended  by  liveried  servants, 
and  wore  robes  of  scarlet  with  hoods,  fur- trimmed. 
In  dealing  with  the  municipal  government  the 
power  of  the  University  lay  in  its  complete  freedom 
of  habitation.  It  had  no  buildings,  no  property,  and 
could  leave  Bologna  on  a  day's  notice.  Several  times 
it  forced  the  town  to  terms  by  emigration.  Lectures 
were  held  in  a  professor's  house  or  in  a  hired  apart- 
ment. For  great  ceremonies,  such  as  the  installation 
of  a  rector,  the  cathedral  was  used.  Students  lodged 


THE  UNIVERSITY  OF  BOLOGNA       213 

where  they  could,  or  clubbed  together  and  took  a 
house,  bought  or  hired  furniture,  and  engaged  ser- 
vants. Lectures  were  held  in  the  morning  and  the 
afternoon.  The  long  vacation  came  in  September  and 
October,  and  there  were  short  vacations  at  Christmas 
and  at  Easter,  and  a  few  holidays  for  the  carnival. 
The  course  was  long :  after  five  years  a  student  was 
permitted  to  lecture  on  one  title  of  the  civil  law, 
after  six  years  on  a  whole  book,  and  on  the  comple- 
tion of  such  a  course  of  lectures  he  became  a  bache- 
lor. To  become  a  doctor,  and  eligible  to  the  college 
of  professors,  the  bachelor  was  obliged  to  study  six 
years  longer  in  canon  law,  or  seven  or  eight  years  in 
civil  law. 

Although  the  government  of  the  University  was 
in  the  hands  of  the  students,  the  professors  were 
persons  of  consequence.  They  wore  purple  robes, 
they  were  addressed  in  terms  of  respect,  they  were 
exempt  from  military  duty,  they  were  ex-officio  mem- 
bers of  the  credenza,  the  city  council  of  six  hundred, 
and  they  were  often  entrusted  with  important  affairs 
of  state.  Like  other  groups  of  men  belonging  to  a 
common  craft,  they  united  in  a  society,  called  a  col- 
lege. The  college  decided  the  qualifications  of  its 
own  members,  subject  however  to  the  approval  of 
the  archdeacon  of  Bologna;  for  the  Church  had 
taken  advantage  of  its  general  authority  over  clerks 
and  over  learning,  to  lay  its  hand  on  the  great  law 
school.  Perhaps  the  Curia,  which  had  a  long  mem- 
ory, recollected  the  time  when  the  professors  of  Bo- 
logna espoused  the  cause  of  Frederick  Barbarossa 
against  Pope  Alexander  III,  and  meant  to  guard 


214    ITALY  IN  THE  THIRTEENTH  CENTURY 

against  any  repetition  of  that  offence.  The  professors 
were  paid  either  by  the  students  who  attended  their 
courses,  or,  according  to  a  system  adopted  towards 
the  end  of  the  century,  by  the  city,  which  attached 
salaries  to  certain  chairs ;  but  the  professors  acquired 
no  greater  freedom  by  the  new  system,  for  they  were 
'elected  to  the  endowed  chairs  by  the  students  from 
year  to  year. 

The  range  of  studies  at  the  University  was  not, 
according  to  our  ideas,  very  ample.  There  was  little 
besides  civil  law,  canon  law,  medicine,  and  the  seven 
liberal  arts.  The  Corpus  Juris  Civilis,  put  together 
under  the  command  of  the  Emperor  Justinian  (527^ 
565)  had  been  recovered  from  forge tfulness  and  dis- 
use and  was  laid  before  students  in  all  its  antique 
majesty:  the  Institutes,  an  elementary  and  introduct- 
ory work,  the  Code  and  the  Novels  which  are  a 
compilation  of  imperial  edicts,  and  the  Digest  (or 
Pandects)  which  is  a  systematic  collection  of  the 
opinions  of  the  great  Roman  lawyers  of  antiquity. 
On  this  vast  body  of  law  a  vast  mass  of  gloss  and 
comment  had  been  composed.  The  celebrated  jur- 
ist, Irnerius,  who  is  reputed  to  be  the  founder  of 
the  University,  led  the  way,  and  a  long  line  of 
eminent  scholars  had  followed  him.  Every  title  and 
chapter  of  the  Corpus  Juris  Civilis  was  expounded, 
and  every  professor  added  his  load  of  comment. 

The  canon  law  was  a  close  rival  to  the  civil  law. 
For  centuries  it  had  lain  uncodified,  uncollected, 
scattered  in  many  miscellaneous  writings,  but  in  the 
beginning  of  the  twelfth  century,  a  monk  of  the 
Order  of  the  Camaldoli,  Brother  Gratian,  applied 


THE  UNIVERSITY  OF  BOLOGNA       215 

himself  to  the  laborious  task  of  putting  this  miscel- 
laneous mass  of  authorities  into  order.  He  was  not 
content  to  have  the  canon  law  less  well  arranged  than 
the  civil  law.  Apparently  all  alone,  in  the  monastery 
of  St.  Felix  at  Bologna,  he  brought  order  out  of 
chaos.  He  took  the  ecclesiastical  authorities  —  de- 
crees of  Church  councils,  statements  by  the  Fathers, 
edicts  of  Popes,  laws  of  the  early  Christian  Empe- 
rors —  and  arranged  them  systematically ;  where  au- 
thorities were  at  variance,  he  tried  to  show  which 
was  the  better  and  therefore  the  true  doctrine  of 
the  Church.  His  book  is  called  Concordantia  dis- 
cordantium  Canonum,  the\  Concord  of  discordant 
Canons,  or  more  briefly,  thV Decretum.  The  book 
was  a  mere  digest,  but  it  was  universally  accepted 
as  an  authoritative  exposition  of  the  law.  To  this 
Pope  Gregory  IX  added  the  papal  decretals  issued 
since  Gratian's  time.  All  this  was  set  before  stu- 
dents of  the  canon  law,  as  the  Corpus  Juris  Civilis 
was  set  before  students  of  the  civil  law. 

While  the  school  of  law  as  well  as  the  school  of 
medicine  were  similar  to  our  postgraduate  schools, 
the  courses  in  the  liberal  arts  corresponded  to  the 
academic  department  of  an  American  university; 
they  were  the  final  instruction  in  the  subjects  which 
boys  studied  at  school,  they  formed  the  completion 
of  a  literary  education,  and  also  fitted  young  men 
for  practical  service  in  many  walks  of  life.  We  shall 
understand  better  the  study  of  the  liberal  arts  in  the 
University  of  Bologna,  if  we  treat  them  as  a  part  of 
ordinary  education.  First  of  all,  children  heard  the 
romantic  tales  of  ill-fated  Troy  and  of  all-conquering 


216     ITALY  IN  THE  THIRTEENTH  CENTURY 

Rome,  and  studied  their  letters  at  home  in  an  ABC 
book,  an  abecedarium,  which  served  for  both  Latin 
and  Italian ;  next  they  learned,  perhaps  without  un- 
derstanding the  meaning,  to  recite  psalms  in  Latin 
and  to  sing  Latin  hymns.  A  little  older,  boys  went 
to  school.  Girls  commonly  received  no  literary  edu- 
cation, unless  they  were  admitted  to  a  nunnery. 
There  were  many  schools ;  some  were  attached  to 
monasteries,  some  to  cathedrals,  some  were  taught 
by  professional  grammarians,  some  by  clerks  who 
kept  school  for  a  time  in  order  to  support  themselves 
until  some  occupation  more  to  their  taste  should  pre- 
sent itself. 

The  schools  were  grammar  schools  and  started 
boys  in  the  study  of  the  liberal  arts.  There  were 
seven  liberal  arts,  three  grouped  together  as  the  tri- 
ple path,  trivium,  grammar,  rhetoric  and  logic,  and 
four,  grouped  as  the  fourfold  path,  quadrivium, 
arithmetic,  geometry,  astronomy  and  music ;  but  in 
the  lower  schools,  little  was  taught  beside  grammar 
and  some  rhetoric.  Grammar  was  Latin  grammar. 
Latin  was  the  language  of  the  Church,  of  the  law, 
of  learning,  of  all  formal  and  ceremonious  affairs,  as 
well  as  of  literature;  Latin  grammar  was  the  only 
door  for  those  who  wished  to  have  any  education, 
and  every  schoolboy  had  to  study  Latin  grammar. 
There  were  almost  as  many  Latin  grammars  then  as 
there  are  now,  all  based  on  the  old  Roman  grammars 
of  Priscian  and  of  Donatus  — 

quel  Donate 
ch'  alia  prim'  arte  degn6  por  la  mano. 

That  of  Donatus  was  a  little  book  of  a  few  pages, 


THE  UNIVERSITY  OF  BOLOGNA       217 

—  De  octo  partibus  orationis  —  which  described 
the  eight  parts  of  speech.  Priscian's  grammar  was 
much  more  advanced ;  it  aimed  to  make  the  study  of 
Latin  a  science,  and  cited  so  many  classical  quota- 
tions that  it  served  in  a  manner  for  an  anthology. 
Priscian's  method  of  teaching  grammar  was  to  take 
the  first  line  of  each  book  of  the  ^Eneid  and  discuss 
each  word  in  all  its  grammatical  relations.  Gram- 
mar, however,  had  a  wider  scope  than  the  subject 
matter  of  our  Latin  grammars.  Boys  read  extracts 
from  the  Latin  classics,  prose  and  poetry,  fables, 
proverbs  and  suchlike.  In  fact  the  study  of  gram- 
mar was  the  elementary  study  of  Latin  literature. 
For  beginners  there  were  many  school-books  written 
in  brief  sentences,  full  of  wise  saws  and  moral  pre- 
cepts, which  the  boys  learned  by  heart  or  translated 
into  the  vernacular.  Such  a  book  was  the  Distichs 
of  Cato,  written  nobody  knows  just  when  and  as- 
cribed to  the  famous  old  Koman,  Cato  Major.  This 
book  exists  both  in  Latin  and  Italian.  It  is  a  mere 
string  of  pious  counsels :  "  Say  your  prayers  to  God, 
love  your  parents,  be  dutiful  to  your  relations,  obey 
the  law,  walk  with  the  good,  do  not  offer  your  ad- 
vice before  you  are  asked,  be  pure,  be  polite,  give 
way  to  your  elders,  respect  your  teacher,  avoid  dice, 
learn  your  lessons,  do  good  to  the  righteous,  be 
modest,  diligent,"  etc.  By  such  books  the  schoolboy 
advanced  to  the  study  of  the  classics,  Cicero,  Vir- 
gil, Horace,  Ovid,  Lucan,  Statius,  Pliny  the  Elder, 
Sallust,  Livy,  Boethius,  and  to  the  study  of  Chris- 
tian authors  as  well. 

The  dictionaries  were  few  and  of  slender  merit: 


218    ITALY  IN  THE  THIRTEENTH  CENTUKY 

there  was,  for  instance,  an  old  one  of  an  earlier  cen- 
tury written  by  Papias,  a  Lombard,  or  that  by  Uguc- 
cione,  of  Pisa,  at  one  time  a  professor  at  Bologna 
and  afterward  Bishop  of  Ferrara,  which  bore  the 
title  Huguitionis  Pisani  Magnae  Derivationes  sive 
Dictionarium  Etymologicum.  Dante  cites  it  in  the 
Convivio  for  the  derivation  of  "  auctor,  author " ; 
he  is  also  indebted  to  it  for  the  title  of  his  great 
poem,  Commedia:  He  states  in  his  celebrated  letter 
which  proffers  the  dedication  of  the  Paradiso  to  Can 
Grande  della  Scala :  "  The  title  of  the  work  is, '  Here 
beginneth  the  Comedy  of  Dante  Alighieri,  a  Floren- 
tine by  birth,  not  by  character.'  To  understand 
which,  be  it  known  that  comedy  is  derived  from 
comus  ( a  village/  and  oda,  which  is  *  song' ;  whence 
comedy  is,  as  it  were,  '  rustic  song.' ' '  TJguccione's 
dictionary  says :  "  Oda,  that  is,  song  or  hymn,  is 
compounded  with  comus,  that  is,  a  village,  and  makes 
comedia,  that  is,  a  village  song  or  village  hymn,  be- 
cause it  treats  of  village  and  rustic  matters,  and  is 
like  daily  speech."  And  in  many  other  cases  Dante 
uses  this  dictionary  to  obtain  the  derivation  of 
words,  as,  for  instance,  in  his  description  of  the 
hypocrites  in  Malebolge  (Inf.  xxm,  61)  who  wear 
mantles  all  gold  on  the  outside  and  lead  within, 
TJguccione  says :  "  Crisis,  a  Greek  word,  meaning 
.  .  .  gold ;  so  by  composition  from  crisis  comes 
hypocrite  (a  dissembler,  a  cheat,  a  person  who  coun- 
terfeits another,  and  is  called  hypocrite)  from  ypos, 
which  means  under,  and  crisis,  which  means  gold ; 
as  if  gilded  on  the  outside,  because  on  the  outside 
he  seems  to  be  good,  while  inwardly  he  is  bad." 


THE  UNIVERSITY  OF  BOLOGNA       219 

Rhetoric  in  old  Roman  days  had  meant  the  art  of 
the  orator;  Cicero  and  Quintilian  wrote  famous 
treatises  upon  it,  and  their  treatises  served  for  later 
writers  to  quarry  from.  To-day  rhetoric  commonly 
means  the  art  of  writing.  In  the  thirteenth  century 
it  had  larger  purposes  as  we  see  if  we  open  the  text- 
books written  then,  for  instance  the  treatise  on 
rhetoric  by  Fra  Guidotto  of  Bologna,  a  book  com- 
posed about  the  year  1260  and  dedicated  to  Man- 
fred, son  of  the  Emperor  Frederick.  Guidotto's 
prologue  gives  a  brief  account  of  Cicero :  "  When 
the  great  and  high-born  Julius  Caesar,  first  Emperor 
of  Rome,  held  sway,  Marcus  Tullius  Cicero  was  born, 
'  maestro  et  trovatore  de  la  grande  scienza  di  rethor- 
ica,  cioe  de  ben  parlare,'  a  master  and  inventor  of 
the  great  science  of  speaking  well ;  he  was  a  man  full 
of  life,  amiable,  and  steadfast  in  kindness  and  in  the 
right,  tall  of  stature,  of  well  knit  limbs,  and  in  feats 
of  arms  a  maraviglioso  cavaliere,  of  tempered  cour- 
age, endowed  with  great  wit,  and  furnished  with 
knowledge  and  good  sense."  After  he  has  intro- 
duced us  to  Cicero,  Guidotto  says  that  "  this  science 
is  the  most  important  of  all  branches  of  knowledge, 
owing  to  the  need  of  speaking  daily  on  matters  of 
importance,  as  in  making  laws,  in  civil  and  criminal 
suits,  in  municipal  affairs,  in  carrying  on  war  and 
leading  troops,  in  ministering  comfort  to  knights 
who  undergo  chances  and  changes  in  empire,  king- 
dom, or  barony,  and  in  governing  peoples,  cities  and 
towns."  It  seems  odd  to  us  to  ascribe  so  wide  a 
scope  to  the  benefits  to  be  got  from  rhetoric,  but  we 
must  remember  the  tremendous  prestige  of  Roman 


220    ITALY  IN  THE  THIRTEENTH  CENTURY 

oratory,  the  legendary  fame  of  Cicero  and  Julius 
Caesar,  and  that  for  those  who  were  not  to  study  law, 
rhetoric  was  the  main  part  of  a  civil  education.  Be- 
sides, the  art  of  speaking  was  important.  On  cere- 
monious occasions,  such  as  an  embassy  to  another 
city,  the  reception  of  a  new  podesta,  the  funeral  of 
a  great  personag-e,  a  speech  in  Latin  was  necessary ; 
in  the  municipal  councils,  in  the  guild  meetings, 
only  three  or  four  were  allowed  to  speak,  and  the 
audience  no  doubt  expected  and  demanded  a  certain 
kind  of  formal  speech ;  in  fact,  the  capacity  to  make 
a  formal  speech  was  the  badge  of  an  educated  man. 
For  such  reasons,  though  the  orator  had  no  such 
opportunity  as  in  the  Roman  courts  of  law  or  before 
the  conscript  fathers,  a  training  in  rhetoric  was  a 
necessary  part  of  education. 

A  much  more  distinguished  person  than  Guidotto, 
Brunetto  Latini  of  Florence,  who  had  been  ambas- 
sador to  the  highly  cultivated  court  of  Alphonso 
the  Wise,  king  of  Castile,  and  knew  something  of 
public  and  official  life,  devotes  a  part  of  his  encyclo- 
paedia, IA  Limes  dou  Tresor  (1262-66),  to  rhetoric. 
He  says  it  is  a  science  that  teaches  us  to  speak  fully 
and  perfectly  both  in  public  and  in  private,  and 
that  the  aim  of  the  art  is  to  teach  the  speaker  to 
speak  in  such  a  way  that  those  who  hear  him  shall 
believe  what  he  says.  He  follows  Cicero,  De  Orators, 
in  dividing  the  subject  into  five  divisions:  the  first 
thing  is  to  find  out  what  you  are  going  to  say ;  the 
second,  to  marshal  your  arguments;  the  third,  to 
suit  your  words  to  the  matter ;  the  fourth,  to  culti- 
vate the  memory  so  chat  you  can  learn  your  speech 


THE  UNIVERSITY  OF  BOLOGNA       221 

by  heart ;  and  last,  to  study  bearing,  gesture,  diction 
and  the  whole  subject  of  delivery.  Brunetto  also 
says,  citing  the  great  names  of  Aristotle,  Cicero 
and  Boethius,  that  rhetoric  is  the  art  of  governing; 
but  though  he  includes  his  chapters  on  the  govern- 
ment of  cities  in  the  same  division  of  his  encyclo- 
paedia with  his  chapters  on  rhetoric,  he  makes  a 
separate  section  of  them. 

Sometimes  the  text-book  on  rhetoric  was  specially 
adapted  for  training  an  advocate  or  a  preacher,  as 
the  Ars  Loquendi  et  Tacendi,  the  Art  of  Speaking 
and  of  Holding  the  Tongue,  written  by  Albertano 
of  Brescia,  somewhere  about  1245,  who  was  an  ad- 
vocate himself.  He  begins  with  a  distich  :  — 

Quis,  quid,  cui  dicas, 

Cur,  quomodo,  quando,  requiras, 

Who,  what,  to  whom  to  speak, 

Why,  how,  and  when,  be  sure  to  seek,  — 

and  then  expounds  the  ideas  suggested  by  each  of 
these  questions.  Like  most  men  of  his  time,  Alber- 
tano appeals  to  authority  rather  than  to  reason,  and 
stuffs  his  treatise  full  of  quotations  taken,  often  no 
doubt  at  second  hand,  from  the  classics  of  antiquity 
and  of  the  Middle  Ages,  as  well  as  from  the  Old 
and  New  Testaments.  His  treatise  is  as  much  ethical 
as  rhetorical;  "Finally,"  he  says,  "I  give  you  this 
as  a  general  rule,  that  we  must  not  think  that  we 
are  at  liberty  to  do  or  say  things  which  wound 
piety,  charity,  or  modesty,  or  (to  speak  in  a  large 
sense)  which  go  counter  to  good  morals."  He  is 
very  sententious,  and  the  justice  of  his  rules  is  be- 


222    ITALY  IN  THE  THIRTEENTH  CENTURY 

yond  all  cavil.  But  if  his  book  seems  a  little  prig- 
gish, it  is  because  education  (owing,  perhaps,  to  the 
fact  that,  for  better  or  worse,  it  had  been  shaped 
by  ecclesiastical  hands)  was  intended  to  have  an 
ethical  purpose,  and  perhaps  Albertano  had  learned 
piety  in  adversity,  for  he  was  imprisoned  in  Cremona 
for  many  years  by  Frederick  II.  While  in  prison  he 
wrote  several  moral  treatises,  two  of  which  had  the 
honour  of  furnishing  material  to  Chaucer  for  Mel' 
ibeus  and  The  Merchant's  Tale. 

If  rhetoric,  as  the  art  of  the  orator,  did  not  really 
play  so  large  a  part  in  education  at  the  University 
of  Bologna,  as  one  might  infer  from  the  text-books 
on  the  subject,  it  became,  as  the  art  of  the  writer, 
a  matter  of  great  consequence  in  preparing  young 
men  for  practical  affairs.  This  branch  of  rhetoric 
was  known  as  the  art  of  composition,  ars  dictaminis  ; 
it,  indeed,  had  always  existed,  but  with  the  Romans 
it  had  played  a  very  subordinate  part.  The  art  of 
composition  had  two  divisions :  it  taught  the  proper 
way  of  writing  letters,  and  of  drawing  up  documents, 
especially  legal  documents.  The  accepted  text-book 
at  the  opening  of  the  century  had  been  written  over 
a  hundred  years  before  by  Alberich,  a  Benedictine 
monk  of  Monte  Cassino.  Perhaps  he  was  at  the 
monastery  at  the  time  of  Abbot  Desiderius,  famous 
in  the  history  of  art.  Alberich  divides  a  letter  into 
five  parts :  the  greeting,  the  benevolentice  captatio 
(that  is,  the  endeavour  to  engratiate  oneself  with 
one's  correspondent),  the  narration  of  facts,  the 
petition,  and  the  ending;  and  gives  counsels  and 
rules,  and  many  models,  some  taken  from  archives; 


THE  UNIVERSITY  OF  BOLOGNA       223 

for  official  letters  on  political  matters.  The  object  of 
a  course  in  Latin  composition  was  to  train  young 
men  to  fill  the  position  of  secretary  or  clerk  in  the 
Papal  Chancery,  in  a  bishop's  court,  or  in  the  office 
of  a  podesta,  or  to  become  notaries,  clerks  in  busi- 
ness houses,  factors  for  merchants,  and  bailiffs  for 
nobles.  The  demand  for  such  an  education  was  so 
great  that  the  celebrated  Doctor  Boncompagno 
devoted  his  courses  in  rhetoric  at  Bologna  almost 
entirely  to  Latin  composition. 

The  rest  of  the  seven  liberal  arts  —  logic,  arith- 
metic, music,  geometry  and  astronomy — belong  no 
more  to  the  University  of  Bologna  than  to  the 
schools  and  universities  of  other  cities ;  nevertheless 
I  will  repeat  what  Brunetto  Latini  says  about  them 
in  Li  Livres  dou  Tresor,  because  we  may  feel  sure 
that  Dante  read  it.  "Logic  [Brunetto  states]  is  the 
science  that  teaches  us  to  adduce  reasons  and  to 
demonstrate  why  we  should  do  some  things  and  not 
others;  this  demonstration  can  only  be  made  by 
means  of  words;  therefore  logic  is  the  science  by 
which  we  can  explain  and  prove  why  and  how  a  prop- 
osition is  as  true  as  we  allege  it  to  be.  There  are 
three  ways  of  doing  this,  and  so  there  are  three 
divisions  of  the  science :  dialectic,  efidique  (?),  and 
sophistry.  The  first  of  these  is  dialectic,  which 
teaches  us  to  discuss,  argue  and  debate  with  one 
another,  and  ask  questions  and  frame  answers.  The 
second  is  efidique,  which  teaches  us  how  to  prove 
that  what  we  have  said  is  true,  that  is,  by  right,  by 
reason,  and  sound  arguments.  The  third  branch  of 
logic  is  sophistry,  which  teaches  how  to  prove  that 


224    ITALY  IN  THE  THIRTEENTH  CENTURY 

what  we  have  said  is  correct,  but  by  perverse  ingen- 
uity, by  false  reasons  and  sophisms,  that  is  by  argu- 
ments that  have  the  appearance  and  outside  of  truth, 
but  in  which  there  is  nothing  but  falsehood."  In 
other  words,  logic,  according  to  Brunetto  Latini,  is 
the  science  that  teaches  how  to  distinguish  good  from 
bad  reasoning.  The  main  text-books  were  transla- 
tions from  Aristotle,  and  treatises  by  Boethius. 

Of  the  quadrivium,  the  mathematical  sciences, 
Brunetto  says :  "  The  first  is  arithmetic  which  teaches 
us  to  count,  to  compute,  to  add,  to  subtract,  multiply 
and  divide ;  it  also  includes  teaching  the  use  of  the 
abacus  [a  Roman  instrument  for  counting  by  means 
of  beads  strung  on  wires  which  were  stretched  across 
a  frame]  and  algorism.  The  second  is  music,  which 
teaches  us  how  to  make  tunes  and  songs,  and  sounds 
in  accord  with  one  another  on  zithers,  organs  and 
other  instruments,  for  the  pleasure  of  the  listeners 
or  for  divine  worship  in  church.  The  third  is  geom- 
etry, by  which  we  know  the  measures  and  propor- 
tions of  things  in  length,  breadth  and  thickness ;  by 
the  subtilities  of  geometry  the  Seven  Sages  succeeded 
in  finding  the  size  of  the  heavens  and  the  earth,  the 
distance  between  them,  and  many  other  wonderful 
measurements.  The  fourth  science  is  astronomy, 
which  teaches  us  the  order  of  the  heavens,  of  the 
firmament  and  of  the  stars,  and  the  courses  of  the 
seven  planets  through  the  twelve  signs  of  the  zodiac, 
and  how  weather  changes  to  hot  or  cold,  or  to  dry 
time,  or  to  wind,  according  to  a  law  that  is  estab- 
lished in  the  stars." 

It  is  evident  that  these  studies  were  very  rudi- 


THE  UNIVERSITY  OF  BOLOGNA       225 

mentary.  Arithmetic,  besides  its  practical  value  in 
the  counting-room,  mainly  served  to  compute  the 
date  of  Easter,  a  bit  of  knowledge  necessary  in  a 
priest's  education.  About  the  opening  of  the  century 
the  Hindu-Arabic  system  of  notation  was  adopted, 
with  the  use  of  the  zero,  and  some  elements  of  alge- 
bra, to  all  of  which  Brunetto  probably  refers  under 
the  term  algorism,  but  it  is  obvious  that  at  the  time 
he  wrote  the  use  of  the  primitive  abacus  had  not  yet 
been  discarded.  By  this  time  a  knowledge  of  Euclid 
had  come  in,  chiefly  from  Arabian  sources,  and  also 
a  knowledge  of  the  Ptolemaic  system  through  Ptol- 
emy's astronomical  work,  known  as  the  Almagest, 
and  through  the  treatises  of  Alf  raganus,  an  Arabian 
astronomer,  with  whom  Dante  was  very  familiar. 

Medicine  was  studied  by  aid  of  books  written  or 
complied  by  Arabian  physicians,  and  of  treatises 
derived  or  purporting  to  come  from  Galen  and  Hip- 
pocrates. But  in  order  to  study  medicine  to  best 
advantage  students  did  not  go  to  the  University 
of  Bologna;  they  went  to  the  medical  school  at 
Salerno  in  Frederick's  kingdom,  where  the  wisdom 
of  Arabia  and  Persia  supplemented  the  knowledge 
of  anatomy  and  of  medicinal  herbs  that  had  come 
down  from  Greece. 

The  University  of  Bologna,  with  its  professors,  its 
students,  its  school  of  law,  its  courses  on  grammar 
and  rhetoric,  seems  like  a  pleasant  resting-place  with- 
drawn from  the  highroad  of  conventional  mediaeval 
history,  a  road  frequented  chiefly  by  kings,  princes, 
prelates,  soldiers,  podestas  and  friars ;  and  yet  almost 
everybody  goes  by  without  a  word  about  this  se- 


226     ITALY  IN  THE  THIRTEENTH  CENTURY 

eluded  spot.  Dante,  who  studied  all  branches  of 
knowledge,  who  was  eagerly  interested  in  philosophy 
and  poetry  as  well  as  in  politics,  has  no  reference  to 
the  University,  or  but  one  of  a  most  veiled  character. 
Salimbene,  the  Franciscan  friar,  whose  memoirs  cor- 
respond in  a  way  to  Horace  Walpole's  letters,  barely 
alludes  to  it,  once  by  mention  of  a  master  of  gram- 
mar, and  once  by  repeating  a  sibylline  prophecy  — 
nidus  scholasticus  minorabitur,  the  scholars'  nest 
shall  be  brought  low ;  and  yet  he  speaks  of  Bologna 
a  hundred  times.  The  chroniclers  of  Bologna  talk 
of  battles  and  forays,  of  castles  lost  and  won,  of 
marches  and  countermarches,  and  they  sometimes 
record  the  freezing  of  the  river  Po,  the  high  price 
of  vegetables,  eclipses,  floods  or  falling  towers,  but 
they  regard  the  University  as  beneath  the  dignity 
of  history ;  or,  perhaps,  for  they  have  recorded  the 
attempt  made  by  the  Emperor  Frederick  to  suppress 
the  University,  they  regard  it  as  part  of  the  estab- 
lished order  of  things,  like  the  river  Po  or  the  Apen- 
nines. However  this  may  be,  the  University  of  Bo- 
logna was  one  of  the  moulding  forces,  not  merely  of 
Italian  history  but  also  of  European  history. 


CHAPTER  XVII 

ON  SOME  UNIVERSITY  PROFESSORS 

See  !  Here  they  come  ! 

More  proud  than  pursuivants,  sly  as  confessors, 
With  step  scholastic  and  with  time-worn  gowns, 
The  underpaid,  sweet,  spectacled  Professors. 

Anonymous. 

THE  great  University  of  Bologna  drew  students  to 
itself  from  many  foreign  lands,  because  it  taught  and 
expounded  the  jurisprudence  of  a  civilization  very 
much  superior  to  the  civilization  of  the  thirteenth 
century.  As  peoples  became  more  civilized,  both 
north  and  south  of  the  Alps,  as  the  science  of  gov- 
ernment grew,  as  business  expanded,  as  property 
increased,  a  knowledge  of  Roman  law  became  of 
greater  and  greater  value ;  and  to  clerks  hoping  for 
advancement  in  the  Church  knowledge  of  the  canon 
law  was  of  prime  necessity.  Naturally  students  of 
both  branches  of  jurisprudence  flocked  to  Bologna. 
The  University  of  Bologna  also  offered  the  best  edu- 
cation in  the  liberal  arts  that  there  was  to  be  had  in 
Italy.  But  the  study  of  law  and  of  the  liberal  arts 
would  not  have  flourished  there  as  it  did,  had  it  not 
been  for  the  learning  and  talents  of  the  professors 
of  the  University.  It  was  they  who  gave  to  their 
University  its  great  renown. 

Ever  since  the  famous  Irnerius  had  lectured  on 
the  civil  law  at  Bologna  (1100-1130?)  a  series  of 


228    ITALY  IN  THE  THIRTEENTH  CENTURY 

learned  professors  had  honourably  maintained  the 
reputation  of  the  University.  At  the  beginning  of 
our  century  Professor  Azo  had  been  the  acknow- 
ledged head  of  the  legal  faculty.  After  his  death, 
about  1220,  two  very  distinguished  scholars  disputed 
the  preeminence,  Accursius  and  Odofredus.  Accur- 
sius  was  a  Florentine  by  birth,  of  humble  origin,  but, 
his  biographer  says,  of  refined  tastes  and  habits.  He 
went  to  Bologna  to  study  law  rather  older  than  was 
usual,  perhaps  because  of  straitened  circumstances. 
He  studied  under  Azo,  took  his  doctor's  degree,  and 
taught  at  the  University  for  forty  years.  He  was 
very  successful,  and  made  so  much  money  from  his 
classes  that  he  bought  a  large  estate  of  many  acres 
with  a  charming  villa,  a  few  miles  east  of  Bologna 
by  the  little  river  Idice.  He  also  owned  a  fine  house 
in  the  centre  of  the  city.  His  chief  fame,  however, 
was  not  as  a  lecturer  but  as  a  commentator.  He  con- 
ceived the  idea  of  winning  a  name  for  himself  and 
of  lightening  the  burden  of  students,  by  making  a 
kind  of  general  digest  of  all  previous  comments, 
glosses,  notes  and  expositions  upon  the  Roman  law, 
together  with  his  own  criticisms  and  explanations,  so 
that  this  one  vast  comment  should  supplant  all  that 
had  gone  before,  and  the  student  have  nothing  to 
consult  but  the  Corpus  Juris  Civilis  itself  and  his 
comprehensive  commentary.  It  is  said  that  in  order 
to  have  leisure  for  this  herculean  task  he  gave  up 
his  lectures  for  a  long  time.  But  there  is  another  ver- 
sion of  the  story.  Accursius  learned  that  his  rival 
Odofredus  entertained  a  similar  plan  of  combining 
and  fusing  all  prior  glosses  into  one,  and  became 


ON  SOME  UNIVERSITY  PROFESSORS    229 

very  apprehensive  lest  Odof  redus  should  execute  the 
plan  first.  He  shut  himself  up  in  his  house,  sent  for 
the  physician,  ordered  prescriptions  from  the  apothe- 
cary, and  stayed  indoors,  as  if  he  were  seriously  in- 
disposed, until  he  had  completely  finished  his  task. 
Odof  redus  dawdled,  thinking  that  while  Accursius 
was  sick  in  bed  he  might  take  his  time,  and  had  the 
mortification  to  find  himself  outwitted  by  his  Floren- 
tine rival.  Perhaps,  however,  this  story  is  due  to 
Bolognese  jealousy.  The  gloss  of  Accursius  was  a 
triumphant  success ;  old  sects  of  disputing  commen- 
tators were  reconciled ;  young  men  were  bidden  to 
hold  to  his  interpretation,  as  a  pilot  clings  to  his 
tiller  or  as  Bolognese  soldiers  stand  fast  by  their  car- 
roccio ;  and  in  course  of  time  the  gloss  itself  was 

Mlossed  by  admiring  scholars. 
Accursius,  like  many  professors  of  civil  law  at 
Bologna,  was  an  imperialist  in  politics.  The  old 
Roman  doctrine  that  the  will  of  the  Emperor  is  law 
was  firmly  lodged  in  his  conservative  mind.  His  po- 
litical theories,  however,  did  not  interfere  with  his 
loyalty  to  Bologna,  and  on  his  death  his  body  was 
buried  in  a  noble  sarcophagus  near  the  Franciscan 
church.  His  four  sons  became  professors  of  law,  and 
the  eldest,  Francis  Accursius  (1225-1293),  acquired 
a  reputation  almost  equal  to  his  father's.  When  King 
Edward  I  stopped  at  Bologna  on  his  homeward  way 
from  Syria,  he  invited  Francis  to  go  with  him  to 
England.  Francis  accepted  and  went ;  he  served  the 
king  in  important  matters,  lectured  at  Oxford  and 
also  in  France,  at  Toulouse.  Like  his  father  he  was 
a  Ghibelline.  During  his  absence  the  popular  party 


230     ITALY  IN  THE  THIRTEENTH  CENTURY 

expelled  the  imperial  party  from  the  city,  and  a  de- 
cree of  confiscation  was  rendered  against  his  prop- 
erty; but  on  his  return  he  obtained  a  revocation  of 
the  decree,  and  lived  and  died  in  general  esteem. 

Odofredus  (12007-1265),  "mundi  sensus,  ju- 
risque  profundi  lux,  foedus  pacis,  doctorum  flos, — 
the  wit  of  the  world,  the  light  of  the  law,  the  bond 
of  peace,  the  flower  of  learned  men,"  was  a  native 
of  Bologna,  and  somewhat  younger  than  Accursius 
senior.  In  his  youth  he  travelled  in  France  and 
Apulia,  apparently  in  the  capacity  of  judge  attend- 
ant upon  a  podesta;  at  the  age  of  thirty-two  or 
thirty-three  he  returned  to  Bologna  and  devoted 
himself  to  lectures  and  comments  on  the  civil  law. 
Vanquished  as  a  commentator  by  the  shrewd  Floren- 
tine, Accursius,  he  held  his  own  not  only  as  a  lec- 
turer but  also  as  a  debater  in  the  contests  of  learning 
and  wit  which  the  professors  held  with  one  another. 
He,  too,  became  rich,  and  pleasant  things  are  told 
of  his  generosity  in  his  dealings  with  the  students. 

Odofredus  and  Accursius  were  great  men  in  their 
day  and  acquired  reputations  such  as  Sir  William 
Blackstone  or  Chancellor  Kent  have  with  us ;  and 
although  their  figures  are  dim  and  their  subject  does 
not  touch  history  dramatically  or  emotionally,  yet 
we  understand  them.  They  do  not  show  in  any  con- 
spicuous way  the  stamp  of  the  thirteenth  century. 
They  might  have  lived  in  the  reign  of  Justinian  or 
uttered  their  opinions  side  by  side  with  Ulpian  and 
Papinian;  or  they  might  have  lectured  at  the  Har- 
vard Law  School  with  Story  and  Greenleaf.  They 
fit  easily  into  our  own  experience ;  and  for  that  rea- 


ON  SOME  UNIVERSITY  PROFESSORS    231 

son  do  not  teach  us  what  traits,  what  individual 
characteristics,  distinguish  the  thirteenth  century 
from  those  that  went  before  or  those  that  have  come 
since.  If,  however,  we  turn  to  another  study  popular 
at  Bologna,  ars  dictaminis,  the  art  of  composition, 
and  follow  the  career  of  one  of  its  professors,  such 
as  Doctor  Boncompagno,  whom  we  know  better  than 
the  others,  or  read  one  of  his  text-books,  we  find  our- 
selves at  once  in  a  strange,  primitive  world,  in  the 
midst  of  children,  as  it  were,  who  toil  heroically  over 
the  rudiments  of  knowledge. 

Boncompagno  was  born  a  few  miles  out  of  Flor- 
ence at  Signa,  a  place  which  seemed  to  him  "  endowed 
with  indescribable  pleasantness  on  account  of  its 
running  waters  and  its  abundance  of  olives."  He  was 
a  contemporary  of  his  learned  countryman,  the  elder 
Accursius,  and  at  about  the  same  time  as  he,  went 
to  the  University  of  Bologna.  There  he  devoted 
himself  to  the  liberal  arts,  took  his  doctor's  degree, 
and  wrote  a  book  on  rhetoric  so  highly  esteemed  that 
it  was  crowned  with  laurel,  amid  great  ceremonies, 
first  at  Bologna  and  afterwards  at  Padua.  He  was 
very  clever  and  very  successful ;  Salimbene  calls  him 
"a  great  master  of  grammar."  He  wrote  several 
books  on  the  art  of  composition  to  which  he  gave, 
as  appropriate  to  rhetorical  treatises,  what  seem  to 
us  rather  fanciful  and  flowery  names,  The  Olive, 
The  Cedar,  Myrrh.  They  teach  business  rather  than 
literature,  how  to  draw  up  legal  documents,  to  draft 
statutes  and  to  prepare  testaments,  and  were  prima- 
rily intended  for  students  who  meant  to  become  no- 
taries. Boncompagno  was  ingenious,  active-minded, 


232    ITALY  IN  THE  THIRTEENTH  CENTURY 

and  full  of  plans  for  new  ways  of  doing  things;  he 
was  a  typical  Florentine.  He  proposed  a  radical 
change  in  the  character  of  the  University,  —  that 

H(as  it  were)  this  learned  mind  should  have  a  body, 
that  the  schools  should  have  an  appropriate  building. 
Such  a  plan  was  utterly  subversive  of  all  accepted 
ideas,  and  no  doubt  was  regarded  as  scandalous  and 
revolutionary.  "The  building  devoted  to  university 
studies,"  he  says,  "should  be  built  in  a  place  where 
the  air  is  fresh  and  pure;  it  should  be  far  from  the 
neighbourhood  of  women,  from  the  bustle  of  the 
market-place,  from  the  noise  of  horses  and  of  bark- 
ing dogs,  from  the  canal,  from  disturbing  sounds  of 
all  kinds,  from  the  creaking  and  smells  of  carts.  The 
building  should  be  square.  The  windows  should  be  ar- 
ranged in  such  a  way  that  there  should  be  neither  too 
much  nor  too  little  light;  and  two  or  three  should  be 
placed  so  that  the  professor  may  look  out  in  summer 
time  and  see  the  trees,  gardens  and  orchards;  for  the 
sight  of  pleasant  things  strengthens  the  mind.  The 
dormitories  should  be  upstairs,  with  rooms  of  proper 
height.  Everything  should  be  very  clean.  The  walls 
of  the  lecture  room  should  be  painted  green,  and 
there  should  be  no  pictures  except  such  as  stimulate 
the  mind  to  intellectual  things.  The  stairs  should 
not  be  too  steep,  and  there  should  be  but  one  en- 
trance. In  the  lecture-room  the  professor's  chair 
should  stand  on  some  kind  of  platform,  and  be  high 
enough  to  enable  him  to  see  who  come  in.  The  seats 
for  the  students  should  all  be  on  the  floor,  and  so 
placed  that  no  one  could  interfere  with  the  profes- 
sor's range  of  vision.  The  older  and  better  scholars 


ON  SOME  UNIVERSITY  PROFESSORS    233 

should  have  front  seats;  and  students  of  the  same 
country  or  province  should  sit  together.  Regard 
should  be  had  to  their  office,  rank  and  merit.  Stu- 
dents should  always  keep  the  same  seats."  The  time 
was  not  ripe  for  the  plan.  Such  an  edifice  would 
have  been  a  hostage  to  the  Commune  of  Bologna, 
and  the  rectors  would  have  been  obliged  to  obey 
the  city  magistrates.  Boncompagno  himself  did  not 
expect  to  see  it  adopted ;  one  inclines  to  the  suspicion 
that  he  merely  wished  to  irritate  his  conservative 
colleagues. 

In  his  courses  he  did  introduce  innovations;  the 
consequence  was  a  serious  quarrel.  Before  his  com- 
ing the  professors  of  grammar  and  rhetoric  had  fol- 
lowed undisturbed  an  old-fashioned  method  of  teach- 
ing which  enjoyed  the  prestige  of  being  taught  in 
the  well-known  school  at  Orleans  in  France.  This 
method,  at  least  according  to  Boncompagno's  think- 
ing, was  cringingly  deferential  to  ancient  models, 
full  of  affectations,  elegant  quotations  and  stale 
saws;  whereas  he,  in  his  own  mind,  represented  ori- 
ginality, patriotism,  and  good  sense.  He  expressed 
his  opinions  freely;  he  even  said  that  these  old- 
fashioned  professors  sold  to  raw  ignorant  youths 
gilded  copper  for  gold.  They  resented  his  criticism ; 
this  made  him  see  (so  he  says)  that  their  impudent 
attacks  on  him  could  only  be  stopped  by  putting 
them  publicly  to  shame.  To  accomplish  this  he  gave 
loose  rein  to  his  Florentine  love  of  practical  jokes. 
A  letter  was  received  by  the  faculty  of  rhetoric, 
purporting  to  come  from  one  Robert,  a  French  pro- 
fessor, which  in  grandiloquent  phrases  announced 


234    ITALY  IN  THE  THIRTEENTH  CENTURY 

that  he  would  come  and  confute  Boncompagno, 
"the  prince  of  Italian  professors."  On  the  day  set 
everybody,  professors  and  students,  crowded  into 
the  cathedral.  The  adverse  faction  felt  sure  that 
they  should  see  Boncompagno  utterly  confounded; 
but  Boncompagno  sat  in  the  tribune  smiling  and 
asking,  "Where  is  Robert?"  "Why  does  he  not 
come?"  The  others  answered,  "He  has  been  delayed 
a  little,  he  will  come  soon,  just  wait  a  moment ; " 
while  some  of  the  audience  pointed  at  a  stranger  and 
said,  "Perhaps  that  is  Robert."  Finally,  when  pa- 
tience could  hold  out  no  longer,  Boncompagno  got 
up,  and  after  derisively  demanding,  "Where  is 
Robert?  Let  him  step  forth,"  announced  that  it  was 
he  who  had  written  the  letter  and  tricked  them  all. 
The  hoax  was  a  complete  success;  Boncompagno's 
enemies  were  dumbfounded  while  his  supporters,  wild 
with  delight,  lifted  him  on  their  shoulders  and  car- 
ried him  away  in  triumph.  What  delicacy  of  wit 
must  have  graced  the  jokes  of  the  students,  if  this 
joke  scored  an  intellectual  triumph  among  the  pro- 
fessors! One  shudders  at  the  thought. 

Boncompagno  sets  forth  in  several  books  his  the- 
ories concerning  the  proper  way  to  teach  the  art  of 
composition.  His  method  may  be  better  than  the 
method  he  attacked,  but  his  books  are  very  primitive. 
When  these  early  men  follow  a  great  highway  of 
knowledge,  built  by  the  ancients,  as  in  law  or  the- 
ology, they  deal  with  questions  after  a  fashion  not 
very  different  from  our  own  ;  but  where  they  make 
their  own  paths,  as  in  painting,  for  instance,  or  in 
the  art  of  writing,  they  are  like  ignorant  children. 


ON  SOME  UNIVERSITY  PROFESSORS    235 

Boucoinpagno's  treatise.  The  Palm,  which,  so  he 
says,  enjoyed  great  success  at  the  University  and 
put  his  enemies  to  rout,  seems  to  us  as  primitive  as 
the  paintings  or  sculpture  of  contemporary  artists. 
It  is  a  little  book  of  some  twenty  pages,  intended 
rather  for  teachers  in  the  preparation  of  their  lectures 
than  for  students ;  it  deals  briefly  with  various  mat- 
ters in  the  art  of  writing :  composition  itself,  prose, 
a  grant  of  privilege,  a  testament,  the  parts  of  a  letter, 
— salutation,  narration,  petition,  conclusion, — punc- 
tuation, minor  clauses  and  parables.  It  reveals  to 
us  the  difficulties  that  beset  the  men  who  dig  the 
foundations  of  knowledge.  "  I  admit,"  he  says, "  that 
I  do  not  know  where  the  epistolary  art  was  discov- 
ered. In  Greece  I  was  told  that  when  the  Israelites 
were  under  Pharaoh's  yoke  they  did  not  dare  speak 
to  one  another,  and  therefore  Moses  invented  writing 
and  communicated  with  them  in  that  way.  Others 
say  that  the  art  was  invented  in  Noah's  ark.  I  am 
wholly  ignorant  whether  these  explanations  are  true 
or  false." 

His  self-confidence  and  his  love  of  humour,  how- 
ever, enliven  the  book.  He  gives  but  one  example  of 
the  proper  form  for  beginning  a  letter :  "  Suppose," 
he  says,  "that  the  Pope  writes  to  the  Emperor  on 
one  matter  or  on  several.  If  it  is  on  one  matter  the 
writer  may  begin  in  this  way  :  Since  We  are  bound 
by  our  office  to  be  assiduous  in  admonishing  all  the 
sons  of  the  Church  lest  they  be  caught  in  the  snares 
of  earthly  temptation,  much  more  attentively  We 
ought  to  counsel  your  Imperial  Majesty  by  apostolic 
letters,  so  that  you  may  pass  through  the  things  of 


236    ITALY  IN  THE  THIRTEENTH  CENTURY 

this  world  in  such  a  way  as  not  to  lose  those  of 
eternity,  etc.  But  if  in  the  same  letter  the  Pope 
wishes  to  touch  upon  a  second  matter  he  may  pro- 
ceed thus  :  Moreover  We  commend  most  heartily  to 
your  Excellency  our  beloved  son,  Doctor  J5.,  whom 
We  and  our  brethren  from  an  intimate  knowledge 
of  his  piety  and  learning  love  most  dearly,  begging 
your  Excellency  that  on  account  of  our  request  you 
will  treat  him  with  every  consideration  and  give  a 
favourable  answer  to  his  requests."  To  whom  can 
he  refer  under  this  discreet  initial  ? 

Perhaps  the  most  original  of  Boncompagno's 
books  is  the  Wheel  of  Venus.  He  hits  upon  the  in- 
genious plan  of  combining  a  tale  of  gallantry  and  an 
epistolary  form-book.  As  a  story-teller  he  is  much 
more  modern  than  the  authors  of  the  tales  in  the 
Novellino  and  points  the  way  to  Boccaccio ;  but  he 
cannot  lay  aside  his  professional  method  of  writing 
a  text-book.  He  tries  most  unwisely  to  kill  two  birds 
with  one  stone.  If  he  had  devoted  himself  wholly  to 
story-telling,  with  his  wit,  his  inventiveness,  his 
fancy,  he  might  have  been  the  originator  of  a  branch 
of  belles-lettres,  of  light  literature,  and  have  won 
for  himself  part  of  the  fame  that  has  fallen  to 
Boccaccio. 

The  story  begins,  after  a  pretty  introduction  in 
which  Venus  bids  him  write,  with  a  letter  from  a 
lover  to  the  lady  of  his  admiration :  "  To  the  noble 
and  wise  Lady  G.,  beautiful  by  elegance  and  breed- 
ing." Here  the  professor  interrupts  the  story-teller 
with  notes  and  bits  of  advice  for  his  students  :  Do 
not  use  countrified  expressions  such  as  —  "  To  my 


ON  SOME  UNIVERSITY  PROFESSORS    237 

Sweetest  friend,  as  many  greetings  as  there  are 
leaves  on  the  trees,  stars  in  the  sky,  sands  on  the 
shore,"  that  is  bad  form ;  and,  remember,  that  all 
women  like  to  be  flattered  for  their  beauty,  be  ful- 
some. Then  he  makes  a  digression  to  consider  the 
station  of  the  lover,  high  or  low ;  this  he  does  ap- 
parently for  the  sake  of  a  gibe  at  the  clergy,  for  he 
intimates  that  there  should  be  a  difference  between 
the  love-letter  of  a  bishop  and  that  of  a  mere  priest. 
Then  follows  another  digression  to  consider  the 
three  periods  for  falling  in  love :  before  an  introduc- 
tion, after  an  introduction,  and  before  the  lover  has 
ever  seen  the  lady.  After  these  interruptions  the 
letter  proceeds :  "  When  I  beheld  you  among  a  glor- 
ious company  of  girls,  the  fire  of  love  flared  up  in 
my  heart,  all  of  a  sudden  I  was  a  new  man.  No 
wonder,  you  shone  among  them  like  the  morning 
star  that  flies  before  Aurora  to  herald  the  day ;  hair 
like  spun  gold  hanging  about  delicately  rosy  ears ; 
eyebrows  like  strings  of  pearls ;  ruby  lips  with  ivory 
teeth,"  etc.  More  notes  follow,  and  then  comes  the 
heroine's  answer.  She  is  complaisant.  How  shall  a 
meeting  be  contrived  ?  Shall  it  be  in  church,  or  shall 
his  falcon  fly  into  her  father's  garden  and  he  pursue 
it  ?  In  this  way  the  letters  carry  one  through  a  love 
affair  of  a  very  frank  and  pagan  character.  Besides 
the  annotations  and  bits  of  advice,  the  author  has 
inserted  a  variety  of  paradigms  for  love  letters,  which 
according  to  our  more  prudish  notions,  should  not 
be  presented  to  young  men  under  any  circumstances. 
And  at  the  end  Boncompagno  says  that,  if  he  has 
been  rather  too  free  of  speech,  the  reader  should 


238    ITALY  IN  THE  THIRTEENTH  CENTURY 

remember  the  Song  of  Solomon,  in  which  are  many 
things  that,  if  taken  according  to  the  letter,  are  more 
likely  to  stir  the  lower  nature  than  the  higher ;  but 
let  the  reader  adopt  for  The  Wheel  of  Venus  the 
same  wise  rule  of  interpretation  applied  to  the  Song 
and  he  will  perceive  the  really  moral  purpose  in  it. 
In  this  hybrid  book  the  reference  to  Venus,  the 
description  of  the  lady,  the  outspoken  fling  at  the 
Church's  interpretation  of  the  Song  of  Solomon,  in- 
dicate the  first  blossoming  of  that  kind  of  taste  which 
became  so  pronounced  a  feature  of  the  Renaissance. 
Boncompagno  has  been  rightly  called  a  humanist  of 
the  thirteenth  century ;  not  because  he  had  a  great 
love  of  the  classics,  but  because  he  shared  the  state 
of  mind  of  the  humanists  of  the  fifteenth  century. 
At  the  same  time  he  undoubtedly  wished  to  draw 
students  away  from  the  courses  of  his  unfriendly 
colleagues,  and  perhaps  the  Wheel  of  Venus  is  less 
a  serious  attempt  to  write  a  tale  of  gallantry  than  to 
attract  the  more  frivolous  young  men  to  his  own 
classes.  At  any  rate  it  is  plain  that  the  University 
of  Bologna  was  not  the  monastic  and  ascetic  place 
that  the  glosses  of  Accursius  and  Odofredus  might 
lead  us  to  suppose. 

Boncompagno  in  several  ways  is  typical  of  his 
century  and  of  Bologna,  if  not  of  the  conservative 
University.  He  had  great  admiration  for  the  Roman 
past;  and  that  was  the  cause  of  his  respect  for 
classical  literature  rather  than  a  result  of  that  re- 
spect. It  is  true  that  Boncompagno's  sentiment  for 
the  classics  is  somewhat  obscured  by  his  conceited 
insistence  upon  his  own  originality,  but  it  comes  to 


ON  SOME  UNIVERSITY  PROFESSORS    239 

light  here  and  there,  as  in  the  pretty  description  of 
the  appearance  of  the  goddess  in  the  prologue  to 
The  Wheel  of  Venus,  in  two  little  books  one  On 
Friendship  and  one  On  the  Evils  of  Old  Age, 
which  show  that  he  had  Cicero's  De  Amicitia  and 
De  Senectute  in  mind,  and  more  clearly  in  a  history 
of  the  siege  of  Ancona,  conducted  by  the  Emperor 
Frederick  Barbarossa,  in  which  he  models  himself 
on  Sallust  and  Livy.  Respect  for  the  Latin  classics 
he  shared  with  all  the  educated  world ;  but  in  Bon- 
compagno  respect  for  classical  literature  unites  and 
mingles  with  an  almost  passionate  patriotism.  All 
his  countrymen  were  full  of  local  pride  and  of  loy- 
alty to  their  city ;  only  a  few  shared  his  patriotism 
for  Italy.  "  Italy/'  he  says,  "  cannot  and  must  not 
be  tributary,  for  Freedom  has  chosen  to  make  its 
home  in  Italy ;  she  is  no  tributary  province  but  a 
queen  among  provinces.  .  .  .  All  the  provinces  of  the 
world  ought  to  be  subject  to  the  people  of  Italy." 
This  was  the  sentiment  to  which  Innocent  III  ap- 
pealed when  he  drove  the  German  freebooters  from 
Umbria  and  the  March  of  Ancona.  And  with  Bon- 
compagno  this  love  of  liberty  shows  itself  in  unex- 
pected places.  For  instance,  in  one  of  his  books  he 
takes  advantage  of  a  grammatical  disquisition  on 
clauses  to  gibe  at  all  the  nations  he  has  heard  of. 
The  Armenians  and  the  Greeks,  he  says,  let  their 
beards  grow  long  so  that  they  may  appear  of  a  seri- 
ous disposition ;  the  Slavs,  though  they  have  human 
forms,  are  more  properly  classed  as  beasts  than  as 
men;  the  Bohemians  are  handsome  and  fierce  in 
battle,  but  they  eat  meat  half-cooked  and  get  dis- 


240    ITALY  IN  THE  THIRTEENTH  CENTURY 

gustingly  drunk ;  the  Germans  are  a  laughing-stack 
for  their  fury,  the  Allobrogi  (Savoyards?)  for  their 
thievery,  the  French  for  their  arrogance ;  the  men 
of  the  March  are  simpletons,  the  Romagnuols  double- 
tongued  cheats;  the  people  of  Provence  are  liars, 
the  Calabrians  timid,  the  Apulians  pusillanimous ; 
the  Tuscans  manage  their  affairs  well,  and  if  it  were 
not  for  fraud  and  their  envious  disposition,  their 
virtues  would  shine  out.  But  when  he  speaks  of  the 
Lombards,  he  says,  "  they  are  the  patrons  of  liberty, 
noble  defenders  of  their  rights,  and  as  they  have 
fought  most  often  for  liberty  they  are  deserv- 
edly the  senators  of  Italy." 

Boncompagno's  love  of  freedom  did  not  confine 
itself  to  politics ;  it  was  broader  than  that  and  op- 
posed what  seemed  to  him  the  tyranny  of  fanaticism. 
He  has  a  touch  of  the  spirit  that  animated  Voltaire 
or  Heinrich  Heine,  and  like  them  his  weapon  was 
satire.  For  instance,  while  he  was  at  Bologna  a 
Dominican  friar,  John  of  Vicenza,  came  to  preach. 
John  was  an  eloquent,  impassioned  orator,  with 
great  power  over  his  audiences;  wonderful  stories 
are  told  how  he  moved  all  kinds  of  people  to  tears, 
drove  sinners  to  repentance,  and  persuaded  enemies 
to  embrace  and  swear  eternal  friendship.  His  meet- 
ings were  somewhat  like  those  of  the  Salvation 
Army ;  but  he  was  not  a  spiritual-minded  man.  He 
used  his  religious  influence  to  obtain  political  power. 
Other  friars,  also  eager  to  acquire  influence  with 
their  congregations,  resorted  to  absolute  trickery. 
Boncompagno,  in  defence  of  reason,  resented  what 
he  regarded  as  an  appeal  to  superstition,  and  wrote 


ON  SOME  UNIVERSITY  PROFESSORS    241 

satirical  doggerel  on  Brother  John.  It  was  a  brave 
thing  to  do,  as  John  at  the  time  was  a  great  person. 
Here  is  the  stanza  that  Salimbene  remembered : 

Et  Johannes  Johannigat 
et  saltando  choreizat. 
Modo  salta,  modo  salta, 
qui  celorum  petit  alta ! 
Saltat  iste,  saltat  ille, 
resaltant  cohortes  mille, 
saltat  chorus  dominarum 
saltat  dux  Venetiarum ! 

Brother  Johnny  johnnies  it  o'er  us 
And  while  dancing  sings  a  chorus. 
Dance  up  high,  dance  up  high, 
Ye  who  wish  to  reach  the  sky ! 
Dance  now  here-y,  dance  now  there-y, 
Dance  now  all  the  military, 
Dance,  ye  ladies,  like  the  Grecians, 
Dance,  you  doge  of  the  Venetians ! 

The  latter  part  of  Boncompagno's  life  is  not  well 
known.  He  left  the  University  from  time  to  time 
—  perhaps  that  was  the  only  way  of  establishing 
peace  with  his  colleagues — and  travelled;  he  went 
to  Germany,  to  Greece,  to  the  Holy  Land.  He  was 
not  prudent,  like  Accursius  and  Odof redus ;  he  laid 
up  no  riches,  but  danced  and  sang  in  the  summer 
season,  and  when  old  age  came  on  he  had  nothing. 
At  the  suggestion  of  his  friends  he  went  to  Rome, 
hoping  that  the  Curia  would  give  him  some  office. 
The  time  was  unfavourable,  the  Curia  was  at  war  with 
the  Emperor ;  and  perhaps  it  did  not  entertain  the 
high  opinion  of  his  piety  that  Boncompagno  had 
put  so  flippantly  into  his  epistolary  form  for  use  by 


242    ITALY  IN  THE  THIRTEENTH  CENTURY 

the  Papal  Chancery.  He  was  refused,  and  went  at 
last  to  Florence  where  he  died  in  a  hospital.  The  last 
book  he  wrote,  On  the  Evils  of  Old  Age,  is  a  sad 
little  book.  Cicero,  he  says,  has  spoken  well  of  old 
age,  but  "  for  my  part  I  can  see  no  good  in  it,  ex- 
cept indeed  that  an  old  man  has  a  chance  to  repent." 
There  is  a  cynical  element  in  the  book,  and  but  one 
bright  spot,  where  he  speaks  of  Venice,  and  then 
his  rhetoric  flares  up  with  a  final  flash :  "  Her  floor 
is  the  sea,  her  roof  the  heavens,  and  her  walls  are 
the  courses  of  the  waters —  she  takes  away  the  power 
of  speech."  Poor  old  man !  It  was  long  since  he  had 
played  his  pranks  on  sober  professors  of  the  Uni- 
versity, or  listened  to  the  nightingales  sing  on  the 
blossoming  hill  outside  the  walls  of  Bologna. 

Another  professor  of  grammar,  Guido  Faba, 
taught  at  the  University  a  little  later  than  Boncom- 
pagno.  He  wrote  a  book  of  epistolary  forms  to  serve 
for  all  sorts  of  people  and  all  kinds  of  occasions.  In 
those  days  people  were  exceedingly  ceremonious  in 
their  forms  of  address,  and  little  differences  that  we 
should  hardly  notice  were  weighted  with  signifi- 
cance ;  and  students  were  obliged  to  learn  the  con- 
ventions of  epistolary  etiquette.  For  a  form  of  intro- 
duction to  a  request,  he  gives :  "  I  am  obliged  to  ask 
favours  of  you  so  often  that  I  am  ashamed,  and  you 
would  not  have  to  bear  the  asking,  were  not  friend- 
ship of  so  true  a  temper  that  it  endureth  all  things 
with  patience,"  or,  more  humbly,  "  My  littleness  in 
all  devotion  supplicates  your  lordship."  And,  for  a 
love  letter  to  a  lady :  "  When  I  behold  your  radiant 
person,  from  my  exceeding  joy  methinks  I  am  in 


ON  SOME  UNIVEKSITY  PKOFESSORS    243 

Paradise ; "  or,  more  formally  :  "  To  the  noble  and 
wise  lady,  P.  [it  was  well  understood  that  nothing 
of  a  lady's  name  except  the  initial  should  be  written 
in  a  love  letter]  —  adorned  with  the  elegance  of  vir- 
tues, greeting,  and  the  utmost  fidelity  and  service. 
Love  of  your  shining  qualities  has  so  taken  me, 
Maiden  splendid,  rose-like  and  serene,  that  day  and 
night  I  am  thinking  of  nothing  but  your  beauty. 
When  I  behold  it,  my  soul  is  glorified  as  if  I  were 
rapt  to  the  joys  of  Paradise."  It  is  evident  that  the 
study  of  the  ars  dictaminis  embraces  matters  not 
included  in  a  modern  curriculum.  Another  letter 
shows  that  the  ordinary  student  at  a  university  then 
was  very  much  like  an  ordinary  student  at  a  univer- 
sity now,  although  his  forms  of  expression  are  dif- 
ferent ;  it  is  a  letter  from  a  son  to  his  father :  "  I 
have  come  to  the  beautiful,  delectable,  and  glorious 
meadow  of  philosophy,  and  I  want  to  gather  flow- 
ers of  divers  colours  to  make  a  wreath  of  wonderful 
beauty  that  shall  shine  round  my  head  in  our  city, 
and  give  forth  to  my  friends  and  relations  an  agree- 
able odour,  but  the  custodian  of  the  garden  says  no, 
unless  I  make  him  pleasant  and  suitable  gifts.  I 
have  nothing  to  pay.  If  your  generosity  wishes  me 
to  arrive  at  such  honour,  be  pleased  to  send  me 
money  at  once,  so  that  I  may  stay  and  gather  pre- 
cious fruit  in  the  garden  which  I  have  entered." 
What  father  could  refuse  so  fragrant  a  petition? 
As  such  forms  were  common  in  the  books  compiled 
by  university  professors,  one  can  hardly  help  a  per- 
haps mean  suspicion  that  the  professors  were  inter- 
ested in  the  weight  of  the  student's  purses. 


244    ITALY  IN  THE  THIRTEENTH  CENTURY 

These  professors  of  grammar  and  rhetoric  did  not 
enjoy  the  dignified  esteem  that  attended  the  profes- 
sors of  civil  law ;  they  did  not  die  at  their  country- 
places  in  delectable  villas,  nor  in  their  own  town- 
houses  ;  and  no  monumental  tombs  mark  where  their 
bones  lie.  Nevertheless  a  Boncompagno  had  this 
advantage  over  an  Accursius :  he  lived  more  keenly 
the  fleeting  life  of  the  time,  he  enjoyed  more  its 
sunshine  and  its  shadows,  he  understood  and  ex- 
pressed its  moods  better.  And  if  monuments  were 
to  be  put  up  to  men  because  they  tell  us  the  history 
of  their  own  times,  two  men  of  the  thirteenth  cent- 
ury that  should  have  them  are  Professor  Boncom- 
pagno and  Friar  Salimbene,  surprised  though  each 
might  be  to  find  a  statue  erected  to  the  other. 


CHAPTER  XVIII 

THE  NOBLES  OF  THE  NORTH  (1230-1243) 
Say,  Muse,  their  names  then  known,  who  first,  who  last, 

At  their  great  emperor's  call,  as  next  in  worth, 
Came  singly  where  he  stood  on  the  hare  strand, 
While  the  promiscuous  crowd  stood  yet  aloof  ? 

Paradise  Lost,  Bk.  i. 

THE  peace  patched  up  between  the  Pope  and  Em- 
peror at  San  Germano  in  1230  could  be  but  tempor- 
ary. The  opposition  between  their  ideals  of  society 
was  fundamental;  and  the  several  endeavours  of 
each  to  attain  nearer  to  what  he  regarded  as  the 
noblest  goal  of  his  ambition  were  so  many  blows  at 
the  other.  The  Pope  openly  proclaimed  the  supremacy 
of  the  ecclesiastical  power  over  the  civil ;  the  Em- 
peror, though  he  only  dared  to  say  that  the  ecclesi- 
astical power  and  the  civil  power  should  act  together, 
desired  in  his  heart  to  put  the  Church  under  his 
heel.  Everywhere  the  two  were  in  opposition.  In 
The  Kingdom  the  Pope  regarded  the  clergy  as  pri- 
marily his  subjects ;  in  the  papal  provinces  of  central 
Italy  Frederick  still  regarded  himself  as  sovereign. 
The  Pope  was  resolved  to  uphold  the  independence 
of  the  Lombard  cities;  Frederick  was  resolved  to 
reduce  them  to  obedience.  Everywhere  contrary  in- 
terests were  straining  to  break  the  peace ;  and  sooner 
or  later  it  was  sure  to  give  way.  For  the  moment, 
however,  these  destructive  forces  were  counteracted ; 


246    ITALY  IN  THE  THIRTEENTH  CENTURY 

Pope  Gregory  desired  passionately  to  extend  Christ- 
ian rule  in  the  Holy  Land  and  he  knew  that  this 
could  only  be  accomplished  with  the  Emperor's  help, 
and  he  also  had  need  of  that  help  at  home  against 
the  troublesome  Romans ;  and  Frederick,  on  his  part, 
was  most  anxious  to  keep  the  Pope  neutral  while  he 
adjusted  his  relations  with  the  Lombards. 

The  Lombard  question  was  simply  this :  the  Lom- 
bards desired  to  stay  as  they  were,  whereas  Frederick 
found  the  actual  situation  intolerable.  The  Lombard 
League  cut  the  Empire  in  two ;  it  closed  the  passes 
over  the  Alps  to  imperial  troops  coming  from  Ger- 
many ;  it  tried  to  tyrannize  over  loyal  cities ;  it  en- 
abled the  Pope  to  maintain  a  haughty  front  against 
imperial  rights.  For  the  members  of  the  League  to 
call  themselves  loyal  subjects  seemed  to  Frederick 
both  fanciful  and  impudent.  They,  on  their  side, 
declared  that  the  rights  they  enjoyed  had  been  sol- 
emnly confirmed  by  the  Treaty  of  Constance,  and 
that  the  seeming  acts  of  disloyalty  were  but  the  pre- 
cautions of  ordinary  prudence  to  safeguard  those 
rights  in  the  face  of  obvious  danger.  The  League, 
however,  sincerely  desired  to  avoid  war;  nor  did 
Frederick,  who  had  great  confidence  in  his  own 
power  of  overreaching  his  opponents,  intend  to  re- 
sort to  hostilities  until  he  had  exhausted  the  resources 
of  ingenuity.  His  plans  had  a  double  object  in  view, 
first,  to  detach  by  threats  or  bribes  some  members  of 
the  League,  and  secondly,  to  secure  to  himself  the 
moral  support  of  public  opinion.  Perhaps  the  clear- 
est evidence  of  Frederick's  shrewdness  is  the  court 
that  he  paid  to  public  opinion.  He  was  always  busy 


THE  NOBLES  OF  THE  NORTH    247 

writing  to  princes  and  potentates,  in  order  both  to  put 
his  side  of  a  quarrel  before  them  and  to  flatter  them 
by  showing  that  he  wished  for  their  good  opinion. 

This  ambition  of  Frederick's  to  reunite  the  sev- 
ered members  of  the  Empire,  like  a  call  to  battle, 
roused  all  the  north  of  Italy  into  active  partisanship 
for  one  side  or  the  other.  As  a  rule,  the  feudal  no- 
bles were  for  the  Empire  and  most  cities  for  the 
League  and  the  Church.  But  except  in  the  case  of  a 
few  cities  on  both  sides,  it  is  not  safe  to  assume  with 
either  commune  or  baron  that  partisan  loyalty  re- 
mains unchanged  from  one  year  to  the  next.  The 
cities  of  Cremona,  Pavia,  Reggio,  and  Modena  were 
devoted  to  the  Emperor ;  Romagna,  except  Faenza, 
was  strongly  imperial ;  so  was  the  city  of  Ferrara 
under  Salinguerra,  but  otherwise  the  cities  of  the 
north  were  almost  all  against  him.  In  the  northwest 
of  Italy  the  feudal  nobles,  such  as  the  Counts  of 
Savoy  or  the  Marquises  of  Montferrat  were  some- 
times on  the  Emperor's  side  and  sometimes  not.  In 
the  northeast,  in  the  March  of  Treviso,  what  is  now 
the  province  of  Yeneto,  the  political  parties  were 
fiercely  divided.  There  the  cities  were  not  as  power- 
ful as  they  were  in  Lombardy.  The  country  was 
much  less  fertile  than  the  valley  of  the  Po,  and 
the  mountainous  character  of  a  great  part  of  it  hin- 
dered trade  and  furnished  admirable  points  of  vant- 
age for  the  castles  of  the  nobility.  Of  these  nobles 
three  or  four  were  preeminent.  Ambitious  to  enlarge 
their  domains,  they  quarrelled  with  one  another,  and, 
according  as  envy,  jealousy,  or  interest  directed,  took 
sides  with  the  Empire  or  the  Church.  These  feudal 


248    ITALY  IN  THE  THIRTEENTH  CENTURY 

nobles  play  dramatic  parts  on  the  stage  of  history 
and  deserve  to  have  their  lineage  and  their  exploits 
separately  heralded. 

The  most  distinguished  family  was  the  world- 
renowned  House  of  Este.  Some  hundred  years  earl- 
ier one  member  of  the  family  had  emigrated  to 
Germany,  and  from  him  descend  the  Dukes  of 
Brunswick  and  the  royal  family  of  England.  His 
brother,  the  "magnificent  Marquis  Fulke,"  remained 
in  Italy,  and  from  him  descended  the  Italian  branch, 
destined  to  become  lords  of  Ferrara,  Reggio,  and 
Modena.  The  castle  of  Este  lay  at  the  southern  foot 
of  the  Euganean  Hills,  some  fifteen  miles  southwest 
of  Padua,  and  the  family  possessed  estates  in  all  the 
country  roundabout.  Marquis  Azzo  VI  (1170-1212), 
"a  nobleman  full  of  wisdom,  who  found  grace  with 
God  and  man,"  steered  with  singular  dexterity 
through  the  troubled  times  of  Innocent  III  and 
stood  well  with  both  the  Empire  and  the  Papacy. 
He  was  high-spirited,  astute,  and  very  ambitious; 
but  history  tells  little  about  him.  The  chronicler  of 
the  House  of  Este  gathered  what  records  he  could  — 
"  so  that  posterity  reading  them  shall  be  taught  what 
to  choose  and  what  to  avoid  for  the  present  and  the 
future,  and  since  everybody  knows  that  'by  concord 
little  things  grow  great  and  by  discord  even  the 
greatest  things  fall  away/  it  is  obvious  that  concord 
is  to  be  chosen  with  all  one's  might  and  discord 
avoided."  Unfortunately  there  was  no  vestige  of 
concord  for  him  to  chronicle,  and  he  has  left  but 
scanty  accounts  of  the  superabundant  discord.  There 
were  raids  and  forays  to  and  fro  in  the  March  of 


THE  NOBLES  OF  THE  NORTH    249 

Treviso;  Verona  and  Ferrara  were  lost  and  won; 
castles  and  farmhouses  were  captured  and  burned. 
Nevertheless,  out  of  the  misty  records  rises  an  image 
of  Azzo  VI,  a  gay  and  gallant  figure  of  a  mediaeval 
noble,  a  grand  seigneur,  "  handsome  in  person,  hand- 
somer in  feats  of  arms,"  who  did  his  duty  as  he  saw 
it  to  the  honour  of  his  house  and  of  his  order,  the 
worthy  scion  of  an  illustrious  race.  Once  he  and  his 
friend,  the  Count  of  San  Bonifazio  (father  of  Cunizza's 
husband),  fought  Ezzelino  II  and  the  Montagues  in 
the  meadow  just  beyond  the  Roman  Arena  in  Verona : 
"  Knight  charges  knight,  foot  soldiers  fight  hand  to 
hand,  enemy  grapples  with  enemy,  till  at  last,  after 
knight  and  horse  had  shed  their  blood,  after  many 
had  been  struck  down  and  some  killed,  the  Marquis 
stood  victor  in  the  field.  Towers  and  strongholds 
throughout  the  city  surrendered ;  and  Ezzelino  II 
was  taken  prisoner.  The  Marquis  treated  him  with 
courtly  consideration,  bade  the  lords  and  ladies  and 
all  the  quality  of  Verona  do  him  honour,  and  then 
sent  him  with  an  escort  of  knights  to  Bassano,  where 
he  lived ;  and  there  in  return  the  lords  and  ladies  of 
the  town  showed  great  hospitality  to  Azzo's  knights. 
Ha  !  Deus !  in  those  days  there  was  war,  good  war 
(if  I  may  call  it  so).  If  a  man  bravely  fighting  his 
enemy  was  made  prisoner,  he  was  not  put  to  death, 
or  sent  to  prison,  or  condemned  to  horrible  mutila- 
tion ;  on  the  contrary,  he  was  sent  away  in  honour 
whither  he  wished  to  go."  But  then,  as  so  often 
through  the  centuries,  the  brave  days  of  old  gave 
way  to  meaner  modern  times. 

A  year  or  two  after  the  capture  of  Verona,  Azzo 


250     ITALY  IN  THE  THIRTEENTH  CENTURY 

drove  Salinguerra  from  Ferrara,  and  then,  at  the 
height  of  fortune,  died,  followed  to  the  grave  a  few 
days  later  by  his  friend  and  companion  in  arms,  San 
Bonifazio :  "  Glorious  princes  of  the  earth,  since  in 
life  they  loved  one  another  greatly,  so  in  death  they 
were  not  divided."  Azzo  left  two  sons.  The  elder 
soon  died,  and  the  younger,  Azzo  VII  (1205-1264) 
succeeded  to  the  family  honours  and  estates.  This 
marquis  played  a  notable  part  as  captain  of  the  Guelf 
party  in  the  northeast,  and  maintained  with  varying 
fortune  the  cause  of  the  League  and  of  the  Church 
against  the  Ghibellines  and  the  House  of  the  Ez- 
zelini.  The  most  successful  of  his  military  operations 
was  the  final  recapture  of  Ferrara  from  old  Salin- 
guerra. But  the  capture  does  not  redound  to  the 
honour  of  the  Marquis  Azzo,  or  of  the  Doge  of  Ven- 
ice, his  ally,  or  of  the  Apostolic  legate  who  fought 
at  his  side,  or  of  the  Bishop  of  Ferrara,  to  whose 
boldness  and  sagacity  the  capture  was  in  great  meas- 
ure due.  After  a  four  months'  siege  they  offered 
the  doughty  old  Ghibelline  terms,  which  he,  in  spite 
of  his  craft,  accepted ;  but  when  they  had  got  him 
in  their  power,  they  clapped  him  into  prison  and 
kept  him  there  till  he  died.  In  their  defence  it  must 
be  said  that  a  dozen  years  before  Salinguerra  had 
captured  Richard  of  San  Bonifazio  by  a  similar  trick. 
Trickery  was  one  of  the  weapons  in  the  game  of  war. 
From  that  day  for  more  than  three  hundred  and 
fifty  years  the  city  of  Ferrara  belonged  to  the  House 
of  Este,  until,  crowned  with  the  glory  of  Ariosto 
and  Tasso,  the  last  duke  of  the  main  line  of  this 
illustrious  family  died  childless. 


THE  NOBLES  OF  THE  NORTH    251 

The  other  great  family  of  the  March  of  Treviso 
was  that  of  the  Ezzelini,  hereditary  rivals  of  the 
House  of  Este.  Their  castle  of  Romano  was  at  the 
foot  of  the  outlying  Alps  midway  between  Feltre 
and  Bassano  (Par.  ix,  25-30) :  — 

In  quella  parte  della  terra  prava 

Italica,  che  siede  tra  Rialto 

e  le  fontane  di  Brenta  e  di  Piava, 
si  leva  un  colle,  e  non  surge  molt'  alto, 

la  donde  scese  gia  una  facella, 

che  f  ece  alia  contrada  un  grande  assalto. 

In  that  part  of  the  wicked  land 

Of  Italy,  that  lies  between  Rialto 
And  the  springs  of  Brenta  and  Piave, 

Up  rears  a  hill,  but  no  great  height  doth  reach, 
From  thence  came  down  a  firebrand 
That  to  the  country  round  gave  great  offence. 

The  family  traits  were  courage  and  craft;  all  its 
members  were  ready  at  any  time  to  lay  hold  of  any 
means  to  increase  their  power. 

The  family  probably  came  down  from  Germany 
in  the  train  of  some  Emperor.  Ezzelino  I,  the  Stam- 
merer, the  grandfather  of  Ezzelino  III,  Frederick's 
lieutenant,  was  a  man  of  unusually  strong  character. 
He  was  a  partisan  of  the  Lombard  League  against 
Frederick  Barbarossa.  Cut  off  from  any  hope  of  pro- 
viding for  his  family  by  imperial  favour,  Ezzelino  I 
cast  about  to  better  his  son's  fortunes  by  marriage. 
The  first  wife  chosen  for  Ezzelino  II  was  a  daughter 
of  the  Marquis  Azzo  VI ;  she  died  childless.  The 
second,  a  bold,  reckless,  amorous,  much-marrying 
woman  was  divorced;  and  the  son  was  again  single 


252    ITALY  IN  THE  THIRTEENTH  CENTURY 

when  his  father  heard,  through  a  channel  that  might 
have  deterred  a  less  resolute  man,  of  a  most  eligible 
match.  A  young  lady  of  the  March,  Donna  Cicilia, 
at  the  age  of  fourteen  was  left  an  orphan  and  a  great 
heiress.  The  Stammerer's  daughter,  the  Countess  of 
Sampiero,  who  had  her  share  of  the  family  zeal  for  ac- 
quisition, was  quick  to  hear  of  this  chance  and  quick 
to  act.  She  promised  Donna  Cicilia's  guardian  fifty 
gold  pounds  to  arrange  a  marriage  between  her  son, 
the  young  Count  of  Sampiero  and  the  heiress.  But 
before  the  wedding  Sampiero  senior  consulted  his 
father-in-law  as  to  the  wisdom  of  the  match.  Old 
Ezzelino,  in  the  subtle  way  of  which  he  was  past- 
master,  fobbed  off  his  son-in-law,  sent  privily  to  the 
guardian,  gave  him  a  hundred  pounds,  and  married 
the  girl  to  his  own  son,  Ezzelino  II.  The  Sampieri 
were  very  angry,  got  possession  of  Cicilia,  and  took 
a  terrible  revenge.  Cicilia,  no  longer  fit  to  be  young 
Ezzelino's  wife,  was  divorced,  and  the  young  man 
married  a  fourth  time.  The  affair  created  a  feud 
between  the  families  of  Ezzelino  and  of  Sampiero,, 
and  betrays  the  fact  that  the  quarrels  between  the 
nobles  were  often  not  over  questions  of  large  policy, 
but  about  mere  matters  of  personal  hatred  and  jeal- 
ousy. Ezzelino  II  lived  to  prosper ;  but  as  life  went 
on  he  experienced  a  change  of  heart.  He  turned  to 
religious  things.  His  enemies  said  that  he  became  a 
heretic.  At  any  rate,  he  forsook  the  world,  trans- 
ferred his  baronies  to  his  sons,  Ezzelino  III  da  Ro- 
mano and  Alberic,  and  retired  to  a  monastery.  From 
this  monastic  life  he  got  the  name,  Ezzelino  the 
Monk. 


THE  NOBLES  OF  THE  NORTH    253 

Ezzelino  III  da  Romano,  whose  name  has  become 
a  synonym  for  cruelty,  was  the  lifelong  rival  of 
Marquis  Azzo  VII.  We  have  already  made  his  ac- 
quaintance as  brother  of  Cunizza.  Short,  swarthy, 
black-haired,  Ezzelino  III  was  a  high-strung,  resolute, 
dare-devil  of  a  man.  In  the  beginning  of  his  career  he 
sided  with  the  Lombard  League  and  was  podesta 
of  Verona  when  that  city  barred  the  Brenner  Pass 
against  Prince  Henry:  but  in  1232  he  turned  his 
coat  and  for  nearly  thirty  years  maintained  the 
Ghibelline  cause  with  brilliant  success  against  the 
Church,  the  Lombard  League,  and  Azzo  d'  Este. 
Azzo,  indeed,  with  his  allies  captured  Ferrara;  but 
Ezzelino  made  himself  master  of  Padua,  Verona, 
Vicenza,  and  almost  all  the  March  of  Treviso.  He 
received  the  office  of  imperial  lieutenant  and  married 
the  Emperor's  bastard  daughter,  Selvaggia. 

In  his  youth  Ezzelino  was  regarded  merely  as  a 
brilliant  and  ambitious  young  Ghibelline  leader;  his 
dreadful  reputation  belongs  to  later  years  and, 
though  firmly  built  on  acts  of  savage  cruelty,  it  is 
indebted  for  the  infernal  glare  that  lights  it  up  to 
the  dread  with  which  he  inspired  his  enemies.  The 
Guelf  chroniclers  cannot  satiate  themselves  with 
epithets:  "limb  of  Satan,"  "son  of  iniquity,"  "worst 
of  men,"  "poisonous  snake,"  "Antichrist,"  "basilisk 
thirsting  for  blood";  and  legend  whispered  that  no 
human  father  but  a  fiend  from  hell  had  begotten 
him. 

The  change  in  Ezzelino's  nature,  or  at  least  in  his 
reputation,  seems  to  have  taken  place  after  the 
capture  of  Padua.  Once  in  possession  he  feared  to 


254    ITALY  IN  THE  THIRTEENTH  CENTURY 

lose  the  city  and  sought  to  prop  his  dominion  by 
fear.  This  rich  and  prosperous  town,  though  it  had 
joined  the  Lombard  League,  was  divided  against 
itself,  and  its  rulers  were  distraught  in  their  counsels. 
On  the  one  hand,  there  was  the  bond  with  the 
League ;  on  the  other,  the  Emperor  was  dangerously 
near,  Vicenza  had  fallen,  and  the  Imperialists  were 
full  of  energy  and  daring.  The  leaders  of  the  Ghibel- 
line  faction,  taking  advantage  of  the  general  per- 
plexity and  confusion,  intrigued  with  Ezzelino  and 
by  specious  representations  and  promises  induced 
the  city  to  open  her  gates,  as  a  loyal  subject,  to  the 
Emperor;  some  among  them  asserted  with  confidence 
that  Lord  Ezzelino  desired  the  good  and  honour  of 
Padua  more  than  the  fulfilment  of  all  his  other  wishes. 
"So,  on  the  very  next  day,  February  25th,  1237, 
Count  Gebhard  and  Ezzelino  (the  imperial  envoys) 
with  their  troops  entered  Padua  peaceably.  And 
many  people  saw — and  I  [Rolandino,  the  historian 
of  these  affairs]  particularly  saw  it  —  that  as  Ezzelino 
was  going  through  the  city  gate,  he  pushed  back 
his  iron  helmet,  and,  leaning  over  from  his  palfrey 
toward  the  gate,  kissed  it.  ...  Then  the  city  was 
handed  over  to  Count  Gebhard,  who  received  it  in 
the  name  of  the  Emperor  and  in  his  stead.  And 
afterwards  at  the  general  assembly  of  the  councils, 
Lord  Ezzelino  made  a  speech  and  said — but  nobody 
understood  the  full  significance  of  what  he  said  — 
that  it  was  true  that  Padua  had  been  given  to  Lord 
Gebhard  for  the  Emperor,  but  to  the  envoys  of  the 
Emperor  as  well;  and  therefore  whatever  was  done 
or  considered  thereafter  on  behalf  of  the  Commune 


THE  NOBLES  OF  THE  NORTH    255 

of  Padua  was  of  no  value,  unless  it  should  be  done 
with  the  advice  and  consent  of  Lord  Ezzelino." 

Not  for  two  years,  however,  did  Ezzelino 's  cruelty 
show  itself.  Then  some  of  the  Guelf  faction  were 
suspected  of  intrigues  with  the  enemy.  A  knight 
was  arrested  and  executed  in  the  courtyard  without 
trial.  A  little  later  another  gentleman  of  rank  and 
consequence  was  executed;  on  the  same  day  one  of 
the  canons  of  Padua  was  burnt  at  the  stake,  and 
eighteen  burghers  and  villagers  were  hanged.  Others 
were  imprisoned  on  vague  surmises.  One  gentleman 
was  overheard  saying  to  another :  "  We  ought  to  take 
arms  and  not  permit  the  nobles  and  gentlemen  of 
Padua  to  be  so  cruelly,  so  vilely,  put  into  prison." 
Both  were  beheaded.  Three  others,  bred  to  a  life  of 
ease  and  luxury,  were  kept  in  jail  several  years,  and 
then  the  doors  were  barricaded  and  the  poor  wretches 
left  to  cry  in  vain,  "  Bread !  Bread  !  "  After  thirty 
days  their  bodies,  all  skin  and  bones,  black  and  hor- 
rible, were  taken  out.  Vanitatum  vanitas  ineffdbilis, 
vita  mortifera,  mundus  fallax  !  The  poor  historian, 
Rolandino,  had  fallen  on  evil  days.  Fond  of  study 
and  peace  and  of  the  Latin  poets, — Horace,  Ovid, 
Lucan,  —  he  naturally  regarded  the  tyranny  of 
Ezzelino  as  the  visible  presence  of  Antichrist. 

So  matters  went.  When  Lord  Ezzelino  shifted  his 
residence  to  Verona,  he  made  his  sister's  son,  Anse- 
disius,  podesta  of  Padua.  Ansedisius  remained  in 
power  for  nearly  seven  years,  a  nephew  worthy  of  his 
uncle.  B  ut  as  he  was  a  man  of  pleasant  manners,  ready 
with  promises,  the  family  traits  did  not  show  them- 
selves at  once ;  moreover,  even  when  living  in  Verona, 


256     ITALY  IN  THE  THIRTEENTH  CENTURY 

Ezzelino,  either  by  visits  or  by  his  litterce  mortiferce, 
death-dealing  letters,  kept  control.  On  one  occasion 
a  company  of  gentlemen  was  assembled  in  the  large 
hall  of  the  podesta's  house.  On  a  perch  was  a  sparrow- 
hawk,  and  one  of  those  present,  a  man  of  some  read- 
ing, litteratus,  quoted  one  of  ^Esop's  fables:  — 

To  repulse  the  attacks  of  a  kite,  the  doves  chose  a  hawk  for 

their  king. 
The  king  does  more  harm  than  the  foe ;  the  doves  begin  raising 

the  question, 

Whether  it  might  not  be  well  to  endure  the  attacks  of  the  kite, 
Rather  than  die,  one  by  one,  without  declaration  of  war. 

Somebody  liked  the  verses  and  asked  for  a  copy ; 
others  spoke  of  them  to  people  outside.  The  inci- 
dent came  to  the  ears  of  the  Podesta,  who  "night 
and  day  was  cogitating  how  he  could  destroy  the 
people  of  Padua,  for  that  was  what  he  was  charged 
to  do."  All  concerned  were  immediately  arrested. 
Soon  afterwards  Ezzelino  came  to  Padua.  On  his 
arrival  the  friends  and  relations  of  the  gentlemen 
arrested  went  in  a  body  to  his  house,  to  ask  that  the 
accused  be  let  out  on  bail.  They  were  waiting  below, 
when  Ezzelino  attended  by  his  men-at-arms  came 
down  in  so  great  a  fury  that  all  but  two  fled  incon- 
tinently. These  two,  foolishly  trusting  in  their  inno- 
cence, were  arrested.  Ezzelino  hurried  to  the  palace, 
called  out  the  guards,  both  knights  and  foot  sol- 
diers, and,  haranguing  all  the  company,  charged 
various  persons  of  wealth  and  position  with  circulat- 
ing these  verses  on  purpose:  "He  was  no  hawk,  he 
said,  that  wished  to  devour  the  doves,  but  the  father 
of  a  family  who  intended  to  clean  out  his  house, 


THE  NOBLES  OF  THE  NORTH    257 

cast  out  the  scorpions,  sweep  out  the  toads,  and 
bruise  the  heads  of  the  snakes."  This  house-cleaning 
he  carried  out  thoroughly ;  some  of  the  persons  con- 
cerned in  the  affair  of  ^Esop's  fable  were  beheaded 
in  the  public  square,  others,  both  men  and  women, 
fettered  and  thrown  into  the  deepest  dungeon. 

As  time  went  on,  Ezzelino's  cruelty  became  still 
more  barbarous.  And  yet  there  is  something  in  his 
deviltry  that  lifts  him  high  above  the  common  run 
of  cruel  men  of  his  time  (for  all  that  progeny  of 
dragon's  teeth  was  cruel),  and  gives  him  the  mag- 
nanimous quality  that  we  attribute  to  Satan  at  his 
best.  Ezzelino  is  like  Shakespeare's  Richard  III,  but 
of  a  purer  clay :  — 

Because  I  cannot  flatter  and  speak  fair, 
Smile  in  men's  faces,  smooth,  deceive  and  cog, 
Duck  with  French  nods  and  apish  courtesy, 
I  must  be  held  a  rancorous  enemy. 
Cannot  a  plain  man  live  and  think  no  harm  ? 

Rolandino  ascribes  to  him  a  sentiment,  written 
not  to  an  enemy  or  to  be  read  by  the  world,  but  in 
a  letter  to  crafty  Salinguerra,  his  brother-in-law: 
"  There  are  two  things  out  of  all  others  in  this  life 
with  which  men  are  bound  chiefly  to  concern  them- 
selves, to  wit,  to  keep  faith  with  friends  and  live 
with  honour."  And  this  same  terrible  tyrant,  at  the 
very  time  of  the  affair  of  ^Esop's  fable,  "had  set  his 
heart  on  love  and  on  a  beautiful  young  lady,  if  it  is 
possible  to  believe  that  love  and  extremes t  cruelty 
can  exist  in  one  heart."  On  betrothal  he  pledged 
her  his  service  and  his  honour,  and  after  his  mar- 
riage (so  it  was  said  by  some)  he  entertained  a 


258    ITALY  IN  THE  THIRTEENTH  CENTURY 

dream,  when  once  he  should  become  sole  master  in 
the  March,  to  pass  his  life  in  love  and  bliss  in  the 
palace  that  he  was  building  in  Padua  at  the  head  of 
the  Millers'  Bridge.  Pope  Alexander  IV  thought  it 
by  no  means  impossible  to  transform  him  from  a 
membrum  diaboli  into  zjilius  Dei. 

Another  of  the  principal  nobles  of  the  March  was 
Count  Riccardo  di  San  Bonifazio,  head  of  the 
Church  party  in  Verona,  the  patron  of  Sordello, 
and  for  a  brief  time  husband  of  Ezzelino's  celebrated 
sister,  Cunizza.  Between  them  these  bold  barons 
kept  the  March  in  great  turmoil.  They  come  clatter- 
ing down  the  decades  of  the  century  with  their 
knights,  their  men-at-arms,  and  their  foot  soldiers, 
like  the  heroes  of  the  Iliad,  rejoicing  in  battle, 
fighting  one  another  under  the  push  of  primitive 
passions,  —  covetousness,  revenge,  jealousy,  —  or,  at 
times,  as  it  seems,  merely  in  order  to  drive  dull  care 
away.  They  strove  to  maintain  the  feudal  system 
against  the  rising  tide  of  modern  civilization,  and 
though  they  ranged  themselves  for  the  Empire  or 
for  the  communes,  they  really  embodied  a  theory 
of  what  is  desirable  in  a  body  politic  remote  from 
either  of  the  theories  represented  by  those  two  ad- 
versaries. They  remained  true  to  feudal  confusion, 
to  the  loose  system  of  mutual  ties  existing  between 
inferiors  and  superiors  all  along  the  scale  from 
slave  to  emperor.  That  system  had  no  place  for 
the  economical  development  of  industry,  it  took  no 
account  of  manufacture  or  of  trade;  it  was  based  on 
agriculture.  It  had  the  vaguest  and  most  wayward 
idea  of  law  and  order.  But,  if  on  the  economic  side 


THE  NOBLES  OF  THE  NORTH    259 

of  things  the  feudal  system  was  all  weakness,  on  the 
side  of  sentiment  it  had  great  strength.  It  repre- 
sented the  recent  past,  the  past  within  the  memory 
of  living  men,  and  therein  lay  its  power,  for  the 
recent  past  is  the  home  of  sentiment.  Peasants,  from 
their  boyhood  up,  had  lived  within  a  bow-shot  of 
the  great  castle,  they  had  looked  upon  it  as  part  of 
the  eternal  order,  they  had  been  bred  upon  stories 
of  the  old  lord,  and  of  the  young  lord  when  a  mad- 
cap boy;  they  had  seen  the  pennants  fly  and  the 
lances  glitter  as  the  men-at-arms  rode  away  on  a 
foray,  they  had  shared  the  triumph  of  victory  and 
the  pinch  of  defeat.  Their  fathers,  and  their  fathers' 
fathers,  had  been  loyal  to  the  master;  and  for  them 
to  desert  that  allegiance  and  adopt  the  communal 
motto  of  service  of  self  was  a  kind  of  detestable 
free- thinking,  rank  lay  atheism.  And  so  the  mag- 
nificent Marquis  of  Este  and  the  terrible  Lord  of 
Romano  inspired  their  followers  with  a  doglike  and 
not  ignoble  fidelity. 

The  communes  represented  economic  growth,  the 
union  of  men  for  the  sake  of  greater  productiv- 
ity, the  expansion  of  relations  between  guilds,  be- 
tween town  and  town,  between  country  and  country, 
in  short  the  cause  of  commerce;  they  were  the  crea- 
tors of  our  modern  world,  the  champions  of  the  fu- 
ture. If,  judged  by  our  standards,  they  accomplished 
little,  they  at  least  were  pioneers  and  swung  their 
axes  to  clear  away  the  choking  heritage  of  the  past. 
Their  duty  was  to  make  a  beginning,  and  this  they 
did ;  Milan,  Bologna,  Piacenza,  and  Brescia,  the  only 
cities  that  remained  steadfast  in  the  darkest  days, 


260    ITALY  IN  THE  THIRTEENTH  CENTURY 

are  the  real  heroes  of  the  struggle  with  the  Empire. 
The  communes  may  not  have  for  us  the  picturesque 
charm  of  the  bold  barons,  but  they  presented  an 
ideal  to  the  men  of  their  time ;  they  did  not  appeal 
to  memory  and  the  past,  but  they  appealed  to  self- 
interest  and  the  improvement  of  humanity. 

The  Empire  represented  a  third  ideal,  as  high  as 
the  other  two,  or,  indeed,  higher  still.  It  dreamed  of 
universal  peace  and  order,  of  law  and  even-handed 
justice,  of  violence  chained  and  things  of  the  mind 
set  free  to  bourgeon  and  to  blow.  This  vision  of  le- 
gitimate sovereignty  gilding  the  sullen  earth,  dis- 
pelling the  clouds  of  force,  fraud,  and  fear,  lights 
up  with  perhaps  an  undeserved  illumination  the 
Empire  as  it  hastens  to  its  setting.  The  Empire  cer- 
tainly regarded  itself  as  the  heir  to  the  divinely  con- 
stituted empire  of  ancient  Rome,  its  Emperors  as  the 
successors  to  Trajan  and  Augustus,  and  in  its  extraor- 
dinary self-deception  believed  that  it  could  blazon 
upon  its  banner  the  Pax  Romana  once  more  restored 
to  a  troubled  world.  In  short,  the  struggle  between 
the  Empire,  the  communes,  and  the  feudal  nobles 
was  a  struggle  between  ideals  fighting  among  them- 
selves to  prove  which  of  the  three  was  most  in  ac- 
cordance with  the  needs  of  men. 

Frederick's  mind  was  possessed  by  this  ideal  of 
legitimate  sovereignty ;  and  he  realized  to  the  full  the 
advantage  that  it  afforded  him  in  his  contest  with 
the  undutiful  province ;  his  policy,  therefore,  was  to 
act  strictly  within  his  rights  and  to  crowd  the  Lom- 
bards more  and  more^  into  a  position  of  open  rebel- 
lion. His  first  step,  as  before,  was  to  summon  a  diet, 


THE  NOBLES  OF  THE  NORTH    261 

to  be  held  this  time  at  Eavenna.  The  Pope,  eager 
for  a  new  crusade,  forbade  the  League  to  oppose  it. 
The  Lombards,  as  before,  drew  close  together  and  a 
second  time  prevented  the  Emperor's  son  and  his 
troops  from  crossing  the  Alps.  The  diet  was  a  fail- 
ure. A  second  time  the  controversy  was  left  to  the 
Roman  Curia ;  a  second  time  the  Roman  Curia  laid 
the  blame  on  the  Lombards  and  adjudged  that  they 
should  equip  and  maintain  several  hundred  knights 
for  the  proposed  crusade.  Frederick,  remember- 
ing the  outcome  of  the  former  award,  was  highly 
incensed ;  and  the  case  was  reopened.  It  is  probable 
that  Frederick  was  not  seeking  a  peaceful  issue,  but 
rather  that  he  hoped  to  start  a  rift  between  the  Pope 
and  the  Lombards,  and  wished  to  take  before  the 
world  the  position  of  a  pacific  sovereign  who  has 
exhausted  all  the  resources  of  diplomacy  and  arbi- 
tration before  he  draws  the  sword. 

Matters  hung  on.  The  Emperor  was  obliged  to 
go  to  Germany  to  suppress  a  rebellion  raised  by  his 
eldest  son,  Prince  Henry ;  and  he  stayed  to  marry 
Isabella  of  England,  sister  to  King  Henry  III,  for 
he  was  now  a  widower  for  the  second  time.  But  Ez- 
zelino,  realizing  that  the  situation  in  north  Italy 
was  intolerable,  urged  the  Emperor  to  come  back. 
It  was  high  time ;  the  Church  had  dropped  her  role 
as  peacemaker  and  war  was  afoot.  Fortune  favoured 
the  Empire.  Frederick,  by  a  rapid  march,  surprised 
and  captured  Vicenza ;  Ezzelino  got  possession  of 
Padua  and  Treviso;  Mantua  surrendered ;  Azzo  of 
Este  came  in  to  make  his  peace.  And,  at  last,  after 
mano3uvring  for  some  time  in  vain,  Frederick  sue- 


262     ITALY  IN  THE  THIRTEENTH  CENTURY 

ceeded  in  bringing  on  a  general  engagement  in  the 
open  field.  At  Corte  Nuova,  November  27, 1237,  the 
army  of  the  League  was  cut  to  pieces,  the  carroccio 
of  Milan  captured,  and  ten  thousand  men  killed  or 
taken  prisoners. 

The  Emperor  was  exultant.  Pier  della  Vigna,  who 
shared  his  master's  taste  for  Sicilian  rhetoric,  pub- 
lished the  news  abroad :  "  Let  the  might  of  the  Ro- 
man Empire  be  lifted  up,  let  the  whole  world  rejoice 
at  the  victory  of  the  great  King.  Let  the  rebel  Lom- 
bard League  blush  for  shame,  let  the  insurgent  mad- 
ness be  confounded,  let  all  our  enemies  tremble 
before  this  great  slaughter.  More  than  all  others  let 
hapless  Milan  groan  and  grieve,  let  her  shed  bitter 
tears  at  the  heaps  of  her  slain,  at  the  number  of  her 
captive  citizens.  Let  her  now  learn  obedience  to  the 
lord  of  the  world;  for  at  last  God,  the  just  judge, 
has  looked  down  upon  the  rights  of  the  Empire,  and 
has  overthrown  the  pride  of  the  Lombard  rebels.  In 
a  single  day  woe-stricken  Milan  with  her  confeder- 
ates has  lost  the  flower  of  her  soldiers  and  her  citi- 
zens, her  carroccio  and  her  podesta.  Every  man  on 
our  side  killed  or  made  prisoner  whom  he  would.  On 
that  day  Caesar  showed  himself  more  valiant  than  all 
his  soldiers  and  with  his  own  hand  smote  the  casques 
of  the  enemy.  Then  the  Germans  dyed  their  swords 
in  red  blood;  then  the  loyal  knights  of  Apulia 
fought  gloriously  by  the  side  of  their  king ;  then 
the  gallant  men  of  Pavia  revenged  themselves  on 
the  soldiers  of  Milan ;  then  faithful  Cremona  with 
her  allies  sated  their  battle-axes  in  blood;  then  the 
Saracens  emptied  their  quivers  .  .  ."  Indeed,  it  was  a 


THE  NOBLES  OF  THE  NOKTH    263 

great  victory.  The  allies  of  the  League  melted  away. 
Only  Milan,  Bologna,  Piacenza,  and  Brescia  stood 
firm ;  and  even  Milan  offered  terms,  but  Frederick 
haughtily  demanded  unconditional  surrender. 

Frederick's  power  was  higher  than  ever  before, 
and  he  gave  free  rein  to  ambition  and  revenge ;  he 
intrigued  again  with  his  partisans  in  Rome,  and 
married  his  son  Enzio  to  Adelasia,  the  heiress  of  the 
northern  half  of  Sardinia,  and,  although  the  Papacy 
claimed  Sardinia  as  a  papal  province,  dubbed  him 
king.  But  the  Emperor's  success  and  his  high-aspir- 
ing ambition  roused  his  enemies  to  new  efforts. 
Genoa  and  Venice  made  common  cause  with  the 
League.  The  papal  legate,  Gregory  of  Montelungo, 
whose  ecclesiastical  powers  were  not  diminished  by 
his  military  rank  as  general  of  the  allied  army  in 
Lombardy,  solemnly  excommunicated  the  Emperor. 
Both  sides  published  their  grievances  to  the  princes 
of  Europe.  Frederick  excused  himself  and  inveighed 
against  the  Roman  Curia.  Gregory  wrote  :  "  There 
has  arisen  out  of  the  sea  a  Beast  full  of  the  words  o£ 
blasphemy,"  and  repeated  all  his  old  charges  against 
the  Emperor. 

The  rights  and  wrongs  of  the  quarrel  were  dis- 
cussed from  Sicily  to  Scotland ;  wherever  there  was 
a  cathedral  or  parish  church,  wherever  there  was  a 
monastery,  men  took  sides.  If  Frederick  had  been 
less  of  a  Sicilian,  if  he  had  had  more  prudence  or 
less  bad  temper,  he  might,  by  the  sheer  force  of 
public  opinion,  which  was  beginning  to  turn  in  his 
favour,  have  forced  the  Church  to  abandon  its  un- 
christian enmity  to  him.  But  the  defects  of  Fred- 


264    ITALY  IN  THE  THIRTEENTH  CENTURY 

crick's  character  told  heavily  against  him,  and  now 
that  his  faithful  friend  Hermann  von  Salza  was  dead, 
he  had  no  independent  counsellors  about  him  to  ad- 
vise him  honestly.  Men  like  Pier  della  Vigna  buttered 
their  own  bread  by  flattering  him.  Unguided,  except 
by  his  own  passion,  the  Emperor  made  two  great  mis- 
takes. The  first  was  to  march  down  through  Peter's 
Patrimony  and  threaten  Rome.  He  made  no  assault 
upon  the  city,  either  because  he  knew  that  he  could 
not  storm  the  Aurelian  walls,  or  because  he  only 
meant  to  frighten  the  Pope ;  but  the  memory  of  this 
menacing  attitude  was  not  without  its  influence  on 
the  conduct  of  Gregory's  successor.  The  second  mis- 
take was  still  more  grave. 

The  Roman  Curia  wished  to  consolidate  the  forces 
of  the  Church  in  the  face  of  the  enemy.  They  were 
well  aware  that  their  cause  needed  bolstering.  Even 
in  the  Lateran  Palace  the  Emperor  had  partisans ; 
Cardinal  Colonna  was  justly  suspected  of  being  an 
Imperialist  at  h'eart.  The  spectacle  of  papal  legates 
leading  armies  in  the  field,  of  friars  swarming  every- 
where, not  to  spread  the  gospel  but  to  disseminate 
stories  against  Frederick,  was  not  edifying ;  the  mem- 
ory of  St.  Francis  was  still  too  fresh  to  permit  such 
sights  to  go  uncriticised.  In  England  oppressive  ec- 
clesiastical taxation  was  causing  daily  complaints. 
In  France  the  nobles  resented  papal  interference  in 
what  they  deemed  their  national  affairs ;  the  young 
king,  Louis  IX,  whose  piety  no  man  could  question, 
was  thoroughly  out  of  sympathy  with  the  papal  pol- 
icy. In  Italy  discontent  was  not  confined  to  the 
Ghibelline  party ;  even  among  the  Franciscans  there 


THE  NOBLES  OF  THE  NOKTH    265 

were  friars  of  imperial  leanings.  Lampoons  spread 
from  mouth  to  mouth ;  Pope,  priests,  and  monks  were 
jeered  at  and  ridiculed. 

To  support  their  cause  and  beat  down  opposition, 
the  Papal  Curia  made  their  strongest  move ;  Gregory 
convoked  an  oacumenical  council  at  Rome.  The 
Church  Universal  would  be  able  to  throw  a  cloak 
of  propriety  over  all  the  misbehaviour,  true  or  false, 
that  had  been  charged;  and  at  Rome,  in  the  halls 
and  chambers  of  the  Lateran  Palace,  at  the  source  of 
ecclesiastical  promotion,  the  assembled  clergy  could 
be  counted  on  to  confirm  and  ratify,  or,  if  need  be, 
to  excuse  all  that  the  Curia  and  its  adherents  had 
done.  The  date  was  fixed  for  Easter,  1241.  Fred- 
erick was  no  fool;  he  foresaw  how  greatly  such  a 
council  could  strengthen  and  give  comfort  to  his 
enemies.  It  might  confirm  the  ban  of  excommuni- 
cation laid  on  him  by  the  legate ;  it  might  even  dare 
to  talk  of  deposing  him.  So  he  forestalled  the  pro- 
ject. He  gave  notice  that  he  could  not  permit  the 
council  to  be  held,  and  therefore  would  give  no  safe- 
conduct  through  his  dominions.  This  was  treading 
on  dangerous  ground  ;  the  civil  power  had  no  right 
whatever  to*  interfere  with  matters  purely  eccle- 
siastical, least  of  all  to  prevent  the  assembling  of  the 
Christian  Church  Universal,  for  that  was  tantamount 
to  preventing  Christendom  from  consulting  the  Holy 
Spirit.  Nevertheless,  it  was  obvious  that  the  purpose 
of  the  council  was  primarily  political,  and  had  Fred- 
erick contented  himself  with  stopping  the  clergy  on 
their  way  to  Rome  and  turning  them  back,  he  might 
well  have  kept  public  sympathy  on  his  side.  Unf  or- 


266     ITALY  IN  THE  THIRTEENTH  CENTURY 

tunately  for  him,  his  temper  got  the  better  of  hia 
prudence. 

In  spite  of  the  Emperor's  proclamation,  the  Ro- 
man Curia  persisted.  The  clergy  from  Germany  and 
Sicily  were  afraid  to  go,  but  some  prelates  from 
England  and  Spain,  and  many  from  France  started, 
and  as  the  route  by  land  was  barred  by  the  Em- 
peror's soldiers,  they  went  to  Genoa  to  take  ship  there 
for  Rome.  Galleys  of  transport  had  been  prepared, 
and  Genoese  vessels  of  war  were  ready  to  escort 
them.  Meanwhile  the  imperial  fleet  had  been  ordered 
to  hold  itself  in  readiness,  and  lay  off  Pisa  on  the 
watch ;  and  when  the  Genoese  ships  sailed  on  their 
way  to  the  mouth  of  the  Tiber,  it  put  out,  intercepted 
them  near  the  island  of  Monte  Cristo,  and  won  a 
complete  victory.  Twenty-five  Genoese  ships  were 
taken  or  sunk,  and  four  thousand  men  made  pris- 
oners. The  Spanish  prelates  escaped,  but  those  from 
France  and  Lombardy  were  captured.  Two  cardi- 
nals, three  archbishops,  the  abbots  of  Citeaux, 
Clairvaux,  and  Cluny,  half  a  dozen  bishops  and 
scores  of  clergy  of  less  note,  were  among  the  pris- 
oners. Their  treatment  was  very  severe,  even  cruel; 
they  were  lodged  in  filthy  prisons,  they  were  given 
bad  food,  and  subjected  to  all  kinds  of  indignity. 

Frederick  was  exultant ;  "  God  looks  down  from 
on  high,"  he  cried,  "  and  gives  His  judgment."  But 
he  had  gone  too  far.  His  ill-treatment  of  the  pris- 
oners roused  general  indignation.  Christendom  felt 
that  it  was  an  outrage  to  punish  innocent  priests, 
whose  only  fault  had  been  to  obey  their  superior ; 
and  the  whole  Church  now  took  up  the  quarrel  of 


THE  NOBLES  OF  THE  NOKTH    267 

the  Pope  with  the  Emperor  as  its  quarrel.  Poor  old 
Gregory  was  broken-hearted.  He  wrote  a  noble  and 
touching  letter  of  sympathy  to  the  prisoners,  but 
he  could  do  nothing  to  help  them ;  indeed,  he  him- 
self could  not  bear  up  under  the  blow;  that  summer 
he  died  in  sorrow  and  apprehension.  The  bark  of 
Peter  was  in  stormy  waters.  The  cardinals,  reduced 
to  a  handful,  had  no  leader  and  no  policy.  Frederick 
raided  the  countryside  around  Rome,  and  raged  or 
affected  to  rage  at  their  inaction.  They  elected  a 
poor  old  man,  a  compromise  candidate,  who  died  in 
a  week  or  two,  and  then  they  could  not  agree  at  all. 
After  two  years,  frightened  perhaps  by  the  threats  of 
Frederick,  or  by  hints  at  schism  from  France,  and  by 
the  universal  complaints  of  a  headless  Church,  they 
elected  Cardinal  Sinibaldo  dei  Fieschi,  Innocent  IV. 
The  accession  of  a  new  pope  offers  a  favourable 
point  to  break  off  the  political  thread  and  to  turn 
for  a  little  to  other  interests. 


CHAPTER  XIX 

EARLY  ART 

When  earth's  last  picture  is  painted,  and  the  tubes  are  twisted  and  dried, 
When  the  oldest  colours  have  faded,  and  the  youngest  critic  has  died, 
We  shall  rest ;  and,  faith,  we  shall  need  it. 

KIPLING. 

POLITICS  have  always  flaunted  themselves  on  the 
pages  of  history.  The  chroniclers,  like  children 
eager  for  tales  of  pirates  and  ogres,  care  for  little 
else ;  they  take  popes,  kings,  and  other  great  person- 
ages at  their  own  estimate,  and  pass  by  the  rest  of 
the  world,  its  happiness,  its  sufferings,  its  endeavour 
to  express  itself,  its  pride  of  life,  its  strivings  for 
better  things,  as  star-gazers  disregard  the  ant-hills 
at  their  feet.  So,  when  we  concern  ourselves  with 
early  stirrings  in  the  art  of  painting  or  of  mosaic, 
we  have  almost  nothing  to  guide  us  except  ruined 
remains.  Random  wayfarers  strolling  through  the 
thirteenth  century  are  apt  to  think  that  in  these 
matters  the  chroniclers  are  right ;  but  on  our  more 
methodical  pilgrimage  we  must  assume,  upon  one 
ground  or  another,  a  justification  for  loitering  and 
looking  a  few  minutes  at  the  poor  remains. 

Early  Italian  art  has  for  its  admirers  the  charm 
of  the  first  crocuses  in  spring ;  and  for  such  admir- 
ers all  feeble  beginnings  are  interesting.  As  others 
might  read  anecdotes  about  the  infancy  of  famous 
men,  how  the  dimpled  and  cooing  Napoleon  toddled 


EARLY  ART  269 

from  his  mother  to  his  nurse  and  back  again,  so  they 
look  at  the  primitive  pictures  —  despitef ully  treated 
by  time,  by  careless  generations  and  painstaking  re- 
storers —  which  still  linger  on  the  walls  and  ceilings 
of  old  Italian  churches.  They  are  right.  The  poor 
remains  are  well  worth  the  descent  into  the  crypt, 
the  halting  conversation  with  the  sacristan,  and  the 
sad  sense  of  old  mortality  laid  upon  us,  for  they 
show  how  painters  struggled,  often  apparently  against 
great  odds,  with  the  difficulties  of  representing  the 
third  dimension  by  means  of  line  and  colour,  and 
with  all  the  elementary  problems  of  draughtsmanship. 
This  early  art  has  a  double  aspect:  in  one  it  is 
old,  formal,  fixed ;  in  the  other  it  is  infantile,  with 
all  its  lessons  to  be  learned.  It  wears  this  double 
aspect  because  it  has  proceeded  from  a  great  past 
and  advances  forward  to  a  great  future ;  and  its  two 
aspects  correspond  to  its  two  branches,  mosaic  and 
painting.  Both  these  arts  are  branches  of  decorative 
art,  but  except  for  their  common  object  of  creating 
pictures,  their  purposes  are  so  different  that  they 
must  be  regarded  as  quite  distinct  from  one  another. 
Mosaic  presents  images,  not  as  likenesses  of  objects 
seen  in  nature,  but  as  symbols  of  ideas.  The  Christ 
of  the  Roman  mosaics,  for  instance,  is  not  a  picture 
of  the  Jesus  of  the  New  Testament,  but  a  religious 
symbol  of  power  and  majesty.  In  this  art  defect  of 
draughtsmanship  (if  it  may  be  so  called)  is  compara- 
tively venial,  for  the  artist  is  first  concerned  with 
the  ideas  which  he  wishes  to  represent,  and  next 
with  symbols  as  matters  of  decorative  value,  as  pleas- 
ant or  impressive  arrangements  of  colour.  On  the 


270     ITALY  IN  THE  THIRTEENTH  CENTURY 

other  hand,  the  chief  purpose  of  the  primitive  paint- 
ers is  to  tell  a  story ;  they  narrate  legends  of  saints 
to  people  who  cannot  read,  and  by  a  dramatic  ap- 
peal to  the  eye  seek  to  stir  the  dull  sentiments  of 
peasants  more  effectively  than  words  could  through 
the  ear.  Painters  painted  both  in  tempera  and  in 
fresco,  but  most  of  the  Italian  painting  that  has  come 
down  to  us  is  in  the  latter,  and  I  shall  speak  of 
painting,  at  least  upon  the  walls  of  churches,  as 
synonymous  with  fresco. 

The  two  arts,  differing  in  purpose  as  much  as  in 
material,  served  different  functions,  and  were  differ- 
ently employed  according  to  the  will  of  the  patron 
and  the  space  to  be  decorated.  The  great  patron 
was  the  Church ;  and  she  was  interested  only  in  the- 
ological ideas  and  scenes  from  the  Bible  or  from  lives 
of  saints.  If  a  prelate  wished  to  impress  upon  his 
people  some  moral  tale,  or  if  he  had  wall  space  at  his 
command,  he  employed  a  painter;  if  he  wished  to 
arouse  sentiments  of  awe  and  grandeur,  or  if  he  had 
the  dome  of  a  choir  to  decorate,  he  employed  a  mo- 
saist.  Each  art  has  its  special  virtue.  The  merits  of 
mosaic  are  determined  in  great  measure  by  its  ma- 
terials ;  the  little  cubes  of  many-coloured  glass  ne- 
cessitate rigidity  of  form  and  impose  conventional 
treatment,  but  they  render  possible  a  glorious  splen- 
dour of  colour,  so  that  though  little  apt  for  the  ex- 
pression of  the  artist's  personality,  they  are  admirable 
for  solemn  decoration.  The  concave  half  dome  in 
the  tribune  of  a  basilica,  being  the  roof  that  covers 
and  protects  the  altar,  is  the  very  home  and  shrine 
of  the  mosaic  art;  it  is  no  place  for  the  artist's  fancy, 


EARLY  ART  271 

but  rather  an  airy  pulpit  to  set  forth  the  sacred 
dogmas  of  Christianity.  And  when  mosaics  are  laid 
over  all  the  walls  and  ceilings  of  a  church,  as  in  St. 
Mark's  at  Venice,  their  decorative  beauty  is  unriv- 
alled, except  by  the  "storied  windows  richly  dight" 
of  the  Gothic  cathedrals. 

On  the  other  hand,  fresco  is  the  embodiment  of 
liberty ;  the  quick  movements  of  the  brush  follow 
the  momentary  fancy  of  the  painter,  and  the  very 
need  of  putting  on  the  colours  before  the  plaster 
dries  rouses  him  to  his  utmost  grace,  delicacy,  and 
naturalness.  As  mosaic  is  primarily  an  ecclesiastical 
art,  which  abases  the  individual  before  authority  and 
tradition,  so  fresco  is  primarily  a  personal  art,  and 
ennobles  the  individual  to  the  height  of  full  personal 
freedom.  During  the  centuries  that  preceded  the  in- 
tellectual stirrings  of  the  thirteenth  century,  the 
mosaic  art  was  much  the  more  important  of  the  two, 
and  has  left  beyond  comparison  the  more  interesting 
monuments.  In  fact,  painting  during  those  centuries 
was  so  poor  and  so  much  under  the  influence  of 
mosaic  that  it  was  as  much  a  matter  of  conventional 
decoration  as  the  mosaic  art  itself,  and  very  little 
superior  as  a  story-telling  art;  so  it  will  not  be 
necessary  to  keep  the  two  apart  in  the  few  words 
I  have  to  say  of  their  history  prior  to  the  thirteenth 
century. 

The  great  school  of  European  art  in  the  Middle 
Ages,  the  Christian  art  par  excellence,  is  the  Byzan- 
tine school.  Compounded  of  qualities  and  influences, 
part  Greek,  part  Oriental,  this  school  took  definite 
complexion  in  the  time  of  Justinian  (527-565).  It 


272    ITALY  IN  THE  THIRTEENTH  CENTURY 

was  not  the  product  of  a  nation  but  of  an  empire. 
Various  provinces,  Greece,  Asia  Minor,  Syria,  and 
Egypt,  themselves  affected  by  Persia,  wove  as  it  were 
their  several  contributory  strands  into  one  fabric ; 
and  Constantinople,  the  imperial  capital,  once  Byzan- 
tium, conferred  her  ancient  name  upon  the  com- 
posite whole.  The  name  is  just,  for  Constantinople 
was  the  great  meeting-place  for  Eastern  peoples,  their 
commerce,  their  ideas,  their  arts.  From  the  time  of 
Justinian  to  the  thirteenth  century  Constantinople 
was  the  most  civilized  city  of  the  Christian  world ; 
by  her  commerce,  her  situation,  and  her  tradition 
she  exerted  great  influence  over  Europe.  Her  pro- 
sperity was  unstable ;  she  had  her  ups  and  downs. 
And  Byzantine  art,  dependent  upon  political  pro- 
sperity, had  its  corresponding  seasons,  fat  and  lean  ; 
under  Justinian  it  enjoyed  one  prosperous  period 
and  then  underwent  a  long  depression,  till  in  the 
ninth  century,  inspired  by  the  vigorous  rule  of  the 
Macedonian  dynasty,  it  rose  to  its  second  golden  age. 
As  every  healthy  art  must  do,  this  art  exhibited  dif- 
ferent traits  in  different  countries,  but  everywhere  it 
preserved  a  common  character. 

During  the  Middle  Ages,  Byzantine  art  exercised 
its  chief  influence  in  Italy  in  those  provinces  that 
belonged  to  the  Eastern  Empire,  and  an  important 
influence  in  other  provinces ;  but  besides  the  Byzan- 
tine school  there  was  also  an  indigenous  school,  of 
which  the  principal  remains  are  in  and  near  Rome. 
This  Roman  school  was  based  on  classical  art,  and 
followed  in  a  halting  and  degenerate  manner  the 
models  and  traditions  of  ancient  Rome.  Naturally 


EARLY  ART  273 

it  kept  even  pace  with  the  course  of  Roman  civiliza- 
tion, and  went  down,  down,  in  the  dim  centuries 
and  mounted  again  in  the  twelfth.  This  school 
maintained  a  loyalty,  stronger  in  will  than  in  deed, 
to  the  antique,  and  on  the  whole  bore  itself  in  a 
more  friendly  manner  than  the  Byzantine  school 
towards  individuality  and  liberty ;  although,  to  tell 
the  truth,  the  uninstructed  observer  finds  little  trace 
of  individuality  or  liberty  in  either  school. 

Outside  of  Rome,  there  were  scattered  about,  in 
various  places,  local  artists  who  painted  according  to 
local  traditions ;  perhaps  they  were  employed  because 
there  was  no  Byzantine  artist  to  be  had,  or  because 
the  spot  was  remote  from  Byzantine  influence,  or 
from  local  pride,  or  maybe  merely  for  convenience' 
sake.  None  of  these  local  schools  or  traditions  were 
of  much  consequence.  Rome  is  the  only  place  where 
art  had  a  continous  history  from  classic  times ;  and 
in  Rome  both  Byzantine  and  native  schools  main- 
tained themselves  side  by  side  through  the  centuries. 
But  while  the  Roman  school  persisted  steadily,  though 
feebly,  the  Byzantine  school  rose  and  fell  according 
as  it  did  or  did  not  receive  accessions  of  strength 
from  Greece. 

For  the  most  part  the  influence  of  Byzantine  art 
in  Italy  was  in  close  dependence  on  Byzantine 
dominion  and  Byzantine  trade.  Prior  to  the  Norman 
conquest  in  the  eleventh  century,  southern  Italy  was 
a  province  of  the  Eastern  Empire ;  and  after  political 
dominion  had  ended,  trade  continued  to  maintain 
close  relations  between  Constantinople  and  the  coast 
cities  of  Italy  and  Sicily.  In  consequence  of  politi- 


274     ITALY  IN  THE  THIRTEENTH  CENTURY 

cal  and  commercial  relations  Byzantine  art  reigned 
supreme  at  Ravenna,  Venice,  Palermo,  and  Cef  alu ; 
and  from  those  cities  its  influence  spread  roundabout. 
Even  inland  towns  accepted  it;* for  instance,  the 
mosaics  in  the  tribune  of  Sant'  Ambrogio  at  Milan 
are  Byzantine.  Ecclesiastical  bonds  also  united  Greece 
and  southern  Italy ;  in  Apulia  and  Calabria  many 
Greek  monks  and  many  of  the  country-folk  practised 
Greek  rites,  and  in  decorating  their  hermitages,  ora- 
tories, and  churches,  remained  true  to  Byzantine 
art. 

This  art,  as  it  appears  in  Italy,  was  essentially  a 
religious  art,  and  under  the  control  of  the  clergy. 
Religion,  that  is,  the  religion  of  public  worship,  was 
ecclesiastical  and  formal ;  dogmas,  ritual,  liturgy  were 
definitely  formulated ;  and  art,  following  religion 
was  stiff,  monotonous,  symbolic.  Artists  abandoned 
the  noble  attitudes  and  large  simplicity  of  antiquity ; 
they  made  their  figures  rigid,  absurdly  long,  insip- 
idly symmetrical ;  they  surcharged  drapery  with  ori- 
ental luxury  and  ornament.  All  attempts  to  turn 
towards  nature  were  overcome  by  the  weight  of  au- 
thority. The  Church  sanctioned  definite  ways  of  re- 
presenting sacred  personages  and  scenes ;  and  artists 
did  as  they  were  bidden.  Religious  pictures  became 
more  and  more  sacred  from  familiarity.  Tradition 
dominated  the  ateliers.  Christ,  the  Virgin,  saints, 
elders,  the  great  biblical  and  legendary  episodes,  be- 
came stereotyped,  each  new  picture  was  a  copy  of 
the  last.  In  this  way  individuality  was  sacrificed,  and 
art  inevitably  degenerated;  nevertheless  it  would  be 
highly  unjust  to  think  that  Byzantine  art  cast  a 


EARLY  ART  275 

blight.  On  the  contrary,  remote  as  it  appears  from 
nature,  indifferent  as  it  appears  to  life,  it  came  as  a 
beneficent  stimulant  to  Roman  art.  It  had  its  own 
grand  manner,  its  own  monumental  character,  and 
has  left  works  of  art  in  Italy,  that  nothing  produced 
by  the  native  art  of  Italy  during  those  centuries  can 
pretend  to  rival. 

Byzantine  art  came  to  the  sea-coast  towns  by  rea- 
son of  political  or  commercial  relations,  but  to  Rome 
through  a  variety  of  shifting  channels.  In  early  times 
its-  influence  was  transmitted  by  Ravenna,  a  half 
oriental  city;  at  a  later  period  by  a  long  succession 
of  Greek  and  Syrian  popes ;  and,  afterwards,  by  im- 
migrant bands  of  Greek  monks  or  Greek  artists,  who 
fled  before  the  iconoclastic  uprising  in  the  Eastern 
Empire.  Works  of  Eastern  art  —  carvings  in  ivory, 
vessels  of  gold  and  silver,  miniatures  painted  in 
missals  —  made  many  proselytes.  But  of  the  various 
means  by  which  Byzantine  influence  made  its  way 
to  Rome,  one  deserves  special  mention.  High  on 
a  hill,  midway  between  Rome  and  Naples,  stands 
the  great  Benedictine  monastery  of  Monte  Cassino. 
Here,  among  other  crafts,  painting  took  a  firm  foot- 
hold. Benedictine  monks  acquired  a  local  reputation 
for  their  pictorial  skill.  At  first,  perhaps  in  conse- 
quence of  the  close  ecclesiastical  relations  between 
the  Order  and  Rome,  their  art  was  more  akin  to  Ro- 
man art  than  to  the  Byzantine ;  but  in  the  year  1066 
Abbot  Desiderius,  afterwards  Pope  Victor  III,  who 
had  rebuilt  the  abbey  and  wished  to  decorate  it  in  a 
manner  worthy  of  the  greatness  of  the  Order,  sent 
to  Constantinople  to  get  Greek  artists.  He  really  had 


276     ITALY  IN  THE  THIRTEENTH  CENTURY 

no  choice,  for  the  art  of  mosaic  had  utterly  died  out 
in  Rome  two  hundred  years  before.  Greek  artists 
came  to  Monte  Cassino,  and  brought  with  them  the 
Byzantine  art  of  mosaic  both  in  enamel  and  in  marble, 
and  taught  it  to  Italian  workmen.  In  this  way  a 
Benedictine  school,  part  Byzantine,  part  Italian,  was 
founded,  which  followed  the  manner  of  the  Greeks 
in  the  selection  of  their  materials  and  in  their  methods 
of  applying  those  materials  in  mosaics  both  of  en- 
amel and  marble,  but  in  design  and  composition  in- 
clined to  the  classical  Roman  fashion. 

The  records  of  these  successive  waves  of  Byzan- 
tine influence  are  still  to  be  traced  in  the  mosaics 
and  paintings  of  Rome.  In  Sant'  Agnese  fuori  le 
mura,  in  the  catacombs,  in  Sancta  Maria  Antiqua  (the 
church  recently  unearthed  at  the  foot  of  the  Pala- 
tine Hill),  in  San  Saba,  Santa  Prassede,  and  in  various 
famous  Roman  churches,  down  to  the  very  end  of 
the  thirteenth  century,  we  find  the  impress  of  the 
Byzantine  style.  On  the  other  hand,  although  the 
classic  Roman  tradition  grew  very  faint  in  the  sixth 
century,  although  the  art  of  mosaic  perished  utterly, 
the  Roman  school  of  fresco-painting  maintained  it- 
self throughout  this  long  period ;  nevertheless,  to  tell 
the  truth,  it  produced  little  of  consequence.  In  the 
lower  church  of  San  Clemente  it  lifts  its  languid  head 
to  tell  a  tale  of  miracles,  but  the  interest  in  these 
frescoes  is  purely  historical. 

In  Italy,  therefore,  during  the  long  centuries 
since  the  fall  of  the  ancient  world,  there  had  been 
two  schools,  in  one  of  which  a  set  of  rules  and  tra- 
ditions, derived  directly  from  Greece  and  the  East, 


EARLY  ART  277 

prevailed,  and  in  the  other  a  set  of  practices  and 
traditions  that  traced  their  descent  from  the  art  of 
ancient  Rome.  But  we  must  not  imagine  that  the 
distinction  between  the  two  schools  is  readily  per- 
ceived by  the  uninitiated ;  even  the  critics  disagree  as 
to  their  boundary  lines,  and  argue  with  great  spirit 
over  attitudes,  dresses,  ornaments,  and  technique, 
and  draw  boldly  divergent  inferences  from  damaged 
frescoes  and  mutilated  mosaics. 

Such  was  the  general  condition  of  decorative  art 
when  the  thirteenth  century  opens.  The  prospect  of 
freedom,  of  personal  expression,  of  a  return  to  the 
antique,  of  learning  from  nature,  seems  dark  in- 
deed. Roman  art  clings  valiantly,  but  very  feebly, 
to  antique  tradition,  and  accomplishes  little ;  while 
Byzantine  art  blazes  in  formal  splendour  at  Venice 
and  Palermo.  Yet  the  hope  of  the  future  lies  in 
Rome. 


CHAPTER  XX 

PAINTING  AND  MOSAIC  (1200-1250) 

Rome  disappoints  me  much  ;  I  hardly  as  yet  understand,  but 
Rubbishy  seems  the  word  that  most  exactly  would  suit  it. 

A.  H.  CLOUGH. 

WITH  the  accession  of  Innocent  III  the  Papacy 
was  approaching  its  highest  point  of  power  and 
glory.  Innocent's  purpose  was  to  turn  Rome  from 
an  independent  commune  into  a  papal  city;  both  as 
sovereign  and  as  bishop  he  cherished  an  ambition  to 
make  the  ecclesiastical  capital  worthy  of  its  position 
as  head  of  the  Christian  world,  and  so  he  began  by 
adorning  the  two  great  basilicas  that  commemorated 
the  two  great  fathers  of  Christian  Rome.  He  deco- 
rated the  tribune  of  St.  Peter's  with  mosaics,  and 
appropriated  a  large  sum  for  the  decoration  of  St. 
Paul's  without  the  walls. 

The  old  basilica  of  St.  Peter's  was  entirely  pulled 
down  in  the  sixteenth  century  to  make  way  for  the 
great  Renaissance  basilica,  and  its  mosaics  are  gone ; 
but  those  set  in  the  tribune  of  St.  Paul's  out- 
side the  walls,  though  they  have  been  subject  to 
many  catastrophies,  still  remain  in  place.  Innocent 
was  too  busy  with  the  political  affairs  of  Christendom 
to  do  much  more  than  make  a  beginning;  but  his 
successor,  Honorius  III,  following  in  Innocent's 
mighty  footsteps  as  best  he  could,  continued  the 


PAINTING  AND  MOSAIC  279 

work  of  embellishing  the  ecclesiastical  capital.  Ho- 
norius  was  confronted  by  the  same  difficulty  that 
confronted  Abbot  Desiderius  at  Monte  Cassino  in 
1066;  there  were  no  competent  Roman  mosaists. 
Honorius  could  not  turn  to  Constantinople,  because 
the  recent  capture  and  sack  of  the  city  by  the  cru- 
saders had  dealt  a  ruinous  blow  to  the  artists 
gathered  there;  but  Venice,  the  ungrateful  daugh- 
ter and  triumphant  rival  of  Constantinople,  had 
availed  herself  of  the  conquest  to  lay  hands  on  artis- 
tic spoils,  and  had  gathered  together  a  community 
of  Greek  artists  and  artisans  round  the  church  of 
St.  Mark's.  Honorius  therefore  applied  to  Venice 
for  Greek  masters  in  mosaic.  His  letter  to  the  Doge 
is  still  preserved :  — 

"January  23,  1218. 

"Thanking  your  Nobility  for  the  master  whom 
you  sent  us  to  do  the  mosaics  in  the  Church  of  St. 
Paul's  we  ask  your  Devout  Signory,  —  since  the 
work  is  of  such  great  magnitude  that  it  could  not 
be  completed  by  him  within  a  long  space  of  time, — 
to  take  measures  to  send  to  us  two  other  men  skilled 
in  the  same  art;  we  shall  be  most  indebted  to  you  for 
your  liberality  and  you  will  gain  the  most  desirable 
protection  of  the  glorious  Apostle." 

Probably  Innocent  had  had  to  make  a  similar  re- 
quest for  workmen  to  execute  the  mosaics  in  the 
basilica  of  St.  Peter's ;  since,  had  there  been  Roman 
workmen  competent  for  so  important  a  work,  there 
would  surely  have  been  artists  left  sufficiently  trained 
to  do  the  mosaics  in  St.  Paul's.  The  picture  in  the 


280    ITALY  IN  THE  THIRTEENTH  CENTURY 

tribune  of  St.  Paul's  is  an  old  subject.  Christ  sits 
enthroned  in  the  centre  with  Peter  and  Paul,  An- 
drew and  Luke  to  right  and  left ;  and  underneath 
these  great  figures  is  a  row  of  apostles,  angels,  and 
evangelists.  The  mosaics  are  skilfully  put  together 
and  speak  well  for  the  workmanship  of  the  Venetian 
school,  but  the  figures  are  not  attractive,  and  the 
whole  work  is  Byzantine  in  the  unflattering  sense 
of  the  word. 

Except  for  these  mosaics  in  St.  Paul's,  there  is 
very  little  pictorial  art  in  Rome  in  this  half -century. 
Honorius  built  the  new  nave  to  the  church  of  San 
Lorenzo,  and  decorated  it  both  with  frescoes  and 
mosaics,  but  time  and  the  restorer  have  left  little 
of  thirteenth-century  art.  The  only  other  pictures 
of  the  first  half  of  the  century  at  Rome  are  in  the 
chapel  of  San  Silvestro,  just  outside  the  deserted 
church  of  the  Quattro  Coronati.  They  are  frescoes 
that  represent  the  story  of  St.  Silvester  and  the 
Emperor  Constantine,  and  also  the  familiar  scene  of 
Christ  enthroned  between  the  Virgin  and  St.  John 
the  Baptist ;  but  they  tell  more  plainly  still  the  story 
of  neglect  and  disrepute  into  which  the  painter's  art 
had  fallen  during  the  struggles  between  the  Papacy 
and  Frederick  II.  They  are  awkward  and  feeble  in 
the  unpleasing  Byzantine  manner ;  in  fact  they  are 
no  better  than  the  paintings  in  San  Clemente's  lower 
church,  two  or  three  hundred  years  earlier,  which 
if  boyish  have  at  least  some  elements  of  independ- 
ence and  freedom.  Indeed,  the  survey  of  pictorial 
art  in  Rome  in  this  first  half -century  is  depressing. 
It  is  necessary  to  go  about  twenty-five  miles  east- 


PAINTING  AND  MOSAIC  281 

ward,  up  in  the  outlying  ranges  of  the  Apennines, 
to  catch  a  first  faint  tinge  of  dawn. 

Here,  near  the  town  of  Subiaco,  the  brawling 
Anio  runs  fast  between  high  melancholy  hills  on  its 
way  towards  the  Tiber.  The  steep  slopes,  the  outlines 
of  successive  mountains,  rising  in  higher  ranges,  the 
stern  moulding  of  the  land,  the  noble  gloom  of  the 
scene,  awaken  thoughts  that  wander  far  from  daily 
cares  and  trivial  happenings;  and  when  the  flowers 
of  spring  carpet  the  hills,  when  white  clouds  drift 
across  the  bright  blue  sky  and  sunshine  flickers  on 
the  glancing  ilex  leaves,  the  place  is  crowned  with  a 
large  and  happy  serenity.  The  gay  nymphs  of  the 
brawling  river,  the  solemn  spirits  of  the  hills,  and 
the  merry  elves  of  the  spring,  sing  an  inspiring  cho- 
rus together.  Here  the  Wordsworthian  feels  himself 
at  home,  and  with  a  special  inward  rapture  declaims 
his  favourite  passages.  Long  ago,  poor,  mad,  poetic 
Nero  felt  the  charm  and  went  to  sojourn  there. 
Remains  of  his  villa  are  still  to  be  seen ;  and  the 
lake  that  he  made  by  damming  the  river  was  still 
there  in  St.  Francis's  time.  But  the  mad,  pagan 
Emperor  is  but  dimly  remembered  at  Subiaco;  the 
place  owes  its  repute  to  the  great  Christian  monk, 
St.  Benedict,  who  sought  in  this  solitude  refuge 
from  a  corrupting  world.  Around  his  cave  legends 
clustered;  thither  pilgrims  went;  there  veneration 
grew;  and  on  the  sacred  spot  a  monastery  was  built. 
In  the  course  of  centuries  the  old  buildings  fell  to 
decay,  or  perhaps  they  were  removed  to  make  way 
for  new  buildings  better  fitted  to  honour  the  saint 
and  to  satisfy  a  newer  taste.  However  that  may  be, 


282    ITALY  IN  THE  THIKTEENTH  CENTURY 

in  the  beginning  of  the  thirteenth  century  the  Bene- 
dictine Order,  encouraged  by  its  powerful  friends, 
such  as  Cardinal  Ugolino,  built  a  series  of  chapels 
and  churches  about  the  cave. 

The  rambling  sanctuary  seems  to  crawl  up  the 
steep  hillside  on  hands  and  knees,  pausing  at  differ- 
ent levels  to  set  up  altars  and  oratories.  The  chief 
parts  built  at  this  time  are  the  chapel  of  St.  Greg- 
ory and  the  lower  church.  Of  the  earlier  buildings 
nothing  remains;  and  since  then  many  changes  have 
taken  place.  In  those  days  the  path  led  up  the  hill 
and  the  entrance  was  from  below ;  so  that  pilgrims 
made  their  way  to  the  lower  church  by  the  holy 
stairs  and  through  St.  Gregory's  chapel.  The  archi- 
tecture reveals  the  early  Gothic  influences  that 
spread  north  from  the  Cistercian  monasteries  at  Fos- 
sanova  and  Casamari;  whereas  the  upper  church, 
which  was  built  a  hundred  years  afterwards,  shows 
that  influence  triumphant. 

In  St.  Gregory's  chapel  are  the  paintings  that  in- 
terest us.  There  are  a  number  painted  about  1227 
and  1228,  soon  after  the  chapel  was  completed;  some 
are  in  the  chapel  itself,  others  in  the  atrium  that 
leads  to  it,  and  others  still  painted  on  the  wall  at 
the  entrance  to  the  holy  stairs.  Of  these  paintings 
two  are  of  especial  importance  because  they  are  por- 
traits of  two  great  historical  personages,  St.  Francis 
and  Cardinal  Ugolino,  afterwards  Pope  Gregory  IX. 
The  portrait  of  St.  Francis  is  probably  the  oldest 
likeness  of  the  saint  that  there  is ;  it  has  neither  the 
stigmata  nor  the  aureole,  therefore  it  was  painted 
almost  certainly  before  he  was  canonized  in  1228. 


PAINTING  AND  MOSAIC  288 

The  face  has  something  in  common  with  the  tradi- 
tional type  of  masculine  face,  as  formulated  by  the 
Byzantine  school  and  accepted  by  the  Roman  paint- 
ers, but  there  are  also  signs  in  it  of  an  effort  to  de- 
pict a  living  man.  The  seriousness  of  the  face  may 
be  merely  reminiscent  of  the  solemn  saints  in  By- 
zantine mosaics;  but  it  befits  what  we  imagine  to 
have  been  the  expression  of  Francis's  features.  Pro- 
bably the  painter  thought  it  quite  as  important  to 
preserve  the  traditional  type,  the  way  a  man  ought 
to  look,  as  to  present  a  picture  of  the  way  he  actu- 
ally looked.  Francis  stands  erect  in  his  frock,  cowl 
on  head,  and  girded  with  his  knotted  cord.  He  holds 
his  right  hand  across  his  body  with  a  sort  of  ex- 
planatory gesture;  and  in  his  left  hand  he  has  a 
scroll  with  his  habitual  greeting  —  "Pax  huic  domo." 
The  face  is  formal,  the  eyes  are  large,  the  nose  is 
long  and  thin,  the  ears  are  conspicuous  and  very 
ugly,  lips  narrow;  a  slight  beard  fringes  his  chin 
and  a  scanty  moustache  shades  his  mouth.  It  cannot 
have  been  painted  from  life ;  probably  in  those  days 
nobody  expected  to  sit  for  a  painter.  A  portrait  was 
a  symbol,  to  indicate  a  man's  rank  and  calling,  and 
his  special  title  to  be  painted,  and  was  not  supposed 
to  counterfeit  his  personal  peculiarities  or  the  idio- 
syncrasies of  his  features.  This  picture,  however, 
indicates  the  awakening  of  the  idea  of  copying  na- 
ture, and  furnishes  the  little  ray  of  light  that  shines 
with  an  undeserved  lustre  in  that  dim  world  of  art. 
As  a  portrait  it  has  some  points  in  common  with  the 
portrait  at  San  Francesco  a  Ripa  in  Rome,  or  that 
in  the  church  of  San  Francesco  at  Pescia,  painted 


284    ITALY  IN  THE  THIRTEENTH  CENTURY 

by  Bonaventura  Berlingheri  in  1235.  An  odd  fact 
about  these  three  portraits  is  that  the  beard  is  fair, 
whereas  the  biographer,  Thomas  of  Celano,  says  that 
Francis's  beard  was  black. 

This  awakening  to  nature,  hinted  at  by  the  Subi- 
aco  portrait  of  St.  Francis,  is  a  tribute  to  the  saint 
and  to  the  sensitiveness  of  the  painter.  He  must 
have  seen  Francis  and  he  must  have  known  that  he 
was  not  like  other  holy  men.  Francis  could  not  be 
represented  by  a  symbolic  image ;  frock,  cowl,  and 
cord  were  enough  to  mark  another  monk,  but  not 
him.  Francis  was  felt  to  be  a  man  apart,  and  por- 
traiture only  could  fairly  represent  him.  There  is 
nothing  of  the  sort  in  the  case  of  the  portrait  of 
Cardinal  Ugolino ;  and  yet  Ugolino  was  a  very  emi- 
nent personage,  raised  to  a  position  second  only  to 
the  Pope  by  kinship,  character,  and  services.  In  paint- 
ing him  the  artist  made  no  attempt  to  delineate 
nature ;  he  contented  himself  with  the  traditional  re- 
presentation of  a  great  prelate.  Ugolino  is  painted  in 
the  act  of  bending  forward  to  consecrate  the  chapel. 
His  big  eyes,  hawk  nose,  fringing  beard,  formal 
moustache,  and  well-defined  ears  repeat  the  features 
of  eminent  prelates  both  in  mosaic  and  fresco.  He 
is  the  ecclesiastical  type,  and  much  less  eminent  per- 
sons dutifully  look  very  much  like  him ;  for  instance, 
the  attendant  who  stands  next  to  Ugolino  and  holds 
his  crozier,  might  be  his  younger  brother.  And  yet 
it  is  commonly  believed  that  the  two  portraits,  St. 
Francis  and  Ugolino,  were  painted  by  the  same  hand. 

South  of  Subiaco,  a  dozen  miles  across  the  moun- 
tains as  the  crow  flies,  on  the  summit  of  one  of  the 


PAINTING  AND  MOSAIC  285 

outlying  hills  of  the  Sabine  range,  stands  the  little 
town  of  Anagni ;  a  fief  of  the  great  House  of  Conti 
to  which  Innocent  III,  Gregory  IX,  and  Alexander  IV 
belonged.  To  the  south  the  ViaLatina  passes  through 
the  plain  on  its  way  from  Rome  to  Monte  Cassino 
and  Capua.  Within  a  girdle  of  massive  walls  the  lit- 
tle city  lies  along  the  summit  of  the  hill ;  and  on  the 
very  ridge  the  main  street  winds  its  way  between  two 
serried  files  of  palaces  and  houses  from  the  west  gate 
of  Ceres  to  Porta  Santa  Maria  at  the  east.  On  the 
height,  some  one  hundred  and  fifty  yards  from 
the  Porta  Santa  Maria,  stands  the  cathedral.  This 
stern,  gray,  Romanesque  building,  —  half  church, 
half  fortress,  —  which  is  arrogantly  indifferent  to 
the  gentler  aspects  of  ecclesiastical  architecture, 
and  plainly  asserts  that  its  bishop  shall  be  more  a 
soldier  than  a  priest,  has  even  to-day  a  rude,  impe- 
rious dignity  of  its  own.  Hard  by  the  church  was  the 
palace,  now  no  more.  The  town  was  very  strong,  and 
therefore  a  favourite  place  of  refuge  for  the  Popes 
when  threatened  by  the  Hohenstaufens  or  by  the 
citizens  of  Rome.  Very  famous  scenes  had  been  en- 
acted in  the  cathedral;  here  Alexander  III  excom- 
municated Frederick  Barbarossa,  and  here  Gregory  IX 
excommunicated  Frederick  II  and  began  the  great 
strife  that  ended  at  last  with  the  destruction  of  the 
Hohenstaufens.  Here  also  a  still  more  famous  scene 
was  destined  to  take  place,  when  the  lay  spirit,  in  its 
hatred  against  ecclesiastical  domination,  took  a  bitter 
revenge  on  Boniface  VIII. 

The  crypt  of  the  cathedral  is  honoured  by  the 
bones  of  St.  Magnus,  which  were  brought  there 


286     ITALY  IN  THE  THIRTEENTH  CENTURY 

from  the  neighbouring  town  where  the  saint  had 
suffered  a  glorious  martyrdom.  As  the  church  stands 
on  a  sharp  slope,  the  crypt  is  high  and  makes  almost 
a  second  church.  The  walls  and  ceilings  of  the  crypt 
are  covered  with  frescoes.  These  frescoes  represent 
figures  of  saints,  of  Hippocrates  and  Galen,  episodes 
from  the  Old  Testament,  from  Revelation,  and  the 
story  of  the  translations  of  the  body  of  St.  Magnus. 
Here,  as  well  as  at  Subiaco,  the  critics  see  two  paint- 
ers and  more,  as  there  well  may  have  been,  for  the 
crypt  is  large  and  the  paintings  are  unequal.  One  of 
these  painters  gets  the  personality  assigned  him  by 
the  critics  from  the  frescoes  that  depict  the  transla- 
tions of  the  body  of  St.  Magnus.  This  painter  evi- 
dently had  great  respect  for  Byzantine  traditions,  and 
felt  that  there  was  something  sacred  in  conventional 
rigidity;  perhaps  he  learned  his  art  in  some  of  the 
Benedictine  ateliers.  The  second,  to  whom  are  as- 
cribed the  figures  of  the  saints,  resembles  in  various 
matters  of  style  one  of  the  artists  who  painted  at  Su- 
biaco, and  shows  the  freer  hand  of  the  Roman  school. 
Criticism  of  this  kind  comes  from  Italians  chiefly  and 
has  a  patriotic  bias ;  it  ascribes  to  Byzantine  art  a 
rigid,  monotonous  manner,  and  to  Roman  art  what- 
ever is  in  a  freer,  bolder,  more  independent  style, 
and  then  assigns  the  painter  to  this  school  or  that, 
according  as  he  inclines  one  way  or  the  other.  The 
optimistic  pilgrim,  who  is  cheered  by  any  touches  of 
freedom,  whether  or  not  they  are  properly  attributed 
to  the  native  art  of  Italy  rather  than  to  the  Byzan- 
tine tradition,  feels  vaguely  that  these  dim,  dull, 
smoked,  restored  frescoes  in  the  crypt  at  Anagni, 


PAINTING  AND  MOSAIC  287 

are  the  best  of  their  day,  that  in  them  are  signs  of  a 
coming  change,  encouraging  indications  that  an  old 
chrysalis  is  falling  away  from  a  living  spirit  within. 

The  old  nurse  Tradition,  and  the  headstrong  child, 
Genius,  must  quarrel  sooner  or  later;  but  in  the 
earliest  years  the  one  lovingly  tends  the  other,  and 
there  is  no  need  to  take  sides  or  painfully  distin- 
guish whether  the  nurse  has  or  has  not  guided  the 
baby  fingers  here  or  there.  Necessarily  Italian  art 
was  encumbered  by  the  great  Greek  tradition  that 
had  flowed  down  steadily,  if,  indeed,  in  a  sadly  dimin- 
ished stream,  from  the  greatest  of  all  periods  of  art ; 
and,  necessarily,  as  Italy  grew  in  wealth  and  civiliza- 
tion while  Constantinople  waned,  native  artists  be- 
gan to  assert  their  individuality,  their  Italian  way 
of  seeing  things  and  of  depicting  them.  The  two 
systems  jostled  one  another,  as  old  tradition  and 
young  life  do.  Crabbed  age  and  youth  cannot  live 
together,  and  youth  is  fated  to  triumph.  Whether 
or  not  the  critics  can  assign  these  frescoes  to  the 
old  Greek  school  or  to  the  younger  Roman  school, 
Roman  art  was  still,  as  it  always  had  been,  the  pupil 
of  the  elder. 

It  was  altogether  fitting  that  the  infant  genius  of 
Italian  art  should  exhibit  its  first  signs  of  awakening 
life  in  the  reign  of  the  great  Innocent.  The  causes 
of  the  birth  of  genius  are  always  obscure ;  but  here 
at  least  we  know  that  the  cradle  for  the  divine  in- 
fant was  prepared  by  the  Roman  Curia.  Innocent  led 
the  way  in  St.  Peter's  and  St.  Paul's;  Gregory  IX, 
as  patron,  encouraged  by  his  sympathy,  and  doubt- 
less with  his  purse,  the  work  at  Subiaco;  and 


288    ITALY  IN  THE  THIRTEENTH  CENTURY ' 

either  he  or  some  member  of  the  House  of  Conti 
must  have  given  the  necessary  impulse  for  the  de- 
coration in  the  crypt  of  the  cathedral  at  Anagni. 
Thus  we  get  the  first  clear  view  of  the  fact,  which 
stands  out  so  brilliantly  at  the  end  of  the  cen- 
tury, that  under  a  normal  development  Italian  art 
would  have  borne  its  brightest  blossoms  and  its  fair- 
est fruit,  during  all  its  growth,  in  Roman  territory 
under  the  patronage  of  the  Popes.  The  great  ba- 
silicas, doubly  sacred  now  that  Jerusalem  was  lost 
to  Christendom,  the  monasteries  in  and  around  the 
city  from  Anagni  and  Subiaco  to  Assisi,  offered 
endless  opportunities  for  the  decorative  arts;  and 
artists  would  have  been  drawn  to  Rome,  as  the  centre, 
from  all  Italy.  But  politics,  always  reckless  of  civil- 
ization, wars  with  the  Hohenstaufens,  quarrels  with 
the  Roman  Commune,  prevented  the  smooth  progress 
of  art.  Nevertheless,  throughout  the  century  and 
until  the  fatal  exile  of  the  Papacy  to  Avignon,  ec- 
clesiastical Rome  is  the  real  staff  and  stay  of  young 
Italian  art. 


CHAPTER  XXI 

THE  DECORATIVE  ARTS  (1200-1250) 

Tout  passe.  —  L'art  robuste 
Seul  a  1'e'ternite', 

Le  baste 
Survit  a  la  cite1, 

Et  la  me*daille  austere 
Que  trouve  un  laboureur 

Sous  terre 
ReVele  un  eropereur. 

TH^OPHILE  QAUTIKB. 

OTHER  arts  in  the  first  half  of  our  century  were  at 
very  much  the  same  stage  as  painting ;  if  they  appear 
to  have  succeeded  better,  it  is  because  the  tasks  they 
attempted  were  simpler  and  demanded  less  skill. 
They,  too,  depended  upon  the  great  patron,  the 
ecclesiastical  order,  and  shared  its  fortunes. 

In  most  little  towns,  where  a  cathedral  or  an  im- 
portant church  was  building,  there  were  artisans, — 
artists  perhaps  I  should  say,  —  either  in  the  town 
itself  or  in  the  neighbourhood,  capable  of  building 
and  of  decorating  in  a  simple  fashion.  In  one  town 
there  would  be  a  guild,  in  another  a  family,  devoted 
to  the  decorative  art;  but  as  the  demand  for  such 
work  was  far  greater  in  Rome  than  elsewhere,  so  in 
Rome  we  find  far  the  most  famous  school  of  decor- 
ators. These  Roman  artists,  who  proudly  added  to 
their  names  the  title  "  Magister  et  civis  Romanus," 
worked  not  only  in  Rome,  but  also  in  the  towns 


290     ITALY  IN  THE  THIRTEENTH  CENTURY 

near  Rome.  Sometimes  they  were  architects  and 
built  porches,  cloisters,  or  the  ornamental  fronts  of 
churches ;  at  other  times  they  were  decorators  in 
marble  or  glass,  and  designed  pulpits,  reading- 
desks,  episcopal  thrones,  Easter  candlesticks,  tombs, 
and  pavements.  The  purely  ecclesiastical  character 
of  their  work  shows  how  large  a  space  the  Church 
occupied  in  social  life. 

The  Church  was  straining  to  give  an  ecclesiastical 
cast  to  all  society ;  she  sought  to  gather  to  herself 
in  the  domain  of  art  the  young  ambitions  and  activi- 
ties then  afoot,  just  as  she  sought  to  gain  complete 
control  over  education,  and  just  as,  more  obviously, 
she  was  striving  to  lay  hold  on  political  power.  The 
process  was  the  result  of  an  unconscious  purpose, 
such  as  pushes  great  organisms  on  their  paths ;  and 
essential  parts  of  the  process  were  to  centralize  power 
in  the  Papacy  and  make  Rome  a  great  ecclesiastical 
capital.  With  an  imagination  worthy  of  old  Rome, 
the  Papacy  trusted  in  a  time  ahead  when  society 
should  become  theocratic,  and  Rome  be  not  merely 
the  ecclesiastical  capital  but  also  the  political  capital 
of  the  world.  Among  the  immediate  obstacles  to 
this  grandiose  scheme  were  the  feudal  nobility  and 
the  Commune  of  Rome. 

The  nobles  of  Rome  and  of  the  country  round, 
headed  by  the  Anibaldi,  Frangipani,  Orsini,  Colonna, 
Savelli,  Contiand  others,  fiercely  asserted  their  feudal 
rights  and  fortified  themselves  within  their  castles.  In 
the  city  itself,  dotted  about  within  the  wide  circuit 
of  the  Aurelian  walls,  in  among  vineyards,  market 
gardens,  cattle  paddocks,  and  rubbish,  the  ruined 


THE  DECORATIVE  ARTS  291 

monuments  of  the  ancient  city  had  been  transformed 
into  fortresses.  The  Colosseum,  the  triumphal 
arches,  the  palaces  of  the  Caesars,  were  the  keeps 
and  donjons  of  rude  barons  who  scarcely  knew  the 
majestical  origin  of  their  strongholds.  More  intract- 
able still  than  the  nobles,  was  the  Commune.  Like 
the  cities  of  the  north,  the  Commune  of  Rome,  in- 
toxicated by  its  ancient  glory,  asserted  its  independ- 
ence and  claimed  to  treat  on  even  terms  with  Pope 
and  Emperor ;  and  yet  it  was  forced  again  and  again 
to  realize  that  its  prosperity  depended  on  the  Papacy, 
so  that  though  it  chased  out  the  popes  repeatedly  and 
refused  to  acknowledge  their  authority,  it  repeat- 
edly begged  them  to  come  back.  An  Innocent  III 
might  enforce  his  dominion  and  wield  the  right  to 
appoint  the  Roman  senators ;  but  lesser  popes  were 
glad  to  escape  to  Anagni,  Viterbo  or  Perugia,  and 
dwell  among  more  obedient  people. 

To  meet  these  adversaries  and  convert  turbulent 
Rome  into  a  religious  capital,  the  Papacy  had  not 
merely  to  establish  a  political  party  in  the  city,  but 
also  to  create  an  ecclesiastical  atmosphere — a  custom 
of  deference  to  priests,  a  habit  of  mind  that  associated 
prosperity  with  the  coming  of  pilgrims  and  the 
dominion  of  the  Church.  One  appropriate  means 
was  to  strengthen  the  city  churches.  They  were  the 
ecclesiastical  strongholds  that  should  out-face  the 
castles  of  the  nobles  and  the  Palace  of  the  Senators 
on  the  Capitol.  Preeminent  among  the  Roman 
churches  were  the  great  basilicas,  dedicated  to  St. 
Peter  and  to  St.  Paul ;  hardly  second  to  these  were 
St.  John  Lateran,  Santa  Maria  Maggiore,  and  in 


292     ITALY  IN  THE  THIRTEENTH  CENTURY 

solemn  succession  of  dignity  followed  San  Lorenzo, 
San  Clemente,  Santa  Maria  in  Cosmedin,  San  Giorgio 
in  Velabro,  San  Giovanni  e  Paolo,  San  Gregorio 
Magno,  Santi  Quattro  Coronati,  Santa  Croce  in  Ge- 
rusalemme,  and  their  fellows.  The  way  to  strengthen 
these  churches  was  to  make  them  rich  and  beautiful. 
Art  (so  the  Curia  determined)  should  be  the  hand- 
maid of  theocracy.  This  connection  of  the  decorat- 
ive arts  with  the  great  ecclesiastical  movement  of 
the  pontificate  of  Innocent  III  bespeaks  our  atten- 
tion for  these  arts,  as  much  as  do  the  arts  them- 
selves. 

Of  all  this  ecclesiastical  decorative  work,  the  pave- 
ments are  the  most  familiar.  Every  traveller  knows 
the  marble  pavements  in  the  great  Roman  churches, 
the  formal  geometrical  patterns,  the  round  disks  of 
red  and  green  marbles,  the  curves  and  rectangles  of 
mosaic.  This  fashion  for  pavements  spread  over 
Rome  in  the  twelfth  century.  At  that  time,  for  one 
reason  and  another,  there  was  a  great  deal  of  re- 
building or  repairing,  and  many  of  the  noted  churches 
adopted  what  is  essentially  the  same  pattern  in 
their  marble  decoration.  A  possible  excuse  for 
this  monotony  is  that  their  marble  quarries  de- 
termined the  shapes  of  the  materials;  the  walls  and 
floors  of  antique  temples  furnished  slabs  of  rect- 
angular shapes,  and  a  column  sawed  across  yielded 
disks  of  the  same  diameter.  Yet  excuses  are  idle; 
the  fact  was  that  the  artists  lacked  all  inventiveness. 
Each  generation  adopted  the  design  taught  in  the 
ateliers;  the  craftsmen  who  paved  one  basilica 
copied  the  pavement  in  another.  But  in  those  days 


THE  DECORATIVE  ARTS  293 

current  notions  on  art  were  very  different  from  what 
they  are  now.  To-day  we  cry  out  for  new  things 
and  our  main  fault-finding  charges  lack  of  origin- 
ality; then  the  opposite  was  true,  the  cultivated 
public  demanded  obedience  to  authority. 

In  reading-desks,  as  in  the  pavements,  there  is 
monotony  of  form  and  ornament.  The  model  which 
descends  from  the  old  rostrum  came  by  way  of  Con- 
stantinople ;  it  was  adopted  in  Campania,  and  from 
there  was  carried  north  to  Rome  in  the  eleventh  and 
twelfth  centuries.  There  are  a  goodly  number  of 
these  reading-desks  in  the  old  Roman  churches.  The 
practice  was  to  set  the  ambone  for  the  gospel  on  the 
south  side  of  the  nave,  in  order,  as  Innocent  III 
says,  that  the  reader  shall  speak  towards  the  north 
against  Lucifer,  who  said  "  he  would  sit  in  the  sides 
of  the  north  "  (Is.  xiv,  13).  This  was  the  more  stately 
of  the  two,  and  was  approached  by  two  sets  of  steps 
and  flanked  by  the  paschal  candle.  The  ambone  in- 
tended for  the  epistle. was  placed  across  the  nave 
opposite  to  it,  on  the  north  side.  The  most  notable 
of  all  these  reading-desks  is  that  for  the  gospel  in 
San  Lorenzo.  It  was  probably  put  there  somewhere 
about  1249,  in  late  execution  of  Honorius's  plan  for 
adorning  the  church.  This  reading-desk  is  about 
eleven  or  twelve  feet  long,  and  originally  had,  ac- 
cording to  custom,  two  little  stairways,  one  approach- 
ing the  standing-place  from  one  end,  the  other  from 
the  other.  The  front  and  the  back  are  covered  with 
marble  panels  of  divers  colours,  ranged  in  formal 
pattern.  Slabs  of  porphyry  and  verde  antico  alter- 
nate in  squares  and  rounds ;  and  in  the  spaces  between 


294     ITALY  IN  THE  THIRTEENTH  CENTURY 

these  squares  and  rounds  and  along  the  borders  run 
fantastic  patterns  in  red,  white,  gold,  and  black.  As 
usual  an  eagle,  with  wings  half  spread,  forms  the 
support  for  the  holy  book.  It  is  handsome,  but  it 
follows  the  earlier  models,  such  as  the  pulpit  in  San 
Clemente  or  Santa  Maria  in  Cosmedin,  with  obse- 
quious fidelity. 

The  canopies  over  the  high  altars  display  the  same 
conventionality  and  conservatism.  These,  however, 
are  of  old  Roman  origin.  They  are  little  ornamental 
roofs,  held  up  by  four  pillars  and  surmounted  by 
pretty  rows  of  pigmy  columns ;  and  on  top  is  an  oc- 
tagonal dome,  with  a  little  lantern  to  crown  it.  This 
canopy  is  neither  very  solemn  nor  very  noble,  but  it 
is  light  and  graceful,  and  on  its  miniature  scale  has 
a  charm  comparable  to  that  of  Tuscan  Romanesque 
architecture. 

The  one  point  in  which  Roman  craftsmen  of  our 
century  ventured  to  diverge  from  the  practice  of 
their  predecessors  was  in  the  use  of  glass  mosaics. 
The  twelfth  century  decorators  contented  themselves 
with  porphyry,  serpentine,  and  other  marbles  of  vari- 
ous colours ;  but  as  the  ecclesiastical  power  became 
consolidated  under  Innocent  III  and  felt  the  invig- 
orating influence  of  the  new  mendicant  orders,  it 
demanded  more  luxury  and  ostentation.  In  order  to 
meet  this  demand  the  Roman  artisans  adopted  a  gay 
mosaic  embroidery  compounded  of  enamel,  gold, 
and  many-coloured  glass.  The  art  of  glass  mosaics, 
lost  in  Rome  during  the  dark  ages,  had  been  learned 
again  from  the  monks  at  Monte  Cassino,  and  from  the 
artists  of  Sicily,  where  it  had  long  been  in  familiar 


Anderson,  phot. 


SAN    LORENZO 
Rome 


THE  DECORATIVE  ARTS  295 

use  or  from  the  master  mosaists  of  Venice ;  yet,  loyal 
to  the  great  classic  past,  the  Roman  artisans,  like 
the  painters  of  the  Roman  school,  got  their  ideas 
of  decoration  chiefly  from  classical  remains. 

Of  greater  consequence  than  ecclesiastical  furni- 
ture is  the  decorative  architecture  of  this  period. 
Here  as  elsewhere  fashion  required  imitation  of  what 
had  been  done  before.  For  instance,  at  San  Giorgio 
in  Velabro,  the  front  porch,  resting  on  Ionic  columns, 
followed  an  earlier  model;  and  in  its  turn  determined 
the  porch  of  San  Lorenzo.  More  interesting  than 
the  church  porches  are  the  monastic  cloisters.  The 
little  square  garden  of  the  monastery,  shut  in  by 
dormitory,  refectory,  and  church,  was  bordered  by  a 
covered  walk.  A  colonnade  held  up  the  roof ;  carv- 
ing or  mosaic  enriched  the  entablature.  Within  the 
enclosure,  grass,  trees,  shrubs,  creepers,  flowers,  and 
singing-birds  made  the  seclusion  fresh  and  agree- 
able. Here  the  brethren  walked  and  talked  about  the 
prophecies  of  Abbot  Joachim,  or  discussed  politics 
and  the  affairs  of  the  great  world ;  and  here  (after 
the  church  itself  was  filled  with  graves  or  reserved 
for  abbots  and  the  departed  great),  beneath  the  pave- 
ment, on  the  side  next  the  church,  that  they  might 
be  gathered  under  its  wing  even  in  death,  their 
bodies  were  buried. 

Roman  artisans  grouped  themselves  in  ateliers 
and  workshops ;  and  their  craft,  like  other  crafts, 
usually  descended  from  father  to  son.  There  are 
traces  of  various  families  that  devoted  themselves  to 
decorative  art;  but  one  family  is  so  much  better 
known  than  the  others  that  it  has  given  a  name  to 


296     ITALY  IN  THE  THIRTEENTH  CENTURY 

the  whole  school,  not  its  family  name,  for  artisans 
commonly  had  none,  but  the  Christian  name  of  that 
member  of  the  family  most  prominently  mentioned 
in  the  inscriptions  which  have  come  down  to  us. 
His  name  was  Cosmas,  or,  in  Latin,  Cosmatus,  which 
is  the  equivalent  of  the  Tuscan  Cosimo.  From  him 
the  whole  school  of  Roman  decorators  has  been  called 
the  Cosmati.  The  genealogy  of  this  family,  though 
not  free  from  doubt,  for  some  critics  think  that  there 
were  two  families,  is  usually  given  as  follows :  — 

Lawrence 

James  the  Elder 

Cosmas 

I 

Luke        James,  Junior  Adeodato  John 

The  founder  of  the  family,  Lawrence,  belongs  to 
the  twelfth  century  and  merely  appears  across  the 
threshold  of  the  thirteenth.  He,  his  son  James,  and 
his  grandson  Cosmas,  all  worked  as  architects  at 
Civita  Castellana,  a  little  town  to  the  north  of  Mount 
Soracte.  The  two  younger  men  finished  their  labours 
there  in  1210;  and  about  the  same  time  they  were 
at  work  in  Rome,  where  they  designed  decorative 
bits  of  architecture,  such  as  the  ornamental  doorway 
for  the  Society  for  the  Liberation  of  Christian  Slaves, 
that  still  stands  hard  by  San  Tommaso  in  Formis. 
Lawrence  and  James  also  made  the  reading-desk  for 
the  gospel  and  probably  that  for  the  epistle  in  the 
church  of  Aracceli.  These  desks  (much  altered  now) 
follow  the  familiar  Roman  model,  both  in  form  and 


THE  DECORATIVE  ARTS  297 

decoration,  except  that  here,  perhaps  for  the  first 
time  in  Rome,  glass  mosaics  are  used  for  ornament. 

By  this  time  the  family  stood  in  such  high  repute 
that  when  the  Benedictine  monks  of  Santa  Scolas- 
tica  at  Subiaco  were  rebuilding  their  monastery 
about  the  year  1235,  they  employed  several  of  its 
members.  The  monastery  of  Sacro  Speco,  a  little 
higher  up  on  the  steep  ravine  above  the  river  Anio, 
had  been  recently  rebuilt  and  decorated  with  frescoes 
of  popes  and  saints ;  and  the  pious  brethren  of  Santa 
Scolastica  wished  to  possess  a  cloister  which  should 
enable  them,  in  one  respect  at  least,  to  outdo  their 
neighbours.  James  the  Elder  designed  one  side  of  the 
new  cloister,  and  after  his  death  Cosmas,  with  his 
sons,  Luke  and  James,  Junior,  completed  the  work. 
There  is  no  special  merit  to  distinguish  this  cloister 
from  others;  except  that  there  is  a  touch  of  classic 
feeling  in  the  design  and  decoration,  which  testifies 
to  the  strength  of  the  classic  tradition  among  Roman 
craftsmen,  and  confers  an  artistic  justification  to 
their  title,  "  Gives  Romani."  At  Anagni,  too,  when 
the  bishop  undertook  to  render  the  crypt  of  his 
cathedral  worthy  of  its  holy  relics,  some  ten  or 
maybe  twenty  years  before  the  nameless  painters 
were  at  work  there  painting  the  frescoes  of  St.  Mag- 
nus and  others,  Cosmas  and  his  same  two  sons  were 
employed  to  lay  the  pavement.  They  followed  the 
usual  Roman  ecclesiastical  pattern  both  in  the  crypt 
and  in  the  upper  church. 

Another  family,  the  Vassalletti,  though  less  well 
known  than  the  Cosmati,  was  more  richly  endowed 
with  genius.  Inscriptions  that  bear  the  family  name 


298     ITALY  IN  THE  THIRTEENTH  CENTURY 

extend  over  a  hundred  years ;  it  is  therefore  reason- 
able to  infer  that  members  of  the  family  were  decora- 
tive artists  for  at  least  three  generations.  The  most 
famous  work  of  the  Vassalletti  is  the  cloister  of  St. 
John  Lateran,  built  mainly  during  the  pontificate 
of  Honorius  III.  Both  in  architecture  and  in  decora- 
tion this  cloister  is  a  masterpiece :  the  delicate,  grace- 
ful columns,  the  arches  that  follow  one  another  like 
the  melodious  notes  of  a  happy  song,  the  well-pro- 
portioned entablature,  the  profusion  of  mosaic,  the 
fanciful  and  charming  decoration,  the  skilful  carving, 
and  the  bewitching  variety  which  seepis  to  shift 
from  hour  to  hour  as  sun  and  shade  play  upon  the 
cloistered  walks,  unite  to  make  it  the  chief  glory  of 
this  Roman  school  and  one  of  the  loveliest  spots  in 
Italy. 

These  exquisite  Lateran  cloisters  mark  the  high- 
est accomplishment  of  art  during  the  first  half  of 
our  century ;  and  though  there  is  nothing  organic- 
ally new  in  them,  by  their  lightness,  their  grace,  arid 
decoration,  they  constitute  not  merely  a  continuation 
of  certain  principles  of  classic  tradition,  but  also  a 
revival  of  art  in  Rome,  a  dawn,  which  but  for  un- 
toward circumstances  would  have  broken  into  a  glo- 
rious day  some  threescore  years  or  more  before  it 
actually  did  so. 

It  seems  likely  that  two  Vassalletti,  father  and 
son,  had  worked  upon  the  cloister  of  St.  Paul's,  which 
was  built  a  little  earlier  than  that  of  St.  John  Late- 
ran's,  and  there  had  learned  their  art,  disciplined 
their  faculties,  and  perfected  their  taste ;  and  it  is 
also  likely  that  they  were  the  artists  employed  by 


The  Vassall  etti 


Alinari,  phot. 


CLOISTER   OF   ST.   JOHN   LATER  AN 
Rome 


THE  DECORATIVE  ARTS  299 

Honorius  III  to  erect  the  new  portico  in  front  of 
San  Lorenzo  and  to  make  the  rich  panelling,  that 
was  once  part  of  the  chancel  screen  and  is  now  set 
against  the  wall  on  either  side  of  the  episcopal  chair. 
These  brilliant  artists  had  their  atelier  and  assist- 
ants, and  sometimes  a  poor  bit  of  work  was  turned 
out  like  the  little  tabernacle  in  the  church  of  St. 
Francis  at  Viterbo;  but  there  must  have  been  a 
number  of  excellent  workmen,  trained  and  refined 
by  the  work  on  the  Lateran  cloister,  who  would 
have  carried  on  the  admirable  traditions  of  the 
atelier,  had  it  not  been  for  the  evil  fate  that  befell 
Kome.  The  Lateran  cloister  was  finished  about  1235 ; 
then  came  the  long  series  of  untoward  circumstances, 
the  atelier  broke  up,  its  artisans  were  dispersed. 
Nothing  further  bears  the  name  Vassallettus  except 
a  paschal  candle  in  the  cathedral  of  Anagni  carved 
in  1262. 

These  men  and  their  fellows  are  less  interesting 
to  us,  perhaps,  for  what  they  actually  did  than  for 
their  relations  to  the  larger  movements  that  encircle 
them.  In  one  aspect  they  are  soldiers  of  the  Roman- 
esque cause,  diligently  at  work,  digging  trenches 
and  throwing  up  redoubts  as  it  were,  to  defend  Italy 
from  the  mighty  Barbarian  style  of  the  North  that 
was  threatening  invasion.  They  had  little  chance  to 
display  their  talents  in  architecture,  for  there  were 
more  churches  than  enough  in  Rome  already  and 
few  other  buildings  were  erected  there,  but  in  what 
they  did,  like  the  builders  of  the  town  halls  in  the 
communes  of  Lombardy,  they  upheld  the  cause  of 
reason  and  moderation.  In  ecclesiastical  furniture, 


300    ITALY  IN  THE  THIRTEENTH  CENTUEY 

they  did  not  make  pulpits,  canopies,  and  chairs  like 
the  gables  of  a  cathedral;  they  followed  precedents, 
and  preserved  touches  of  Eastern  colour,  of  Arabian 
fancy,  elements  of  the  better  influences  that  had 
come  from  Constantinople  as  well  as  traditions  of 
ancient  Rome.  If  their  art  had  been  able  to  open  and 
expand  in  the  orderly  sequence  of  favouring  seasons, 
if  it  had  proceeded  unvexed  until  the  moment  was 
reached  when  Italy,  ripe  in  wealth,  in  technical  know- 
ledge, in  love  of  antiquity,  could  produce  what  we 
call  the  art  of  the  Renaissance,  with  its  architecture, 
its  painting,  its  sculpture,  its  schools  of  decoration, 
then  Cosmatus  and  Vassallettus  would  have  been 
household  words,  and  Rome  an  even  greater  treasure- 
house  of  beauty  than  she  is. 

At  the  beginning  of  the  century  such  a  prospect 
was  within  the  bounds  of  reasonable  expectation. 
The  popes  had  adopted  a  policy  that  called  for  the 
generous  employment  of  artists  and  artisans,  and 
Roman  art  quickened  under  the  stimulus.  An  artis- 
tic atmosphere  was  forming ;  artists  were  becoming 
men  of  consideration ;  there  was  an  exciting  sense 
that  art  was  rapidly  advancing,  that  Rome  was  to 
exhibit  once  more  the  magnificence  of  the  Caesars. 
With  such  a  stimulating  masterpiece  as  the  cloister 
of  St.  John  Lateran  before  their  eyes,  Roman  crafts- 
men would  soon  have  thrown  off  their  timid  habits 
of  imitation,  and  then,  going  for  schooling  to  an- 
tique remains,  would  have  anticipated  the  general 
liberation  of  the  arts  that  came  at  the  end  of  the 
century.  But  the  strife  between  the  Papacy  and  the 
Hohenstauf  ens  stopped  short  this  movement.  Wars, 


THE  DECORATIVE  ARTS  301 

rumours  of  wars,  the  general  disturbance  of  society, 
produced  their  disastrous  effect.  All  Italy  suffered, 
but  Rome  suffered  most.  Papal  patronage,  such  as 
was  given  by  Innocent  III  and  his  immediate  suc- 
cessors, came  to  an  abrupt  end.  Innocent  IV  was 
forced  to  live  in  exile;  Alexander  IV  was  shut  out 
of  Rome  by  a  Ghibelline  podesta;  and  the  French 
pontiffs,  Urban  and  Clement,  were  indifferent  to  the 
policy  of  making  Rome  beautiful.  Not  till  the  end 
of  the  century  did  Roman  art  lift  up  its  drooping 
head.  Then— 

Quali  i  fioretti  dal  notturno  gelo 

chinati  e  chiusi,  poi  che  il  sol  gl'  imbianca, 

si  drizzan  tutti  aperti  in  loro  stelo,  — 

under  the  fostering  hand  of  Roman-born  pontiffs, 
the  flowers  of  art  began  to  spread  their  fair  corollas 
in  the  sunshine  of  prosperity. 


CHAPTER  XXII 

INNOCENT  IV  (1243-1245) 

Si,  vendetta,  tremenda  vendetta 
Di  quest'  anima  e  solo  disio, 
Di  punirti  gia  1'  ora  s'  affretta 
Che  fatale  per  te  tuonera. 

Rigoktto. 

Yes,  revenge,  fearful  revenge 
Of  this  soul  is  the  only  desire, 
Already  to  punish  thee  hastens  the  hour 
That  shall  fatally  blast  thee. 

As  I  have  said,  the  wars  between  the  Papacy  and 
the  Hohenstaufens  cut  short,  almost  as  fatally  as 
Atropos,  the  flowering  of  art ;  and  chief  among  the 
destructive  spirits  who  shut  their  eyes,  perhaps 
rightly,  to  all  except  the  political  issue  and  trod 
under  foot  religion  as  well  as  the  arts,  stands  Inno- 
cent IV.  The  Fieschi  were  a  noble  family  of  Genoa 
and  the  country  near,  and,  if  one  may  judge  from 
the  career  of  its  most  illustrious  member,  more  given 
to  the  pursuit  of  tangible  advantages  than  of  dreams 
divine.  Indeed,  the  fall  from  the  magnanimous  am- 
bition of  Innocent  III  to  the  fierce  passions  of  Inno- 
cent IV,  shows  clearly  how  ill  an  effect  this  worldly 
strife  was  producing  upon  the  Church.  Innocent  IV 
studied  law  at  Bologna,  and  for  a  time  was  one  of 
the  canons  of  the  cathedral  at  Parma  under  his 
uncle,  the  bishop.  Going  to  Rome  he  held  important 
offices  during  the  pontificates  of  Honorius  and  Greg- 
ory, and  won  so  brilliant  a  reputation  as  a  canon 


INNOCENT  IV  303 

lawyer  that  he  earned  the  sobriquet,  "  The  Enlight- 
ener  of  the  World."  He  had  a  high  temper,  but 
otherwise  he  was  quite  different  from  Gregory  ;  he 
had  no  piety,  no  love  of  religion,  no  sympathy  for 
monks  or  mystics.  He  was  a  brave  and  haughty 
patrician,  of  crafty  disposition  and  tenacious  will. 
His  personal  morals  were  without  fault. 

Although  the  Genoese  were  for  the  most  part 
strongly  adverse  to  the  Emperor,  Innocent  had 
always  been  on  good  terms  with  him ;  and  Fred- 
erick was  greatly  pleased  by  the  news  of  his  election. 
He  said  of  him  :  he  is  "  one  of  the  noblest  men  in 
the  Empire,  ...  a  man  who  in  word  and  deed  has 
always  acted  with  kindness  and  courtesy  towards 
me.  I  have  great  hopes  of  peace;  I  shall  reverence 
him  as  a  father,  and  he  will  embrace  me  as  a  son." 
He  also  wrote  to  congratulate  Innocent  upon  his 
election,  as  an  old  friend  whose  new  name  was  a 
happy  augury. 

The  causes  of  mutual  distrust  between  the  Church 
and  the  Empire  were  so  deep  that  it  was  of  little 
moment  what  a  Pope's  or  an  Emperor's  sympathies 
were  before  election;  afterwards,  the  two  became 
unjust  and  hostile  towards  one  another.  Both  Fred- 
erick and  Innocent  made  a  great  parade  of  negoti- 
ating. Ambassadors  went  to  and  fro.  One  cannot 
help  the  suspicion  that  this  diplomacy  was  so  much 
jockeying  for  position.  If  peace  had  been  the  sole 
aim  of  each,  the  choice  of  ambassadors  was,  to  say 
the  least,  singular ;  for  the  Emperor  sent  to  the  Pope 
the  admiral  who  had  captured  the  poor  prelates  off 
Monte  Christo  on  their  way  to  the  council  at  Eome, 


304    ITALY  IN  THE  THIRTEENTH  CENTURY 

and  the  Pope  sent  to  the  Emperor  one  of  the  very 
prelates  who  had  been  taken  prisoners.  Evidently 
there  were  reasons  under  the  surface  that  induced 
them  to  make  such  choices.  Each  was  playing  a 
game;  and  the  players  were  well  matched.  The 
Emperor  proposed  either  to  frighten  the  Pope  into 
easy  terms  or  to  lay  hands  on  him ;  the  Pope  man- 
osuvred  to  bring  affairs  to  such  a  pass  that  he  should 
be  able  to  put  the  Emperor  in  an  unfavourable  light 
before  the  world. 

Frederick  was  quick-witted  and  his  counsellors 
were  astute,  but  they  had  an  excessive  confidence  in 
their  ability  to  overreach  the  Roman  Curia.  This 
disposition  to  underrate  the  sagacity  of  the  Curia 
was  part  of  Frederick's  general  contempt  for  the 
priesthood,  and  it  was  not  justified.  The  Curia  was 
well  able  to  play  the  game  of  politics.  In  the  deeper 
matters  that  concerned  the  religious  spirit  of  Europe, 
and  through  that  spirit  the  ultimate  prosperity  of 
the  Church,  the  Curia  sometimes  behaved  itself  in 
an  ignorant  or  reckless  way;  but  in  the  fence  of 
superficial  politics,  in  the  thrust,  the  passado,  the 
puncto  reverso,  it  was  an  accomplished  master. 

The  wary  antagonists  circled  about  one  another, 
each  feeling  the  other's  guard.  There  was  talk  of  a 
meeting.  Innocent  went  part- way  to  meet  Frederick, 
but  not  beyond  a  day's  ride  from  the  coast,  and 
dispatched  an  urgent  prayer  to  his  Genoese  com- 
patriots to  send  a  fleet  to  his  rescue.  To  capture  the 
Pope  might  have  served  Frederick's  purpose;  to 
make  the  world  believe  that  Frederick  wished  to  lay 
sacrilegious  hands  on  the  high  priest  of  Christendom 


INNOCENT  IV  305 

would  certainly  serve  Innocent's  purpose.  The  Gen- 
oese fleet  cast  anchor  within  reach.  Then  Innocent 
made  his  lunge.  He  took  horse  by  night  and  with 
a  handful  of  men  rode  in  hot  haste  across  mountain 
and  moor  to  the  shore,  got  on  board  one  of  the  Gen- 
oese ships,  and  sailed  away.  To  make  the  insidious 
machinations  of  the  Emperor  look  still  more  black, 
he  hurried  away  from  Italy  across  the  Alps  and 
took  refuge  in  the  city  of  Lyons,  under  the  wing  of 
France.  The  journey  was  severe,  and  on  the  way, 
Innocent  nearly  died.  From  this  flight  to  the  last 
day  of  his  life,  whether  it  was  because  he  believed 
Frederick  meant  to  seize  him,  whether  he  laid  his 
proximity  to  death  at  Frederick's  door,  or  whether 
he  saw  that  the  struggle  was  in  its  nature  a  outrance, 
Innocent  hated  Frederick  with  an  implacable  hatred, 
and,  confounding  the  cause  of  the  Church  with  his 
own  thirst  for  revenge,  made  use  of  all  her  resources 
to  bring  about  Frederick's  ruin. 

Once  safely  lodged  in  Lyons  the  Pope  returned  to 
the  plan  that  Frederick  had  frustrated,  and  summoned 
an  oecumenical  council.  It  was  a  critical  period  in 
the  history  of  Europe  ;  for  it  was  the  first  time  that 
a  council  of  the  Church  Universal  had  been  convoked 
solely  for  a  political  purpose.  Gregory  IX  was  a 
good  man,  —  even  his  adversaries  admitted  that  he 
was  " apostolicus,  sanctus  et  bonus" — and  in  con- 
voking a  council  at  Rome,  though  he  wished  to  trans- 
act business  of  state  rather  than  of  religion,  he  had 
cherished  the  hope  of  making  peace  ;  Innocent  en- 
tertained no  such  idea,  —  he  called  the  Church  to- 
gether as  a  war  measure  in  order  to  condemn  his 


306     ITALY  IN  THE  THIRTEENTH  CENTURY 

enemy.  The  Council  of  Lyons  is  a  summing-up  of 
the  consequences  of  the  long  rivalry  between  the 
Papacy  and  the  Empire.  Innocent's  excuse  for  this 
misuse  of  his  sacred  office  is  that  he  really  believed 
without  a  momentary  doubt  that  the  Emperor  enter- 
tained the  purpose,  and  strove  directly  and  indirectly, 
by  force  and  by  fraud,  to  overthrow  the  Papacy  and 
the  whole  ecclesiastical  fabric. 

The  scene  at  Lyons  was  highly  dramatic.  The  old 
quarters  of  the  city  lie  in  the  plain,  with  the  Rhone 
on  one  side  and  the  Saone  on  the  other;  but  St.  John's 
quarter  is  on  the  right  bank  of  the  Saone  between 
the  river  and  the  steep  hill  of  the  Fourviere.  Here 
stood  the  new  cathedral  of  St.  John  and  a  monastery, 
protected,  together  with  the  surrounding  buildings, 
by  a  fortified  wall.  The  whole  quarter  wore  the  grim 
and  stern  aspect  of  a  fortress.  The  cathedral  was  not 
yet  finished.  The  choir  and  the  transepts,  built  be- 
fore the  architecture  of  the  Ile-de-France  had  im- 
posed its  taste  upon  Burgundy,  are  Romanesque,  the 
nave  is  Gothic.  So  the  building  shows  the  particular 
charm  and  grace  that  bursts  into  flower  when  Gothic 
and  Romanesque  meet  and  mingle.  In  the  cathedral 
of  Lyons  they  meet  and  kiss  by  the  triumphal  arch, 
so  that  this  seems  a  sort  of  Golden  Gate  where  two 
intimately  sympathetic  aspirations  unite  in  a  common 
purpose  of  worship.  The  nave,  rising  above  the  ceil- 
ing of  the  choir,  nobly  shows  the  triumph  of  the 
Gothic.  The  walls  were  then  majestic  in  their  bare- 
ness ;  and  the  glorious  glass  of  the  windows  gave 
a  many-coloured  spleixdour  to  the  dark  and  solemn 
interior.  It  would  be  hard  to  imagine  a  spot  better 


INNOCENT  IV  307 

adapted  for  the  meeting-place  of  pure-hearted  men 
bent  upon  holy  things. 

On  June  28,  1245,  patriarchs,  cardinals,  arch- 
bishops, bishops,  abbots,  ambassadors  from  kings, 
envoys  from  cities,  Baldwin,  the  Emperor  of  Con- 
stantinople, and  various  nobles,  gathered  in  the  great 
church.  Thaddeus  of  Suessa  was  present  as  proctor 
for  the  Emperor.  Nevertheless,  the  meeting  repre- 
sented the  Church  Universal  in  a  lame  and  mutilated 
fashion ;  there  were  few  prelates  from  Germany, 
none  from  The  Kingdom,  for  fear  of  Frederick,  and 
none  from  the  Holy  Land,  as  there  had  not  been 
time  enough  for  them  to  come.  The  Pope  said  mass 
and  mounted  his  throne ;  Baldwin  sat  on  his  right 
hand.  The  choir  sang  Veni  Creator  ;  the  Pope  him- 
self preached  the  sermon,  taking  as  his  text :  "  Is  it 
nothing  to  you,  all  ye  that  pass  by  ?  Behold,  and 
see  if  there  be  any  sorrow  like  unto  my  sorrow, 
which  is  done  unto  me,  wherewith  the  Lord  hath 
afflicted  me  in  the  day  of  his  fierce  anger."  He  then 
enumerated  the  five  wounds  of  Christ :  the  invasion 
of  Europe  by  the  Tartars,  the  Greek  schism,  the 
spread  of  heresy,  the  new  hordes  of  heathen  invad- 
ing the  Holy  Land,  and  for  the  climax,  the  wicked- 
ness of  the  Emperor.  He  described  Frederick's 
wrongdoings  point  by  point;  he  produced  Fred- 
erick's letters  to  prove  his  charges,  speaking  with 
evident  animosity.  In  fact,  Innocent  acted  as  prose- 
cuting attorney  and  made  no  pretence  at  all  of  ju- 
dicial impartiality.  Thaddeus  of  Suessa  spoke  on 
behalf  of  his  master;  he  denied  or  excused  the 
various  counts  in  the  indictment,  and  asked  for  an 


308    ITALY  IN  THE  THIRTEENTH  CENTURY 

adjournment  in  order  that  Frederick  might  have  an 
opportunity  to  attend  and  plead  his  own  cause. 
"  God  forbid/'  cried  the  Pope ;  "  I  fear  his  tricks ; 
if  he  comes,  I  shall  go,  I  am  neither  ready  nor  fit 
for  martyrdom."  It  is  unlikely  that  the  Emperor 
had  any  intention  of  attending,  for  he  had  already 
written  to  the  cardinals  that  he  had  given  his  envoy 
full  power  to  appeal  from  the  unjust  trial  by  the 
Pope,  to  God,  to  a  future  pope,  or  to  a  future 
council.  The  request  for  an  adjournment  was  prob- 
ably made  either  to  gain  time,  or  else  to  get  the 
advantage  that  would  accrue  from  a  refusal  of  the 
common  right,  which  every  accused  man  had,  of 
appearing  in  person  to  defend  himself.  However, 
at  the  request  of  the  ambassadors  from  the  Kings 
of  England  and  France,  first  one  and  then  another 
brief  adjournment  was  granted. 

Frederick  did  not  come  ;  Thaddeus  of  Suessa 
conducted  his  defence.  The  Pope  presented  the  case 
for  the  prosecution  with  great  fulness.  The  evidence 
was  marshalled  to  prove  three  distinct  charges ;  first, 
that  Frederick  had  violated  his  duty  as  a  Christian 
and  therefore  deserved  excommunication;  second, 
that  as  King  of  Sicily  he  had  been  false  to  his  feudal 
allegiance  to  the  Papacy;  and,  third,  that  as  Emperor 
he  had  failed  in  his  fundamental  duties,  such  as  pro- 
tecting the  Church ;  and  for  these  causes  deserved  to 
be  deprived  of  his  royal  and  imperial  crowns.  Cer- 
tain witnesses  testified  against  Frederick ;  but,  as 
Frederick's  acts  were  notorious,  the  Pope  chiefly 
confined  himself  to  documentary  evidence  to  prove 
the  existence  of  those  papal  rights  which  Frederick 


INNOCENT  IV  309 

had  infringed.  He  introduced  letters  and  charters, 
written  or  granted  by  Frederick  from  the  time  of  his 
imperial  coronation,  which  related  to  the  temporal 
domains  of  the  Church  ;  letters  and  covenants  written 
or  sworn  to  by  Frederick  which  related  to  The  King- 
dom from  a  time  before  he  went  to  Germany ;  char- 
ters to  the  Church  granted  by  former  Emperors ;  and 
various  letters  from  the  Kings  of  England,  France, 
Aragon,  and  Bohemia. 

The  proofs  furnished  were  not  a  matter  of  great 
consequence ;  the  verdict  of  the  Council  was  not  to 
be  determined  by  the  weight  or  the  relevancy  of  the 
evidence  produced  in  court.  There  was  a  fact  out- 
side the  record  of  charters  and  grants  that  told 
fatally  against  the  defendant.  Everybody  present 
was  thinking  of  their  unfortunate  brethren  who  had 
set  out  to  attend  the  council  in  Rome.  Excepting  the 
cardinals  who  had  been  released  to  attend  this 
council,  and  the  French  prelates  set  free  after  eighteen 
months  at  the  urgent  insistence  of  King  Louis,  the 
captive  clergy  were  still  in  prison ;  some  of  them 
had  died  from  privation  and  ill-treatment.  Condem- 
nation was  a  foregone  conclusion.  Thaddeus's  defence 
was  shouted  down  ;  he  appealed  to  a  future  pope  and 
a  future  council.  Innocent  pronounced  sentence.  He 
repeated  the  excommunication  against  Frederick,  he 

released  all  his  subiects  from  their  allegiance,  he 
j 

proclaimed  that  those  to  whom  the  imperial  election 
pertained  should  proceed  to  the  election  of  an  Em- 
peror, and  that  he  and  the  cardinals  would  choose  a 
successor  for  The  Kingdom.  Thaddeus  cried  out, 
"  This  day  is  a  day  of  wrath,  calamity,  and  misery  "; 


310    ITALY  IN  THE  THIRTEENTH  CENTURY 

but  the  Pope  was  inflexible ;  he  said,  "  My  part  I 
have  done,  let  God  bring  his  will  in  this  matter  to 
fulfilment " ;  the  clergy  chanted,  "  We  praise  thee, 
0  Lord,"  and  in  tragic  sign  that  hope  was  extin- 
guished quenched  their  torches  on  the  floor. 

The  sentence,  which  reverberated  through  Europe, 
raised  three  questions :  Did  the  council  have  juris- 
diction? Did  the  evidence  justify  the  verdict?  Did 
the  offences  charged  warrant  the  punishment  im- 
posed? The  ecclesiastical  and  the  civil  decrees 
stand  on  their  several  footings.  As  to  the  excom- 
munication the  Church  was  fully  in  its  right.  An 
oecumenical  council  had  plenary  jurisdiction  over  the 
admission  or  exclusion  of  Christians  from  com- 
munion with  the  Church.  It  is  true  that  all  Christ- 
endom was  not  represented  at  the  council ;  but  as 
to  Germany  and  Sicily,  Frederick  was  estopped  from 
taking  that  objection,  for  his  commands  and  menaces 
had  kept  the  clergy  of  the  Empire  from  attending ; 
and  at  any  rate,  the  Pope  had  no  need  of  a  consent- 
ing council  before  imposing  the  ban. 

Jurisdiction  to  depose  an  Emperor  was  a  different 
matter.  The  Popes  had  claimed  such  a  right  ever 
since  the  days  of  Hildebrand  ;  they  asserted  that  it 
was  incident  to  their  office.  It  was  undeniable  that 
an  Emperor-elect  did  not  become  Emperor  until  he 
had  received  his  crown  from  the  Pope  ;  on  the  other 
hand,  the  Popes  certainly  had  no  right  to  appoint 
an  Emperor.  The  truth  was  that  the  relative  rights 
of  Pope  and  Emperor  had  never  been  settled  ;  their 
respective  claims  to  power  had  none  of  the  certainty 
that  attaches  to  modern  ideas  of  legal  rights,  and 


INNOCENT  IV  311 

there  was  nothing  that  could  be  called  law  to  decide 
between  them.  The  members  of  the  council,  how- 
ever, had  full  confidence  in  their  own  authority ;  it 
seemed  reasonable  that  there  should  be  some  power 
in  Christendom  to  depose  its  elective  head  ;  and  it 
would  seem  that  Frederick  admitted  their  jurisdic- 
tion. He  appealed  to  a  future  council ;  and  in  com- 
plaining of  the  sentence  took  technical  objections 
that  did  not  touch  the  competency  of  the  tribunal. 
From  an  ecclesiastical  point  of  view  the  offence  de- 
served the  punishment  meted  to  it.  The  Emperor 
had  not  only  failed  in  his  duty  to  defend  the  Church, 
but  he  had  even  persecuted  her ;  he  had  prevented 
the  meeting  of  the  Church  militant ;  he  had  put  in 
prison  prelates  whose  only  offence  was  that  they  at- 
tempted to  obey  the  Pope's  summons.  Moreover,  as 
an  excommunicated  man,  and  perhaps  a  misbeliever, 
he  was  not  a  fit  person  to  be  monarch  of  a  Christian 
empire  and  secular  head  of  Christendom. 

The  deposition  from  the  Empire  was  a  grave  mat- 
ter, but  as  events  turned  out,  the  deposition  from 
The  Kingdom  was  a  still  graver  matter.  Upon  that 
part  of  the  council's  judgment  turns  the  whole  ques- 
tion of  right  or  wrong  in  the  destruction  of  the 
Hohenstaufens  and  in  the  coming  of  Charles  of 
Anjou.  And  it  has  been  so  common  for  sympathy 
to  range  itself  against  the  Church  in  these  affairs 
that  the  matter  deserves  special  consideration.  The 
deposition  from  The  Kingdom  was  a  question  of 
feudal  law.  The  relation  of  lord  and  vassal  existed 
between  the  Papacy  and  the  King ;  nobody  disputed 
this.  The  Papacy  was  the  lord  suzerain  of  The  King- 


312    ITALY  IN  THE  THIRTEENTH  CENTURY 

dom  by  universal  consent.  The  whole  world  believed, 
as  a  definite  historical  fact,  that  the  papal  title  orig- 
inated in  the  grant  of  Constantine  to  Pope  Silvester ; 
but  the  origin  of  the  title  was  immaterial,  the  Nor- 
man kings  had  acknowledged  it,  Frederick  II  him- 
self had  most  solemnly  avowed  it.  The  Pope  was  his 
lord,  he  was  the  Pope's  vassal.  By  feudal  law  and 
feudal  custom  the  obligations  inherent  in  that  rela- 
tion were  clear  and  definite.  Among  the  vassal's 
duties  to  his  lord  were  these  :  to  do  him  homage,  to 
acknowledge  his  rights,  to  do  him  no  wrong,  and  to 
pay  the  tribute  that  had  been  fixed.  On  the  vassal's 
fidelity  depended  his  title  to  his  fief.  If  he  turned 
heretic  or  if  he  turned  traitor,  his  fief  was  forfeit. 
These  rules  were  well  settled  wherever  the  feudal 
system  prevailed.  Count  Raymond  of  Toulouse  had 
been  dispossessed  for  heresy,  and  the  sentence  had 
been  confirmed  by  the  Fourth  Lateran  Council,  at 
which  representatives  from  all  Christendom,  clerical 
and  lay,  attended.  In  a  famous  case  from  Greece 
brought  before  the  King  of  France  and  his  court,  it 
was  decided  that  if  the  relation  of  liegeman  and 
lord  had  been  fully  constituted,  and  the  liegeman 
then  made  war  on  his  lord,  the  fief  was  forfeit. 

Every  code  based  on  the  feudal  system  accepted 
and  confirmed  these  principles.  It  is  provided  by  the 
Assises  of  Jerusalem,  the  body  of  feudal  laws  codi- 
fied for  the  Latin  Kingdom  in  the  Holy  Land,  that 
a  fief  is  forfeit  if  a  liegeman  turns  heretic,  if  he  de- 
nies his  lord  or  lays  violent  hands  on  him,  or  takes 
the  field  against  him,  or  fails  to  meet  an  accusation 
of  treason  in  his  lord's  court  when  summoned.  In 


INNOCENT  IV  313 

such  cases  the  feudal  ties  were  broken,  the  fief  re- 
verted to  the  suzerain,  and  he  had  the  right  to  grant 
it  anew  to  a  loyal  subject.  Bracton,  the  great  com- 
mentator of  English  law,  the  predecessor  of  Coke, 
Blackstone,  and  Kent,  in  De  Legibus  et  Consuetudini- 
bus  Anglice  (circa  1250)  says :  "  Homage  is  the  bond 
of  law  .  .  .  reciprocal  ...  by  which  the  tenant  in 
his  turn  is  obliged  and  constrained  to  keep  faith  with 
his  lord  and  render  service  due.  .  .  .  The  tenant  for- 
feits his  fief  if  he  does  any  grave  injury  to  his  lord,  or 
sides  with  his  enemy,  in  counsel  or  comfort,  against 
him  ...  or  if  he  does  aught  to  divest  him  of  his 
inheritance,  or  if  he  lays  violent  hands  on  his  lord." 
In  Frederick's  own  code  of  laws,  promulgated  at 
Melfi  in  1231,  it  is  laid  down:  "Vassals  must  safe- 
guard their  lords  in  life  and  limb,  from  bodily  cap- 
ture and  from  injury  to  their  honour.  .  .  .  Vassals 
shall  not  be  privy  in  plot,  consent,  or  knowledge,  to 
their  lord's  losing  his  land,  rather  they  shall  warrant 
and  defend  it  to  the  utmost  of  their  power  against 
everybody.  ...  If  a  vassal  shall  commit  a  felony 
against  his  lord,  ...  or  having  been  thrice  sum- 
moned shall  not  render  service  due  .  .  .  the  lord 
may  disseize  him  "  (Constitutiones  Regni  Sicilice, 
liber  3,  titles  18,  19). 

Such  was  the  law ;  not  even  Thaddeus  of  Suessa 
or  Pier  della  Vigna  could  dispute  this.  The  ques- 
tion before  the  council  was  whether  the  King  had 
violated  his  feudal  duty  toward  his  sovereign  in  so 
grave  a  particular  as  to  justify  disseizin;  and  the 
council  was  to  judge  the  case  on  its  own  knowledge 
and  belief.  It  was  not  limited,  like  our  petty  jury,  to 


314    ITALY  IN  THE  THIRTEENTH  CENTURY 

judge  according  to  sworn  testimony  only,  but  rather 
like  a  jury  of  the  vicinage  to  judge  according  to 
common  knowledge.  Most  of  the  offences  charged 
against  Frederick  were  matters  of  common  know- 
ledge. He  had  not  paid  his  feudal  tribute  for  years ; 
he  had  interfered  with  the  ecclesiastical  rights  of  his 
suzerain  in  Sicily ;  he  had  usurped  the  province  of 
Benevento ;  he  had  prevented  an  oscumenical  coun- 
cil; he  had  imprisoned  Roman  cardinals;  he  had 
made  war  on  the  Pope  and  invaded  the  Patrimony 
of  St.  Peter ;  and,  according  to  dark  reports,  if  he 
was  not  a  heretic  or  a  misbeliever,  he  was  far  more 
in  sympathy  with  Mohammedanism  than  with  Christ- 
ianity. These  charges  the  Emperor's  proctors  might 
meet  with  excuse  and  avoidance,  with  explanation 
and  extenuation,  with  denials  here  and  there  on 
outlying  matters,  but  at  the  core,  by  consent  of 
all,  the  King  of  Sicily  was  guilty  of  fatal  breaches 
of  duty  toward  his  suzerain  lord.  In  this  condem- 
nation ended  Frederick's  long  course  of  double- 
dealing,  with  the  gentle  Honorius,  with  the  noble 
and  fiery  Gregory  IX  and  with  the  hard-headed, 
hard-hearted  Innocent  IV;  and  from  this  condem- 
nation flowed  bitter  consequences  to  Frederick,  to 
his  children,  and  his  children's  children. 


CHAPTER  XXIII 

THE  END  OF  FREDERICK'S  LIFE  (1245-1250) 

Zens,  the  high  God !  —  whatever  be  dim  in  donbt, 

This  can  our  thought  track  out  — 
The  blow  that  fells  the  sinner  is  of  God, 

And  as  he  wills,  the  rod 
Of  vengeance  smiteth  sore.  One  said  of  old, 

"  The  Gods  list  not  to  hold 
A  reckoning  with  him  whose  feet  oppress 

The  grace  of  holiness  "  — 
An  impious  word !  for  whenso'er  the  sire 

Breathed  forth  rebellious  fire  — 
What  time  his  household  overflowed  the  measure 

Of  bliss  and  health  and  treasure  — 
His  children's  children  read  the  reckoning  plain, 

At  last,  in  tears  and  pain ! 

Agamemnon  —  E.  D.  A.  MORSHEAD. 

THE  affair  of  the  Council  was  badly  conducted  by 
Frederick.  The  assembled  prelates  were  not  an  im- 
partial body,  they  had  not  been  convened  for  an 
impartial  purpose;  Frederick  knew  this,  and  he 
should  have  addressed  himself  over  their  heads  to 
the  outside  world,  for  all  western  Europe  was  eag- 
erly attending  to  what  was  said  and  done  within  the 
walls  of  St.  John's  cathedral.  With  England,  France, 
Spain,  Germany,  and  Italy  for  audience,  Frederick 
might  well  have  hoped  to  win  the  prize  of  popular 
sympathy.  That  public,  true  to  human  nature,  was 
vulgarly  interested  in  the  criminal  charges  against 
the  Emperor,  his  violated  vows,  his  breaches  of  cove- 
nants, convention,  and  morality,  but  it  was  also  deeply 
interested  in  two  fundamental  matters,  its  own 


316     ITALY  IN  THE  THIRTEENTH  CENTURY 

material  well-being  and  its  spiritual  well-being.  The 
Emperor  might  have  lifted  the  issues  between  him 
and  the  Pope  up  to  the  noblest  concerns  of  body 
and  soul;  but  the  crafty,  strong-willed  Pope  suc- 
ceeded in  keeping  them  down  to  the  truth  or  falsity 
of  the  criminal  charges  against  the  Emperor. 

Economic  development  was  necessarily  lay.  Mam- 
mon, if  one  may  so  call  the  single-purposed  spirit 
of  gain,  had  no  interest  in  ecclesiastical  matters; 
its  one  desire  was  for  order,  for  the  removal  of 
feudal  exactions  and  of  the  feudal  barons  who  stood 
like  retiarii  in  the  way,  ready  to  enmesh  the  young 
limbs  of  trade  in  their  fatal  nets ;  it  would  give  its 
sympathy  to  either  power  that  would  best  procure 
order.  The  Church  was  no  real  friend  of  economic 
progress,  and  the  Emperor  might  well  have  put  her 
in  the  wrong  in  the  eyes  of  Mammon.  He  might 
have  professed  to  represent  the  cause  of  imperial 
order  as  it  had  been  in  the  days  of  the  Antonines, 
when  all  the  world  enjoyed  the  peaceful  enforce- 
ment of  law.  But  instead  he  insisted  on  obsolete 
prerogatives  against  the  Lombard  communes,  ranged 
himself  on  the  side  of  feudalism,  and  let  the  Church 
pose  as  the  friend  of  manufacture  and  trade. 

In  spiritual  matters,  too,  the  Emperor  wholly  failed 
to  rise  to  the  height  of  the  occasion.  The  Church, 
indeed,  as  all  the  world  knew,  had  been  false  in 
many  respects  to  her  own  professed  doctrines,  but 
she  had  some  meritorious  achievements  to  her  credit 
in  the  popular  mind :  she  sanctioned  and  upheld  the 
Franciscan  Order,  and  with  all  her  faults  and  short- 
comings she  still  proclaimed  a  reign  of  peace  and 


THE  END  OF  FREDERICK'S  LIFE      317 

good  will  on  earth.  To  this  ideal  the  Emperor  pre- 
sented no  alternative,  except  so  far  as  he  practised 
an  Epicurean  freedom  from  all  irksome  restraints. 
This  was  the  fault  of  the  Emperor  and  of  his  law- 
yers; they  misread  the  signs  of  their  time;  satisfied, 
themselves,  with  poetry,  they  cared  little  for  visions 
beatific.  It  was  not  a  fault  inherent  in  the  ideal  of 
empire.  Had  Dante  been  living  to  put  his  passionate 
beliefs  into  words,  he  might  not  have  modified  the 
verdict  of  the  council,  but  he  would  have  affected 
the  judgment  of  Christendom;  for  the  judgment  of 
Christendom  upon  Frederick,  and  even  the  judg- 
ment of  the  council,  was  based  on  things  spiritual. 
The  old  issue  between  an  ecclesiastical  and  a  lay 
organization  of  society  had  already  been  decided. 
In  the  time  of  Innocent  III,  the  clerical  power  had 
reached  its  flood,  it  was  now  on  the  ebb ;  modern 
Europe  had  been  born  and  modern  Europe  was 
opposed  to  civil  government  administered  by  priests. 
Even  by  the  time  of  Innocent  IV  the  -growth  of 
manufacture  and  trade  had  rendered  any  such  issue 
obsolete.  Europe  was  stirring  with  productive  en- 
ergies, and  on  the  question  whether  the  Church  or 
the  Empire  should  hold  the  supreme  temporal  power, 
her  sympathy  was  with  the  Empire.  But  as  it  is  the 
wont  of  judicial  tribunals,  as  well  as,  generally 
speaking,  the  wont  of  society  at  large,  to  decide 
questions  according  to  old  ideas  and  old  customs, 
and  not  according  to  the  exigencies  of  the  present 
or  the  needs  of  the  future,  economic  arguments 
would  have  been  out  of  place.  The  council  would 
not  have  listened  to  them,  Europe  might  not  have 


318     ITALY  IN  THE  THIRTEENTH  CENTURY 

listened  to  them;  but  Europe,  if  not  the  council, 
would  have  given  respectful  attention  to  an  argu- 
ment to  prove  that  the  spiritual  interests  of  Christ- 
endom would  not  be  endangered  by  the  triumph 
of  the  Emperor.  For  this  the  lawyers  of  Frederick's 
court  were  of  no  avail;  and  when  Dante  published 
his  De  Monarchia,  the  Empire  had  already  been 
relegated  to  the  limbo  of  antiquated  things. 

Nevertheless  the  De  Monarchia  shows  the  moral 
forces  that  might  have  been  marshalled  upon  the 
imperial  side.  The  value  of  empire,  Dante  says,  must 
be  judged  by  its  bearing  upon  the  goal  of  human 
civilization,  which  is  to  bring  all  blossomings  of  the 
human  spirit  to  the  fullest  fruitage.  For  such  fruit- 
age universal  peace  is  necessary,  and  unity  under  a 
single  head,  and  the  cooperation  of  all  parts  for  the 
welfare  of  the  whole.  The  independent  parts  cannot 
adjust  their  mutual  relations  unless  they  have  some 
supreme  court  before  which  to  bring  them ;  and 
justice  needs  a  judge  furnished  with  supreme  powers. 
And  all  through  the  argument  in  favour  of  a  universal 
monarch  Dante  keeps  in  mind  the  final  goal  of  hu- 
man civilization  :  "  Ripeness  is  all."  Such  arguments 
as  Dante  uses  might  seem  to  apply  as  well  to  the 
Church  as  to  the  Empire  ;  but  they  do  not,  because 
the  power  of  the  sword  is  necessary  to  enforce  peace 
and  justice,  and  because  (as  he  says)  the  history  of 
the  rise  and  culmination  of  the  Roman  Empire  is 
proof  that  by  God's  will  the  Emperor  is  to  be  the 
universal  monarch  and  that  he  derives  his  powers 
from  God. 

But  Dante  wrote  two  generations  too  late,  and  the 


THE  END  OF  FREDERICK'S  LIFE      319 

decision  of  the  council  may  be  taken  as  the  real  end 
of  the  mediaeval  Empire.  Men's  minds  were  divided, 
and  according  to  place,  condition,  rank,  and  circum- 
stance, some  men  thought  one  way  and  some  another, 
but  on  the  whole  the  spirit  of  the  age  came  to  the 
opinion  that  the  Empire  was  unfitted  for  the  modern 
world  then  beginning,  and  the  Council  of  Lyons 
gave  rude  expression  to  this  opinion.  In  later  gen- 
erations Emperors  came  down  into  Italy,  but  never 
again  in  the  gallant,  masterful  manner  of  their  pred- 
ecessors; and  from  the  date  of  the  decree  of  depo- 
sition Frederick  himself  was  fighting  for  his  crowns. 
So  harsh  was  his  punishment  that  it  seemed  as  if  a 
spirit  of  retribution  were  pursuing  him  to  take  ven- 
geance for  his  wanton  disregard  of  the  spiritual 
beliefs  of  his  time.  Blow  upon  blow  fell  upon  him. 
The  first  was  a  blow  to  his  power  and  to  his  pride. 
Parma,  on  a  sudden,  turned  from  him  and  joined 
the  Guelfs. 

Parma,  like  most  of  her  high-spirited  sister  cities, 
had  been  a  member  of  the  Lombard  League  against 
Barbarossa ;  but  ever  since  Frederick  II  had  raised 
his  standard  as  a  claimant  to  the  Empire,  she  had 
inclined  to  his  side.  In  the  old  days,  before  he  had 
received  the  imperial  crown,  while  he  was  still  pro- 
claiming that  he  owed  his  victorious  career  to  God 
and  to  his  venerable  mother,  the  Roman  Church,  he 
had  rewarded  the  city's  loyalty  by  confirming  her 
independent  rights  and  privileges  :  "  Our  Serene 
and  Royal  Clemency  is  wont  to  dispense  favours  to 
its  subjects  and  to  confer  abundant  benefits  on  those 
whose  faith  and  devotion  to  the  Empire  has  always 


320    ITALY  IN  THE  THIRTEENTH  CENTURY 

been  found  sincere  and  true ;  .  .  .  So,  We,  mindful 
of  the  honest  faith  and  devoted  service  which  our  be- 
loved and  loyal  citizens  of  Parma  have  always  shown 
to  the  Empire  and,  as  We  hope,  will  always  show," 
...  do  grant  and  confirm,  in  due  legal  terms,  upon 
the  city  a  communal  bill  of  rights.  From  that  time 
on,  side  by  side  with  Pavia,  Cremona,  and  Modena, 
Parma  had  remained  loyal  to  the  Empire ;  and 
Frederick  had  continued  his  favour  except  for  a 
momentary  suspension  at  the  time  of  his  imperial 
coronation  when  the  podesta  had  been  disobedient 
to  the  Church. 

Parma  was  a  prosperous  town,  renowned  for  her 
cloth  and  wool ;  her  trade  was  brisk,  her  citizens 
industrious.  Set  in  a  flat  plain,  her  situation  was  not 
picturesque ;  but  she  had  her  share  of  civic  pride 
and  had  striven  to  make  her  public  buildings  beau- 
tiful. Her  cathedral,  if  not  to  be  compared  to  that 
at  Modena  for  charm  or  grace,  was  distinctly  su- 
perior to  its  rival  at  Piacenza ;  and  the  marble  bap- 
tistery was  one  of  the  finest  in  Italy.  The  population 
was  not  altogether  pacific.  The  nobles,  as  elsewhere, 
were  divided  into  two  factions;  one  held  for  the 
Empire,  the  other  inclined  to  the  Church.  The  peo- 
ple, however,  were  generally  indifferent  to  these 
quarrels.  Society  was  undergoing  a  gradual  trans- 
formation towards  democracy.  The  guilds,  fifteen 
in  number,  with  the  cloth-merchants,  the  money- 
changers, and  the  butchers  at  their  head,  had  organ- 
ized a  people's  party,  very  much  as  the  guilds  had 
done  in  Bologna ;  and  they  were  more  interested  in 
trade  than  in  the  rivalry  between  Pope  and  Em- 


Uttiiedetto  Antelami 


Alinari,  phot. 


BAPTISTERY 
Parma 


THE  END  OF  FREDERICK'S  LIFE      321 

per  or,  and  kept  aloof  attending  to  their  business, 
though  force  of  circumstances  was  pushing  them 
more  and  more  to  the  Guelf  side.  The  Pope  had 
friends  and  relations  in  the  city ;  his  uncle  had  been 
bishop,  and  he  himself  had  lived  there ;  three  of  his 
sisters  and  a  niece  had  married  into  the  nobility ; 
and  the  people's  party,  in  their  efforts  to  strengthen 
themselves  against  the  nobility  who  were  chiefly 
Ghibelline,  had  chosen  his  nephew  as  their  leader. 
The  Emperor's  adherents,  feeling  the  growing  ten- 
sion, behaved  tyrannically  ;  they  took  possession  of 
the  bishop's  palace  and  of  his  revenues,  imposed 
heavy  taxes  on  the  churches,  and  put  guards  in  all 
the  towers.  The  Guelf  leaders  took  alarm  and  fled 
to  Piacenza  or  Milan.  In  those  cities,  with  the  help 
of  the  papal  legate,  Gregory  of  Montelungo,  they 
made  ready  an  expedition  to  force  their  way  back, 
and  set  forth  on  a  Sunday.  At  that  time,  Arrigo 
Testa,  a  poet  of  the  Sicilian  school,  who  had,  how- 
ever, given  far  more  of  his  time  to  his  political 
career  than  to  poetry,  was  podesta  of  Parma.  On 
that  very  Sunday  a  gay  wedding  was  going  on,  and 
there  had  been  too  much  eating  and  drinking.  In 
the  midst  of  the  revels  word  came  that  the  "  out- 
siders "  (as  a  banished  faction  was  called)  were  on 
the  march  to  Parma.  The  wedding  guests  started 
from  the  table  and,  following  Arrigo,  sallied  forth 
to  meet  the  enemy :  — 

Ah !  then  and  there  was  hurrying  to  and  fro, 
And  gathering  tears,  and  tremblings  of  distress, 
And  cheeks  all  pale,  which  but  an  hour  ago 
Blush'd  at  the  praise  of  their  own  loveliness. 


322     ITALY  IN  THE  THIRTEENTH  CENTURY 

Perhaps  the  roistering  young  cavaliers  sang  Ar- 
rigo's  song  as  they  saddled  and  galloped  away  :  — 

Di  me  fermanza  avete, 
k'  eo  so  in  vostra  tenuta ; 
pero  meo  cor  non  muta 
di  far  leale  omagio. 

You  hold  me  bond, 
Your  vassal  true  am  I, 
And,  so,  my  fixed  heart 
Doth  pay  all  fealty. 

The  Ghibellines  met  the  enemy  a  little  beyond  the 
river  Taro  ;  but  the  banquet  had  been  a  fatal  prepa- 
ration for  the  fight,  wine  had  tamed  their  muscles  if 
not  their  spirits,  and  they  were  driven  back  to  the 
Taro  and  put  to  rout ;  Arrigo  and  other  noblemen 
were  killed,  and  the  Church  party  swept  on  victori- 
ous into  the  city. 

Parma  was  important  strategically  because  it  com- 
manded both  the  Via  Emilia  and  the  road  over  the 
Apennines  by  Pontremoli  into  Tuscany ;  moreover, 
the  revolt  sorely  wounded  the  Emperor's  pride.  He 
had  gone  to  Turin,  making  ready  for  a  dash  over 
the  Alps  to  Lyons,  and  was  considering  the  risk  of  a 
war  with  France  in  case  he  should  do  so,  when  news 
of  the  defeat  reached  him.  He  turned  round,  sum- 
moned the  Ghibellines  from  far  and  near,  and  laid 
siege  to  the  town.  Like  circling  hawks  they  stooped 
to  his  lure :  his  sons,  the  fighting  Enzio,  imperial 
legate  in  all  Italy,  Frederick  of  Antioch,  imperial 
vicar  in  Tuscany,  and  young  Manfred,  still  a  boy, 
child  of  the  beautiful  Bianca  Lancia;  the  swart 
Ezzelino,  imperial  vicar  in  the  March  of  Treviso ; 


THE  END  OF  FREDERICK'S  LIFE      323 

Uberto  Pelavicini,  imperial  vicar  in  the  Lunigiana ; 
the  brave  Marquis  Lancia,  uncle  to  Bianca  and  cap- 
tain of  the  Empire  from  Pavia  to  Asti ;  and  his  two 
most  trusted  counsellors,  Thaddeus  of  Suessa  and 
Pier  della  Vigna,  were  there.  Loyal  barons  brought 
their  troo.ps,  loyal  cities  sent  contingents.  On  the 
other  side  the  Guelfs  answered  battle-cry  with  battle- 
cry.  Their  two  notable  generals,  Gregory  of  Monte- 
lungo,  the  papal  legate,  and  the  Marquis  of  Este, 
hurried  with  their  forces  to  the  defence  of  the  city. 
Milan  sent  a  thousand  of  her  best  knights,  Piacenza 
sent  four  hundred,  the  Count  of  San  Bonifazio  came 
with  a  troop  from  Mantua,  Ferrara  too  dispatched 
her  quota. 

The  defences  of  the  town  were  too  strong  to  be 
carried  by  assault,  it  was  necessary  to  lay  siege ;  and 
as  it  was  impossible  to  construct  the  besieging  lines 
all  around  the  town,  the  Emperor  built  an  elaborately 
fortified  camp,  which  he  named  "  Victory,"  and 
maintained  as  close  a  blockade  as  he  could.  The 
siege  lasted  six  months.  The  cruelty  on  both  sides 
was  very  great.  Frederick  adopted  a  plan  of  exe- 
cuting two  or  four  prisoners  every  day  in  full  sight 
of  the  garrison,  but  desisted  at  the  prayer  of  his 
Pavian  allies.  And  when  imperial  spies,  many  of 
whom  were  women,  came  into  the  town  hidden  in 
loads  of  hay  or  in  carts  with  false  bottoms,  and  were 
caught  by  the  garrison,  they  were  tortured  and  burnt 
to  death.  Nevertheless  the  siege  was  tedious,  and 
Frederick  became  careless.  One  day  he  weakened 
his  lines  by  sending  a  detachment  of  troops  to  build 
a  bridge  across  the  Po  which  should  be  of  service  in 


324    ITALY  IN  THE  THIRTEENTH  CENTURY 

i 

the  blockade,  and  he  himself  went  hunting.  The 
garrison  took  advantage  o£  this  chance ;  they  made 
a  sortie,  carried  the  besiegers'  lines,  drove  the  im- 
perial troops  pell-mell,  captured  and  burned  the  fort, 
got  possession  of  the  Emperor's  crown  and  his  royal 
insignia,  and  returned  in  triumph  to  the  city.  Thad- 
deus  of  Suessa  was  among  the  killed.  The  Ghibel- 
lines  scattered  in  all  directions  and  Frederick  himself 
fled  to  Cremona.  He  wrote  letters  to  belittle  his 
defeat  and  explain  how  it  had  happened,  and  talked 
of  renewing  the  siege  ;  but  it  was  a  vain  attempt  to 
save  appearances.  The  victory  had  been  complete  ; 
Parma  was  lost,  and  what  was  worse,  the  Emperor's 
prestige  was  irretrievably  hurt.  The  cardinal  legate, 
Ottaviano  degli  Ubaldini,  ignorant  that  an  avenging 
destiny  would  consign  him  to  hell  by  the  side  of 
Frederick  II,  marched  triumphantly  at  the  head  of 
an  army  from  Bologna  through  Romagna  ;  and  city 
after  city  —  Imola,  Faenza,  Forli,  Forlimpopoli, 
Cesena  —  opened  its  gates  and  ranged  itself  on  the 
side  of  the  Church.  A  year  later  a  more  personal 
and  a  more  tragic  blow  fell  on  the  Emperor;  at 
Parma  he  had  lost  Thaddeus  of  Suessa,  now  he  lost 
his  other  most  trusted  counsellor,  Pier  della  Vigna. 
In  the  second  round  of  the  seventh  circle  of  hell 
the  souls  of  those  who  with  violent  hand  have  taken 
their  own  lives,  miserably  deformed  into  stunted 
trees,  take  root  and  put  forth  twigs.  One  of  these 
plants  spoke  to  Dante  :  — 

I  am  he,  who  held  both  the  keys 

Of  Frederick's  heart,  and  turned  them, 
Locking  and  unlocking,  so  softly 


THE  END  OF  FREDEKICK'S  LIFE      325 

That  from  his  bosom  counsel  I  shut  out  almost  every  man. 

I  bore  such  great  loyalty  to  the  glorious  office 

That  for  its  sake  I  lost  both  sleep  and  life. 
The  strumpet,  that  never  from  Caesar's  house 

Has  turned  her  wanton  eyes, 

(Common  bane  and  vice  of  courts,) 
Inflamed  all  minds  against  me ; 

And  they,  all  flaming,  set  Augustus  aflame 

So  that  my  happy  honours  turned  to  grievous  woe. 
My  soul  in  disdainful  disgust 

Thinking  by  death  to  escape  disdain, 

Made  me  unjust  to  my  just  self. 
By  the  new  roots  of  this  tree 

I  swear  to  you  I  never  broke  my  faith 

To  my  lord,  who  was  so  worthy  of  honour. 

(Inferno,  xm.) 

Pier  della  Vigna  (1190-1249),  miserably  destined 
to  become  this  lost  soul,  came  from  Capua.  His  father 
was  in  narrow  circumstances,  and  Pier  got  his  edu- 
cation as  best  he  could.  He  became  a  notary,  gave 
signal  proof  of  his  abilities,  and  was  presented  to 
the  Emperor.  A  year  or  two  later  he  was  made  judge, 
and  after  the  treaty  of  peace  with  the  Pope  (1230), 
when  the  Emperor  was  able  to  give  his  attention  to 
civil  affairs  at  home,  Pier  rose  to  be  one  of  his  close 
counsellors,  and  took  part  in  matters  of  the  highest 
consequence.  It  was  in  these  earlier  years  that  he 
wrote  poetry,  exchanging  sonnets  with  the  Notary, 
with  Jacopo  Mostacci,  and  perhaps  with  the  unlucky 
podesta,  Arrigo  Testa.  He  undoubtedly  took  an  im- 
portant part  in  codifying  the  Constitutions  of  Sicily 
(1231) ;  and  after  that  he  was  engaged  in  diplomacy. 
He  went  to  England  to  arrange  the  Emperor's 
marriage  with  Princess  Isabella,  sister  of  King 


326     ITALY  IN  THE  THIRTEENTH  CENTURY 

Henry  HI ;  he  was  sent  on  embassies  to  the  Pope  and 
to  the  King  of  France.  He  was  in  intimate  consul- 
tation with  the  Emperor  about  the  proceedings  at 
the  Council  of  Lyons.  It  was  he  who  wrote  most 
important  state  papers  for  Frederick ;  it  was  he  who 
was  chosen  to  deliver  official  orations  on  the  Em- 
peror's behalf;  it  was  he  who  composed  street  bal- 
lads to  lampoon  the  friars.  His  star  was  always  in 
the  ascendant.  In  1247  he  was  raised  to  be  proto- 
notary  of  the  Empire  and  logothete  of  The  Kingdom, 
high  honours  wrapped  in  the  obscurity  of  obsolete 
titles.  He  had  become  the  model  for  princes'  favour- 
ites to  fashion  themselves  upon.  He  was  not  only  the 
Emperor's  familiar  friend,  but  he  was  or  had  been  in 
intimate  relations  with  the  imperial  family.  He  ar- 
gues at  length  to  the  Empress  that  rose  is  a  colour 
to  be  preferred  to  violet ;  he  thanks  Prince  Conrad 
for  the  gift  of  a  ring ;  he  writes  to  King  Enzio.  He 
is  on  terms  of  very  kindly  intercourse  with  the  most 
distinguished  men  in  The  Kingdom,  such  as  the 
Archbishops  of  Capua  and  Palermo,  as  well  as  with 
the  professors  at  Bologna  and  Naples.  His  praises 
were  on  the  lips  of  all  who  hoped  for  preferment : 
"  Nature,  teeming  mother,"  —  so  writes  Nicolas  de 
Rocca,  —  "  has  given  birth  to  brilliant  nurslings  far 
and  wide  throughout  the  world ;  she  has  distilled  a 
portion  of  her  rich  essence  into  the  hearts  of  very 
many,  but,  outdoing  expectation,  she  has  brought 
together  into  one  body  what  she  had  distributed 
among  all,  and  produced  Magister  Pier  della  Vigna, 
more  brilliant  than  all.  .  .  .  For  the  genius  of 
happy  knowledge,  in  its  search  for  a  resting-place, 


THE  END  OF  FREDERICK'S  LIFE      327 

wandered  all  over,  in  the  sweep  of  the  heavens,  in 
the  depths  of  the  abyss,  and  at  last  fixed  its  tents 
and  circumscribed  the  bounds  of  its  activity  in  him. 
.  .  .  He  is  a  second  Joseph,  to  whom  as  a  faithful 
interpreter  Great  Ca?sar  has  committed  the  rule  of 
the  round  world ;  he  is  the  keybearer  of  the  Em- 
pire, he  shuts  and  no  man  opens,  he  opens  and  no 
man  shuts ;  the  tuneful  trumpet  of  his  eloquence, 
in  speech  sweet  as  honey,  soothes  the  hearts  of  all 
that  hear  him,  yea,  as  if  by  divine  intuition  he  re- 
veals whatever  lies  hid  under  the  sun,  excepting  the 
seven  seals  of  the  closed  book  [Rev.  v,  1-3].  .  .  . 
He  is  a  Peter  founded  on  a  rock  so  that  he  shall 
establish  others  by  the  firmness  of  his  faith ;  fixed 
in  solid  sincerity  he  shall  be  a  foundation  to  others. 
Peter,  the  insignificant  fisherman,  prince  of  the 
apostles,  having  left  his  nets  followed  God ;  but  this 
Peter  does  not  leave  his  master  at  all.  The  old  shep- 
herd tended  the  Lord's  flock ;  but  the  new  athlete 
by  the  Emperor's  side,  planting  virtues  and  extir- 
pating errors,  weighs  whatever  he  says  in  the  scales 
of  justice.  Peter  of  Galilee  thrice  denied  his  Lord ; 
but  God  forbid  that  Peter  of  Capua  one  single  time 
should  deny  his.  0  happy  Vine  .  .  .  even  the  tongue 
of  Tully  would  find  it  hard  to  set  forth  thy  manifold 
virtues."  And  the  learned  Doctor  Accursius  wrote: 
"In  the  whole  world  there  is  no  man  alive  who  has 
a  will  more  prompt  to  serve  you  than  I,  or  takes 
more  thought  for  your  honour." 

Fed  upon  phrases  such  as  these,  Pier  floated  on 
the  full-blown  bladder  of  imperial  favour  over  a 
sea  of  glory;  in  January,  1249,  he  was  with  the 


328     ITALY  IN  THE  THIRTEENTH  CENTURY 

Emperor  at  Cremona,  and  no  sign  gave  warning  of 
impending  danger.  All  of  a  sudden,  in  February, 
he  was  arrested  on  the  charge  of  high  treason,  and 
his  eyes  were  put  out.  With  all  light  quenched,  did 
he  then  remember  his  joyous  youth  and  the  lady  to 
whom  he  wrote  his  love-songs? 

Ch'  eo  non  euro  s'  io  dollio  od  6  martiro 
membrando  1'  ora  died  io  vengno  a  voi ; 

I  care  not  if  I  suffer  pain  or  martyrdom 
Remembering  the  hour  in  which  I  come  to  thee. 

What  Pier  did  to  incur  Frederick's  suspicion  is  not 
clear.  Various  stories  got  abroad.  One  was  to  the  effect 
that  he  had  had  treasonable  dealings  with  the  Pope, 
but  there  is  no  evidence  now  to  support  that  theory ; 
another,  that  he  had  amassed  a  great  fortune  and  that 
Frederick  coveted  his  wealth,  but  this  supposition  is 
merely  an  amplification  of  the  saying  attributed  to 
Frederick :  "  I  fatten  pigs  in  order  to  feed  on  them." 
The  third  charged  Pier  with  having  instigated  the 
Emperor's  physician  to  poison  him.  Frederick  him- 
self seems  to  have  believed  this  accusation.  But 
Frederick  was  in  no  judicial  mood.  From  nature  he 
had  received  a  passionate  temperament,  and  ever  since 
the  Council  of  Lyons  he  was  in  a  highly  overwrought 
state.  His  wrath  at  being  defied  and  foiled  by  church- 
men, whom  he  loathed  and  despised,  amounted  to 
frenzy.  When  he  first  heard  of  Innocent's  sentence 
of  deposition,  he  behaved  like  a  madman.  He  put  his 
crown  on  his  head,  defied  the  Pope  to  take  it  off,  and 
ranted  like  a  third-rate  actor.  He  had  himself  been 
treacherous  all  his  life,  and  now  the  same  cup  was 


THE  END  OF  FREDERICK'S  LIFE      329 

commended  to  his  own  lips.  Many  courtiers  had 
already  abandoned  him.  The  Bishop  of  Ratisbon, 
Chancellor  of  Germany,  went  over  to  the  enemy ;  so 
did  Eichard  of  Montenero,  Master  Judiciary  of 
Sicily ;  the  Bishop  of  Bamberg  also,  who  had  filled 
the  high  office  of  protonotary  of  the  Imperial  Court ; 
and  still  others,  like  the  Duke  of  Lorraine.  In  The 
Kingdom  several  nobles  plotted  to  murder  him ;  even 
his  falconer,  Ruggero  de  Amicis,  the  poet,  was  false ; 
and  after  the  defeat  at  Parma,  Frederick  felt  that  he 
could  trust  nobody.  Envy,  "  the  strumpet  that  never 
from  Caesar's  dwelling  turns  her  wanton  eyes/'  stirred 
up  enemies  against  Pier.  However  it  may  be,  he  was 
thrown  into  prison,  blinded,  and  condemned  to  be 
paraded  through  The  Kingdom  and  then  put  to 
death.  He  escaped  this  final  ignominy  by  dashing 
his  brains  out  against  a  stone.  Dante  believed  that 
Pier  was  innocent,  and  though  he  puts  him  in  hell 
as  a  self-murderer,  he  does  not  condemn  him  to  the 
circle  of  traitors ;  and  perhaps  Pier  della  Vigna,  as  a 
stout  partisan  of  the  Empire,  and  as  a  poet,  would 
rather  have  had  his  reputation  cleared  in  Dante's 
judgment  than  in  any  tribunal  whatsoever.  In  the 
Divina  Commedia  he  is  forever  innocent. 

In  May  of  the  same  year  another  blow  fell  upon 
Frederick.  His  well-beloved  son,  the  gallant,  fair- 
haired,  fighting  Enzio,  was  made  prisoner  by  the 
Bolognese.  Enzio  had  been  imperial  lieutenant  in  all 
Italy,  as  such  he  had  had  chief  command  of  the  im- 
perial forces  in  Lbmbardy,  while  Ezzelino  da  Romano 
was  head  of  the  Ghibelline  party  in  the  east,  and 
the  Marquis  Lancia  and  Uberto  Pelavicini  to  the 


330     ITALY  IN  THE  THIRTEENTH  CENTURY 

west.  Enzio  is,  perhaps,  the  most  picturesque  figure 
of  all  the  gallant  House  of  Hohenstaufen.  Twenty- 
nine  years  old,  he  had  long  proved  his  abilities; 
he  had  won  several  victories  on  land,  and  he  had 
been  on  board  the  imperial  fleet  which  captured  the 
unfortunate  prelates.  He  had  married  Adalasia, 
heiress  to  the  counties  of  Turris  and  Gallura  in  Sar- 
dinia, and  his  father  had  crowned  him  king.  This 
performance  added  fuel  to  the  quarrel  with  the 
Pope,  for  the  Pope  claimed  the  island  as  part  of  the 
papal  domain  and  had  expressly  forbidden  Adalasia 
to  marry  any  man  disloyal  to  the  Holy  See.  A  charm- 
ing creature  like  Enzio,  an  Emperor's  son,  a  con- 
queror and  a  poet,  with  "  a  lightsome  eye,  a  soldier's 
mien,  a  feather  of  the  blue,"  was  not  well  fitted 
for  strait-laced  matrimony ;  or  it  may  be  that  some 
father  confessor  or  a  friar  got  Adalasia's  ear.  At 
any  rate,  in  a  few  years  she  returned  to  the  Church 
party  and  received  forgiveness  from  the  Pope;  and 
Enzio  married  a  niece  of  Ezzelino's. 

On  May  26,  1249,  the  Bolognese,  according  to 
their  annual  custom,  sent  an  expedition  against 
Modena.  Enzio  rushed  to  the  defence  and  attacked 
the  enemy  at  Fossalta,  a  little  place  near  where  the 
river  Panaro  crosses  the  Via  Emilia,  a  few  miles 
southeast  of  Modena.  The  Bolognese  were  in  greater 
numbers  than  he  thought ;  his  men  were  routed,  and 
he  was  taken  prisoner,  together  with  four  hundred 
knights  and  twelve  hundred  foot  soldiers.  There  was 
great  excitement  and  rejoicing  in  the  Bolognese 
camp.  The  Council  of  Credenza  and  the  General 
Council  (for  the  regular  political  usages  were  observed 


THE  END  OF  FREDERICK'S  LIFE      331 

in  the  field)  assembled  at  the  call  of  heralds  and  trum- 
peters, and  a  vote  was  taken  as  to  what  should  be  done 
with  the  prisoners.  The  question,  put  by  direction  of 
the  podesta,  was  whether  or  not  the  prisoners  should 
be  turned  over  to  the  Commune;  and  the  councils 
voted  unanimously  in  the  affirmative.  Arrangements 
were  then  made  for  a  triumphal  entry  into  the  city. 
The  bishop  and  all  the  citizens  turned  out  to  hail 
the  conquerors.  The  gonfalonieri  cleared  the  way, 
and  the  procession  marched  in  military  order  through 
the  gate  and  up  the  main  street.  First  came  the 
trumpeters,  next  a  squadron  of  light  horse,  next 
foot  soldiers,  five  abreast,  crowned  with  oak  leaves, 
then  drummers  and  banner-men,  after  them  the 
carroccio  decked  in  scarlet,  the  standard  of  Bologna 
fluttering  at  the  masthead,  and  round  it  a  troop  of 
picked  men  in  armour  with  long  swords,  and  follow- 
ing these  King  Enzio  riding  on  a  mule.  It  was  a 
great  day  for  the  trainband  guilds  of  Bologna.  The 
other  prisoners  sooner  or  later  went  free ;  some  were 
liberated  at  the  command  of  the  Pope,  others  bought 
their  ransom ;  but,  proud  of  having  an  Emperor's  son 
for  prisoner,  Bologna  never  let  Enzio  go.  He  lived 
and  died  and  was  buried  in  Bologna.  For  twenty- 
three  years  he  was  lodged  in  the  new  palace  of  the 
podesta,  in  that  part  now  occupied  by  the  archivio 
notarile  (for  the  building  has  been  remodelled), 
whose  windows  look  out  on  the  Piazza  di  Nettuno. 
He  had  a  hall  above  for  exercise,  and  chambers 
below.  He  was  treated  kindly,  though  always  under 
strict  supervision.  One  of  his  poems  still  preserves 
the  memory  of  his  imprisonment :  — 


332    ITALY  IN  THE  THIRTEENTH  CENTURY , 

Va,  canzonetta  mia, 

e  saluta  messere, 

dilli  lo  mal  ch'  i'  aggio  : 

quelli  che  in'  a  'n  bailia, 

si  distretto  mi  tone, 

ch'  eo  viver  non  poraggio. 

Salutami  Toscana, 

quella  died'  e  sovrana, 

in  cui  regna  tutta  cortesia; 

e  vanne  in  Puglia  piana, 

la  inagna  Capitana, 

la  dov'  e  lo  mio  core  nott'  e  dia. 

Go,  my  little  song 

And  greet  my  lord, 

Tell  him  the  ill  I  have : 

He  that  has  me  in  custody 

Holds  me  so  tight 

That  I  cannot  live. 

Greet  Tuscany  for  me, 

A  very  queen  is  she, 

In  whom  all  courtesy  reigns ; 

And  get  thee  to  flat  Apulia, 

To  great  Capitanata, 

There  where  my  heart  is  night  and  day. 

The  Emperor  tried  hard  to  effect  Enzio's  release; 
he  begged  and  threatened,  but  in  vain.  The  spokes- 
man for  Bologna,  the  celebrated  lawyer,  Roland 
Passegieri,  whose  tomb  near  the  church  of  St.  Dom- 
inic is  one  of  the  sights  of  the  city,  wrote  back: 
"Your  blustering  words  do  not  frighten  us;  we  are 
not  reeds  of  the  swamp  to  be  shaken  by  a  puny 
breeze,  nor  shall  we  dissolve  like  a  mist  in  the  sun's 
rays.  We  will  hold  Enzio.  A  cane  non  magno  scepe 
tenetur  aper  —  a  little  dog  sometimes  holds  the  wild 
boar." 


THE  END  OF  FREDERICK'S  LIFE      333 

The  Emperor,  in  spite  of  these  misfortunes,  showed 
no  signs  of  flinching.  In  Germany,  his  oldest  living 
son,  Conrad  (for  Henry,  the  rebel,  had  already  died), 
fought  the  imperial  pretenders  whom  the  papal 
subsidies  enabled  to  take  the  field,  first  Henry  Raspe 
of  Thuringia  and  then  William,  Count  of  Holland; 
in  Italy,  his  son,  Frederick  of  Antioch,  the  imperial 
lieutenant  in  Tuscany,  and  the  Ghibelline  chiefs, 
Ezzelino  da  Romano,  Uberto  Pelavicini,  and  the 
Marquis  Lancia,  maintained  the  war  vigorously.  Not- 
withstanding occasional  victories  Frederick  was  in  a 
savage  mood,  and  the  Saracens,  his  most  devoted 
soldiers,  gave  it  full  expression.  A  single  instance  will 
show  their  temper.  They  captured  and  took  prisoner 
a  zealous  partisan  of  the  Pope,  the  Bishop  of  Arezzo. 
They  bade  him  publicly  excommunicate  the  Pope, 
the  cardinals,  and  other  prelates,  and  swear  fealty  to 
the  Emperor,  and  promised  him  if  he  would  do  this, 
not  only  immunity  but  riches.  Yet  strengthened  by 
God's  spirit,  he  answered  that  he  had  often  excom- 
municated Frederick  as  a  son  and  pupil  of  Satan, 
and  on  the  spot  he  reiterated  his  anathema  against 
him.  Then  they  bound  him  to  an  ass,  face  down  by 
the  tail,  and  beat  the  ass  in  order  to  drive  him 
through  the  streets  to  the  gallows.  Women  and 
children  wept  at  the  sight,  and  the  poor  bishop  sang 
Te  Deum  laudamus;  the  ass  —  so  the  report  of 
the  murder  runs  —  would  not  budge,  in  spite  of  the 
goad,  until  the  bishop  had  finished  the  hymn.  When 
they  reached  the  gallows  a  Franciscan  friar  shrived 
him,  and  he  confessed  that,  though  when  free  he 
had  desired  the  glory  of  martyrdom,  now  the  weak- 


334    ITALY  IN  THE  THIRTEENTH  CENTURY 

ness  of  the  flesh  made  him  shrink  from  it.  He  was 
hanged  like  a  common  malefactor.  The  friars  came 
by  night  and  buried  his  body ;  the  next  day  the  Sar- 
acen soldiers  dug  it  up  and  hung  it  on  high  as  a 
warning  to  the  Emperor's  enemies. 

The  civil  war,  for  such  it  was,  though  the  fact 
that  the  Emperor  had  Saracens,  Germans,  and  other 
foreign  troops  in  his  pay  disguised  its  nature,  con- 
tinued in  raids  and  devastations.  It  is  hard  to  see 
how  the  cities  fed  themselves,  and  still  harder  to 
understand  how  they  prospered,  as  some  of  them  did. 
There  was,  of  course,  great  difference  in  their  circum- 
stances. In  Padua,  which  had  fallen  into  the  hands  of 
Ezzelino  da  Romano,  things  went  badly,  the  university 
dwindled,  the  new  church  in  honour  of  St.  Anthony, 
the  miracle-working  disciple  of  St.  Francis,  was  left 
barely  begun ;  whereas  in  Bologna,  the  guilds  flour- 
ished, and  the  friars,  both  the  Dominicans  and  the 
Franciscans,  were  able  to  keep  busily  at  work  build- 
ing churches  in  honour  of  their  respective  saints. 
The  balances  of  victory  did  not  dip  very  markedly 
either  way  between  the  Guelfs  and  the  Ghibellines. 
Each  merely  succeeded  in  harrying  the  other.  Fred- 
erick himself,  though  he  maintained  a  haughty  front, 
felt  the  effect  of  his  misfortunes.  His  health  was 
poor;  he  went  back  to  his  kingdom,  and  there  on 
his  death-bed  (so,  at  least  it  seems)  he  married 
Bianca  Lancia,  the  mother  of  Manfred.  This  tardy 
marriage  should  have  made  Manfred  legitimate;  but 
the  Church,  either  because  she  did  not  believe  the 
report,  or  because  Frederick  was  under  excommuni- 
cation, would  not  acknowledge  his  legitimacy.  Fred- 


THE  END  OF  FREDERICK'S  LIFE      335 

erick  died  on  December  13,  1250.  Manfred  was 
with  him  at  the  last ;  and,  according  to  Manfred's 
statement,  his  father  received  the  rites  of  the  Church. 
Perhaps  Frederick  yielded  to  the  influence  of  Bianca 
Lancia,  perhaps  he  wished  to  pave  the  way  for  a 
reconciliation  of  his  sons  with  Innocent,  perhaps  in 
physical  weakness  he  felt  an  emotional  yearning  for 
the  religion  of  his  boyhood,  perhaps  he  had  not  freed 
himself  wholly  from  the  beliefs  of  his  contempo- 
raries ;  however  that  may  be,  it  seems  certain  that 
during  his  life  he  was  a  disbeliever. 

His  body  was  taken  back  to  Sicily,  as  was  most 
fitting :  from  Sicily  he  had  drawn  his  strength  and 
his  weakness,  his  intellectual  curiosity,  his  love  of 
poetry,  his  irascible  temper,  his  oriental  sympathies, 
and  his  misconception  of  the  Christian  sentiment  of 
Europe.  There,  in  the  cathedral  of  Palermo,  the 
body,  wrapped  in  a  rich  cloth  which  was  embroid- 
ered with  inscriptions  in  the  Arabic  tongue,  was  laid 
in  a  porphyry  tomb,  with  crown  and  sword  beside  it, 
near  to  the  tombs  of  Frederick's  father  and  mother 
and  of  his  grandfather,  King  Roger.  So  ended  the 
career  of  this  remarkable  man. 

Frederick  II  was  less  a  man  ahead  of  his  time 
than  out  of  sympathy  with  it.  The  main  impulses  of 
the  awakening  world  were  economic,  and  the  main 
need  of  economic  development  was  the  need  of  peace 
and  order.  An  Emperor's  task  was  to  adjust  the  im- 
perial system  to  these  new  forces.  Had  Frederick  II 
been  a  great  man,  had  he  been  endowed  with  a 
statesman's  foresight,  he  would  have  perceived  that 
the  communes  were  admirably  fitted  to  be  the 


336    ITALY  IN  THE  THIRTEENTH  CENTURY 

foundation  stones  of  modern  empire.  The  two  powers, 
Empire  and  Church, — Imperium  et  Sacerdotium, — 
great  disputants  of  the  world's  sovereignty,  were 
evenly  matched,  the  Empire  striving  to  make  the 
form  of  European  civilization  lay,  the  Church  striving 
to  make  it  ecclesiastical;  and  here,  in  manufacture 
and  trade,  were  mighty  secular  forces,  but  the  Em- 
pire, instead  of  opening  its  arms  to  them  and  wel- 
coming them  as  allies,  hoisted  the  old,  outworn 
standard  of  feudalism  and  treated  them  as  hostile, 
leaving  the  shrewd  Curia  at  Rome  to  profit  by  its 
blunder. 

The  fault  of  getting  into  so  hopelessly  wrong  a 
situation  lay  with  Frederick.  He  should  have  ac- 
cepted the  communal  spirit,  he  should  have  encour- 
aged the  growth  of  trade  and  the  development  of 
local  self-government.  His  course  was  plain  enough. 
The  proper  imperial  function  was  to  impose  order 
along  the  high-road,  over  mountain  pass,  by  river  and 
by  canal,  to  lay  a  strong  hand  on  robber  barons,  on 
highwaymen  and  pirates,  so  that  trade  might  travel 
whither  it  would  without  peril  and  bind  all  parts  of 
the  Empire  together.  The  imperial  duty  towards 
cities  was  to  protect  them  from  foreign  enemies  and 
to  sit  in  judgment  upon  their  quarrels  among  them- 
selves. It  was  not  a  proper  function  of  Empire  to 
impose  a  centralized  authority  on  independent  cities, 
to  appoint  their  podestas,  and  to  stamp  out  all 
natural  inclination  for  self-government;  that  was  the 
function  of  tyranny.  The  regulation  and  manage- 
ment of  local  policy  and  city  government  constituted 
an  important  part  of  the  conditions  upon  which 


THE  END  OF  FREPERICK'S  LIFE      337 

trade  and  manufacture  depended,  and  belonged  of 
right  to  the  citizens,  to  merchants,  manufacturers, 
and  artisans ;  the  cities  never  disputed  their  duty  of 
allegiance,  all  they  insisted  upon  was  the  right  of 
local  self-government. 

Frederick  laboured  under  a  gross  misconception 
of  empire  and  its  functions;  he  looked  back  and  not 
forward;  he  had  a  just  conception  of  order  and  of 
the  king's  peace,  but  he  wished  to  restore  the  old 
regime  as  it  had  been  in  the  golden  days  before 
manufacture  and  trade  dared  raise  their  heads.  So 
he  set  out  to  teach  the  young  upstarts  their  place. 
And  not  only  did  he  fail  to  understand  the  new 
spirit  abroad  in  the  valley  of  the  Po,  but  he  was 
equally  blind  to  the  power  of  the  Church ;  he  mis- 
managed the  whole  affair  to  such  an  extent  that  he 
drove  these  two  separate  bodies,  which  had  no  na- 
tural sympathy  for  one  another,  to  make  common 
cause  against  him.  And  so,  his  talents,  capacities, 
and  accomplishments  wasted,  he  brought  ruin  upon 
his  house. 


CHAPTER  XXIV 

GOTHIC  ARCHITECTURE  IN  ITALY 

Sorgono  e  in  agili  file  dilungano 
gl'  immani  ed  ardui  steli  mariuorei, 
e  ne  la  tenebra  sacra  somigliano 
di  giganti  un  esercito 

che  guerra  mediti  con  1'  in visibile : 
le  arcate  salgono  chete,  si  slanciano 
quindi  a  vol  rapide,  poi  si  rabbracciano 
prone  per  1'  alto  e  pendule. 

CAKDUCCL 

In  quick  succession  rise  and  march 
The  huge  steep  marble  pillars, 
And  in  the  sacred  darkness  seem 
A  band  of  giants 

That  meditate  war  upon  the  invisible : 
The  noiseless  arches  leap,  dart  hence 
In  rapid  flight,  then  meet  and  kiss 
Prone  by  the  roof  and  pendulous. 

Now  that  Frederick  —  versipellis,  vipera,  turncoat 
and  viper,  as  he  appeared  to  the  Roman  Curia,  or 
stupor  mundi,  wonder  of  the  world,  as  he  was  to  the 
enemies  of  the  Curia  —  has  left  the  stage,  politics  may 
again  withdraw  for  a  time  and  give  place  to  other 
threads  that  do  their  part,  also,  in  weaving  the  pat- 
tern of  history.  And  as  the  approaching  fall  of  the 
Hohenstauf  ens  now  heralds  the  coming  of  the  French, 
it  is  interesting  to  remark  how  for  two  generations 
and  more  events,  that  in  themselves  seem  very  re- 
mote from  the  shock  of  battle,  have  been  gradually 
preparing  the  way  for  the  substitution  of  France  in 


GOTHIC  ARCHITECTURE  IN  ITALY    339 

place  of  Germany  as  the  foreign  nation  of  control- 
ling influence  in  Italy. 

For  several  hundred  years,  ever  since  the  days  of 
Otto  the  Great,  Germany,  of  all  foreign  countries, 
had  exercised  the  greatest  influence  on  Italy.  This 
was  the  necessary  result  of  their  political  union. 
The  Emperors,  their  lieutenants  and  imperial  func- 
tionaries, brought  with  them  the  feudal  system  and 
its  attendant  usages;  the  soldiers  of  fortune  and 
gentlemen  adventurers,  who  followed  their  masters 
across  the  Alps  and  settled  on  territories  given  to 
them  or  conquered  by  their  own  swords,  introduced 
German  ways  and  habits  of  thought.  Most  of  these 
immigrants,  indeed,  such  as  the  Ezzelini  of  the 
March,  or  the  Uberti  of  Florence,  in  the  course  of  a 
few  generations  became  Italians ;  but  in  the  process 
they  modified  the  society  about  them,  and  kept 
their  aristocratic  blood  and  aristocratic  customs  as 
distinct  from  the  Italian  bourgeoisie  as  possible. 
Under  Henry  VI  fresh  swarms  of  needy  Germans 
settled  in  southern  Italy  and  established  themselves 
in  stronghold  and  castle  as  the  feudal  nobility. 
In  fact,  including  the  earlier  Lombard  stock,  the 
aristocracy  of  Italy,  outside  of  Rome,  was  almost 
altogether  of  Teutonic  descent. 

In  Sicily  and  the  extremity  of  Italy  other  in- 
fluences had  been  far  stronger  than  that  of  Ger- 
many; the  Byzantine  Greeks,  the  Arabs,  and  the 
Normans  had  each  in  turn  remodelled  the  country, 
but  they  did  not  go  north  of  the  river  Garigliano. 
Venice,  too,  had  been  moulded  and  shaped  by  the 
civilization  of  Constantinople,  but  Venice  can  hardly 


340    ITALY  IN  THE  THIRTEENTH  CENTURY 

be  deemed  an  integral  part  of  Italy  before  the  be- 
ginning of  the  fourteenth  century.  As  a  whole, 
Italy  had  been  seriously  affected  only  by  Ger- 
many. 

But  this  influence  was  not  the  natural  sympa- 
thetic influence  of  vigorous  minds  and  characters 
upon  minds  and  characters  of  the  same  or  a  similar 
kind.  On  the  contrary,  it  was  an  influence  derived 
wholly  or  almost  wholly  from  the  unnatural  political 
union  between  two  very  dissimilar  nations.  This 
union  between  the  two  had  been  imposed  on  both 
by  a  long  course  of  events;  and  they  were  a  singu- 
larly ill-mated  pair.  The  two  peoples  were  different 
in  character,  temperament,  taste,  and  habits.  The 
Germans  were  a  fighting  people  and  despised  the 
Italians,  and  the  Italians,  who  were  more  refined, 
more  subtle,  more  delicate  than  the  Germans,  hated 
them  in  return.  The  bond,  however,  was  too  strong 
to  be  broken  by  Italy  alone,  and  Italy,  even  if  she 
had  been  strong  enough,  was  far  from  prepared  for 
so  revolutionary  a  project  as  the  dissolution  of  the 
Empire.  Nevertheless  some  Italians  coquetted  with 
the  idea  of  playing  off  a  rival  against  their  master, 
and  naturally  turned  to  their  neighbour  to  the  north- 
west. In  the  days  of  Pippin  and  Charlemagne,  when 
the  Lombards  were  persecuting  the  Church,  the 
Popes  had  called  in  the  Franks;  at  the  beginning 
of  the  century  Innocent  III  called  in  a  French 
baron,  Walter  of  Brienne,  to  fight  the  German  ad- 
venturers in  Apulia;  and,  two  generations  later,  In- 
nocent's successors  acted  upon  these  precedents  with 
sonorous  effect.  From  that  time  on  down  to  1870, 


GOTHIC  ARCHITECTURE  IN  ITALY    341 

French  interference  was  one  of  the  controlling  fac- 
tors in  Italian  politics.  But  politics  was  not  the  only 
tie  between  Italy  and  France. 

French  civilization  had  already  made  its  mark  on 
Italy.  For  fifty  years  the  poetry  of  Provence,  as  we 
have  seen,  had  been  a  bond  of  union  between  the 
two  countries.  Troubadours  had  sung  their  Proven- 
gal  verses  from  Verona  to  Palermo ;  and  Italian  imi- 
tators had  crossed  the  Alps  to  attend  upon  the 
princes  and  ladies  of  Languedoc  and  Dauphiny. 
Other  influences,  less  outwardly  charming  but  more 
pervasive,  were  the  various  heresies  that  went  to  and 
fro,  like  moles  working  underground,  joining  to- 
gether the  Patarini  of  Milan,  the  Poor  Men  of 
Lyons,  and  their  fellow  sects  in  one  common  hos- 
tility to  orthodoxy.  Merchants,  too,  like  Peter  Ber- 
nadone,  St.  Francis's  father,  travelled  habitually  to 
France,  and  money-lenders  from  Asti  and  Vercelli 
plied  their  trade  in  rivalry  with  the  usurers  of  Cahors. 
There  was  every  reason  for  intimacy.  The  two  were 
Latin  peoples;  their  sister  languages  had  not  di- 
verged very  far  from  the  parent  tongue;  close  ties, 
whether  of  politics,  commerce  or  literature,  had  ex- 
isted from  the  time  when  the  Romans  made  the 
southeastern  corner  of  Gaul  Provincia  Nostra.  If 
any  foreign  influence  was  to  be  dominant  in  Italy, 
it  would  be  natural  to  suppose  that  it  should  be 
French  rather  than  German.  And  now,  at  the  close 
of  the  twelfth  century,  a  fresh  intermediary,  quite 
different  from  politics,  from  classical  memories,  or 
poetical  association,  wrought  a  new  link  between 
France  and  Italy.  The  monks  of  Citeaux  crossed 


342    ITALY  IN  THE  THIRTEENTH  CENTURY 

the  Alps  and  descended  from  Burgundy  into  Italy, 
bringing  Gothic  architecture  with  them. 

It  seems  odd,  if  one  looks  at  the  old  Lombard 
churches  in  North  Italy,  that  the  Lombard  archi- 
tects did  not  devise  a  Gothic  system  of  construction 
for  themselves  They  had  long  used  grouped  piers, 
groined  vaults,  and  transverse  arches;  they  divided 
nave  and  aisles  into  bays;  they  constructed  their 
vaulting  with  ribs;  they  built  heavy  buttresses  to 
support  the  weight  of  the  upper  walls  and  roof. 
Time  out  of  mind  they  had  employed  pointed 
arches  to  strengthen  the  foundation  of  their  towers. 
But  they  did  not  take  the  necessary  steps  that  en« 
abled  the  architects  of  the  Ile-de-France  to  develop 
the  system  of  thrust  and  buttress  by  which  piers  and 
ribs  uphold  a  mountain  of  stone.  The  genius  of  Italy 
never  fully  accepted,  and  certainly  never  mastered, 
the  principles  of  Gothic  architecture.  There  was 
reason  for  this.  The  authority  of  ancient  Rome,  still 
visible  in  many  a  majestic  edifice,  laid  the  heavy 
hand  of  its  mighty  tradition  upon  architect  and 
builder.  The  great  basilicas  of  Rome,  the  Byzantine 
churches  at  Ravenna,  the  Norman  monuments  at 
Palermo,  the  cathedral  at  Pisa,  Sant'  Ambrogio  at 
Milan,  San  Michele  at  Pavia,  San  Zeno  at  Verona, 
San  Marco  at  Venice,  and  the  Romanesque  churches 
in  the  cities  of  Emilia,  had  trained  the  Italian  eye 
to  the  beauties  of  rounded  arch  and  horizontal  line, 
to  calm,  to  tranquillity,  to  self-possession.  But  in 
the  pause  between  the  Romanesque  schools  of  Lom- 
bardy,  Tuscany,  and  Sicily  and  the  birth  of  the  Re- 
naissance, in  the  two  intervening  centuries,  from 


GOTHIC  ARCHITECTURE  IN  ITALY     343 

1200  to  1400,  a  poor,  shivering,  inadequate  Gothic 
established  itself  almost  all  over  Italy.  The  Cistercian 
monks,  men  attached  to  what  was  familiar  and  sacred 
to  them  at  home  in  Burgundy,  brought  with  them 
into  Italy  their  method  of  building  churches,  just  as 
they  brought  the  rule  of  their  Order  and  their  frock. 
The  monastery  of  Citeaux  was  founded  about  1100 
in  what  was  the  old  province  of  Burgundy.  This 
new  Order  was  the  expression  of  discontent  with  the 
conditions  in  existing  monasteries,  where  St.  Bene- 
dict's rule  was  no  longer  strictly  observed;  it  re- 
turned to  the  primitive  idea  of  monastic  life  and 
renounced  the  more  worldly  ways  that  marked  the 
rich  abbeys  of  Cluny.  Its  aspirations  woke  echoes 
of  sympathy  everywhere ;  it  prospered  and  multiplied ; 
it  sent  forth  colonies,  daughters  as  it  loved  to  call 
them  ;  and  they,  in  their  turn,  sent  out  many  daugh- 
ters far  and  wide,  east,  south,  and  north.  Of  all  the 
colonies  that  went  forth  from  Citeaux,  that  of  Clair- 
vaux,  founded  by  St.  Bernard  in  1115,  was  the  best 
known  and  had  the  greatest  influence.  St.  Bernard 
dominated  the  Church  during  the  middle  of  the 
twelfth  century,  and  the  immense  success  of  the 
Order  was  due  to  his  world- wide  renown.  The  first 
Cistercian  monastery  outside  France  was  established 
in  the  northwest  of  Italy,  not  very  far  from  Genoa ; 
others  soon  followed,  and  St.  Bernard  himself  founded 
that  of  Chiaravalle  (Clear  Valley)  a  few  miles  from 
Milan.  Within  two  hundred  years  there  were  some 
fourscore  Cistercian  monasteries  in  Italy ;  and  from 
the  very  beginning  there  was  much  coming  and 
going  between  the  Italian  monasteries  and  the 


344    ITALY  IN  THE  THIRTEENTH  CENTURY 

mother  abbeys  at  Citeaux  and  Clairvaux,  more  espe- 
cially as  the  Cistercian  monks  were  very  loyal  to  the 
Papacy. 

Before  the  beginning  of  the  thirteenth  century 
the  Italian  houses  of  the  Order  had  been  recognized 
by  the  Papacy  as  bodies  to  be  encouraged  and 
cherished.  The  Popes  were  glad  to  have  such  faithful 
servants  near  at  hand,  and  by  papal  influence  various 
troops  of  Cistercian  monks  were  lodged  in  aban- 
doned or  half -abandoned  monasteries  on  the  borders 
of  St.  Peter's  Patrimony.  Some  of  these  monasteries, 
were  in  ruins  and  had  to  be  rebuilt.  Such  was  that 
at  Fossanova,  which  is  about  seventy  miles  south- 
east of  Rome,  not  far  from  the  town  of  Piperno;  the 
rebuilding  took  about  twenty  years,  and  the  church 
was  consecrated  by  Innocent  III  in  1208.  Already 
before  this  time  the  great  architecture  of  the  Ile-de- 
France,  which  was  carrying  all  before  it  in  the 
north,  had  affected  the  Burgundian  style ;  and  the 
Cistercian  architects  were  touched  with  its  spirit.  It 
was  one  thing,  however,  to  build  a  Gothic  church  in 
northern  France,  or  even  in  Burgundy,  and  another 
to  build  a  Gothic  church  south  of  Rome.  Neverthe- 
less the  interior  of  the  church  at  Fossanova,  with  its 
lancet  windows,  its  ogival  arches,  its  vaulting,  and 
its  clustered  piers  from  which  the  ribs  run  up,  shows 
at  a  glance  the  familiar  Gothic  forms.  The  outside 
makes  a  feeble  pretence,  with  some  buttresses  and 
gables,  to  support  the  effect  of  the  interior ;  but  the 
chapter  house  both  in  its  plan  and  in  detail  is  pure 
French  Gothic.  Another  Cistercian  monastery,  at 
Casamari  (so  called  because  the  villa  of  Marius  had 


GOTHIC  AKCHITECTUKE  IN  ITALY    345 

once  stood  there),  barely  twenty  miles  north  of  Fos- 
sanova,  was  founded  by  Innocent  III,  and  conse- 
crated by  Honorius  III  in  1217.  The  church  there, 
with  its  pointed  arches,  its  clustered  columns,  its 
vaulted  bays  groined  and  ribbed,  is  in  the  interior  to 
all  appearance  a  Gothic  church.  As  early,  or  perhaps 
earlier  than  either  of  these  churches,  is  Santa  Maria 
a  Fiume,  a  Gothic  church  in  Ceccano,  a  little  hillside 
town  near  by.  But  it  is  necessary  to  keep  repeating 
that  the  Gothic  architecture  in  Italy  is  merely  Gothic 
to  the  careless  eye ;  it  has  little  or  none  of  the  or- 
ganic structure  of  the  true  Gothic  style ;  it  is  an 
affair  of  decoration,  of  finish,  of  hypocritical  con- 
formity, and  fundamentally  has  but  very  slight  and 
casual  relations  with  the  scientific  construction  of 
the  Gothic  builders. 

The  monks  of  Casamari  in  1208  founded  the 
abbey  of  Santa  Maria  d'Arbona,  which  is  across 
the  Apennines,  in  the  Abruzzi,  near  Chieti.  Farther 
north  in  the  Marches,  near  Ancona,  is  a  second 
Chiaravalle,  with  a  church  also  in  the  Gothic  style, 
and  near  Siena  the  monastery  of  San  Galgano.  These 
Cistercian  monasteries  set  the  fashion  for  church 
building  in  their  neighbourhoods ;  perhaps  they 
provided  the  architects.  And  churches,  little  and 
big,  showed,  in  pier,  vault,  gable,  and  arch,  the 
pervading  influence  of  the  Northern  architecture. 

In  the  north  the  first  church  that  shows  Gothic 
forms  is  Sant'  Andrea  at  Vercelli,  a  small  town  near 
the  border  of  Lombardy  and  Piedmont,  midway  be- 
tween Milan  and  Turin,  on  the  road  towards  the 
Mont  Cenis  Pass.  One  story  is  that  its  founder, 


346     ITALY  IN  THE  THIRTEENTH  CENTURY 

Cardinal  Guala  Bicchieri  of  Vercelli,  a  famous  dip- 
lomat who  had  been  sent  by  Innocent  III  to  France 
on  the  matter  of  King  Philip's  divorce,  and  to  Eng- 
land to  crown  King  Henry  III,  brought  an  architect 
back  with  him  from  England ;  another,  that  he  went 
to  the  canons  of  the  monastery  of  St.  Victor  at  Paris 
and  asked  them  to  help  him.  A  third  theory  de- 
clares that  the  design  is  merely  a  natural  outgrowth 
of  the  Lombard  Romanesque.  However  that  may  be, 
the  first  abbot  was  a  Frenchman,  Tommaso  Gallo, 
"cunctis  in  artibus  peritus"  and  it  may  be  .that 
he  ordered  the  plans  and  had  a  finger  in  them  him- 
self. The  fagade,  except  for  the  two  slim  towers, 
has  the  barn  front,  the  single  gable,  the  blind  arcade, 
the  round  arched  doors,  the  pilasters,  that  charac- 
terize the  Lombard  churches ;  but  the  choir  is  very 
like  that  of  the  cathedral  of  Laon,  the  interior  is 
Gothic,  and  there  are  flying  buttresses.  At  best, 
Sant'  Andrea,  though  related  to  the  great  cathedrals 
of  the  North,  is  a  very  poor  relation ;  and  it  is  only 
fair  to  remember  that  at  the  time  it  was  built  the 
cathedrals  of  Paris,  Rheims,  and  Amiens  were  all 
unfinished. 

So  far  the  Gothic  style  was  virtually  limited  to 
Cistercian  churches  and  chapter  houses,  and  to  such 
parish  churches  as  were  near  enough  to  succumb 
to  their  prestige.  But  after  St.  Francis's  death,  his 
Order,  which  had  supplanted  the  Cistercian  Order  in 
popularity  and  importance,  also  adopted,  in  the  timid 
Italian  way,  the  Gothic  style  as  the  accepted  monas- 
tic ecclesiastical  architecture.  The  first  Franciscan 
church  was  built  at  Assisi  and  marks  the  first  great 


GOTHIC  ARCHITECTURE  IN  ITALY    347 

ecclesiastical  step  which  the  young  Order  took. 
Francis  had  entertained  the  same  ideas  on  the  sim- 
plicity becoming  a  house  of  prayer  that  the  founders 
of  the  Cistercian  Order  had  had,  only  he  pushed  his 
ideas  further  still.  The  early  Cistercians  made 
scanty  concessions  to  the  human  taste  for  beauty  in 
architecture;  but  Francis  wanted  no  concession  at 
all.  All  his  life  he  denounced  show,  worldliness, 
vanity,  and  whatever  could  betray  the  worshipping 
spirit  into  a  momentary  infidelity  of  inattention. 
Bare  walls,  a  bare  floor,  a  bare  altar,  and  the  ineffa- 
ble presence  of  God  flooding  His  house,  were  what 
Francis  demanded.  Nevertheless,  out  from  the  hill 
at  Assisi,  stands  the  mighty  Franciscan  monument, 
one  great  mass — churches,  campanile,  monastery, 
and  supporting  masonry  —  in  bold  defiance  of  diffi- 
culty and  danger  and  of  the  creed  of  the  saint  in 
whose  honour  they  were  built. 

That  the  new  Order  dedicated  to  holy  poverty  / 
should  become  the  great  Gothic  builder  in  Italy 
shows  how  quickly  the  waters  of  the  spirit  had  flowed 
down  from  their  mountain  height  to  the  level  plain 
of  common  men.  Indeed,  a  great  change  had  come 
over  the  Order.  While  it  consisted  of  Francis, 
Brother  Leo,  Brother  Angelo,  Brother  Rufino, 
Brother  Bernard,  and  their  fellows,  the  little  band 
was  animated  solely  by  the  spirit  of  love  and  wor- 
ship ;  but  when  high  and  low  came  trooping  in  to 
take  the  vows,  the  spirit  of  vanity,  pride,  luxury, 
and  ostentation  entered  also.  Two  men  are  mainly 
responsible  for  the  rapid  triumph  of  the  spirit  of  the 
world,  yet  both  were  loving  and  admiring  friends  of 


348    ITALY  IN  THE  THIRTEENTH  CENTURY 

Francis,  Gregory  IX  and  Brother  Elias.  The  Pope 
was  a  good  man,  religious,  ascetic  even,  but  he  was 
absorbed  in  his  ecclesiastical  empire  and  its  affairs; 
to  him  the  Order  had  become  an  instrument  to  be 
used  to  maintain  and  extend  the  power  of  his  em- 
pire. Brother  Elias  was  a  man  of  somewhat  similar 
character ;  energetic,  masterful,  capable,  confident  in 
himself,  he  was  sure  that  he  knew  what  would  be 
best  for  the  Order.  To  him  Francis  was  utterly  un- 
practical, a  visionary,  a  saint;  and  regardless  of 
Francis's  ideas  and  wishes,  he  determined  to  build  a 
monument  that  should  do  honour  to  the  memory  of 
the  saint  and  worthily  represent  the  power  and  influ- 
ence of  the  Franciscan  body.  He  had  been  made 
vicar-general  of  the  Order  during  Francis's  lifetime, 
and  though  after  Francis's  death  another  brother 
was  elected  minister-general,  nevertheless  he  contin- 
ued to  act  as  the  Pope's  lieutenant  and  to  govern 
affairs  at  Assisi.  Elias  was  in  charge  of  the  build- 
ing at  the  time  of  making  the  plans  and  during  the 
first  ten  years  of  construction. 

Francis  died  on  October  3,  1226.  On  July  16, 
1228,  the  Pope  canonized  him ;  and  the  very  next 
day  laid  the  corner-stone  of  the  new  basilica.  The 
architect  is  unknown.  Vasari  states  that  a  German, 
one  Jacob  of  Meran,  was  the  original  architect,  but 
Vasari's  narrative  is  confused  and  highly  improb- 
able; besides,  there  is  no  trace  of  German  architec- 
ture in  the  building.  Herr  Henry  Thode  has  made 
an  excellent  argument  to  prove  that  Jacob  of  Meran 
is  a  mythical  person.  Filippo  di  Campello,  mentioned 
in  connection  with  the  church  in  1232  and  1253, 


GOTHIC  ARCHITECTUKE  IN  ITALY    349 

has  been  thought  to  be  the  architect,  but  the  notices 
are  not  definite,  and  the  church  of  Santa  Chiara  at 
Assisi,  which  he  built  afterwards,  is  so  vastly  infe- 
rior that  it  is  difficult  to  believe  that  he  could  have 
designed  the  great  basilica.  Another  name  suggested 
is  that  of  Brother  John  of  Penna,  but  there  is  little 
to  support  this  theory.  Others,  drawing  their  infer- 
ence from  the  Gothic  elements  in  the  upper  church, 
think  that  there  must  have  been  a  French  architect. 
The  question  is  not  very  important,  because  the 
construction  of  this  noble  edifice,  with  whatever 
praise  or  blame  attaches  to  it,  is  due  to  the  energy 
and  ability  of  Brother  Elias. 

The  basilica  of  St.  Francis  consists  of  two  churches, 
one  built  over  the  other.  The  land  falls  away  so 
rapidly  that  while  the  eastern  door  of  the  upper 
church  opens  on  the  terrace  above,  the  south  door 
of  the  lower  church  opens  on  a  lower  level.  The 
reasons  for  the  double  church  are  tolerably  clear. 
First,  the  plot  of  land  was  given,  a  site  which  offered 
an  incomparable  opportunity  for  a  bold  builder  like 
Elias;  and  the  steepness  of  the  hill  rendered  neces- 
sary either  a  large  crypt  or  a  lower  church.  Second, 
a  double  church  had  a  special  significance.  The  mon- 
astery of  Sacro  Speco,  at  Subiaco,  built  in  honour 
of  St.  Benedict,  the  founder  of  the  whole  monastic 
system  of  the  West,  had  two  churches,  one  above 
the  other.  To  follow  that  same  plan  would  proclaim 
a  happy  parallel  between  St.  Francis,  the  founder 
of  a  new  great  order,  and  his  illustrious  predecessor. 
The  cathedral  at  Anagni,  also,  had  a  crypt  so  large 
as  virtually  to  be  a  lower  church ;  and  Pope  Gregory, 


350    ITALY  IN  THE  THIRTEENTH  CENTURY 

a  native  of  Anagni,  who  took  the  keenest  interest 
in  the  new  basilica,  may  have  insisted  upon  follow- 
ing this  precedent,  especially  as  such  a  plan  met  the 
needs  of  the  site. 

The  lower  church  is  dark,  solemn,  and  majestic ; 
its  vaults,  austerely  noble,  even  beautiful,  impose  si- 
lence and  reverence.  Its  architecture,  except  where 
later  bays  and  chapels  have  been  added,  is  pure 
Lombard  Romanesque.  In  the  upper  church,  on  the 
contrary,  the  nave  lifts  exultingly  its  pointed  vault- 
ing; shafts,  ribs,  windows,  and,  more  than  all,  the 
apse,  proclaim  the  triumph  of  the  Northern  ideas 
of  ecclesiastical  architecture.  The  exterior  of  the 
building  has  little  of  the  Gothic  about  it,  and  the 
campanile  is  wholly  in  the  Lombard  style.  The 
church  is,  in  truth,  far  more  Italian  than  French, 
and  yet  the  French  element  is  there,  so  that  perhaps 
the  most  appropriate  word  to  describe  its  architec- 
ture, one  that  asserts  its  Italian  spirit,  yet  does  not 
forget  its  relation  with  France,  and  at  the  same  time 
serves  to  distinguish  it  from  the  Cistercian  Gothic 
which  preceded  it,  is  Franciscan. 

The  bold  position  of  the  church,  its  noble  unity, 
its  harmonious  combination  of  certain  minor  Gothic 
attributes  with  the  fundamental  character  of  Lom- 
bard construction,  its  beauty,  and  its  dignity,  make 
it  most  impressive.  Time  has  expiated  Brother  Elias's 
infidelity  to  Francis's  memory,  and  we  may  be  per- 
mitted to  be  unreservedly  grateful  to  that  stirring 
spirit  for  erecting  a  monument  which  has  helped 
perpetuate  the  name  of  the  saint.  It  will  not  let 
his  own  name  pass  unremembered. 


GOTHIC  ARCHITECTURE  IN  ITALY    351 

The  Franciscan  churches  certainly  followed  the 
lead  of  the  Cistercian  churches.  They  exhibit  vari- 
ous points  of  resemblance,  just  as  the  ideas  and 
practice  of  the  Franciscans  resembled  in  certain 
matters  the  ideas  and  practice  of  the  Cistercians. 
And  there  was  perhaps  some  other  obscure  influence 
at  work  in  favour  of  the  Northern  fashion  of  con- 
struction ;  for  the  primitive  churches  which  Francis, 
in  the  first  passion  of  his  conversion,  rebuilt  with 
his  own  hands,  have  the  pointed  vault.  This  may 
have  been  due  to  the  general  French  prestige  that 
radiated  from  the  civilization  of  Provence,  or,  in- 
deed, to  some  Cistercian  monks,  or  even  to  the  chance 
presence  of  some  Cistercian  builder,  for  it  is  hard  to 
suppose  that  Francis  had  an  intuitive  capacity  to 
build  in  a  strange  style. 

The  basilica  itself  owes  its  noble  effect  to  the  dar- 
ing use  of  a  difficult  situation,  and  could  serve  as 
model  but  to  few  churches.  The  main  current  of 
Franciscan  architecture  adopted  a  different  system; 
in  fact,  it  divided  into  two  styles,  of  which  one  pre- 
vailed in  Tuscany  and  Umbria,  and  the  other  in  the 
northern  part  of  Italy.  The  former,  truer  to  Francis's 
idea  of  poverty,  aimed  at  the  simplest  and  most 
economical  form  of  church.  These  churches  were 
simple  oblong  buildings  with  wooden  roofs :  their 
transepts,  which  projected  more  or  less,  resembled  the 
top  bar  of  the  letter  T;  the  apse,  which  was  barely 
more  than  a  chapel,  was  vaulted,  and  on  each  side 
of  it,  to  right  and  left,  lesser  chapels  opened  on  the 
transepts  like  little  booths  ranged  on  one  side  of  a 
street.  Such  was  the  type  of  the  church  which 


352    ITALY  IN  THE  THIRTEENTH  CENTURY 

Brother  Elias  built  at  Cortona,  as  well  as  of  those 
at  Prato,  Volterra,  Pistoia,  Pescia,  Pisa,  and  Siena, 
and  also  of  various  Dominican  churches  in  the  same 
region. 

In  almost  every  city  and  town  in  Italy  both 
orders  began  to  build;  both  built  in  rivalry,  and 
both  followed  the  same  general  architectural  designs. 
This  Tuscan-Umbrian  style  attained  its  best  in  the 
church  of  Santa  Croce  at  Florence,  which  Arnolfo 
di  Cambio,  the  great  Florentine  architect,  began  in 
1294.  The  vast  size  of  the  church,  which  is  near 
four  hundred  feet  long,  the  plain,  flat  wooden  roof 
over  the  central  nave,  and  the  stern  simple  pillars, 
express  dignity  and  solemnity.  The  huge  space  is  so 
obviously  due  to  the  mere  desire  to  provide  room  for 
a  worshipping  throng  and  not  to  any  vainglory,  and 
the  quiet  space  and  noble  amplitude  are  so  soberly 
adapted  to  induce  peace,  contemplation,  and  prayer, 
that  the  ideal  of  St.  Francis  suffers  less  here,  in  his 
largest  church,  than  in  many  another.  Santa  Croce 
is  commonly  called  a  Gothic  church,  but  the  adjec- 
tive has  strayed  far  from  the  meaning  it  bears  in 
France  or  England ;  this  Franciscan  Gothic  has  a 
vault  over  the  apse,  a  gable  at  the  end,  some  pointed 
arches,  a  few  Northern  decorations,  and  no  more, 
to  entitle  it  to  the  name.  Indeed,  the  main  body 
of  Santa  Croce  follows  the  traditional  form  of  the 
Roman  basilica. 

In  North  Italy  all  the  cities  built  churches  to  St. 
Francis  and  to  St.  Dominic.  In  among  the  trading 
guilds  and  brawling  nobles,  as  early  as  1220,  the 
monks,  barefoot,  frocked,  and  corded,  went  about 


GOTHIC  ARCHITECTURE  IN  ITALY    353 

founding  missions  and  making  proselytes.  At  first 
the  Franciscans  built  little  chapels  or  accepted  bor- 
rowed churches ;  then,  as  the  Order  grew,  they  built 
new  churches  of  their  own.  In  general  trend  this 
architecture  follows  the  Cistercian  model  and  pre- 
serves in  one  way  or  another  certain  characteristics 
of  the  Gothic  style,  but  some  Franciscan  churches 
struggled  for  simplicity  and  followed  a  sort  of  mod- 
ified basilican  type/*  One  of  the  first  cities  to  build 
a  great  church  to  St.  Francis  was  Bologna.  St. 
Francis  had  been  in  Bologna  more  than  once ;  there, 
in  the  piazza  before  the  palace  of  the  Commune, 
"  shabbily  dressed,  mean  in  station,  ugly  of  face," 
but  shining  in  the  glory  of  his  enthusiasm,  he  had 
preached  a  notable  sermon  on  angels,  men,  and 
demons.  His  disciples  went  to  Bologna  in  the  very 
beginning  of  the  movement,  and  built  a  monastery 
larger  than  the  parent  model  at  the  Portiuncula; 
they  even  dared  to  name  a  cell  in  which  Francis  had 
slept,  "Francis's  cell,"  as  if  he  had  had  a  place 
which  he  called  his  own.  When  Francis  heard  of  it, 
in  great  indignation  he  ordered  the  brethren  out  and 
forbade  them  to  live  in  such  "  sumptuous  palaces." 
The  second  experiment  in  establishing  a  house  for 
the  friars  was  more  successful.  A  short  distance  out 
of  the  town,  Brother  Bernard  of  Quintavalle,  the 
earliest  disciple,  took  up  his  abode  in  a  little  monas- 
tery beside  a  little  church  that  had  been  given  to 
him  and  his  brethren,  and  there  he  lived  for  twenty- 
five  years  ;  but  now  that  all  of  Bologna,  not  devoted 
to  St.  Dominic,  was  devoted  to  St.  Francis,  this 
church  was  both  too  little  and  too  inconvenient  for 


354    ITALY  IN  THE  THIRTEENTH  CENTURY 

the  citizens  and  students.  The  Commune  gave  a  new 
site  hard  by  the  city,  just  outside  the  walls,  opposite 
the  western  gate,  Porta  Stieri. 

The  new  church,  built  of  brick,  was  begun  in 
1236,  and  Innocent  IV  consecrated  the  high  altar  on 
his  return  from  Lyons,  although  the  roof  had  not 
been  finished ;  in  1263,  thanks  to  an  annual  con- 
tribution from  the  Commune,  the  whole  edifice  was 
completed.  The  architect  was  from  Brescia,  Marco 
by  name  ;  and  the  church  is  not  Italian,  but  French. 
Marco  da  Brescia  followed  the  models  of  the  famous 
Cistercian  churches  at  Clairvaux  and  Pontigny,  and 
he  went  beyond  them  in  real  Gothic  construction. 
Nave  and  aisles,  pillared  and  vaulted,  carving  within 
and  flying  buttress  without,  follow  the  usual  Gothic 
style  ;  and  the  choir  has  round  it,  in  the  fashion 
specially  characteristic  of  northern  France,  a  half- 
circle  of  radiating  chapels.  The  church,  which  has 
undergone  the  most  degrading  vicissitudes  of  for- 
tune, gives  little  of  the  feeling  of  noble  simplicity 
which  it  must  have  had  in  its  first  youth ;  on  the 
contrary,  it  leaves  the  impression  of  having  suc- 
cumbed to  the  misadventures  of  life,  and  presents  a 
bald,  dull,  dejected  appearance  to  the  visitor. 

After  the  church  was  erected  the  usual  buildings 
gradually  grew  up  beside  it,  a  monastery,  an  hostelry 
for  strangers,  an  infirmary,  a  cloister;  and  close 
by  these  buildings,  all  enclosed  in  the  monastery 
wall,  were  the  courts,  the  garden  with  its  fruit  trees 
and  cypresses,  the  graveyard  with  its  graves.  Here 
many  of  the  great  jurists  of  the  University  were 
buried,  sometimes  in  stately  tombs  raised  high  on 


GOTHIC  ARCHITECTURE  IN  ITALY    355 

columns  and  canopied  after  the  Gothic  fashion. 
There  lay  the  bones  of  the  learned  Accursius,  the 
great  interpreter  of  Roman  law,  and  in  the  same 
tomb  was  buried  his  son,  Francesco.  Hard  by  Odo- 
f redo  was  buried ;  and  close  beyond  Odof redo's  tomb 
lies  that  of  Rolandino  dei  Romanzi,  author  of  the 
first  treatise  on  criminal  law,  De  origine  malefici- 
orum.  Doctor  Rolandino  Passegieri,  the  spirited 
statesman,  who  in  the  name  of  the  Commune  of 
Bologna  answered  the  Emperor's  threats  and  refused 
to  set  Enzio  free,  belonged  to  the  third  order  of  St. 
Dominic,  and  his  bones  were  buried  in  a  canopied 
tomb  near  St.  Dominic's  church.  These  tombs  are 
now  in  the  heart  of  the  city,  for  patriotism  taking 
the  fragments  that  remain,  has  reconstructed  the 
old  memorials  and  set  them  among  the  famous  sights 
of  Bologna. 

On  the  whole,  the  Cistercian  French  tradition 
.made  itself  felt  in  all  important  ecclesiastical  archi- 
tecture of  the  thirteenth  century  ;  and  yet  the  Fran- 
ciscan churches  share  the  charming  characteristic  of 
almost  all  Italian  architecture,  a  self-indulgence  in 
personal  taste  and  a  sacrifice  of  principle  to  caprice. 
They  prefer  to  carry  out  the  idea  of  the  moment 
rather  than  the  rules  of  orthodox  practice.  The 
Franciscan  church  erected  at  Padua  in  honour  of 
St.  Anthony  is  immoderately  eclectic;  it  takes  its 
choir  from  the  French  style  and  its  cupolas  from  St. 
Mark's  at  Venice.  But  its  irregular  aspect  is  perhaps 
due  to  the  various  periods  of  its  construction.  Begun 
shortly  after  St.  Anthony's  canonization  in  1232,  it 
was  soon  interrupted  by  the  wars  of  the  ferocious 


356    ITALY  IN  THE  THIRTEENTH  CENTURY 

Ezzelino,  and  afterwards  straggled  on  through  cent- 
uries. Perhaps  the  fantastic  influence  which  the  saint 
exercised  on  the  popular  imagination  also  touched 
the  architects. 

This  ardent  young  Portuguese,  after  having  spent 
eight  years  over  his  books  of  theology,  was  suddenly 
aroused  by  the  news  of  the  martyrdom  of  some 
Franciscan  friars  in  Morocco ;  profoundly  moved, 
he  travelled  to  Assisi,  and  there  he  underwent  the 
usual  experience  of  those  who  listened  to  Francis 
preach  the  love  of  Jesus.  He  abandoned  theology 
and  the  world.  But  the  new  spirit  in  the  Franciscan 
Order,  fanned  by  Gregory,  then  Cardinal  Ugolino, 
and  Brother  Elias,  was  flaring  up  ;  men  of  theologi- 
cal learning  were  necessary  for  the  new  purposes  of 
the  Order.  Anthony's  genius  for  oratory  was  dis- 
covered, and  he  was  sent  about  from  city  to  city 
preaching  peace,  excepting  in  the  south  of  France 
where  his  religion  obliged  him  to  hammer  the  here- 
tics. In  this  respect  Anthony  is  the  great  link  be- 
tween the  Dominicans  and  the  Franciscans.  For  a 
time  he  was  a  reader  at  the  University  of  Bologna ; 
but  preaching  was  his  vocation.  At  last  he  settled 
in  Padua,  where  old  Salinguerra  was  lording  it,  and 
there  after  two  years  he  died.  Miracles  immediately 
proved  his  sanctity,  and  later,  as  years  we.nt  by, 
more  and  more  marvellous  stories  clustered  about 
his  memory  until  legend,  which  in  the  stories  about 
St.  Francis  is  refined  and  delicate,  passed  into  a 
degenerate  baroque,  and  lost  all  human  lineaments. 
If  St.  Anthony's  legend,  however,  does  not  explain 
the  wayward,  fantastic,  architecture  of  his  church, 


Anderson,  phot 


CHURCH  OF  SANT'  ANTONIO 

Padua 


GOTHIC  ARCHITECTURE  IN  ITALY    357 

his  career  helps  justify  the  ecclesiastical  exploitation 
of  the  Franciscan  movement.  The  extraordinary 
emotional  effects  of  his  preaching  before  enormous 
crowds  was  the  ecclesiastical  answer  to  the  Ghibel- 
line  allegation  that  only  the  authority  of  the  Empire 
could  establish  peace  and  maintain  order.  The 
Church,  through  Anthony  and  other  friars  both 
Franciscan  and  Dominican,  said,  in  effect :  we  ap- 
peal for  order  to  a  higher  principle,  we  ask  for  a 
more  secure  and  a  nobler  basis  for  social  regenera- 
tion, we  call  upon  men  to  obey  God  and  to  love  one 
another ;  then,  and  not  till  then,  will  peace  flourish 
in  Italy. 

Both  orders  of  mendicant  friars  most  successfully 
appealed  to  the  emotions,  and  the  results  are  appar- 
ent to  this  day  in  the  numberless  churches  that 
sprang  up  everywhere.  The  most  important  church 
that  followed  those  at  Bologna  and  Padua  before 
the  end  of  the  century  is  the  Dominican  church  of 
Santa  Maria  Novella  at  Florence.  In  Milan  a  large 
Franciscan  church  was  built  which  no  longer  exists. 
Everywhere  the  mendicant  orders  preserved  the 
great  French  monastic  traditions  of  church  building. 
Even  at  Rome,  in  the  very  presence  of  the  mighty 
basilicas,  the  pointed  arches  and  the  dark  solemn 
vaults  of  Santa  Maria  sopra  Minerva  show  how 
firmly  the  Dominican  monks  held  their  architectural 
faith. 

In  this  way,  throughout  the  greater  part  of  Italy, 
the  monastic  churches,  by  their  deferential  accept- 
ance of  the  architectural  ideas  of  Burgundy  and  the 
Ile-de-France,  indicate  how  the  deeper  social  forces 


358     ITALY  IN  THE  THIRTEENTH  CENTURY 

•were  gradually  preparing  the  way  for  French  policy 
to  play  its  decisive  part.  The  pointed  arches  of  the 
Cistercian  monks,  like  the  songs  of  the  troubadours 
and  the  heresies  of  the  Cathari,  lead  to  the  battlefields 
of  Benevento  and  Tagliacozzo,  to  the  French  ten- 
ancy of  St.  Peter's  chair,  to  the  outrage  at  Anagni, 
and  to  the  Babylonish  captivity  at  Avignon. 


CHAPTER  XXV 

THE  PROGRESS  OF  THE  FRANCISCAN  ORDER  (1226-1247) 

O  that  thou  hadst  hearkened  to  my  commandments !  Then  had  thy  peace 
been  as  a  river,  and  thy  righteousness  as  the  waves  of  the  sea.  —  Isaiah 
XLVHI,  18. 

THE  course  of  pointed  architecture  from  the  Cister- 
cian monasteries  at  Fossanova  and  Casamari  to  the 
basilica  at  Assisi  and  the  Franciscan  churches  in 
Bologna,  Florence,  Rome,  and  elsewhere,  is  interest- 
ing as  a  movement  in  architecture,  a  foreign  inva- 
sion; but  its  significance  is  as  the  outward  em- 
bodiment of  the  great  unrest  in  religious  life,  the 
discontent  of  the  human  heart  with  what  it  had  and  a 
desire  for  something  new  and  strange ;  and  the  very  in- 
congruity between  the  Italian  and  the  Gothic  elements 
seems  to  typify  a  fundamental  discord.  The  amaz- 
ing vigour  of  the  two  new  orders — for  the  Domin- 
icans pressed  hard  on  the  heels  of  the  Franciscans 
in  public  favour — is  proved  by  many  things  besides 
the  churches,  which,  big  and  little,  rose  up  in  city, 
town,  and  village;  and  this  vigour  bears  pathetic 
testimony  to  a  widespread  desire  for  peace,  for  calm, 
for  security,  for  freedom  to  live  in  amity  with  the 
people  of  the  next  city  and  with  one's  own  neigh- 
bours shut  in  by  the  same  walls.  But  one  head,  one 
organization,  one  rule,  cannot  compel  unity  of  spirit. 
Many  joined  the  orders  from  a  love  of  religion  or 
from  some  other  strong  emotional  impulse,  but  many 


360    ITALY  IN  THE  THIRTEENTH  CENTURY 

more  from  mixed  motives.  In  fact,  it  became  almost 
the  fashion  to  belong  to  the  third  order  in  one  of 
these  two  fraternities.  The  consequences  of  rapid 
growth  were  disastrous,  at  least  to  the  Franciscan 
Order.  Differences  were  emphasized,  contrary  be- 
liefs were  magnified,  dissension  prospered,  and  the 
two  parties,  the  worldly-wise  and  the  zealots,  the 
right  and  the  extreme  left,  as  we  should  say,  became 
more  and  more  estranged. 

St.  Francis  had  recognized  the  need  of  greater 
worldly  wisdom  than  he  himself  possessed  in  the 
government  of  the  Order,  and  several  years  before 
his  death  had  entrusted  Brother  Elias  with  the  du- 
ties of  minister-general ;  and  Brother  Elias  acted  as 
minister  until  the  general  chapter  held  in  the  spring 
of  the  year  following  Francis's  death.  By  that  time 
the  zealots  had  begun  to  express  their  dissatisfaction 
and  to  organize  a  political  campaign  against  the 
worldly-wise.  Perhaps  it  was  then  that  Brother  Leo 
wrote  his  recollections  of  St.  Francis,  now  called 
Speculum  Perfectionis,  for  in  some  respects  the 
book  seems  to  be  a  partisan  tract  written  to  expose 
the  contrast  between  the  ideals  of  the  saint  and  the 
ideals  of  Elias.  At  any  rate  the  brethren  who  were 
of  the  same  way  of  thinking  as  Leo  were  strong 
enough  to  defeat  Elias  and  to  elect  their  candidate 
for  minister-general,  John  Parenti,  a  man,  however, 
of  no  great  force  of  character. 

The  defeated  party  did  not  rest  idle.  Gregory  IX 
was  behind  them,  and  at  his  request,  one  of  the 
brothers,  Thomas  of  Celano,  a  man  of  literary  edu- 
cation, composed  a  biography  of  St.  Francis,  which 


PROGRESS  OF  THE  FRANCISCAN  ORDER  361 

may  be  considered  a  sort  of  official  biography,  writ- 
ten, but  by  no  means  unworthily,  from  a  point  of 
view  favourable  to  the  worldly-wise  party.  The  new 
life  displayed  a  strong  bias  towards  Brother  Elias ; 
for  instance,  according  to  Thomas  of  Celano,  St. 
Francis  gave  his  special  blessing  to  Brother  Elias, 
while  according  to  Leo's  biography  he  gave  his  special 
blessing  to  Brother  Bernard  of  Quintavalle,  the  first 
disciple  and  one  of  the  zealots.  The  success  of  this 
book,  as  well  as  the  Pope's  support,  and  the  general 
feeling  that  executive  talents  of  a  high  order,  such 
as  Elias  notoriously  possessed,  should  not  lie  unused, 
kept  Brother  Elias  in  his  office  as  head  of  the  works 
at  Assisi,  and  at  the  chapter  of  1232  caused  his  elec- 
tion as  minister-general. 

Elias  was  a  very  gifted  man.  If  one  were  to  pro- 
long the  parallel  between  the  stories  of  St.  Francis 
and  of  Christ,  which  the  Franciscans  have  always 
loved  to  draw,  one  might  almost  compare  the  role 
of  Elias  to  that  of  St.  Paul,  so  powerfully  did  he 
influence  the  Order  during  a  few  years,  and  so  in- 
sistent was  he  on  missions  to  foreign  lands.  Elias 
was  born  hard  by  Assisi,  his  mother's  city.  His  father 
came  from  near  Bologna.  In  early  manhood  Elias 
earned  his  living  as  a  mattress-maker,  and  then  as  a 
schoolmaster.  He  was  eager  to  get  a  good  education, 
and  managed  to  go  to  Bologna,  where  he  obtained 
the  post  of  scriptor,  a  special  officer  charged  appar- 
ently with  certain  duties  of  a  notary  or  of  a  reader. 
He  acquired  a  reputation  for  learning;  even  his 
enemies  admitted  his  knowledge,  which  the  zealots 
no  doubt  regarded  as  one  sin  the  more. 


362     ITALY  IN  THE  THIRTEENTH  CENTURY 

The  election  of  Elias  marked  the  complete  triumph 
of  the  worldly-wise  and  the  discomfiture  of  the 
spiritual-minded.  -The  only  element  in  his  policy 
which  received  the  approbation  of  the  whole  Order 
was  that  he  supported  and  advocated  foreign  mis- 
sions with  all  the  native  energy  of  his  character.  Dur- 
ing his  administration  the  doctrine  of  poverty  was 
radically  changed,  or  rather  it  was  thrown  overboard. 
The  Order  not  only  accepted  property,  but  begged 
for  it.  The  legal  distinction  between  the  ownership 
of  land  and  the  use  of  land,  by  which  the  technical 
property  of  land  is  vested  in  a  trustee  and  all  the 
beneficial  use  of  it  in  the  cestui  que  trusty  was  em- 
ployed to  evade  the  fundamental  principle  of  the 
Order.  Gregory  IX  sanctioned  this  device,  and  In- 
nocent IV  confirmed  it.  The  title  to  land  was  taken 
in  the  name  of  the  Pope,  and  the  brethren  occupied 
the  land  and  acted  in  every  respect  as  owners  except 
in  accepting  the  name  of  property-owners.  The  same 
contrivance  was  resorted  to  for  personal  property. 
The  title  was  taken  in  the  name  of  some  trustee,  who 
was  declared  by  papal  edict  responsible  to  the  Order. 
In  this  way  a  veil  was  thrown  over  the  violated  vow. 

The  rule  also  was  remodelled  in  the  interest  of  the 
world  and  of  the  Church,  and  the  passionate  testament 
of  the  founder  was  left  to  be  cherished  by  the  scanty 
band  who  persisted  obstinately  in  their  belief  that  it  is 
possible  to  realize  a  kingdom  of  heaven  on  earth.  The 
little  chapel  of  the  Portiuncula  was  no  longer  suffered 
to  retain  the  name  given  it  by  St.  Francis,  Caput  et 
Mater  Ordinis;  that  title  was  taken  from  it  and  be- 
stowed upon  the  great,  new  basilica  rapidly  building 


PROGRESS  OF  THE  FRANCISCAN  ORDER  363 

under  the  energetic  control  of  the  minister-general. 
It  would  be  unjust  to  think  either  Pope  Gregory  or 
Brother  Elias  indifferent  to  Francis's  memory ;  they 
could  not  act  otherwise  than  they  did  because  they 
entertained  an  unshakable  belief  in  the  impractica- 
bility of  Francis's  ideas.  Besides  this,  the  Pope  could 
not  have  been  blind  to  the  very  great  importance  of 
the  wandering  friars  in  his  struggle  with  the  Emperor. 
Not  only  in  Italy,  but  also  through  all  Christendom, 
the  friars  pleaded  and  preached  the  papal  cause ;  and 
the  most  capable  and  distinguished  members  of  the 
Order,  Brother  Elias,  Brother  Anthony,  —  St.  An- 
thony of  Padua,  as  he  is  now  called,  —  and  John 
Parenti,  who  for  a  short  time  was  the  minister-gen- 
eral, were  employed  on  political  errands. 

The  zealots  did  not  accept  with  meekness  the  tri- 
umph of  the  worldly-wise.  A  little  incident  shows 
the  temper  on  both  sides.  At  the  beginning  of  the 
work  upon  the  basilica,  Elias  put  up  a  marble  box  in 
a  conspicuous  place  for  public  offerings ;  Leo,  scan- 
dalized and  indignant,  broke  it,  and  Elias  had  Leo 
beaten.  Feeling  ran  high.  The  zealots  endured  as 
best  they  could  several  years  of  Elias's  administra- 
tion, and  then  the  most  fervent  disciples  of  the 
Franciscan  ideal  —  Leo,  Angelo,  Masseo,  Caesar  of 
Spires  —  disregarded  his  authority  and  agitated 
openly  against  him.  Things  came  to  such  a  pass 
that  Elias  asked  for  special  authority  to  punish 
them,  and  the  Pope  granted  his  request.  Caesar  of 
Spires  was  put  in  prison ;  and  his  gaoler,  mistaking 
or  pretending  to  mistake  his  stepping  out  of  doors 
for  an  attempt  to  escape^  struck  him  with  a  club  and 


364    ITALY  IN  THE  THIRTEENTH  CENTURY 

killed  him.  Elias  put  others  also  in  prison,  some  he 
unfrocked,  and  some,  under  pretence  of  missionary 
work,  he  exiled.  But  at  last  the  tide  turned ;  different 
motives  affected  different  men,  and  there  were  so 
many  motives  at  work  that  a  majority  of  those  who 
had  a  right  to  attend  a  chapter-general  ranged 
themselves  in  opposition.  The  clerks,  jealous  of  their 
clerical  prerogatives,  were  offended  because  Elias 
admitted  laymen  to  the  Order  and,  more  offended, 
because  he  appointed  them  to  important  posts  as 
readily  as  he  did  clerks.  Others  were  displeased  by 
his  overbearing  manners  or  his  neglect  of  the  com- 
mon conventionalities  of  monastic  life;  for  Elias 
lived  in  comfort  and  in  luxury,  he  had  pages  to  wait 
upon  him,  he  went  about  on  horseback  and  never 
on  foot,  he  neglected  to  make  his  ministerial  rounds 
from  monastery  to  monastery,  he  dined  alone,  and 
kept  one  brother,  with  a  special  gift  for  cooking,  as 
chief  cook.  But  more  than  other  faults,  his  arbitrary 
conduct  irritated  the  brothers. 

Under  Elias  the  Order  was  not  a  fraternal,  demo- 
cratic body,  but  a  monarchy,  in  which  Elias's  single 
will  was  law.  He  did  not  convoke  the  chapters-gen- 
eral ;  he  appointed  and  removed  provincial  ministers 
at  his  good  pleasure ;  and  he  was  always  demanding 
money  for  the  basilica.  Some  suspected  that  the 
moneys  contributed  were  ill-used ;  others,  who  would 
not  go  so  far  as  to  entertain  that  evil  suspicion, 
thought  that  without  gifts  a  petitioner  got  no  hear- 
ing. Others  gossiped  that  Elias  meddled  with  al- 
chemy. But  of  all  the  measures  and  doings  that 
brought  him  unpopularity,  one  in  chief  caused  his 


PKOGEESS  OF  THE  FRANCISCAN  ORDER  365 

fall.  This  was  his  system  of  visitors.  He  appointed 
a  set  of  officials  for  each  province  to  go  about  and 
inspect  the  monasteries.  These  visitors  sometimes 
stayed  for  weeks  at  a  monastery;  they  heard  com- 
plaints, changed  regulations,  and  made  a  report  to 
Elias.  Naturally  the  heads  of  the  monastic  houses 
got  angry,  and  were  quite  ready  to  join  the  oppo- 
sition to  the  minister-general.  The  ministers  across 
the  Alps  were  especially  hostile. 

A  chapter-general  was  held  in  Rome  in  May,  1239 ; 
and  charges  against  the  minister-general  were  laid 
before  the  Pope  himself.  The  leader  of  the  malcon- 
tents was  Brother  Aymon,  an  Englishman,  professor 
at  the  University  of  Paris;  a  strong  majority  sup- 
ported him.  The  moment  was  critical  for  the  Papacy; 
the  desperate  struggle  with  the  House  of  Hohen- 
staufen  had  begun,  not  two  months  before  the  Pope 
had  excommunicated  the  Emperor,  and  he  could  not 
afford  to  disregard  the  will  of  an  angry  majority. 
Besides,  Elias  had  been  a  somewhat  lukewarm  par- 
tisan of  the  Papacy,  he  was  even  on  friendly  terms 
with  Frederick.  Whatever  force,  much  or  little,  was 
to  be  given  to  the  charges  against  Elias,  Pope  Greg- 
ory, under  the  pressure  of  political  exigency,  could 
come  to  but  one  conclusion.  He  stated  that  "  he  had 
put  in  Elias  as  minister-general  because  he  thought 
the  whole  Order  wanted  him,  and  now  that  Elias 
displeased  them,  he  relieved  him  of  his  charge." 
The  Pope's  statement  shows  how  complete  was  the 
papal  control  over  the  Order. 

That  the  fall  of  Elias  was  not  due  in  the  main  to 
the  zealots,  but  to  the  opponents  of  autocratic  rule, 


366    ITALY  IN  THE  THIRTEENTH  CENTURY 

appears  from  the  fact  that  the  new  minister-general 
Albert  of  Pisa  ( 1239-1240),  and  his  immediate  suc- 
cessors, Aymon,  chief  of  the  malcontents  (1240- 
1244),  and  Crescentius  of  Jesi  (1244-1247),  all 
belonged  to  the  practical  party,  and  that  under  In- 
nocent IV  the  rule  was  not  stiffened,  but  on  the 
contrary  still  further  relaxed.  Nevertheless  the  true 
disciples  of  St.  Francis  continued  to  struggle,  and 
in  the  end  their  time  came.  In  1247  they  elected 
Brother  John  of  Parma  minister-general. 

Elias,  after  his  deposition,  retired  to  Cortona,  on 
the  southern  borders  of  Tuscany,  where  he  founded 
another  church  in  honour  of  the  saint  whom  he  loved 
in  his  own  way ;  but  he  quarrelled  still  further  with 
the  brothers  opposed  to  him,  and  in  fear  or  anger 
or  hope  of  revenge,  fled  to  the  Emperor  Frederick, 
who  had  always  liked  him,  finding  something  sym- 
pathetic perhaps  in  his  energetic  and  authoritative 
character.  The  Emperor  received  him  warmly,  and 
employed  him  on  a  diplomatic  mission  of  importance. 
To  consort  with  a  man  under  the  ban  of  the  Church 
was  an  act  of  ecclesiastical  rebellion,  and  Gregory  ex- 
communicated him  as  a  renegade.  Nevertheless  Elias 
still  had  faithful  partisans,  and  after  the  election  of 
Innocent  IV  to  the  Papacy,  a  movement  was  set  on 
foot  to  reinstate  him  in  the  Order.  John  of  Parma, 
a  noble  and  generous  person,  begged  him  to  come 
back,  but  in  vain.  He  was  recalcitrant,  and  his 
enemies  were  unforgiving.  He  died  in  1253  in 
enmity  to  the  Order,  but  reconciled  to  the  Church. 
At  his  last  communion  he  asked  to  hear  the  peni- 
tential psalms,  and  after  hearing  them  exclaimed, 


PROGRESS  OF  THE  FRANCISCAN  ORDER  367 

"God  have  mercy  upon  me,  for  I  am  a  sinner."  One 
month  later,  on  May  25,  Innocent  IV  consecrated 
the  Upper  Church  of  Assisi,  the  great  memorial  to 
Brother  Elias  as  well  as  to  St.  Francis. 

John  of  Parma,  the  new  minister-general  elected 
in  1247,  was  a  very  different  sort  of  person.  He  was 
a  holy  man,  and  believed  with  all  his  heart  in  the 
ideals  of  St.  Francis.  On  his  election  Brothers 
Egidio,  Masseo,  Angelo,  and  Leo  burst  into  trans- 
ports of  joy  because  they  thought  that  in  him  the 
spirit  of  St.  Francis  had  returned  to  triumph  upon 
earth  :  "  Bene  et  opportune  venisti  sed  venisti  tarde 
—  You  have  come  well  and  opportunely,  but  you 
have  come  late."  And  John  of  Parma  did  his  best 
to  fulfil  their  hopes.  He  went  about  from  monastery 
to  monastery  urging  the  brethren  to  return  to  the 
teachings  of  their  founder;  he  comforted  the  sor- 
rowful, rescued  the  wicked  from  their  wickedness, 
ministered  to  the  sick,  cherished  the  weak,  and  gladly 
taught  the  ignorant.  Best  of  all,  he  was  as  enthusi- 
astic in  his  acceptance  of  the  doctrine  of  poverty  as 
Francis  himself.  He  wrote  a  little  book  entitled, 
The  holy  commerce  between  St.  Francis  and  Lady 
Poverty.  He  says:  "Among  the  shining  virtues 
that  prepare  in  man  a  dwelling-place  for  God  and 
show  him  the  most  excellent  and  expeditious  way 
to  come  to  God,  Holy  Poverty  stands  preeminent, 
and  by  a  special  grace  surpasses  in  desert  all  other 
virtues,  since  she  is  the  foundation  and  guardian  of 
them  all.  Among  evangelical  virtues  she  comes  first 
in  place  and  in  honour.  They  that  build  upon  this 
rock  need  not  fear  the  fall  of  rain,  the  beating  of 


868     ITALY  IN  THE  THIKTEENTH  CENTURY 

waves,  or  the  blasts  of  wind  that  threaten  ruin.  And 
she  deserves  her  honour,  since  the  Son  of  God,  the 
Lord  of  righteousness,  the  King  of  glory,  working 
His  work  of  salvation  in  the  world  sought  her, 
found  her,  and  clave  unto  her  with  an  especial  love." 
The  triumph  of  the  spiritual-minded  in  the  Fran- 
ciscan Order  did  not  mean  the  triumph  of  peace.  Per- 
haps these  zealots  were  not  without  a  touch  of  spir- 
itual pride.  They  were  now  free  to  extol  poverty 
to  their  hearts'  content,  they  were  free  to  live,  like 
the  old  Greek  hermits  of  Calabria,  in  remote  places, 
singly  or  in  twos  and  threes,  and  to  do  whatever 
might  seem  best  to  conduce  to  a  direct  communion 
with  God;  but  they  could  not  help  noticing  that 
their  doctrines  and  practices,  which  they  had  received 
from  St.  Francis,  and  he  had  had  from  the  Gospels, 
were  markedly  different,  if  not  from  the  doctrines 
at  least  from  the  practices  of  the  worldly-wise  part  of 
the  Order  and  also  from  the  practice  of  the  Church. 
They  professed  humble  obedience  to  established  au- 
thority, but  their  notions  were  fatally  at  odds  with 
the  orthodox  ecclesiastical  system,  and  they  did  not 
forbear  to  lay  stress  on  the  disagreement.  Here  were 
irreconcilable  elements  doomed  to  rend  the  Order 
for  hundreds  of  years.  It  almost  seemed  as  if  St. 
Francis  had  followed  the  footsteps  of  his  master  even 
to  the  point  of  bringing  not  peace,  but  a  sword  into 
the  world.  Aspirations  to  realize  a  kingdom  of  God 
on  earth  as  St.  Francis  understood  it,  and  the  prac- 
tical sense  of  sagacious  men,  and  the  greed  and  de- 
sires of  ambitious  men,  strove  and  struggled  with 
one  another.  Not  only  within  the  Order  was  there 


PROGRESS  OF  THE  FRANCISCAN  ORDER  369 

dissension ;  but  also  without,  between  the  Order  and 
the  ecclesiastical  world. 

The  enormous  popularity  of  the  Order  had,  as  it 
were,  shifted  the  centre  of  gravity  in  religious  mat- 
ters. The  parochial  congregations  were  diminished, 
the  priests'  revenues  fell  off,  their  privileges  tumbled 
in  value.  Almost  everybody  went  to  hear  the  friars 
preach,  almost  everybody  gave  offerings  and  alms  to 
the  friars,  almost  everybody  wished  to  be  shrived 
and  buried  by  them.  The  secular  clergy  were  injured 
in  their  immemorial  fees  and  perquisites.  Besides  this, 
the  more  fiery  monks,  like  Anthony  of  Padua,  de- 
nounced in  unmeasured  terms  the  riches  of  the  priest- 
hood, their  sensuality,  and  their  lust  of  power.  The 
secular  clergy  were  not  only  hurt  in  property  and  in 
their  dignity,  but  they  were  insulted  besides.  A 
shriek  of  indignation  went  up  from  Sicily  to  Eng- 
land; the  friars  thundered  back  counter-denuncia- 
tions. The  secular  priests,  the  Benedictine  monks, 
the  Emperor's  courtiers,  vied  with  one  another  in 
reproaches,  making  little  or  no  distinction  between 
the  zealots  and  the  unscrupulous,  worldly-minded 
men,  who  had  joined  the  Order  in  such  large  num- 
bers. They  accused  the  friars  of  avarice,  rapacity, 
hypocrisy,  of  insinuating  themselves  into  the  confi- 
dence of  simple  women,  of  superstitious  sinners  on 
their  death-beds,  of  credulous  kings;  they  charged 
them  with  the  seven  deadly  sins;  they  likened  them 
to  wolves  in  sheeps'  clothing,  to  whitened  sepulchres, 
fair  on  the  outside,  but  within  full  of  dead  men's 
bones.  It  is  hard  to  say  what  truth,  and  how  much, 
lies  under  these  angry  words.  On  the  one  hand,  there 


370    ITALY  IN  THE  THIRTEENTH  CENTURY 

were  men  like  John  of  Parma,  true,  pure,  honour- 
able, devoted ;  on  the  other,  there  were  many  men  in 
the  Order  utterly  devoid  of  principle,  who  had  joined 
it  from  vulgar  motives.  And  there  were  many,  who, 
whether  they  were  men  of  principle  or  not,  brought 
down  upon  themselves  and  their  Order  all  kinds  of  op- 
probrium because  they  were  tax-gatherers,  employed 
by  the  papal  court  to  collect,  in  disregard  of  precedent, 
by  stretch  of  power,  by  hook  and  by  crook,  enough 
money  to  supply  the  swelling  needs  of  the  papal  ex- 
chequer. Naturally  the  popes  inclined  to  back  the 
friars  through  thick  and  thin,  not  merely  because 
they  found  the  friars  serviceable  tax-gatherers  and 
news-bearers  (or,  as  their  enemies  said,  scandal-mon- 
gers), but  because  they  recognized  the  immense 
importance  of  keeping  the  friars'  genuine  religious 
fervour  tightly  harnessed  to  the  papal  car.  In  this 
way  currents  and  counter-currents  troubled  the  re- 
ligious waters,  rendered  turbid  enough  already  by  the 
war  between  the  Papacy  and  the  Hohenstaufens. 


CHAPTER  XXVI 

THE  DISCIPLES  OF  JOACHIM  (1247-1257) 

A*  ships,  becalm'd  at  eve,  that  lay 

With  canvas  drooping,  side  by  side, 
Two  towers  of  sail  at  dawn  of  day 

Are  scarce  long  leagues  apart  descried ; 

At  dead  of  night  their  sails  were  fill'd, 

And  onward  each  rejoicing  steer'd  — 
Ah,  neither  blame,  for  neither  will'd, 

Or  wist,  what  first  with  dawn  appear'd ! 

A.  H.  CLOUQH. 

DISSENSION  did  not  confine  itself  to  disputes  as  to 
whether  the  ideas  and  practices  of  the  Franciscans 
conformed  with  the  ideas  and  practices  of  St.  Fran- 
cis, but  reached  out  to  the  more  serious  question  as 
to  whether  the  doctrines  of  the  Order  conformed 
with  the  doctrines  of  the  Church.  The  outside 
world,  censorious  and  jealous,  as  I  have  said,  —  the 
secular  clergy,  the  Benedictine  monks,  the  univer- 
sity professors,  —  did  not  stop  to  discriminate  be- 
tween the  spiritual  and  the  worldly-wise  parties  in 
the  Order ;  wherever  they  found  a  cause  or  an  ex- 
cuse for  an  accusation,  they  flung  the  accusation  at 
the  whole  Order.  It  was  absurd  to  charge  the  spir- 
itual-minded brethren  with  avarice,  and  it  was  ab- 
surd to  charge  the  worldly-wise  with  false  doctrine ; 
but  jealousy  blindly  threw  her  calumnies  at  the 
whole  Order  without  discrimination.  The  spiritual- 
minded,  it  is  true,  laid  themselves  open  to  a  cer- 


372     ITALY  IN  THE  THIRTEENTH  CENTURY 

tain  suspicion  of  deviation  from  orthodoxy ;  in  their 
desperate  hopes  to  find  a  world  more  in  sympathy 
with  their  ascetic  ideals,  some  of  the  brethren, 
here  and  there,  laid  hold  of  the  old  ideas  of  Abbot 
Joachim.  This  was  dangerous  ground.  Nobody 
could  pretend  ignorance  of  the  fundamental  ortho- 
dox belief.  The  Lateran  Council,  under  the  guid- 
ance of  the  great  Innocent  III,  had  stated  this 
belief  explicitly  :  — 

"  We  firmly  believe  and  unfeignedly  acknowledge 
that  the  very  God  is  one  only,  eternal,  immeasurable, 
unchangeable,  incomprehensible,  omnipotent,  and 
ineffable,  the  Father,  the  Son  and  the  Holy  Ghost ; 
three  persons,  indeed,  but  one  essence,  substance,  or 
nature;  the  Father  unbegotten,  but  the  Son  begot- 
ten by  the  Father,  and  the  Holy  Ghost  proceeding 
equally  from  both,  without  beginning  and  without 
end ;  the  Father  begetting,  the  Son  begotten,  and 
the  Holy  Ghost  proceeding ;  of  one  substance,  co- 
equal, co-omnipotent  and  co-eternal ;  one  source  of 
all  things  ;  the  creator  of  all  things,  visible  and  invisi- 
ble, spiritual  and  corporeal,  who  by  His  omnipotent 
power  in  the  beginning  of  time  out  of  nothing 
created  both  the  spiritual  and  the  corporeal  creature, 
to  wit,  the  angelic  and  the  earthly,  and  afterward 
the  human,  made  of  the  spiritual  and  the  corporeal. 
The  Devil  and  other  demons  were  created  by  God 
naturally  good,  and  of  themselves  they  became  bad. 
Man  sinned  at  the  suggestion  of  the  Devil. 

"  The  Holy  Trinity,  individual  according  to  its 
common  essence  and  separate  as  to  its  personal 
qualities,  by  Moses  first,  and  in  the  due  order  of  time 


THE  DISCIPLES  OF  JOACHIM          373 

by  the  holy  prophets  and  its  other  servants,  laid  the 
foundation  of  the  doctrine  of  salvation  for  the  human 
race. 

"  And  finally,  Jesus  Christ,  the  only  begotten  son 
of  God,  incarnate  by  the  Holy  Trinity  acting  as  one, 
conceived  by  the  Virgin  Mary  through  the  opera- 
tion of  the  Holy  Ghost,  made  very  man,  composed 
of  a  rational  soul  and  human  flesh,  one  person  in 
two  natures,  pointed  out  the  way  of  life  more  mani- 
festly ;  who  the  while  according  to  His  divine  nature 
was  immortal  and  unsusceptible  of  death  and  pain, 
and  yet  He  himself  according  to  His  human  nature 
subject  to  pain  and  to  death;  who,  also,  for  the 
human  race  suffered  upon  the  cross  and  died.  He 
descended  into  hell,  He  rose  again  in  the  flesh,  and 
ascended  both  in  the  spirit  and  in  the  flesh,  to  come 
at  the  end  of  the  world  to  judge  the  quick  and  the 
dead  and  to  reward  each  according  to  his  works,  the 
evil  as  well  as  the  good,  who  shall  all  rise  again 
with  their  own  bodies  which  they  now  wear  that 
they  may  receive  according  to  their  works,  whether 
they  shall  have  been  good  or  evil,  the  latter  with 
the  Devil  to  everlasting  punishment,  the  former  with 
Christ  to  glory  everlasting. 

"  There  is  one  Universal  Church  of  the  Faith  out- 
side of  which  none  shall  be  saved,  in  which  Jesus 
Christ,  the  sacrifice,  is  the  priest,  whose  body  and 
blood  are  verily  contained  in  the  sacrament  on  the 
altar  under  the  form  of  bread  and  wine,  the  bread 
by  divine  power  transubstantiate  into  His  body  and 
the  wine  into  His  blood  so  that  for  the  fulfilment  of 
the  mystery  of  union  we  may  ourselves  receive  from 


374     ITALY  IN  THE  THIRTEENTH  CENTURY 

His  Nature  what  He  Himself  received  from  ours. 
And  therefore  none  can  celebrate  this  sacrament  ex- 
cept the  priest  who  was  duly  ordained  according  to 
the  keys  of  the  Church,  which  Jesus  Christ  Himself 
gave  to  the  apostles  and  their  successors. 

"  The  sacrament  of  baptism,  which  both  for  child- 
ren and  adults  shall  be  celebrated  in  water  with  in- 
vocation to  God  and  to  the  undivided  Trinity,  to 
wit,  the  Father,  the  Son,  and  the  Holy  Ghost,  by 
whatever  rite  conferred  according  to  the  forms  of 
the  Church,  avails  for  salvation.  And  if  after  bap- 
tism any  one  shall  fall  back  into  sin,  he  can  always 
reinstate  himself  by  true  penitence." 

This  definite  creed  of  the  Church  was  obviously 
out  of  accord  with  Joachim's  somewhat  fantastic 
doctrine ;  the  creed  was  eminently  Christian  and  re- 
volved upon  the  part  played  by  Christ  in  the  scheme 
of  salvation  and  not  upon  that  played  by  the  Holy 
Ghost.  The  doctrine  of  the  Trinity  in  itself  was  a 
nice  matter,  and  for  persons  not  endowed  with  a 
special  gift  for  theological  orthodoxy  it  was  better 
to  let  it  alone ;  Abbot  Joachim  had  been  condemned 
by  the  Lateran  Council  for  his  attempt  to  meddle 
with  it.  But  the  peril  of  meddling  with  orthodox 
truth  became  vastly  more  perilous  when  practical 
consequences  began  to  flow  from  this  meddling ; 
and  the  peril  was  insidious  because  it  was  easy  for 
a  credulous  mind,  with  a  will  to  believe  in  happier 
things,  to  slip  and  slide  from  Joachim's  less  unortho- 
dox theories  to  his  more  unorthodox  speculations. 

In  John  of  Parma's  time  Joachim's  ideas,  distorted, 
and  mingled  with  many  spurious  additions,  took 


THE  DISCIPLES  OF  JOACHIM         375 

definite  heretical  shape.  For  years  strange  prophe- 
cies, fantastic  interpretations  of  prophets  curiously 
classed  together,  —  Jeremiah,  Ezekiel,  Merlin,  the 
Erythraean  Sibyl,  —  had  been  passed  round  under 
Joachim's  name  ;  wandering  friars  had  carried  these 
notions  from  monastery  to  monastery ;  and  many  of 
the  spiritual-minded  began  to  think  that  the  time 
was  at  hand  which  Joachim  had  foretold,  when  An- 
tichrist should  come,  and  after  Antichrist  the  new 
dispensation  of  the  Holy  Ghost.  Some  went  into  the 
matter  of  exact  fulfilment  and  applied  the  verses  of 
Isaiah  or  of  Revelation  to  local  events  then  happen- 
ing, to  the  Emperor  Frederick,  to  the  length  of  his 
life,  to  the  manner  in  which  he  should  die,  and  so 
forth. 

Brother  Salimbene,  of  Parma  (the  Franciscan 
monk  whose  memoirs  are  the  most  famous  of  the 
century)  records  how  widespread  these  ideas  were 
and  what  a  strong  hold  they  had  taken.  For  instance, 
he  draws  the  following  picture  of  a  Franciscan  monk 
of  the  Joachimite  faction  in  1248. 

Brother  Hugo,  of  Digne,  a  famous  preacher,  was 
sojourning  at  Hyeres,  a  little  town  in  Provence  on 
the  Mediterranean  coast.  Several  other  monks  of 
different  orders  were  there  at  the  same  time ;  some 
had  gone  on  purpose  to  see  him,  others  were  there 
in  the  course  of  their  journey  ings.  One  day  these 
monks  were  chatting  together  after  breakfast,  and 
one  of  them,  Brother  Johnny,  a  chorister  from 
Naples,  a  Joachimite,  said  to  a  Dominican :  "  Brother 
Peter,  what  do  you  think  of  Abbot  Joachim's  doc- 
trine?" Brother  Peter  answered:  "I  care  as  much 


376     ITALY  IN  THE  THIRTEENTH  CENTURY 

for  Joachim  as  I  do  for  the  fifth  wheel  of  a  coach." 
At  this  Johnny  ran  off  to  Brother  Hugo's  room, 
and  cried,  in  the  hearing  of  all :  "  There  's  a  Do- 
minican monk  here  who  does  n't  believe  in  Joachim's 
doctrine  ! "  To  this  Hugo  answered :  "  What's  that 
to  me?  If  he  doesn't  believe,  that  is  his  lookout. 
When  troubles  provide  his  eyes  with  powers  of  sight, 
they  will  open.  But  bid  him  come  and  discuss.  Let's 
hear  what  he  doesn't  believe."  The  Dominican  con- 
sented, but  reluctantly,  partly  because  he  thought 
meanly  of  Joachim,  and  partly  because  he  did  not 
think  there  was  anybody  in  the  house  who  was  his 
equal  in  knowledge  either  of  the  humanities  or  of 
Holy  Scripture. 

When  Brother  Hugo  saw  him,  he  said :  "  Are 
you  the  man  who  does  n't  believe  in  Joachim's 
ideas?" 

Brother  Peter :  "Yes." 

Brother  Hugo  :  "  Have  you  ever  read  Joachim  ?  " 
i  Brother  Peter  :  "  Yes,  I  've  read  him  carefully." 

Brother  Hugo :  "  I  believe  you  've  read  him  as 
a  woman  reads  the  psalter ;  when  she 's  come  to  the 
end  she  does  n't  know  what  she  read  at  the  begin- 
ning. There  are  many  who  stand  over  a  book  and 
do  not  understand  it,  either  because  they  despise 
what  they  read,  or  because  their  foolish  hearts  are 
in  the  dark.  Now,  tell  me  what  you  want  to  hear 
about  Joachim,  so  that  we  may  know  what  you 
don't  believe." 

Brother  Peter :  "  I  want  you  to  prove  to  me  out 
of  Isaiah,  according  to  Joachim,  that  the  life  of  the 
Emperor  Frederick  will  end  at  the  age  of  seventy, 


THE  DISCIPLES  OF  JOACHIM          377 

and  also  that  he  cannot  die  except  by  the  hand  of 
God,  —  I  mean  by  a  natural  death." 

Brother  Hugo:  "  Very  good.  Only  listen  patiently 
and  don't  interrupt  with  vexatious  questions,  for 
it  is  necessary  to  approach  Joachim's  doctrine  with 
an  open  mind. 

"  Abbot  Joachim  was  a  holy  man  and  he  said  that 
the  future  events  which  he  prophesied  had  been  re- 
vealed to  him  by  God  for  the  good  of  men.  As  re- 
gards the  true  sanctity  of  Joachim's  life,  besides  what 
we  are  told  in  his  biography,  I  can  cite  one  instance, 
which  shows  his  extraordinary  patience.  When  he 
was  a  simple  monk,  before  he  was  made  abbot,  the 
brother  in  charge  of  the  refectory  was  angry  with 
him,  and  for  a  whole  year  always  put  water  in  his 
cup  for  him  to  drink,  in  order  to  serve  him  with  the 
bread  of  tribulation  and  the  water  of  anguish. 
Joachim  bore  this  patiently  without  a  complaint.  At 
the  end  of  the  year,  however,  he  sat  next  the  Abbot 
at  table,  and  the  Abbot  said  to  him,  'Why  do  you 
drink  white  wine  and  not  give  me  any?  Is  that  your 
good  manners?'  The  blessed  Joachim  answered,  ( I 
was  ashamed,  Father,  to  offer  it  to  you,  because  my 
secret  is  my  secret.'  Then  the  Abbot  took  Joachim's 
cup  to  try  the  wine  and  took  a  sip,  and  perceived 
that  it  was  a  pretty  poor  affair.  So  when  he  had 
tasted  the  water  (not  converted  into  wine)  he  said, 
'  What  is  water,  but  water  ? '  and  turning  to  Joa- 
chim, 'By  whose  authority  do  you  drink  this  drink?' 
and  Joachim  answered, '  Father,  water  is  a  very  tem- 
perate drink,  it  does  not  impede  the  tongue,  nor 
cause  intoxication,  nor  babbling.'  But  when  the 


378    ITALY  IN  THE  THIRTEENTH  CENTURY 

Abbot  learned  from  the  other  brothers  that  this 
wrong  had  been  done  Joachim  out  of  malice  and 
spite  by  the  brother  in  charge  of  the  refectory,  he 
wished  to  expel  him  from  the  Order;  but  Joachim 
flung  himself  at  the  Abbot's  feet  and  besought  him 
so  earnestly  that  the  Abbot  forbore  to  expel  the 
wrong-doer.  Nevertheless,  he  scolded  him  good  and 
hard:  'You  have  violated  the  rule  and  so  I  impose 
this  penance,  that  for  a  whole  year  you  shall  drink 
nothing  but  water,  because  you  have  despitefully 
used  your  neighbour  and  your  brother.' 

"Now  about  the  life  of  the  Emperor  Frederick, 
that  it  shall  end  according  to  Isaiah,  you  have  it  in 
the  place  where  he  speaks  of  the  burden  of  Tyre, 
Isaiah,  chap,  xxin,  vv.  13-15:  *  Behold  the  land 
of  the  Chaldeans;  this  people  was  not,  till  the  As- 
syrian founded  it  ...  And  it  shall  come  to  pass 
in  that  day,  that  Tyre  shall  be  forgotten  seventy 
years  according  to  the  days  of  one  king/  .  .  .  Re- 
mark that  in  this  passage  Joachim  understands 
the  'land  of  the  Chaldeans'  to  be  the  Roman  Em- 
pire and  by  '  the  Assyrian  '  Frederick  himself,  and 
by  '  Tyre '  Sicily ;  he  understands  by  '  the  days 
of  one  king'  the  whole  life  of  Frederick,  and  he 
takes  seventy  years  as  the  term  of  life  fixed  by 
Merlin. 

"As  to  the  prophecy  that  Frederick  cannot  be 
killed  by  man,  but  only  by  God,  Isaiah  says,  chap- 
ter xxxi,  *  the  Assyrian  shall  not  fall  by  the  sword 
of  a  hero,  nor  shall  the  sword  of  man  devour  him. 
And  he  shall  not  flee  from  the  face  of  the  sword, 
and  his  young  men  shall  be  tributary.  And  for  fear 


THE  DISCIPLES  OF  JOACHIM          379 

his  strength  shall  pass,  and  his  princes  flying  shall 
tremble.  The  Lord  hath  spoken,  whose  fire  is  in  Zion 
and  his  furnace  in  Jerusalem/  All  this  was  fulfilled 
in  regard  to  Frederick,  especially  at  Parma,  where 
he  was  routed  by  the  garrison  and  his  fort '  Victory ' 
was  destroyed  ;  and  [afterwards],  for  the  barons  of 
his  kingdom  often  wanted  to  kill  him,  but  they  could 
not." 

Brother  Peter:  "You  can  tell  all  that  to  those 
who  believe  you;  but  you  can  never  persuade  me  to 
believe  you." 

Brother  Hugo :  "  Why  not  ?  Don't  you  believe 
the  prophets  ?  " 

Brother  Peter :  "  Of  course  I  do,  but  tell  me  is 
what  you  expound  to  me  Isaiah's  original  meaning, 
or  is  it  an  inference,  twisted  and  distorted,  or  in- 
terpreted, so  as  to  apply  ?  " 

Brother  Hugo :  "  That's  a  sensible  question.  I  an- 
swer that  it  is  an  application  of  Isaiah's  statement. 
...  In  Holy  Writ  besides  the  literal  or  matter  of 
fact  meaning,  there  are  allegorical,  analogical,  trop- 
ological,  moral,  and  mystical  meanings ;  and  there- 
fore the  matter  is  judged  more  useful  and  more 
noble  than  if,  squeezed  and  compressed  into  one 
meaning  only,  it  could  only  have  a  single  significa- 
tion. Do  you  believe  this,  or  does  your  skepticism 
go  so  far  as  to  deny  that  ?  " 

Brother  Peter :  "I  believe  that  and  I  have  often 
taught  it,  because  that  is  the  teaching  of  the  theolo- 
gians; but  I  should  like  you  to  explain  a  little  more 
clearly  about  the  seventy  years  that  Isaiah  predicates 
under  the  allegory  of  '  Tyre/  and  about  the  days  of 


380     ITALY  IN  THE  THIRTEENTH  CENTURY 

( one  king '  that  he  predicates  under  the  figure  of  the 
Emperor." 

Brother  Hugo :  [avoiding  the  question]  "  The 
things  that  Merlin,  the  inspired  English  prophet, 
prophesied  about  Frederick  I,  and  about  Henry  VI, 
his  son,  and  about  Frederick  II,  will  be  found  to  be 
true.  But  let  us  leave  side  issues  and  stick  to  those 
with  which  our  discussion  began.  Let  us,  therefore, 
take  up  the  four  periods  which  Merlin  predicates  in 
speaking  of  Frederick  II.  First  he  stated,  *  In  thirty- 
two  years  he  will  fall ' ;  that  may  be  understood  to 
be  from  his  coronation  as  Emperor  to  the  end  of  his 
life,  because  he  reigned  thirty  years  and  eleven  days 
[21]  and  then  was  not  believed  to  be  dead,  so  that 
the  prophecy  of  the  Sibyl  should  be  fulfilled  which 
says,  'It  shall  be  rumoured  among  the  people,  he 
lives  and  he  does  not  live.'  [This  conversation  took 
place  in  1248,  and  Frederick  died  December  13, 1250. 
The  passage  is  very  obscure ;  perhaps  Salimbene  al- 
tered and  botched  it  at  a  later  date.] 

"  Merlin's  second  period  is :  '  He  shall  live  in  pros- 
perity seventy-two  years.'  As  Frederick  is  still  living 
those  who  survive  him  will  see  how  that  comes  out. 

"  Merlin's  third  period  is :  (  And  two  times  quin- 
quagenarian he  will  be  treated  gently.'  That  must  not 
be  understood  as  twice  a  quinquagenarian,  as  that 
would  make  him  a  hundred  years  old,  but  as  fifty 
and  then  two,  that  is  fifty-two  years  old.  That  num- 
ber may  be  reckoned  from  the  year  in  which  his 
mother  was  married  [1185]  up  to  the  eighteenth 
year  of  his  reign  [1237,  the  date  of  Frederick's 
defeat  at  Parma],  which  makes  fifty-two  years.  .  . 


f  THE  DISCIPLES  OF  JOACHIM          381 

"  Merlin's  fourth  period  for  Frederick  is :  '  And 
after  the  eighteenth  year  from  his  anointment,  he  will 
hold  his  kingdom  in  spite  of  envy/  This  is  fulfilled 
in  respect  to  Gregory  IX  with  whom  Frederick 
quarrelled  so  that  the  Pope  excommunicated  him, 
and  yet  he  still  holds  his  realm  in  spite  of  the  Pope, 
the  cardinals,  and  the  princes  of  the  Empire." 

When  Brother  Peter  heard  this  he  began  to  mut- 
ter ambiguously :  "  Many  foods  are  in  the  Tillage  of 
the  Fathers;  but  one  kind  is  better  than  another/' 
Brother  Hugo  answered :  "  Don't  tamper  with  Holy 
Writ;  but  give  your  authority  as  it  stands  in  the 
texts;  you  have  left  out  the  end  of  one  verse  and 
the  beginning  of  the  other.  Give  the  first  verse  as 
the  Wise  Man  gives  it  in  the  Proverbs,  chapter  xm." 
["  Many  foods  are  in  the  Tillage  of  the  Fathers ;  and 
some  mix  them  together  with  lack  of  judgment."  Prov. 
xin,  23.]  Brother  Peter,  hearing  this,  did  as  some 
do  when  they  are  getting  the  worst  of  an  argument, 
he  began  to  upbraid  and  said,  "  It  would  be  hereti- 
cal to  take  the  words  of  infidels  for  testimony  ;  I  mean 
Merlin,  whose  testimony  you  have  quoted."  At  this 
Brother  Hugo  got  very  much  provoked,  and  said  to 
him:  "You  lie,  and  I  will  prove  that  you  have  lied 
ever  so  many  times."  Hugo  then  began  to  quote 
poetry,  and  Peter,  hoping  to  better  his  side  of  the 
argument,  had  recourse  to  the  texts  of  the  saints 
and  the  sayings  of  philosophers ;  but  Brother  Hugo, 
who  was  most  learned  in  all  those  matters,  quickly 
got  him  entangled  and  shut  him  up. 

Such  disputes  must  have  taken  place  in  many  a 
monastery ;  they  do  not,  as  we  look  through  the  haze 


382    ITALY  IN  THE  THIRTEENTH  CENTURY 

of  time  and  changed  ideas,  seem  edifying,  but,  at 
least  in  those  cases  where  one  of  the  disputants  was 
as  amiable  as  Brother  Peter,  no  harm  was  done.  At 
other  times,  speculations  with  very  little  savour  of 
orthodoxy  were  whispered  about  in  northern  Italy 
and  in  Provence,  old  homes  of  heresy ;  and,  at  last, 
these  whisperings  took  definite  shape.  One  of  the 
believers  in  Joachim's  prophecies,  Brother  Gerard, 
of  Borgo  San  Donnino  (a  little  town  on  the  Via 
Emilia  nearly  midway  between  Piacenza  and  Parma), 
wrote  a  book  called  The  Introduction  to  the  Eter- 
nal Evangile.  Nothing  could  have  been  more  radi- 
cal, more  revolutionary,  than  this  book.  It  flung 
down  a  challenge  to  orthodox  Christianity.  Brother 
Gerard's  plan  was  to  publish  Joachim's  authentic 
works,  The  Concord  between  the  Old  and  New 
Testaments,  The  Commentary  on  the  Apocalypse, 
and  The  Psalter  of  Ten  Chords  ;  and  by  way  of 
preface  he  wrote  an  introduction  of  his  own,  in 
which  he  not  only  explained  Joachim's  doctrine,  but 
went  so  far  as  to  assert  that  these  treatises  of  Jo- 
achim's actually  constituted  The  Eternal  Evangile 
which  was  destined  to  supersede  the  previous  two 
evangiles,  the  Old  and  New  Testaments.  This  sub- 
stitution of  a  new  regime  for  the  Christian  regime, 
this  revolutionary  coming  of  the  Holy  Ghost,  neces- 
sarily overtoppled  the  whole  fabric  of  ecclesiastical 
Christianity.  Under  the  new  dispensation  the  Fran- 
ciscan friars  would  supersede  the  priests  and  all  the 
official  hierarchy  ;  bishops,  cardinals,  the  Pope  him- 
self, would  follow  the  Levites  of  the  Old  Testament 
into  the  limbo  of  cast-off  things.  Even  the  revered 


THE  DISCIPLES  OF  JOACHIM          383 

name  of  Joachim  could  not  veil  the  awful  nakedness 
of  this  heresy. 

The  doctors  of  the  University  of  Paris,  the  great 
centre  of  theology,  shared  to  the  full  the  dislike 
which  the  secular  clergy  entertained  towards  the 
friars.  Both  Franciscans  and  Dominicans,  having 
already  forced  their  way  into  every  diocese  and  par- 
ish, were  also  forcing  their  way  into  chairs  of  public 
instruction  in  Paris.  The  doctors  were  jealous  and 
angry.  They  had  now  an  opportunity  of  revenge. 
No  doubt  they  persuaded  themselves,  as  persons  an- 
imated by  righteous  indignation  often  do,  that  they 
acted  from  a  sentiment  of  impartial  justice.  The 
cause  of  scholasticism  was  threatened  by  mysticism, 
the  cause  of  the  Church  was  challenged  by  a  new 
heresy ;  and  the  professors  of  the  University  girded 
themselves  as  champions  of  orthodoxy.  William 
of  Saint  Amour,  a  noted  professor  of  philosophy,  a 
doctor  of  the  Sorbonne,  and  rector  of  the  University, 
preached  against  the  book  and  sent  a  committee  to  lay 
charges  before  the  Pope.  Brother  Gerard  had  not 
put  his  name  to  the  book,  but  it  was  obviously  written 
by  a  Franciscan  friar  of  the  spiritual-minded  party. 
This  was  the  main  reason  that  induced  the  Univer- 
sity of  Paris  to  attack  the  book;  they  could  not 
attack  the  Order  directly,  for  it  was  too  strongly  en- 
trenched in  the  good  graces  of  the  Papacy,  and  had 
not  exposed  itself  to  any  legal  complaint,  but  they 
could  attack  it  indirectly  through  this  extravagant 
book,  that  showed  itself,  like  the  heel  of  Achilles, 
defenceless  to  a  well-directed  shaft.  Feeling  ran  high. 
The  hate  of  the  accusers  was  so  strong  that,  accord- 


384    ITALY  IN  THE  THIRTEENTH  CENTURY 

ing  to  the  papal  bull  which  judged  the  charges,  they 
falsely  and  maliciously  altered  the  meaning  of  the 
text.  The  Pope  appointed  a  committee  of  cardinals 
to  examine  the  charges ;  the  committee  acted  pru- 
dently and  reasonably,  they  found  nothing  heretical 
in  the  text  of  Joachim's  books,  but  they  condemned 
the  introduction.  The  Pope  confirmed  their  findings; 
but  though  he  condemned  the  heresy,  he  was  care- 
ful not  to  let  the  condemnation  hurt  the  Brothers 
Minor.  "  We  wish,"  the  bull  says,  "  to  keep  the  name 
and  fame  of  the  Poor  of  Christ,  the  Order  of  the  be- 
loved Brothers  Minor,  always  unhurt  and  untouched, 
.  .  .  therefore  we  command  you  by  these  presents  to 
proceed  so  prudently,  so  cautiously,  in  the  execution  of 
this  apostolic  mandate  that  these  Brothers  shall  incur 
no  opprobrium,  no  ill-repute,  and  that  their  rivals  and 
detractors  shall  not  find  means  to  speak  ill  of  them." 
Brother  Gerard  was  deposed  from  his  office  of 
lector,  deprived  of  the  rights  to  preach  and  to  hear 
confession,  and  of  other  sacerdotal  prerogatives,  also. 
His  book  was  condemned  to  be  burnt.  This  punish- 
ment satisfied  the  demands  of  ecclesiastical  justice ; 
but  the  worldly-wise  party  in  the  Order  were  not  ap- 
peased. They  thought  that  the  fanaticism  or  stupid- 
ity of  Brother  Gerard  in  propounding  a  heresy,  with 
which  they  had  no  sympathy,  brought  the  Order  into 
disrepute,  and  they  punished  him  on  their  own  ac- 
count. He  was  put  in  prison,  set  in  the  stocks,  and 
served  with  "  the  bread  of  tribulation  and  the  water 
of  anguish  "  ;  and  finally  when  he  died  his  body  was 
denied  consecrated  ground  and  the  rites  of  ecclesi- 
astical burial. 


THE  DISCIPLES  OF  JOACHIM          385 

Brother  Gerard  was  not  the  only  one  to  suffer. 
William  of  Saint  Amour,  the  professor,  also  went 
too  far.  Encouraged  by  his  success  against  poor 
Gerard,  he  published  a  very  violent  book  against  the 
mendicant  orders.  The  Pope  would  not  tolerate  such 
a  plain  breach  of  his  command.  The  professor  was 
turned  out  of  his  chair ;  he  was  stripped  of  his  rights 
to  preach  and  to  teach,  and  even  banished  from 
France.  And  the  quarrel  did  not  stop  there.  The 
two  wings  of  the  Order  clashed  again ;  the  seeds  of 
discord  sown  even  in  Francis's  lifetime  brought  forth 
a  fresh  harvest  of  docks  and  darnels.  The  heresy  of 
the  Eternal  Evangile  was  too  useful  a  weapon  to 
be  lightly  abandoned.  The  worldly-wise  party  at- 
tacked the  minister-general,  John  of  Parma.  With- 
out doubt  a  majority  of  the  brethren,  probably  a 
large  majority,  was  opposed  to  him.  Many  found 
his  strict  observance  of  the  rule  irksome.  They  had 
asked  for  relaxation,  and  he  had  refused  to  grant  it. 
Some,  under  pretext  of  serving  a  bishop  or  other 
prelate,  had  attempted  to  shirk  prescribed  duties; 
some  had  tried  to  organize  independent  groups  within 
the  Order ;  some  had  wanted  to  establish  new  provin- 
cial districts  in  foreign  parts;  but  John  of  Parma 
had  sternly  held  them  to  obedience.  In  retaliation 
they  charged  him  with  sundry  misbehaviours  :  that 
he  had  rejected  all  interpretations  of  the  rule,  even 
those  that  had  received  papal  sanction ;  that  he  had 
added  to  the  rule,  as  if  they  were  a  part  of  it,  the 
provisions  of  St.  Francis's  testament ;  that  he  had 
predicted  (poor  man)  a  division  in  the  Order ;  that 
te  shared  certain  heretical  opinions  held  by  the  dis- 


386     ITALY  IN  THE  THIRTEENTH  CENTURY 

ciples  of  Joachim  ;  and  they  demanded  his  removal. 
The  poor  minister-general,  conscious  as  he  must  have 
been  of  the  contrast  between  the  ascetic  ideal  of  St. 
Francis  and  the  practical  duties  incumbent  upon  the 
minister-general  of  a  great  order,  just  as  Francis  him- 
self had  felt  it,  and  not  wishing  to  retain  the  office 
if  he  did  not  fill  it  acceptably,  yielded  to  the  clam- 
our against  him  and  resigned.  The  Pope,  Alexan- 
der IV,  who  doubtless  regarded  the  resignation  as 
desirable  under  the  circumstances,  accepted  it;  and 
Brother  Bonaventura,  the  saintly  scholar,  who  had 
already  made  a  great  reputation  at  the  University  of 
Paris,  was  elected  in  his  stead. 

Brother  John,  once  again  a  simple  friar,  found 
greater  pleasure  in  his  freedom  than  he  had  ever 
done  in  his  high  office.  He  betook  himself  to  the 
hermitage  at  Greccio,  the  spot  where  his  beloved  mas- 
ter, St.  Francis,  had  celebrated  the  manger  scene 
in  memory  of  their  common  Master,  and  there  lived 
as  a  hermit ;  but,  though  he  refused  high  honours 
that  were  afterwards  offered  him,  he  did  not  wholly 
forsake  the  world,  and  he  was  greatly  beloved  by 
the  highest  dignitaries.  Innocent  IV,  hard  hater  that 
he  was,  loved  Brother  John  like  his  own  soul,  and 
was  wont  to  kiss  him  when  they  met.  Other  popes, 
cardinals  as  well,  and  even  the  Emperor  of  the 
Greeks,  Vataces,  to  whom  John  went  upon  an  em- 
bassy, entertained  great  affection  for  him.  He  died 
a  very  old  man  in  1298. 


CHAPTER  XXVII 

MANFRED  (1250-1260) 

Biondo  era  e  bello  e  di  gentile  aspetto, 

Purgatorio,  m,  107. 

Fair  he  was,  and  beautiful,  and  of  noble  aspect. 

Lo  cavalero  pin  fino, 
Ch'e  fiore  gibellino 
Sovr'  ogn'  altro  latino 

Old  Sienese  Rhymes. 
The  cavalier  most  fine, 
He  is  the  flower  Ghibelline 
Beyond  every  other  Latin. 

IT  is  necessary  to  return  to  the  political  situation. 
The  last  act  of  the  great  drama  of  the  Hohenstauf  ens 
in  Italy  draws  to  its  close.  On  Frederick's  death, 
his  son  Conrad  IV,  who  had  already  been  crowned 
King  of  the  Romans,  was  confronted  in  Germany 
by  the  pretender,  William  of  Holland;  but  Conrad's 
title  was  generally  acknowledged.  His  life,  however, 
was  short,  and  he  played  but  a  brief  part  in  the  his- 
tory of  Italy.  Manfred  is  the  last  notable  Hohenstau- 
fen  champion,  and  there  are  few  more  dashing  and 
charming  figures  than  he. 

As  gallant  as  his  brother  Enzio,  as  well  endowed 
perhaps  with  intellectual  gifts  as  his  father  and  less 
treacherous  than  he,  Manfred  doughtily  maintained 
the  high  Hohenstauf  en  tradition;  and  the  verses 
of  Dante,  who  met  him  "  fair  and  beautiful  and  of 
noble  aspect"  at  the  foot  of  the  Mount  of  Purgatory, 


388     ITALY  IN  THE  THIRTEENTH  CENTURY 

have  given  an  immortal  glamour  and  pathos  to  his 
name.  Elsewhere  Dante  speaks  of  those  "  two  illus- 
trious heroes,  the  Emperor  Frederick  and  his  high- 
born son  Manfred,  who  showed  the  nobility  and 
rectitude  of  their  characters,  and,  while  fortune  re- 
mained loyal  to  them,  attached  themselves  to  the 
higher  pursuits  of  man  and  scorned  what  was  un- 
worthy." 

Besides  what  Dante  says  there  is  abundant  testi- 
mony from  both  Guelf  and  Ghibelline  to  Manfred's 
rare  and  attractive  qualities.  In  person  he  was  of 
medium  height  and  agreeable  presence,  with  light 
hair  like  all  the  Hohenstaufens ;  his  face  was 
comely,  his  cheeks  ruddy,  his  eyes  sparkling,  and 
his  complexion  very  fair.  According  to  a  Guelf 
chronicler :  "  He  was  proficient  in  the  liberal  arts, 
the  first  among  the  nobility  in  courage  and  dili- 
gence, and  he  was  handsomer  and  more  gifted  than 
his  brothers  ;  he  might  well  be  called  the  Lucifer  of 
his  family."  And  a  Ghibelline  says :  "  Nature  en- 
dowed him  with  all  the  graces,  and  fashioned  all 
parts  of  his  body  in  such  well-according  beauty 
that  there  was  no  part  that  could  be  bettered." 
This  same  Ghibelline  historian,  partly  out  of  senti- 
ment and  partly,  unless  I  do  him  wrong,  to  show  his 
own  literary  talents,  adds  :  "  He  was  so  like  his 
father  that  he  was  well  called  Manfred,  Martens 
Fredericus,  as  if  Frederick  still  remained  in  him,  or 
Manus  Frederici,  the  hand  of  Frederick,  or  Men- 
f  red,  mens  Frederici,  the  mind  of  Frederick,  or  mons 
Fredirici,  the  monument  of  Frederick."  But  for 
a  dearth  of  vowels  he  would  have  gone  on  further; 


MANFRED  389 

yet  he  has  said  enough  to  show  that  in  the  opinion 
of  Manfred's  contemporaries  Frederick  had  left  a 
worthy  son.  Even  the  court  poet  of  his  successful 
rival  cannot  forbear  to  praise  him : 

Biaus  chevaliers  et  preus  et  sages  fu  Mainfrois, 
De  toutes  bonnes  teches  entechies  et  courtois  ; 
En  lui  ne  faloit  riens  fors  que  seulement  fois, 
Mais  ceste  f  aute  est  laid  en  contes  et  en  rois. 

A  handsome  cavalier,  knightly  and  wise  was  he, 
With  all  good  qualities  endowed,  and  courtesy  ; 
He  had  no  lack,  except  one  single  thing, 
—  True  faith,  —  an  ugly  fault  in  count  or  king. 

The  poet  spoke  truly.  Manfred's  lack  of  faith,  in  its 
larger  sense  of  submission  to  the  papal  creed,  politi- 
cal as  well  as  theological,  cost  him  his  crown  and 
his  life. 

Manfred  was  but  nineteen  years  old  when  his 
father  died,  but  even  then  he  showed  that  he  had 
inherited  his  father's  suppleness  and  readiness  of 
resource.  During  Conrad's  stay  in  Germany  he 
acted  as  royal  lieutenant  in  The  Kingdom ;  and 
there  was  much  to  do,  for,  as  soon  as  Frederick's 
strong  hand  was  still,  revolts  broke  out  in  many 
places. 

There  were  various  reasons  for  these  revolts.  The 
population  of  Sicily  and  southern  Italy  was  ignorant, 
fickle,  passionate,  and  without  perseverance  or  en- 
durance; it  was  cowardly,  and  yet  eager  for  ven- 
geance ;  it  was  neither  homogeneous,  nor  steadied 
by  the  inheritance  of  a  common  tradition  ;  and  the 
more  turbulent  spirits  always  hoped  for  better  things 
from  a  change  of  masters.  Frederick's  government 


390    ITALY  IN  THE  THIRTEENTH  CENTURY 

had  been  a  personal  one,  based  on  his  power  to  main- 
tain it,  and  not  upon  any  loyalty  in  his  subjects ; 
and  he  had  not  had  many  friends.  The  clergy  with 
a  few  exceptions,  and  the  monastic  orders,  were  his 
enemies.  The  cities  resented  his  refusal  to  let  them 
have  the  communal  franchises  that  the  North  Italian 
cities  enjoyed.  The  barons  bore  with  ill-will  the  loss 
of  ancient  feudal  privileges,  and  hated  his  plan  of  a 
strong  central  bureaucratic  government.  All  feared 
him,  and  all  suffered  under  his  heavy  taxation. 
Naples,  the  chief  city  of  the  mainland,  faithful  to  its 
old  traditions  of  independence,  and  Capua  as  well, 
always  inclined  to  the  anti-Hohenstaufen  cause.  On 
the  other  hand,  Frederick  had  saved  the  peasantry 
from  the  tyranny  of  the  barons,  he  had  given  the 
mercantile  cities  peace  and  therefore  better  trade, 
and  he  had  established  a  code  of  laws  that  was  a 
marked  improvement  on  the  heterogeneous  legisla- 
tion that  preceded  it.  But  among  the  forces  work- 
ing for  or  against  the  Hohenstaufens  there  was  one 
factor  steadily  at  work  stirring  the  people  to  hostility 
and  revolt.  The  Papacy,  during  Frederick's  lifetime, 
had  not  been  idle,  and  now  that  he  was  dead  it  did 
not  sit  with  folded  hands;  Innocent  IV  believed 
that  his  opportunity  had  come  and  proposed  to  make 
the  most  of  it. 

Manfred,  however,  was  personally  popular ;  he  had 
two  sets  of  soldiers  on  whom  he  could  rely,  his  Sara- 
cens and  his  German  mercenaries;  and  by  the  time 
that  affairs  north  of  the  Alps  permitted  his  brother 
Conrad,  the  new  king,  to  come  down  into  Italy,  he 
had  already  reduced  almost  all  The  Kingdom  to  obe- 


MANFKED  391 

dience.  Conrad  completed  the  task  and  then  tried 
to  come  to  terms  with  the  Pope.  Both  Conrad  and 
Manfred  realized  the  power  of  papal  hostility,  and 
by  diplomacy,  blandishments,  and  proffers  of  submis- 
sion, strove  to  appease  it,  but  in  vain.  The  Pope 
pretended  to  entertain  Conrad's  propositions  for 
peace,  but  he  cherished  an  implacable  hatred  in  his 
heart  against  the  Hohenstaufens,  and  held  fast  to 
his  resolve  to  execute  the  sentence  of  the  Council 
of  Lyons  and  drive  them  from  The  Kingdom.  To 
this  end  he  sought  help  from  France  and  England; 
as  suzerain  with  an  empty  fief  on  his  hands,  he  of- 
fered the  Sicilian  crown  in  turn  to  Charles  of  Anjou, 
brother  to  King  Louis  IX  of  France,  to  Richard  of 
Cornwall,  brother  to  Henry  III  of  England,  and  to 
Henry's  son,  Prince  Edmund.  The  terms  of  the  offer 
provided  that  the  recipient  was  first  to  conquer  the 
crown  and  then  receive  it  from  the  Pope.  Charles 
of  Anjou  was  not  at  the  time  free  to  consider  the 
offer;  Richard  of  Cornwall  remarked  that  his  Holi- 
ness had  graciously  granted  him  the  moon  with  per- 
mission to  go  and  get  it,  but  foolish  King  Henry 
was  delighted  to  make  his  second  son  a  king,  and 
accepted. 

On  Conrad's  death  two  years  later,  the  whole  face 
of  affairs  was  changed.  There  was  no  soldier  king 
to  be  fought ;  the  heir,  Conrad  the  younger,  was  a 
little  baby ;  and  Innocent  altered  his  plans  accord- 
ingly. Without  communicating  any  change  of  plans 
to  England  (for  it  was  well  to  have  two  strings  to 
one's  bow),  he  secretly  decided  not  to  confer  the 
vacant  kingdom  upon  a  new  vassal,  but  to  enter  into 


392     ITALY  IN  THE  THIRTEENTH  CENTURY 

possession  himself  as  suzerain  and  annex  it  to  the 
Papal  States.  The  prospect  looked  very  favourable 
because  Conrad,  who  out  of  jealousy  had  become 
estranged  from  Manfred,  had  appointed  by  his  tes- 
tament a  German  baron,  Berthold  of  Hohenberg,  re- 
gent during  the  minority  of  his  son  Corradino,  and, 
following  the  example  of  his  grandfather  Henry  VI, 
had  put  Corradino  under  the  protection  of  the 
Church.  With  this  situation  before  him,  Innocent 
perfected  his  plans,  and  when  he  felt  ready  to  put 
them  into  execution,  announced  that  the  kingdom 
had  devolved  upon  its  suzerain,  but  that  when  Cor- 
radino came  of  age  he  would  consider  his  claims; 
and  with  fresh  energy  the  double-dealing  priest 
continued  to  push  his  intrigues  with  the  disaffected 
barons. 

The  situation  was  serious  for  the  Hohenstaufen 
cause.  Berthold  of  Hohenberg,  timid,  incompetent, 
and  treacherous,  gave  up  the  regency  to  Manfred, 
who,  with  the  suppleness  so  characteristic  of  his 
father,  bent  to  the  storm  and  accepted  the  claim  of 
the  Pope,  on  condition  that  he  should  become  the 
Pope's  vicar.  The  Pope  came  down  in  triumph  and 
entered  Capua.  Manfred  was  ill  at  ease;  he  felt  that 
he  was  encompassed  by  enemies  and  traitors,  but 
trusting  in  his  own  adroitness  he  hoped  to  come  out 
unscathed.  Chance  or  fate  abruptly  ended  the  sit- 
uation. The  Pope  certainly  played  false.  Manfred 
had  plighted  fealty  to  the  Pope  "  saving  the  rights 
of  Corradino,"  and  then  he  was  abruptly  asked  to 
take  the  oath  with  no  saving  clause;  besides  this, 
the  Pope,  after  he  had  confirmed,  or  promised  to 


MANFRED  393 

confirm,  Manfred  in  some  disputed  barony,  juggling 
with  words,  granted  the  barony  to  a  nobleman  sub- 
servient to  himself.  This  caused  bad  feelings  between 
Manfred  and  his  rival;  and,  as  ill  luck  would  have 
it,  Manfred  and  his  men  while  riding  on  a  narrow 
road  came  suddenly  upon  the  usurper.  Manfred 
probably  was  not  to  blame,  he  was  too  prudent  to 
be  guilty  of  so  dangerous  an  act;  but  his  men  raised 
a  shout,  set  upon  the  nobleman,  and  killed  him.  The 
Pope  affected  great  displeasure,  and  summoned 
Manfred  to  appear  before  him  for  trial  at  Capua. 
Manfred  hesitated ;  he  stopped  a  little  way  out  of 
the  town,  and  asked  for  some  modifications  of  the 
Pope's  summons  and  an  assurance  of  fair  play ;  he 
got  an  unsatisfactory  answer.  His  friends  were 
frightened,  and  counselled  flight.  He  had  to  act 
promptly.  He  made  ostensible  preparations  to  obey 
the  Pope,  and  then,  with  a  scanty  train,  galloped  off 
by  night.  His  flight  remained  unequalled  for  adven- 
ture and  romance  in  Italian  history  until  Garibaldi's 
flight  from  Rome  in  1849.  His  goal  was  the  town 
of  Lucera,  in  Apulia,  across  the  Apennines,  and 
about  seventy-five  miles  northeast  of  Naples,  as  the 
crow  flies.  This  town  was  famous  in  papal  diatribes 
and  a  scandal  to  Christendom,  for  there,  a  genera- 
tion before,  Frederick  had  stationed  the  Saracens 
whom  he  had  removed  from  Sicily.  Ever  since  then 
the  town  had  been  a  Saracen  stronghold  and  de- 
voted to  the  Hohenstaufens.  John  the  Moor,  a 
henchman  of  the  old  Emperor,  was  governor.  There, 
more  than  anywhere  else,  Manfred  felt  that  he 
would  be  safe.  Troops  of  the  Pope,  or  men-at-arms 


394     ITALY  IN  THE  THIRTEENTH  CENTURY 

in  the  service  of  Berthold  of  Hohenberg,  who  now 
made  common  cause  with  the  Pope,  infested  the 
high-roads.  It  was  impossible  to  say  what  the  peas- 
ants would  do.  Two  young  noblemen,  familiar  with 
the  road  to  Lucera,  for  it  led  past  their  paternal 
estates,  volunteered  to  act  as  Manfred's  guides.  The 
fugitives  passed  the  town  of  Nola  (where  Augustus 
Caesar  died),  and  then  they  were  obliged  to  take  a 
circuitous  course  to  avoid  strongholds  and  towns 
held  by  enemies.  Even  so  their  road  ran  directly  un- 
der one  of  the  hostile  castles,  and  they  were  obliged 
to  strike  into  the  woods.  The  peaks  of  the  Apen- 
nines are  here  over  four  thousand  feet  high,  and 
the  climbing  is  hard  for  horse  or  man.  The  moon 
shone  clear  but  its  light  gave  a  spectral  look  to  the 
precipitous  rocks,  and  in  the  darker  recesses  added 
to  the  difficulty  of  the  way.  In  one  place  they 
were  nearly  forced  to  abandon  their  horses.  At  day- 
break they  came  again  on  a  road,  but  it  led  them 
directly  to  an  enemy's  castle.  Challenged,  they  an- 
swered that  they  were  Hohenberg's  men,  and  they 
were  permitted  to  go  in  single  file  by  a  narrow  path 
around  under  the  walls.  The  pack-mules,  which 
were  ahead,  balked,  and  the  men  in  the  rear  thought 
that  the  garrison  had  ambushed  them.  It  was  a 
false  alarm,  the  garrison  suspected  nothing;  and 
the  little  band  kept  on  till  it  reached  the  estates  of 
the  two  young  noblemen.  Here  their  two  wives, 
handsome,  high-bred  ladies,  welcomed  the  Prince 
with  great  loyalty,  and  he  did  them  the  honour,  in 
his  chivalrous  way,  to  seat  one  on  his  right  hand 
and  one  on  his  left,  during  breakfast.  The  meal 


MANFRED  395 

was  hasty;  and  Manfred  hurried  on  to  the  house  of 
other  friends,  where  he  passed  the  night.  At  sun- 
rise the  next  morning  he  was  in  the  saddle  again, 
keeping  his  company  in  fighting  array  and  sending 
out  scouts.  Enemies  were  all  about.  One  town  re- 
ported that  the  papal  army  in  the  neighbourhood 
•had  given  it  till  the  day  after  to-morrow  to  surren- 
der; the  next  had  already  sworn  allegiance  to  the 
Pope.  In  the  third,  Manfred's  scout  found  the 
townsmen  in  an  uproar;  the  papal  and  the  national 
parties  were  fighting  for  the  mastery.  The  national 
faction,  hearing  that  Manfred  was  near,  sent  a  mes- 
senger to  beg  him  come  to  secure  the  town  for  his 
cause.  Manfred's  men  were  delighted  to  have  an 
opportunity  to  strike  a  blow  at  their  enemies,  but 
the  sudden  report  that  five  hundred  of  Hohenberg's 
soldiers,  barely  five  miles  away,  were  coming  up, 
obliged  them  to  take  another  direction.  Manfred 
then  made  his  way  eastward  past  Monte  Volture, 
where,  some  thirteen  hundred  years  before,  the  pi- 
geons had  covered  with  fresh  green  leaves  a  little 
boy,  Quintus  Horatius  Flaccus,  who  had  fallen  asleep 
on  the  mountain-side  tired  with  play.  And  from 
Monte  Volture  he  pushed  on  to  Venosa,  the  town  in 
which  that  little  boy  had  been  born.  From  here  he 
meant  to  go  due  north  to  Lucera,  where  he  ex- 
pected to  be  received  by  John  the  Moor  with  open 
arms. 

John  the  Moor  had  been  bred  in  the  Emperor's 
palace,  he  had  been  loaded  with  favours  by  the 
Hohenstaufens,  and  had  protested  that  he  would  do 
all  he  could  for  the  Emperor's  son;  but  when  he 


396    ITALY  IN  THE  THIRTEENTH  CENTURY 

heard  that  Manfred  was  a  fugitive,  and  that  fortune 
smiled  upon  the  papal  cause,  he  put  one  of  his 
household,  another  Saracen,  Marchisio,  in  his  place 
as  custodian  of  the  town,  made  him  swear  that  he 
would  let  no  one,  not  even  Prince  Manfred,  enter 
during  his  absence,  and  posted  off  to  make  terms 
with  the  Pope,  sending  false  word  to  Manfred  that 
he  was  going  on  his  account.  There  seemed  to  be 
no  loyalty  to  a  losing  cause  anywhere  in  the  Hohen- 
staufen  dominions.  Nevertheless,  even  after  Man- 
fred heard  of  John  the  Moor's  treachery,  he  still 
entertained  a  hope  of  getting  Lucera.  That  was  his 
only  chance.  In  Lucera  was  his  father's  treasure; 
and  there,  if  anywhere,  were  friends,  for  the  Sara- 
cens could  hope  for  but  little  from  the  Pope.  He 
sent  scouts  to  learn  what  the  feelings  of  the  garri- 
son were  toward  him.  The  scouts  reported  that  they 
entertained  great  good  will  and  marvelled  that  he 
had  not  gone  there  sooner.  On  hearing  this,  for 
security's  sake,  as  he  could  not  tell  whether  to  trust 
the  peasants  of  the  country,  he  gave  out  that  he 
was  going  south,  and  with  very  few  attendants  rode 
north  at  night  toward  Lucera.  It  was  dark  and 
rainy,  the  little  band  could  not  even  see  one  another, 
and  had  to  ride  side  by  side  and  keep  calling  out,  in 
order  to  stay  together.  They  lost  the  road  and  wan- 
dered off  into  the  fields.  Luckily  one  of  the  party  had 
been  a  master  of  the  hunt  for  the  late  Emperor  and 
recognized  familiar  ground.  He  managed  to  lead 
them  to  a  deserted  hunting-lodge,  where,  somewhat 
imprudently,  they  made  a  big  fire,  dried  their  clothes, 
and  spent  the  rest  of  the  night,  both  man  and  beast 


MANFEED  397 

thankful  for  repose.  Hostile  troops,  some  belonging 
to  the  papal  army,  some  in  the  pay  of  Hohenberg, 
were  only  a  little  way  to  the  right  and  to  the  left. 
Before  dawn  they  were  off  again  and  rode  to  within 
a  mile  or  two  of  Lucera.  Here  Manfred  stationed 
his  troop,  while  he  and  three  soldiers,  one  of  whom 
spoke  Arabic,  rode  on  to  the  town.  The  guards  were 
on  the  alert ;  so  Manfred  halted  and  the  soldier  who 
knew  Arabic  rode  alone  to  the  gate.  There  he  called 
up:  "Your  Prince,  the  Emperor's  son,  is  here,  open 
the  gate."  The  guards  hesitated,  and  Manfred  rode 
up.  Still  they  were  doubtful,  and  sent  a  man  to 
notify  Marchisio,  the  castellan.  Then  one  of  them 
spoke  up :  "  Marchisio  was  charged  by  John  the 
Moor  not  to  let  any  one,  even  the  Prince,  enter  the 
city,  and  he  will  not  give  the  keys,  but  on  the  con- 
trary, he  will  do  all  he  can  to  keep  the  Prince  from 
coming  in.  The  best  thing  is  for  the  Prince  to  get 
in  any  way  possible,  for  once  in,  all  will  be  easy." 

It  happened  that  there  was  a  gutter  under  the 
gate  to  carry  away  the  rain-water ;  and  when  the 
gate  was  shut  there  was  just  space  for  a  man  to 
crawl  in  on  his  belly.  The  same  guard  called  down : 
"  Let  the  Prince  come  in  by  the  hole  under  the  gate ; 
let  us  get  him  in  any  way  we  can."  Manfred  dis- 
mounted, and  was  about  to  lie  down  and  crawl  in, 
when  the  guards,  mortified  at  the  sight,  cried : 
"  Never  shall  our  Prince  enter  the  city  like  that." 
They  broke  open  the  gate,  picked  Manfred  up  in 
their  arms,  and  carried  him  triumphantly  into  the 
town.  Marchisio  rushed  out  to  stop  them,  but  the 
crowd  would  not  tolerate  disrespect;  they  forced  the 


398    ITALY  IN  THE  THIRTEENTH  CENTURY 

castellan  off  his  horse,  down  upon  his  knees,  and 
made  him  kiss  Manfred's  feet ;  they  then  conducted 
Manfred  with  cheers  into  the  royal  palace. 

From  this  time  Manfred's  fortunes  rose.  His  pos- 
session of  the  royal  treasure  enabled  him  to  hire 
troops  and  to  seduce  detachments  of  the  enemy.  He 
gained  a  victory  over  one  division  of  the  papal  army, 
and  frightened  the  cardinal  in  command  so  badly 
that  he  fled  in  terror.  This  must  have  been  bitter 
news  to  the  Pope,  who  lay  dying  in  Naples  in  the 
palace  that  had  once  belonged  to  Pier  della  Vigna. 
He  had  spent  all  his  pontificate  in  one  prolonged 
endeavour  to  break  the  House  of  Hohenstaufen, 
and  just  as  he  thought  he  had  attained  his  dearest 
wish  and  was  about  to  annex  The  Kingdom  to  the 
dominions  of  St.  Peter  came  the  report  of  Manfred's 
victory. 

Innocent  IV  was  succeeded  by  Alexander  IV,  a 
member  of  the  great  House  of  Conti  and  nephew  of 
Gregory  IX,  but  he  was  not  in  the  least  like  his  fiery 
and  magnanimous  uncle.  Alexander  was  a  man  of 
peace,  a  simple  man,  unequal  to  his  great  task.  He 
attempted  to  follow  Innocent's  deep  policy  and  tan- 
gled himself  in  intrigues.  He  entertained  diplomatic 
relations  with  Manfred,  asserted  his  kind  regard  for 
Corradino,  but  at  the  same  time  he  was  doing  all  he 
could  to  persuade  the  King  of  England  to  fit  out  an 
expedition  for  the  conquest  of  Sicily. 

In  spite  of  the  efforts  of  Alexander  IV,  Manfred 
proceeded  successfully.  As  regent  in  his  nephew's 
name  he  established  his  authority  throughout  The 
Kingdom;  but  that  title  was  not  satisfactory,  either 


MANFKED  399 

to  himself  or  to  the  realm.  A  king's  vicar  never  has 
an  authority  as  imposing  as  that  of  the  king  himself, 
and  it  was  no  time  for  a  child  to  be  at  the  head  of 
a  distracted  state.  Besides,  Corradino  was  a  German, 
and  Manfred  an  Italian.  The  perplexities  of  the  sit- 
uation, the  avowed  hostility  of  the  Pope,  were  co- 
gent arguments  that  Manfred  should  assume  the 
crown ;  the  barons  urged  him.  A  rumour  spread 
abroad  that  the  young  king  was  dead,  and  Manfred 
profited  by  the  occasion.  He  was  crowned  King  at 
Palermo  August  10,  1258,  to  the  apparent  satisfac- 
tion of  The  Kingdom. 

The  Guelfs  said  that  Manfred  himself  started  the 
report  that  Corradino  was  dead.  The  accusation,  in- 
deed, wears  the  badges  of  probability ;  the  Emperor 
Frederick  would  not  have  hesitated.  But  Manfred's 
reputation  suffers  sorely  from  his  final  defeat.  His 
enemies  had  not  only  opportunity,  but  every  motive 
to  send  the  grossest  slanders  current  through  Italy. 
They  accused  him  of  murdering  his  father,  his 
brother  Conrad,  his  younger  brother  Henry,  and 
Henry's  sons.  The  noble  Dante  believed  that  his 
sins  were  horrible,  but  not  bad  enough  to  condemn 
him  to  the  pains  of  hell.  However  the  usurpation 
may  be  judged  morally,  its  political  wisdom  was 
abundantly  proved.  Manfred  became  a  power 
throughout  Italy. 

The  new  sovereign,  as  arch  enemy  to  the  Papacy, 
was  the  natural  head  of  the  Ghibelline  party  from 
his  kingdom  to  the  Alps,  and  Manfred,  half  from 
his  own  volition  and  half  dragged  on  by  the  current 
of  events,  gradually  took  that  position.  He  cher- 


400     ITALY  IN  THE  THIRTEENTH  CENTURY 

ished  a  secret  ambition  to  become  King  of  Italy,  and 
perhaps  higher  yet ;  therefore  he  strove  to  rise  above 
the  limitations  of  party  leader  and  to  play  the  part 
of  supreme  moderator  between  the  contending  fac- 
tions. He  affected  to  regard  himself  as  his  father's 
heir  and  assumed  imperial  prerogatives.  His  first  step 
was  to  appoint  Percivalle  Doria,  the  troubadour, 
vicar-general  in  the  Duchy  of  Spoleto,  in  the  March 
of  Ancona,  and  in  Romagna.  His  next  step  in  this 
policy,  and  the  most  difficult,  was  to  take  part  in 
the  affairs  of  Lombardy ;  and  by  singular  caprice  the 
goddess  of  circumstance  seemed  to  foster  his  high 
ambition.  For  the  moment  in  all  the  northeast  of 
Italy  ordinary  political  ties  were  broken,  and  a  great 
movement  was  afoot  animated  by  a  single  purpose 
to  a  common  end. 

For  years  Ezzelino  da  Romano  had  been  growing 
more  fierce  and  terrible.  The  death  of  the  Emperor 
seemed  to  stir  him  to  greater  suspicion  and  to  still 
bloodier  deeds.  Perhaps  some  homicidal  mania 
touched  his  restless  brain.  His  energy  became  fu- 
rious, and  though  he  took  precautions  to  guard 
himself  from  sudden  attack,  he  displayed  a  satanic 
recklessness  in  creating  enemies.  His  creatures,  An- 
sedisius,  the  worthy  nephew,  and  others,  fulfilled  his 
slightest  wish,  "  desiring  more  to  please  him  than 
to  please  God."  Conspiracies,  or  rumours  of  con- 
spiracies, against  him  were  horribly  punished.  "It 
is  impossible,"  says  Rolandino,  "  to  make  mention 
of  all  and  singular  of  those  in  Verona  and  Padua 
who  were  beheaded,  or  broken  on  the  rack,  or  dragged 
on  the  ground,  or  burned  to  death,  or  blinded  or 


MANFRED  401 

horribly  mutilated.  Lord  Figura  de  Belludis,  a  wise 
and  worthy  gentleman,  was  tortured  to  death  in  the 
castle  at  Padua,  and  then  his  head  was  struck  off  in 
the  public  square.  The  like  was  done  to  Otho  de 
Zambo;  the  like  to  Monriale  de  Plebe.  Bonifacinus 
de  Robegano,  who  had  been  one  of  the  knights  in 
the  service  of  the  podesta,  was  dragged  through  the 
city  at  a  horse's  tail  by  the  podesta's  creatures,  his 
head  was  cut  off  and  his  body  burned  in  the  court- 
yard. The  next  month  seventeen  men  in  one  day, 
almost  in  one  hour,  were  flogged  to  death  in  the 
public  square  of  Padua,  then  fires  were  lighted  all 
about  and  their  bodies  burned  piece  by  piece.  .  .  . 
Where  now  are  the  innumerable,  the  laudable,  mul- 
titude of  citizens,  cruelly  scattered  and  killed  before 
their  time?  Where  is  the  abundance  of  riches  ? 
Where  are  the  towers  and  edifices  of  Padua,  its 
houses  and  places,  its  palaces  and  pleasant  habita- 
tions? By  wicked  deeds  they  have  been  swept  out 
of  Padua,  out  of  the  whole  March  of  Treviso,  and 
not  by  barbarians  or  Jews,  not  by  Medes  or  Sara- 
cens, not  by  Scythians  or  Britons,  not  by  Tartars 
or  Chaldeans." 

If  Ezzelino's  cruelty  stirred  the  people  to  revolt, 
his  treatment  of  the  clergy  and  his  protection  of 
heretics  aroused  the  Papacy.  On  the  death  of  the 
Emperor,  Innocent  IV  had  fondly  hoped  that  all 
Lombardy  would  welcome  the  Church  and  make  sub- 
mission; on  the  contrary,  Ezzelino  and  Pelavicini 
showed  themselves  stronger  than  before,  and  there 
was  danger  that  all  Lombardy  would  be  lost  to  the 
Church,  not  only  politically,  but  also  in  matters  of 


402    ITALY  IN  THE  THIRTEENTH  CENTURY 

religion.  These  Ghibelline  chiefs  laid  heavy  hands 
on  churchmen  and  church  property,  they  chased 
away  unwelcome  bishops  and  priests,  they  refused  to 
repress  heresy,  protected,  heretics,  and  would  not 
suffer  the  inquisition  to  take  its  ferret  ways.  They 
did  not  propose  to  persecute  subjects  who  would 
never  desert  them  for  the  Church.  Pelavicini  was 
bad,  but  Ezzelino  was  far  worse.  Ezzelino  refused 
the  last  rites  to  persons  condemned  to  death;  he 
parted  husbands  from  their  wives  and  forced  them 
to  marry  other  women ;  he  himself  believed  only  in 
astrology.  Under  him  the  fair  region  from  Verona 
to  Padua  was  become  a  second  Languedoc,  a  refuge 
and  breeding-place  of  heresy :  and  to  the  Church 
heresy  was  far  more  dangerous  than  the  Hohenstau- 
fens ;  they  attacked  her  walls  from  without,  but  her- 
esy sapped  them  silently  and  secretly  within. 

Matters  had  become  too  fearful  to  be  borne.  Pope 
Innocent  IV  had  proclaimed  a  crusade,  and  Alexan- 
der IV  took  up  the  cry.  He  called  on  the  cities  and  no- 
bles of  the  north  to  take  the  field  against  this  devil 
incarnate,  bade  them  assume  the  cross,  and  promised 
the  indulgences  granted  to  crusaders  that  crossed  the 
sea.  The  faithful  of  the  regions  roundabout  banded 
together,  nobles  and  gentles,  burghers  and  peasants, 
Brothers  Minor,  Dominicans,  Benedictines,  Cister- 
cians, priests,  all  took  the  cross :  — 

Vexilla  regis  prodeunt 
Fulget  crucis  mysterium,  — 

and  they  set  forth  "  like  the  Children  of  Israel  against 
the  Philistines."  Success  blessed  their  first  campaign ; 


MANFRED  403 

they  captured  Padua.  The  messenger  who  bore  the 
evil  tidings  to  Ezzelino  was  hanged  on  the  spot ;  and 
of  eleven  thousand  Paduans,  whom  he  got  into  his 
clutches,  not  two  hundred  ever  went  home  to  Padua. 
This  was  not  all ;  Ezzelino  and  Uberto  Pelavicini 
having  joined  forces,  defeated  the  crusaders  and 
made  themselves  masters  of  Brescia.  This  was  a  sad 
blow ;  but  it  may  be,  as  Rolandino  says,  "  the  part 
of  divine  mercy  to  remedy  monstrous  evils  gradually, 
to  send  deserved  punishment  in  due  time,  and  after 
long  waiting  to  allay  grave  anxiety  almost  as  it  were 
by  surprise."  His  theory  found  justification  in  the 
immediate  sequel.  Ezzelino,  too  domineering  to  share 
with  Pelavicini,  turned  him  out  and  kept  the  prize 
for  himself.  In  his  exasperation  Pelavicini  made  com- 
mon cause  with  the  Church  party.  Every  man's  hand 
was  now  against  Ezzelino,  and  King  Manfred  could 
safely  approve  the  confederates. 

Ezzelino  still  bore  himself  as  dauntlessly  as  the  day 
on  which  he  struck  down  with  his  own  sword  one  of 
the  Emperor's  German  knights  who  had  laid  violent 
hands  on  an  Italian  lady ;  he  gathered  his  soldiers 
together  and  watched  the  heavens.  Then  when  the 
signs  were  propitious,  Sagittarius  in  the  ascendant, 
the  sun  in  Virgo,  the  moon  in  Scorpio,  Saturn  in 
Aquarius,  Jupiter  retroguardus  in  Libra,  he  started 
his  campaign,  and  the  rival  armies  marched  and 
countermarched  in  the  pleasant  land  through  which 
the  Adda  runs  down  from  Lake  Como  to  the  Po. 
During  a  skirmish  an  arrow  struck  Ezzelino  in  the 
left  foot.  His  soldiers  were  frightened,  but  not  he : 
"He  hid  the  pain  of  his  wound  in  his  stout  heart, 


404    ITALY  IN  THE  THIRTEENTH  CENTURY 

like  a  strenuous  athlete  who  comes  back  hurt  from 
the  arena  and  puts  on  a  brave  and  spirited  demean- 
our so  that  those  who  have  staked  their  hopes  on 
him  shall  not  lose  confidence."  But  nothing  was  of 
avail,  for  "  the  hour  was  at  hand  which  God  himself 
had  provided  from  eternity  for  the  safety  of  Lom- 
bardy." 

Ezzelino  marched  to  the  fatal  crossing  of  the 
Adda.  If  men  could  but  foresee  the  future,  says  Ro- 
landino  (who,  like  the  men  of  his  time,  saw  strange 
affinities  between  ideas  where  we  can  only  see 
wretched  puns  upon  words),  all  Italy  would  have 
longed  for  that  crossing  as  all  good  men  had  longed 
for  the  redemption  of  the  first  man  Adam  by  the 
cross  of  Christ ;  and  he  also  discovered  a  coincidence 
of  good  omen  in  the  names  Adam  and  Adda.  The 
two  armies  joined  battle ;  fortune  went  against  Ezze- 
lino. His  soldiers  were  scattered,  and  all  his  enemies 
converging  pressed  towards  the  spot  where  he  was, 
"as  all  ponderable  things  converge  and  press  towards 
the  centre  of  the  earth."  In  such  straits,  with  his 
own  people  round  him,  the  old  warrior  tried  to  make 
his  way  to  Bergamo,  not  as  if  in  flight,  but  rather 
as  if  the  horses  were  proceeding  hither  or  thither 
careless  of  direction.  But  the  Marquis  of  Este,  feel- 
ing that  the  end  of  a  lifelong  rivalry  was  at  hand, 
together  with  Uberto  Pelavicini,  Buoso  da  Dovara, 
and  all  the  chivalry  of  the  Lombard  plain,  eager  for 
revenge,  rushed  in  like  dogs  upon  the  quarry.  One 
soldier,  burning  with  revenge,  though  Ezzelino  was 
defenceless,  dealt  him  two  or  three  blows  upon  the 
head ;  and  "  whoever  it  was  [for  Rolandino  cannot 


MANFRED  405 

forbear  his  admiration  of  the  old  man's  mettle]  de- 
served no  praise,  but  rather  the  shame  of  a  caitiff 
act."  The  crowd  pressed  about,  like  birds  of  the 
night,  chattering,  shrieking,  threatening,  to  gaze  upon 
this  man,  horrible,  terrible,  and  famous  above  all  the 
other  princes  of  the  world ;  but  Azzo  of  Este,  Uberto 
Pelavicini,  Buoso  da  Dovara,  and  all  the  knights 
assembled,  would  not  permit  so  renowned  a  man  to 
be  maltreated  by  the  actions  or  words  of  the  insist- 
ent crowd.  They  bore  him  honourably  to  the  tent  of 
Lord  Buoso  and  gave  him  in  charge  of  the  best  phy- 
sicians. But  in  vain;  Ezzelino,  wounded  or  not,  could 
not  have  lived  in  captivity ;  he  died  in  a  few  days 
and  was  buried  with  due  honour. 

As  the  Empire  ended  with  Frederick,  so  the  old 
feudal  sentiment  of  dependence  upon  the  Empire 
ended  in  Italy  with  Ezzelino.  The  other  party  chiefs, 
like  Uberto  Pelavicini,  Buoso  da  Dovara,  Martino 
della  Torre  of  Milan,  Ghiberto  da  Gente  of  Parma, 
belong  to  the  newer  period  coming  in,  when  the 
Empire  had  become  an  idea  for  the  imagination  to 
play  about  rather  than  a  practical  political  factor, 
and  petty  tyrants  set  up  their  dynasties  in  the  Lom- 
bard cities  not  as  integral  parts  of  a  great  system 
culminating  in  the  Emperor,  but  as  local  seigneurs 
each  for  himself.  Ezzelino  had  much  in  common  with 
the  men  of  this  new  type ;  they  were  self-dependent, 
individual,  and  he  was  the  extreme  type  of  individu- 
ality pushed,  except  for  this  one  tie  with  the  Empire, 
to  its  loneliest  terms,  a  hero  for  Nietzsche.  But  with 
this  attitude  towards  the  Empire,  Ezzelino  had  a 
touch  of  the  romantic  feelings  that  we  associate  with 


406     ITALY  IN  THE  THIRTEENTH  CENTURY 

the  chivalric  side  of  the  feudal  system.  He  had  ideas 
of  honour,  however  hard  it  may  be  to  trace  them  in 
his  doings;  "it  behooves  us,  he  said,  to  live  with 
honour — vivere  cum  honore"  whereas  such  an  idea 
never  seriously  crossed  the  minds  of  the  men  of  the 
newer  type.  He  has  a  touch  of  kinship  with  the 
spirit  of  Frederick  Barbarossa;  they  belong  to  the 
school  summed  up  by  Machiavelli. 

Curiously  enough,  on  Ezzelino's  overthrow  Uberto 
Pelavicini  established  a  redoubtable  power  in  Lom- 
bardy,  stronger  even  than  that  which  the  Emperor 
Frederick  had  exercised;  he  held  do  minion  over  Milan, 
Cremona,  Piacenza,  Brescia,  and  Tortona.  Nothing 
could  show  better  than  this  union  of  Milan  and  Cre- 
mona under  one  lordship  what  strange  bed-fellows  the 
course  of  Italian  politics  flung  together.  Nevertheless, 
taking  matters  on  a  large  sweep  as  we  must,  the  sym- 
pathies and  general  policy  of  the  Lombard  cities, 
Guelf  and  Ghibelline,  look  comparatively  stable. 
Though  lord  of  Milan,  Pelavicini  must  certainly  rank 
as  a  Ghibelline  chief.  He  was  excommunicated  by  the 
Church  and  on  the  best  of  terms  with  Manfred.  Man- 
fred wished  him  to  bar  the  way  against  any  invader — 
Prince  Edmund,  perhaps — who  should  come  to  claim 
the  crown  of  Sicily,  and  Pelavicini  wished  Manfred's 
aid  against  the  Pope  and  Alphonso  of  Castile  or  any 
possible  Emperor  who  might  invade  Italy  at  the 
Pope's  bidding.  The  two  were  bound  by  the  only 
bond  that  held  strong  men  in  those  days,  the  bond 
of  common  interest. 

The  Ghibelline  star  was  in  the  ascendant ;  and 
Manfred's  hopes  shone  bright.  Through  his  friend- 


MANFRED  407 

ship  with  Pelavicini  he  was  a  power  in  Lombardy; 
he  had  strong  friends  in  Piedmont;  he  had  made 
an  alliance  with  Genoa,  and  a  treaty  with  Venice. 
And  to  crown  his  prosperous  career  came  the  great 
Ghibelline  victory  at  Montaperti,  which  compelled 
the  proud  city  of  Florence  to  receive  his  royal  lieuten- 
ant and  all  Tuscany  to  submit  to  his  will  as  if  he  were 
Emperor. 

It  is  now  high  time  to  turn  to  Tuscany,  a  province 
which  at  about  the  end  of  Frederick's  reign  comes 
forward  into  the  main  current  of  events. 


CHAPTER  XXVIH 

TUSCANY  (1200-1260) 

Salntami  Toscana, 

quella  clied  6  sovrana, 

in  cui  regna  tutta  cortezia. 

KINO  ENZIO. 
Greet  Tuscany  for  me, 
A  very  queen  is  she, 
And  in  her  reigns  all  courtesy. 

IN  early  days  Tuscany  had  been  a  marquisate. 
The  last  marquis  was  the  father  of  the  Great  Count- 
ess Matilda ;  and  she  inherited  from  him  this  pro- 
vince and  much  broad  territory  besides.  Matilda  died 
(1115)  a  few  years  after  she  had  attended  the  cere- 
monies at  the  duomo  of  Modena ;  and  on  her  death 
the  cities  that  had  been  under  her  dominion  became 
to  all  intents  and  purposes  free  and  independent. 
The  Papacy  and  the  Empire  both  claimed  to  be  the 
rightful  heir  of  her  scattered  domains;  and  in  the 
disputes  between  the  two,  the  cities  found  their  op- 
portunity. The  marquisate  continued,  nominally  at 
least,  to  be  a  fief  of  the  Empire,  and  imperial  govern- 
ors rode  down  across  the  Apennines  into  the  valley 
of  the  Arno,  but  they  accomplished  little.  Under 
the  stimulus  of  self-government,  manufacture  and 
trade  grew  apace,  and  their  growth  shaped  and  de- 
termined Tuscan  history.  Economic  forces,  pushing 
their  way  to  sunshine  and  air,  displaced  the  old 
order.  Produce  demanded  a  safe  road  to  market. 


TUSCANY  409 

The  country  barons,  perched  on  hilltops,  like  eagles 
in  their  eyries,  treated  high-road,  ford,  and  moun- 
tain pass  as  opportunities  to  levy  what  tolls  they 
pleased.  As  soon  as  trade  reached  adolescence,  the 
old  system  became  intolerable.  The  early  history  of 
the  cities  is  little  more  than  a  record  of  feats  of 
arms  against  these  barons ;  every  spring  or  of tener 
the  citizens  sallied  forth  to  lay  siege  to  a  castle  or 
scale  the  walls  of  a  fortified  grange. 

In  the  course  of  time  the  barons  of  the  country 
roundabout  were  compelled  to  take  up  their  abode 
within  the  walls,  for  part  of  the  year  at  least,  and 
become  citizens.  These  unwilling  immigrants  natur- 
ally contracted  friendships  with  the  aristocracy  of 
the  city ;  together  they  made  the  patrician  class, 
and  clung  to  the  feudal  system.  Next  in  the  social 
scale,  the  principal  burghers — bankers  and  merchants 
—  made  common  cause  with  the  lesser  nobility,  and 
constituted  the  upper  middle  class;  below  them  came 
the  bulk  of  the  middle  class  —  artisans,  craftsmen 
and  the  lesser  traders ;  at  the  bottom  were  the  labour- 
ing class  which  possessed  little  or  no  political  rights. 

While  these  distinctions  of  rank  and  wealth  di- 
vided society  horizontally,  as  it  were,  into  classes,  a 
political  division  cut  athwart  class  distinctions  and 
divided  each  city  into  two  political  parties.  It  is 
hard  to  say  what  started  political  disagreements; 
nobles  fell  out  with  nobles,  neighbours  with  neigh- 
bours. They  were  all  quick  in  quarrel.  Men  joined 
this  party  or  that  for  local  or  personal  reasons,  but 
having  become  members  of  a  party  they  adopted  all 
its  cries  and  shibboleths.  Politics  were  based  on 


410     ITALY  IN  THE  THIRTEENTH  CENTURY 

appetite.  A  sea-coast  city,  like  Pisa,  which  had  re- 
ceived generous  charters  from  the  Emperor  and 
hoped  for  special  privileges  in  the  Sicilian  ports, 
professed  loyalty  to  the  Empire.  An  inland  city, 
like  Florence,  that  feared  lest  she  should  be  forced 
to  give  up  imperial  territory  which  she  had  seized 
upon  during  the  Empire's  weakness,  turned  to  the 
Pope  for  support.  The  smaller  towns  sided  with 
either  power  that  would  aid  them  against  their  am- 
bitious neighbours.  The  baronage,  always  at  enmity 
with  the  cities,  naturally  inclined  to  the  Empire. 
And  so  in  Tuscany,  very  much  after  the  same 
manner  as  in  Lombardy,  two  great  political  parties 
ranged  themselves  against  one  another.  All  the 
cities,  however,  as  well  as  all  the  barons,  recognized 
that  as  a  matter  of  political  theory  they  were  parts 
of  the  Empire,  and  in  times  of  peace  rendered  lip 
service  to  imperial  authority. 

The  Empire  not  only  claimed  ultimate  sovereignty 
over  the  cities,  but  an  immediate  jurisdiction  over 
the  small  places  and  the  country  districts  in  between 
them;  and  during  Frederick's  reign  the  imperial 
lieutenants  exercised  authority  over  these  domains, 
as  well  as  certain  sovereign  rights  over  the  cities, 
such,  for  instance,  as  imposing  podestas  of  the  Em- 
peror's choice.  When,  however,  the  imperial  power 
was  in  abeyance,  as  after  Frederick's  death  or  during 
his  wars  with  the  Papacy,  the  cities  at  once  forgot 
all  memory  of  feudal  allegiance,  fought  one  another 
for  the  strips  of  imperial  possessions  that  lay  between 
them,  and  the  loveliest  province  in  the  garden  of 
the  Empire  was  rent  into  angry  pieces.  From  the 


TUSCANY  411 

mountains  to  the  sea  a  score  of  petty  sovereignties 
spent  blood  and  treasure  in  heroic  efforts  to  increase 
their  territories. 

The  province  of  Tuscany  is  separated  from  Lom- 
bardy  by  the  curving  chain  of  the  Apennines.  After 
the  traveller  has  crossed  the  pass  near  Pontremoli 
on  the  way  southwest  from  Parma,  he  has  done 
with  waveless  plains  and  descends  into  a  lovely  land 
of  mountains,  hills,  and  valleys,  of  bank  and  brae. 
Here  the  Arno  for  a  hundred  miles  and  more  winds 
its  many-coloured  way  westward  to  the  sea.  In  those 
days  it  ran  by  noble  forests  as  well  as  castles  and 
towered  cities.  Dante  thought  but  ill  of  the  people 
it  passed  by:  for, according  to  him,  from  the  sources 
of  the  Arno  in  the  Apennines  until  the  river  renders 
up  its  waters  to  the  Mediterranean,  all  men  shun 
virtue  as  they  shun  a  snake.  The  Tuscans  are  so 
vile  that  it  seems  as  if  Circe  had  foully  metamor- 
phosed them.  The  river  first  flows  past  the  inhabit- 
ants of  the  Casentino,  "  dirty  hogs  more  worthy  of 
acorns  than  of  food  made  for  human  use;"  lower 
down  it  comes  upon  the  people  of  Arezzo,  "curs 
that  snarl  more  than  their  power  warrants,"  and 
turns  its  course  westward  to  avoid  them;  it  then 
passes  the  accursed  town  of  the  Florentines,  "  dogs 
that  behave  like  wolves/'  and  descends  at  last  to  the 
citizens  of  Pisa,  "  foxes  so  full  of  cunning  that  they 
are  afraid  of  nothing  "  (Purg.  xiv). 

But  the  outside  of  things,  whether  created  by 
nature  or  the  hand  of  man,  from  the  leaning  tower 
of  Pisa  to  the  gracious  foothills  of  the  Apennines, 
tell  nothing  of  this  depravity ;  sunshine  and  cloud, 


412    ITALY  IN  THE  THIRTEENTH  CENTURY 

stone  pine  and  flowing  river,  are  in  conspiracy  to 
make  us  think  that  even  in  the  thirteenth  century 
Tuscany  was  not  wholly  unlike  the  earthly  paradise ; 
and  every  Tuscan  city  has  now,  and  probably  had 
then,  her  own  way  of  making  the  traveller  believe 
that  it  was  for  him  rather  than  for  any  one  else  that 
she  had  built  her  churches  and  her  palaces,  her 
fountains  and  her  towers.  In  all  the  Empire  there 
was  no  fairer  province,  and  we  should  be  far  from 
the  truth  if  we  accepted  Dante's  angry  words  with- 
out qualification. 

Arezzo,  once  one  of  the  old  Etruscan  cities,  is 
memorable  to  sonneteers  and  lovers  as  the  birthplace 
of  Petrarch,  and  to  school-boys  as  that  of  Maecenas 
"  descended  from  ancestral  kings,"  the  friend  and 
patron  of  Horace.  In  the  first  half  of  our  century 
she  had  no  permanent  political  relations ;  she  took 
podestas  from  Florence,  Pisa,  Perugia,  Orvieto,  Vi- 
terbo,  Rome,  Milan,  Bologna,  and  Modena.  And, 
though  she  opened  her  gates  to  the  Emperors  that 
came,  Otto  IV  and  Frederick  II,  she  exhibited  rather 
scant  loyalty.  When  Frederick  left  after  a  brief  visit 
in  the  troubled  year,  1240,  he  railed  against  her: 
"  Store-house  of  honey  !  —  bitter  as  gall ;  a  new 
people  shall  come  and  possess  this  land."  Of  her 
sister  cities  the  nearest,  as  usual,  were  her  worst 
foes.  During  the  reign  of  the  Emperor  Frederick 
Siena  was  her  chief  enemy,  but  after  Frederick's 
death  Florence  took  Siena's  place.  And  with  regard 
to  internal  politics,  in  Arezzo,  as  in  every  other  city, 
there  were  always  two  quarrelling  parties ;  sometimes 
one,  sometimes  the  other,  was  in  power. 


TUSCANY  413 

But  Arezzo  has  a  special  interest  as  a  place  where 
the  arts  were  cultivated.  Margheritone,  celebrated  in 
his  day,  who  painted  many  portraits  of  St.  Francis, 
as  well  as  Fra  Guittone,  head  of  the  Tuscan  school 
of  poetry  that  succeeded  the  Sicilian  school,  was 
born  there.  Fra  Ristoro,  a  learned  man  of  scientific 
tastes  who  wrote  a  kind  of  encyclopedia  on  the 
Composition  of  the  World  (1282)  was  another 
citizen.  So  was  the  alchemist,  Griff olino  (Inf.  xxix- 
xxx).  And  there  was  a  group  of  virtuosi  in  Arezzo, 
whose  enthusiasm  for  art  tells  us  more  about  the 
first  dawn  of  the  Renaissance  than  all  the  chroniclers. 
Fra  Ristoro  has  left  an  account  of  them  in  connec- 
tion with  a  discovery  of  antique  vases:  "These  are 
made  of  terra  cotta,  delicate  as  wax,  perfect  in  form 
and  of  every  variety.  And  on  them  are  drawn  or 
engraved  all  sorts  of  plants,  with  leaves  and  flowers, 
all  kinds  of  animals  that  you  can  think  of,  wonderful 
in  every  respect,  and  so  perfect  that  they  surpass  the 
work  of  nature.  Two  colours  were  used,  blue  and  red, 
chiefly  red ;  and  these  colours  were  luminous  and  very 
delicate,  and  so  excellent,  that  though  they  were  under- 
ground, the  earth  did  them  no  hurt.  They  were  found 
as  fresh  in  colour  as  if  but  recently  made.  .  ..  I  ex- 
amined many  of  these  vases ;  some  of  the  figures  on 
them  were  slim,  some  fat,  one  laughed,  another 
cried,  one  was  old,  another  a  baby,  one  nude,  one 
draped,  one  in  armour,  another  not,  one  afoot,  one 
on  horseback ;  and  there  were  battles  and  attacks, 
admirable  in  every  detail;  combats  of  fishes,  birds 
and  other  creatures,  all  wonderful.  There  were  scenes 
of  hunting,  hawking,  and  fishing,  so  good  in  every  re- 


414    ITALY  IN  THE  THIRTEENTH  CENTURY 

spect  that  one  cannot  imagine  it.  ...  A  large  part  of 
a  vase  came  into  my  possession  on  which  the  designs 
were  so  natural  and  delicate,  that  when  the  connois- 
seurs saw  them  they  screamed  and  shouted  aloud  for 
joy,  and  were  quite  beside  themselves,  and  became 
perfectly  dumbfounded ;  but  the  ignoramuses  would 
have  broken  it  to  pieces,  and  flung  them  away. 
When  such  fragments  came  into  the  possession  of  a 
sculptor,  a  designer,  or  of  some  one  who  knew  about 
them,  he  preserved  them  as  if  they  were  sacred, 
wondering  how  any  men  could  in  a  vase,  by  colour 
and  design,  have  wrought  such  delicate  art.  They 
all  said,  ( These  artists  were  divine,  or  else  these 
vases  came  down  from  heaven ' ;  for  they  could  not 
understand  how  such  vases  could  be  made.  It  was 
surmised  that  this  noble  delicacy  in  art  had  been 
divinely  granted  to  the  city,  on  account  of  the 
noble  situation  in  which  the  city  stood,  because  noble 
artists  delight  in  a  noble  land  and  a  noble  land  de- 
mands noble  artists." 

Pisa,  at  the  Arno's  mouth,  was  one  of  the  three 
great  seaboard  towns  of  Italy,  and  in  the  common 
judgment  she  and  Florence  were  the  two  noblest 
cities  of  Tuscany.  Her  fame  spread  wherever  traf- 
fickers sailed,  from  the  Phoenician  coast  — 

To  where  the  Atlantic  raves 
Outside  the  western  straits. 

Her  merchant  galleys  and  her  fighting  ships  were 
familiar  sights  off  the  Balearic  Islands,  Sardinia,  and 
Sicily,  or  riding  at  anchor  in  the  ports  of  Tripoli, 
Constantinople  and  Acre.  Powerful  abroad  she  made 
herself  beautiful  at  home.  She,  too,  cultivated  the 


TUSCANY  415 

arts.  Several  Pisans  belonged  to  the  Sicilian  school 
of  poetry.  Giunta  Pisano  is  one  of  the  earliest  paint- 
ers whose  names  have  come  down  to  us.  Bonanno, 
a  worker  in  bronze,  had  been  chosen  to  cast  the  doors 
of  the  cathedral  at  Monreale.  And  when  the  Do- 
minicans at  Parma  wished  for  a  bell  that  should  be 
heard  as  far  as  Reggio,  they  employed  a  bell-maker 
of  Pisa.  But  neither  in  excellence  nor  in  renown 
could  any  of  these  arts  match  with  Pisan  architect- 
ure. There  is  no  group  of  sister  buildings  in  all 
Europe, — cathedral,  baptistery,  and  bell-tower, — 
comparable  with  hers ;  nor  is  there  any  building  west 
of  the  Parthenon  that  fetches  its  colour  from  fairy- 
land so  direct  as  they,  when  their  marble  walls  shine 
in  the  setting  sun  with  a  tender  golden  glow,  as  if 
the  imprisoned  genius  of  light  were  trying  to  force 
his  way  through  alabaster  doors.  One  thinks  of  Pisa 
as  once  a  mermaiden,  combing  her  golden  hair  with 
a  golden  comb  upon  a  summer's  day  on  the  banks  of 
the  Arno,  and  metamorphosed  by  some  enamoured 
god  into  a  beautiful  city  out  of  revenge  for  her  dis- 
dain. Pisa,  like  Siena,  was  steadfastly  loyal  to  the 
Empire,  not  from  sentiment,  but  because  she  desired 
privileges  in  Sicily,  and  because  her  rivalry  with 
Genoa  constrained  her  to  take  the  side  opposed  to 
that  which  Genoa  took.  While  the  Hohenstaufens 
prospered  she  prospered,  but  after  their  overthrow 
her  fortunes  sank  before  the  rising  power  of  Florence 
and  the  fierce  enmity  of  Genoa;  for,  as  Bro.  Salim- 
bene  says  in  his  memoirs,  "  There  is  a  natural  hatred 
between  men  and  snakes,  dogs  and  wolves,  horses 
and  griffins,  and  so  there  is  between  Pisa  and  Genoa, 


416     ITALY  IN  THE  THIRTEENTH  CENTURY 

between   Pisa  and  Lucca,  and  between   Pisa   and 
Florence." 

To  the  north  of  Pisa,  barely  ten  miles  in  a  straight 
line,  but  separated  by  Monte  Giuliano  (Inf.  xxxm, 
30),- 

per  che  i  Pisan  veder  Lucca  non  ponno,  — 
lies  Lucca,  a  city  that  casts  a  particular  spell  upon 
the  traveller.  The  cathedral  of  St.  Martin's  is  not 
beautiful  like  that  at  Pisa,  but  its  picturesque,  irreg- 
ular fagade,  with  its  great  arches  cramped  and 
squeezed  by  the  massive  campanile,,  and  its  pretty 
arcades  that  rise  in  tiers  from  the  portico  to  the  roof, 
have  a  familiar,  friendly  air,  not  untouched  by  sim- 
ple nobility,  and  with  a  special  persuasiveness  induce 
one  to  linger.  The  round  apse,  too,  is  full  of  charm. 
In  fact  the  building  is  well  worthy,  in  its  simplicity 
and  dignity,  to  house  H  Santo  Volto,  the  sacred  cru- 
cifix carved  in  wood  by  Nicodemus,  so  the  story  ran, 
on  which  the  people  of  Lucca  called  for  help  in  time  of 
trouble.  No  other  church  in  Lucca  has  as  much  exterior 
charm  as  the  duomo;  but  San  Frediano,  if  on  the 
outside  it  lacks  in  grace  and  in  the  noble  effect  of 
good  proportions,  has  a  serene  and  massive  solemnity 
within  that  no  church  in  Tuscany  and  few  churches 
elsewhere  can  match.  There  is  a  stoic  nobleness  in 
the  long  nave  that  runs,  unvexed  by  transept,  to  the 
apse,  and  in  the  walls  that  mount  solid  and  severe 
from  the  arcades  of  the  nave  to  the  roof,  broken 
only  by  small  clerestorey  windows;  and  these  stark, 
bald,  walls  in  their  archaic  simplicity  are  of  so  stern 
a  grandeur  that  the  church  would  seem  the  habita- 
tion of  some  unmerciful  deity,  if  it  were  not  that 


TUSCANY  417 

the  arcades  themselves  are  light  and  full  of  grace, 
and  that  the  floor  as  it  approaches  the  altar  mounts 
one  step,  then,  farther  on,  four  more,  and  then 
three  and  three  again,  as  if,  gathering  courage  as  it 
went,  it  rose  in  adoration  under  the  mystical  impulse 
of  a  great  yearning. 

To-day  the  cathedral,  San  Frediano,  San  Michele, 
and  their  sister  churches,  seem  what  they  are,  mere 
monuments;  but  in  those  days  they  were  places  of 
social  gathering.  All  Lucca  was  sociable,  fond  of 
seeing  what  was  going  on.  And  the  churches  were 
the  indoor  places  for  people  to  meet,  just  as  the 
piazza  was  the  outdoor  place.  Almost  the  only  music 
was  heard  in  the  churches,  and  the  people  of  Lucca 
were  very  fond  of  music.  At  the  Franciscan  monas- 
tery there,  Bro.  Vita  made  a  great  reputation  as  a 
singer.  He  sang  most  sweetly.  "  When  he  wished  to 
sing  [I  quote  Bro.  Salimbene  again]  the  nightingale, 
trilling  in  the  hedge  or  on  the  blackberry  bush,  gave 
way,  listened  intently,  and  would  not  stir  from  its 
place ;  afterwards  it  would  resume  its  song,  and  so 
the  two,  nightingale  and  monk,  sang  in  turn  their 
sweet,  enchanting  songs."  The  churches  were  the  art 
galleries,  for  all  the  sculpture  and  painting  were 
there ;  they  were  the  theatres,  for  such  theatrical 
performances  as  there  were  —  little  plays  on  sacred 
subjects,  —  were  given  in  them  under  the  charge  of 
the  priests.  Magistrates,  for  lack  of  a  public  hall, 
sometimes  exercised  their  functions  there;  guilds 
often  met  in  them ;  and  general  meetings  of  the 
citizens  were  held  in  the  cathedral.  Ecclesiastical 
festivals  brought  the  churches  familiarly  into  do- 


418    ITALY  IN  THE  THIRTEENTH  CENTURY 

mestic  life ;  and  the  common  people  spent  more  than 
half  their  summer  evenings  on  the  piazza  in  front 
of  the  duomo.  Patriotism,  pride,  and  a  fond  affec- 
tion for  familiar  things,  clustered  about  the  famous 
churches  of  every  town,  and  made  them  more  than 
home  to  the  citizens. 

Pistoia,  halfway  between  Lucca  and  Florence,  but 
a  little  to  the  north,  sitting  at  the  feet  of  the  Apen- 
nines, was  Ghibelline,  for  the  simple  reason  that  her 
two  neighbours,  Lucca  and  Florence,  were  Guelf. 
In  those  days,  when  her  monuments  were  young, — 
her  cathedral,  her  mighty  tower,  Sant'  Andrea,  San 
Bartolommeo  in  Pantano  and  San  Giovanni  Fuor- 
civitas,  —  the  city,  so  far  as  the  builder's  art  could 
make  it,  must  have  been,  if  not  charming,  at  least 
picturesque ;  and  the  zest  for  life  and  fierce  power 
of  hate  of  her  people  in  those  keen  days  gave  her  a 
quality  of  her  own.  Dante,  whose  judgments  often 
seem  so  harsh  to  us,  for  our  dull  consciences  are 
seldom  roused  to  more  than  placid  disapprobation, 
is  at  least  just  and  true  in  his  measure  of  the  thrills 
of  life ;  his  fine  spirit  was  tuned  to  the  electrical 
animation  of  mere  living  and  his  records  of  life's 
intensity  are  the  truest  we  have.  But,  except  in  his 
measures  of  the  vibration  of  passion,  he  was  as  un- 
just to  Pistoia  as  he  was  to  Arezzo,  Florence,  and 
Pisa,  and  all  the  country  through  which  the  Arno 
runs.  In  the  circle  of  thieves,  beset  with  serpents, 
most  horrible,  Dante  met  —  and  the  meeting  was  for 
the  sake  of  an  opportunity  to  berate  Pistoia  —  a  soul 
who  in  life  had  stolen  the  treasure  of  a  church  (Inf. 
xxiv,  124-26):  — 


TUSCANY  419 

"  Vita  bestial  mi  piacque,  e  non  umana, 

si  come  a  mul  ch'  io  f  ui ;  son  Vanni  Fucci 
bestia,  e  Pistoia  mi  f  u  degna  tana  ;  " 

"  Bestial  life  pleased  me,  not  human, 

Like  the  mule  that  I  was ;  I  am  Vanni  Fucci, 
A  beast,  and  Pistoia  was  a  fit  den  for  me." 

Dante  was  so  passionately  sensitive  to  passing  emo- 
tion that  each  moment  of  life  came  before  him  as 
part  of  eternity,  charged  with  the  awful  seriousness 
of  everlasting  things,  and  every  petty  sin  dragged  at 
its  heels  an  infinite  consequence  of  evil  and  woe. 

Ahi  Pistoia,  Pistoia,  che  non  stanzi 
d'  incenerarti,  si  che  piu  non  duri ! 

(Inf.  xxv,  10-11.) 

Ah,  Pistoia,  Pistoia,  why  dost  thou  not  resolve 

To  turn  thyself  to  ashes,  so  that  thou  shalt  exist  no  more ! 

It  would  be  fanciful  to  suppose  that  all  thirteenth 
century  Italy  shared  Dante's  passion ;  but  it  would 
be  equally  wrong  to  suppose  that  Dante  was  wholly 
apart  from  other  men  and  that  their  pulses  beat  as 
temperately  as  ours.  The  world  was  young,  life  was 
running  strong,  every  to-morrow  was  big  with  possi- 
bilities, energy  seemed  to  hold  all  glory  in  its  hand; 
and  the  people  in  these  little  towns  were  aquiver 
with  excitement.  The  Divine  Comedy  is  not  merely 
the  summing-up  of  mediasval  religion,  or  the  expres- 
sion of  mediaeval  belief  in  moral  law,  it  is  the  index 
of  the  human  passions  of  thirteenth  century  Italy ; 
beyond  comparison,  it  is  the  most  important  histori- 
cal record  of  the  time. 

West  of  Arezzo  and  about  thirty-five  miles  due 


420    ITALY  IN  THE  THIRTEENTH  CENTURY 

south  of  Florence  lay  Siena,  the  most  gifted  and 
most  charming  of  all  the  hill  towns  of  Italy,  as  loyal 
to  the  Empire  as  Cremona  or  Pavia,  and  as  proud  as 
the  proudest  city  of  them  all.  She,  too,  in  those 
days  was  the  gayest  of  the  gay.  There  the  Brigata 
Spendereccid,  the  Company  of  Spendthrifts,— 
Stricca  (Inf.  xxix),  "who  knew  how  to  make  his 
expenses  moderate"  Niccolo,  the  gourmet,  who  in- 
vented a  famous  dish  flavoured  with  cloves,  Caccia 
of  Asciano,  who  squandered  vineyard  and  forest, 
Abbagliato,  proud  of  his  wit,  Lano  (Inf.  xm),  who 
finally  took  his  own  life,  and  their  comrades,  — 
sowed  the  wild  crop  of  golden  oats  that  brought 
forth  a  harvest  to  be  reaped  in  hell. 

Or  f  u  giammai 

gente  si  vana  come  la  sanese  ? 
certo  non  la  francesca  si  d'assai. 

(Inf.  xxix,  121-23.) 

Now  was  there  ever 
People  so  light-minded  as  the  Sienese  ? 
Certainly  the  French  not  near  so  much. 

Siena  had  her  serious  side  as  well,  and  she  meant  to 
prove  it  to  the  world  by  her  new  cathedral. 

In  ancient  times,  so  the  story  went,  on  the  top  of 
one  of  the  hilly  summits  of  the  city,  there  had  been 
a  temple  dedicated  to  Minerva.  When  Siena  became 
Christian  a  church  built  in  honour  of  the  Virgin 
Mary  had  succeeded  to  the  temple.  This  church  had 
long  been  too  small  to  hold  all  the  people  of  the 
city,  and  it  was  determined  to  build  in  its  stead  a 
new  cathedral.  This  was  begun  before  1245.  There 
is  no  record  of  any  definite  design  and  none  of  any 


TUSCANY  421 

architect.  The  cathedral  was  the  work  of  the  city 
very  much  as  the  basilica  at  Assisi,  begun  at  about 
the  same  time,  was  the  work  of  Bro.  Elias.  There 
was  a  master  in  charge  of  the  works,  there  was  a 
committee  of  nine  elected  by  the  several  districts 
of  the  city  to  consult  with  the  master  and  determine 
what  had  best  be  done,  there  was  a  committee  of 
three,  appointed  by  the  great  council,  to  act  as 
treasurer ;  the  administrative  officers  of  the  city 
were  charged  with  making  all  needful  provisions 
for  the  work,  and  the  podesta  was  sworn  to  see 
that  the  master  of  the  works  and  the  committees 
performed  their  duties.  The  cost  was  to  be  met  by 
various  means  :  the  city  itself  should  pay  the  salaries 
of  ten  master  workmen,  and  carry  the  marble  from 
the  quarry ;  owners  of  beasts  of  burden  should  fetch 
two  loads  of  marble  every  year ;  subject  towns,  vil- 
lages and  barons  were  to  make  offerings  of  money, 
candles  or  wax;  and  every  inhabitant,  between  the 
ages  of  eighteen  and  seventy,  must  offer  a  wax  candle 
on  the  vigil  of  the  Madonna  of  the  Assumption. 
These  candles  were  sold  and  the  proceeds  paid  into 
the  church  treasury.  Besides  the  receipts  from  these 
imposts,  the  bishop  and  clergy  contributed,  while 
the  faithful  made  oblations  or  bequeathed  legacies. 
The  people,  urged  on  by  zeal  for  the  glory  of  the 
Virgin  and  by  desire  to  rival  Pisa  and  outdo  Flor- 
ence, pushed  the  work  apace,  and  by  1259  the  nave 
was  finished.  The  organic  construction  follows  the 
general  method  of  Lombard  ecclesiastical  architect- 
ure ;  but  in  the  ornamental  details  a  touch  of  the 
Gothic  style  shows  itself.  This  Gothic  influence, 


422     ITALY  IN  THE  THIRTEENTH  CENTURY 

feeble  as  it  was,  could  not  have  come  in  any 
direct  channel  from  France,  for  the  staunch  imperial 
city  would  have  rejected  any  such  interference  of 
an  alien  race.  It  probably  came  by  way  of  the 
neighbouring  monastery  of  San  Galgano,  for  the 
Gothic  style  had  been  brought  there  from  the 
southern  monastery  of  Fossanova  by  Cistercian 
monks;  and  at  this  time,  when  the  main  structure  of 
the  cathedral  was  definitely  determined,  a  monk 
from  San  Galgano,  Fra  Melano,  was  master  of  the 
works,  and  later  other  monks  from  there  succeeded 
to  his  office.  However  that  may  be,  while  Fra 
Melano  was  in  charge  the  Gothic  influence  must 
have  been  hardly  perceptible;  the  decoration  of  fin- 
ials  and  gables  belongs  to  a  later  date. 

The  building  was  not  very  well  done;  perhaps 
there  were  too  many  committees  of  citizens  with  a 
right  to-  intermeddle.  Some  critics  said  that  the 
vaults  were  cracking  and  would  fall.  All  the  master 
workmen  were  consulted;  they  reported  that  the 
alarm  was  unfounded,  that  the  vaults  need  not  be 
taken  down,  because  the  new  adjoining  vaults  would 
strengthen  them.  By  this  time  Florence  and  her 
Guelf  allies  menaced  the  city,  so  that  the  building 
must  have  been  delayed  for  a  time ;  but  the  war  was 
quickly  ended  by  the  victory  of  Montaperti,  and  the 
work  went  on  again.  A  couple  of  years  later  there 
are  records  of  work  done  on  the  roof,  and  in  1264 
the  cupola  was  finished.  The  interior  seems  to  testify 
to  the  agitated  times  through  which  the  city  was 
passing,  for  there  are  many  little  irregularities  in 
the  piers,  in  the  curves  and  angles  of  the  vaulting 


TUSCANY  423 

ribs,  and  most  of  all  in  the  cupola  itself.  These  fre- 
quent irregularities  may  be  due  to  subtle  art,  per- 
haps to  carelessness,  or  perhaps  to  the  changing 
tastes  of  the  citizens'  committees  that  succeeded  one 
another  rapidly;  they  give  a  picturesque  and  fanci- 
ful appearance,  but  the  alternate  courses  of  black 
and  white  marble  require  a  special  and  peculiar  taste. 
The  front  of  the  cathedral  was  a  plain  brick  wall, 
awaiting  marble  decoration,  for  according  to  the 
Italian  fashion  the  facade  was  mere  ornament  and  had 
no  organic  part  in  the  construction  of  the  edifice. 
Notwithstanding  these  drawbacks,  the  cathedral  of 
Siena  was  proof  of  a  rich  and  proud  commonwealth 
and  of  the  character  and  energy  of  its  citizens. 

Though  devoted  to  the  Empire,  Siena  was  no 
friend  to  the  feudal  baronage  :  she  was  a  commercial 
town,  her  aristocracy  was  chiefly  composed  of  bank- 
ers and  traders.  The  Buonsignori,  Cacciaconti, 
Squarcialupi,  Tolomei,  and  Piccolomini  had  financial 
and  commercial  relations  of  great  consequence  with 
France  and  England.  During  the  pontificate  of 
Gregory  IX,  some  of  her  bankers,  for  instance 
Solafica  Angiolieri,  grandfather  of  the  poet  Cecco 
Angiolieri,  handled  part  of  the  papal  funds ;  and  in 
England,  representatives  of  the  great  Sienese  houses 
received  and  transmitted  revenues  collected  for  the 
popes,  and  incidentally  obtained  large  gains  by  put- 
ting their  own  money  out  at  usury,  for  in  England 
the  rate  was  high. 

With  Siena,  as  with  all  other  trading  towns,  the 
first  great  need  had  been  to  sweep  away  from  the 
neighbourhood  of  her  gates  the  feudal  barons  who 


424    ITALY  IN  THE  THIRTEENTH  CENTURY 

infested  the  roads  and  laid  toll  on  passing  merchants. 
Chief  of  these  feudal  barons  were  the  Aldobran- 
deschi,  whose  seat  was  to  the  south  at  Santa  Fiora, 
in  the  Tuscan  Apennines.  Their  dominion  extended 
westward  past  Campagnatico  and  Grosseto  to  the 
sea,  and  eastward  commanded  the  high-road  to  Rome. 
They  reckoned  their  castles  and  strongholds  by  the 
hundred,  and  maintained  the  predatory  habits  of 
mediaeval  nobles  in  all  pristine  simplicity.  By  con- 
stant guerilla  war  these  turbulent  barons  to  the  south 
were  muzzled ;  but  the  warfare  to  the  north  against 
the  rising  greatness  of  Florence  was  more  serious. 
Disagreements  as  to  dominion,  rivalry  in  trade,  con- 
tention for  control  of  the  high-road  that  led  to  Rome, 
the  leaning  of  one  to  the  Empire  and  of  the  other 
to  the  Church,  maintained  a  state  of  mutual  hatred 
and  of  frequent  war. 

In  domestic  affairs  at  Siena,  as  elsewhere,  wealth 
determined  political  power ;  little  by  little  traders 
raised  themselves  to  an  equality  with  the  landed 
baronage.  By  1240  the  chief  body  in  the  govern- 
ment, the  Council  of  Twenty-four,  was  evenly  divided 
between  nobles  and  burghers.  The  two  political  par- 
ties were  called  the  Milites,  Knights,  and  the  Popolo, 
the  People;  but  these  names  are  misleading,  for 
political  divisions  did  not  coincide  with  class  dis- 
tinctions. It  often  happened  that  aristocrats,  like 
Provenzano  Salvani  who  rose  to  almost  supreme 
power,  were  on  the  People's  side,  and  that  rich 
burghers  and  many  men  of  the  lower  classes  sided 
with  the  Knights.  A  year  or  two  after  the  battle  of 
Montaperti  the  government  stood  on  a  broader  base 


TUSCANY  425 

than  before,  but  it  remained  staunchly  aristocratic. 
The  Council  of  the  Bell,  a  large  body  of  three  hun- 
dred members  or  more,  became  the  main  organ  of 
administration  and  legislation ;  while  two  great  guilds, 
the  Bankers  and  the  Retail  Traders,  had  a  special 
share  in  the  government,  their  consuls  being  ex  offi- 
do  members  of  the  Council  of  the  Bell,  and  of  the 
Committee  on  Legislation.  Siena  has  been  called  a 
city  of  shop-keepers,  but  the  government  was  in  the 
hands  of  the  aristocracy  of  finance. 

Siena  was  a  bold  and  proud  city ;  both  she  and 
Pisa  would  have  laughed  with  incredulous  scorn  at 
any  prophecy  that  they  should  both  become  tribu- 
tary to  their  hated  neighbour. 


CHAPTER  XXIX 

FLORENCE 

Ai  dolze  e  gaja  terra  fiorentina ! 
f ontana  di  valore  e  di  piagenza, 
fiore  de  F  altre,  Fiorenza ! 
qualunque  a  piii  savere  ti  tene  reina ; 
f ormata  fue  di  Roma  tua  semenza, 
e  da  Dio  solo  data  la  dotriua. 

CHIARO  DAVANZATI. 

Alas !  Sweet  and  gay  Florentine  land ! 

Fountain  of  valour  and  of  pleasantness, 

Flower  of  all  others,  Florence  ! 

Whoever  hath  most  wit  holds  thee  for  queen ; 

Thy  origin  was  wrought  by  Rome, 

And  thy  genius  given  by  God  himself. 

NONE  of  the  Tuscan  cities,  not  Siena  crowned  with 
towers,  nor  Pisa  with  her  marble  beauty  and  her 
adventurous  traffickers,  can  hope  to  rival  Florence, 
Rome's  most  famous  and  most  beautiful  daughter. 
Her  leadership  was  not  in  the  arts.  The  baptistery 
and  San  Miniato,  with  all  their  feminine  charm,  can- 
not be  put  in  the  same  rank  with  the  edifices  at  Pisa; 
she  had  no  painters,  and  no  sculptors,  of  note.  She 
had,  indeed,  produced  poets  in  abundance,  but  none 
of  conspicuous  talents.  Her  virtue  lay  in  her  energy, 
her  industry,  her  intellectual  curiosity,  her  self-con- 
fidence, her  optimism,  and  her  large  ambitions.  Her 
people  were  shrewd,  quick-witted,  gay  and  jovial. 
Friar  Salimbene,  who  was  well  acquainted  with  half 
the  cities  of  Italy  and  France,  can  never  say  enough 
of  their  gibes  and  bursts  of  merriment. 


FLORENCE  427 

But  notwithstanding  her  joy  in  living,  her  intel- 
lectual curiosity  and  her  interest  in  poetry,  the  most 
significant  circumstance  in  Florence  was  the  growth 
of  wealth.  Production  increased,  the  population  mul- 
tiplied ;  many  new  processes  in  manufacturing  were 
devised;  efficiency  and  economy  were  introduced; 
the  system  of  banking  was  improved  and  expanded. 
Experiments  of  many  kinds,  many  happy  inventions, 
preceded  so  much  success.  But  little  record  of  all 
this  industry,  of  the  lives  of  merchants,  artisans,  and 
inventors,  remains.  There  are  a  few  feudal  grants, 
a  few  deeds  of  conveyance,  books  of  mercantile  ac- 
counts, minutes  of  expenses,  that  bear  witness  to  the 
daily  affairs  of  bargain  and  sale,  of  warehouse  and 
counting-room ;  but  for  the  most  part  the  chroniclers 
and  historians  are  taken  up  with  war,  and  in  partic- 
ular with  the  strife  between  the  two  great  political 
parties.  Politics  were  almost  synonymous  with  war. 

In  the  city  of  Florence  this  division  into  parties  was 
suddenly  lighted  up,  at  least  according  to  Giovanni 
Villani,  the  historian,  by  a  romantic  tragedy.  In  the 
year  1215,  about  the  time  when  young  Frederick  II 
was  on  his  way  to  be  crowned  King  of  the  Romans 
at  Aachen,  and  King  John  of  England  was  in  mo- 
mentous conference  with  his  barons  at  Runnymede, 
a  young  gentleman  of  Florence,  Buondelmonte  de' 
Buondelmonti,  was  betrothed  to  a  girl  of  the  Amidei 
family,  who  were  of  kin  to  the  renowned  Uberti,  the 
most  powerful  family  in  the  city.  Unluckily  for 
Florence,  a  match-making  mother,  Lady  Gualdrada 
Donati,  persuaded  the  fickle  young  fellow  to  jilt  the 
girl  and  marry  her  own  beautiful  daughter.  It  was  a 


428     ITALY  IN  THE  THIRTEENTH  CENTURY 

churlish  and  dangerous  act  on  his  part.  The  Amidei 
were  people  of  consequence :  — 

La  casa  di  cbe  nacque  il  vostro  fleto, 

per  lo  giusto  disdegno  che  v'  ha  morti 

e  posto  fine  al  vostro  viver  lieto, 
era  onorata  ed  essa  e  suoi  consorti. 

O  Buondelmonte,  quanto  inal  f uggisti 

le  nozze  sue  per  gli  altrui  comfort! ! 

(Par.  xvi,  136-41.) 

The  house  of  which  was  born  your  weeping, 

(Because  of  the  righteous  indignation  which  slew  you 
And  put  an  end  to  your  joyous  life) 

Was  honoured,  both  it  and  its  allies. 

Oh  Buondelmonte,  how  wrongfully  thou  fledst 
Marriage  into  it  at  the  persuasion  of  another ! 

The  kinsmen  of  the  jilted  girl  took  great  offence, 
and  met  together  to  decide  what  should  be  done. 
Mosca  de'  Lamberti  said,  "a  thing  done  is  finished." 
Down  in  the  eighth  circle  of  Hell,  where  lie  Mo- 
hammed, Bertran  de  Born  and  other  sowers  of  dis- 
cord, Dante  met  a  ghost,  with  both  hands  cut  off, 
waving  his  bloody  stumps,  who  cried :  — 

"  Ricordera'  ti  anche  del  Mosca, 
che  dissi,  lasso  !  *  Capo  ha  cosa  f atta', 
che  fu  il  mal  seme  della  gente  tosca." 

(Inf.  xxvra,  106-08.) 

"  Thou  wilt  also  remember  Mosca, 
Who  said  (alas  !)  *  A  thing  done  is  finished ' 
Which  was  the  seed  of  evil  for  the  Tuscan  people." 

The  others  assented  to  what  Mosca  said,  and  on 
Easter  morning  they  lay  in  wait  by  the  statue  of 
Mars  at  the  head  of  the  Ponte  Vecchio ;  and  when 


FLORENCE  429 

young  Buondelmpnte,  dressed  like  a  bridegroom  all 
in  white,  came  riding  across  on  his  white  palfrey, 
they  dashed  out.  Schiatta  degli  Uberti  struck  him 
from  his  horse,  Mosca  and  Lambertuccio  degli 
Amidei  threw  themselves  upon  him,  and  others  be- 
sides shared  in  the  murder.  So,  anger  and  vengeance 
widened  the  split  between  the  political  factions.  The 
Buondelmonti  and  their  friends  ranged  themselves 
with  the  Church  party,  while  the  Uberti  and  other 
patrician  families  drew  closer  together  on  the  side 
of  the  Empire.  It  was  in  Florence,  according  to 
Salimbene,  that  the  names  Guelf  and  Ghibelline  were 
adopted.  He  says:  "In  Florence  the  Church  party 
was  called  Guelf  and  the  imperial  party  Ghibelline ; 
and  from  these  two  factions  the  parties  in  all  Tus- 
cany have  been  named  and  are  so  named  up  to  the 
present  time,  and  all  have  drunk  from  the  cup  of 
the  wrath  of  God,  and  have  drunk  it  to  the  dregs." 
It  must  be  remembered  that  political  parties  then, 
as  political  parties  do  now,  found  their  active  mem- 
bers among  those  whom  we  call  politicians,  or  else 
among  the  men  who  profited  by  the  success  of  the 
party,  and  that  the  term  Guelf  party,  for  instance, 
usually  refers  to  the  active  members  of  the  party 
and  not  to  all :  when  we  read  a  statement  in  Vil- 
lani's  history  that  the  Guelfs  were  expelled  from  a 
certain  city,  it  simply  refers  to  the  men  of  political 
consequence  in  the  party. 

From  the  time  of  the  Buondelmonte  murder  till 
after  the  Council  of  Lyons  (1245),  when  the  Em- 
peror turned  his  attention  to  the  city,  the  politics  of 
Florence  both  at  home  and  abroad  concerned  them- 


430    ITALY  IN  THE  THIRTEENTH  CENTURY 

selves  mainly  with  manufacture  and  commerce. 
Feuds  between  families,  jealousies  between  ambi- 
tious noblemen,  glitter  with  dramatic  glamour  and 
divert  the  attention  from  the  workings  of  economic 
forces,  but  those  forces  pursued  their  course  steadily 
both  within  the  walls  and  without.  The  guilds  grew 
in  wealth  and  power;  the  bankers  extended  their 
financial  operations  far  and  wide ;  the  wool  mer- 
chants imported  raw  woollen  cloth  from  Holland  and 
Flanders,  dressed  it,  dyed  it,  and  sent  it  out  again 
east,  west,  and  north;  other  trades  followed  their 
lead.  Little  by  little  these  guilds  grew  to  be  the 
main  strength  of  the  state,  and  more  and  more  gave 
an  anti-feudal  complexion  to  the  city's  policy. 

Florence's  two  principal  antagonists  were  Siena 
and  Pisa.  To  the  south  Siena  was  her  competitor 
for  the  possession  of  various  castles  and  villages  that 
lay  between  them.  To  the  west,  Pisa  was  mistress  of 
the  sea  and  wished  to  add  to  her  maritime  commerce 
the  command  of  inland  trade ;  whereas  Florence,  mis- 
tress of  the  inland  trade,  wished  free  access  to  the 
sea.  Pistoia,  too,  from  jealousies  bred  of  neighbour- 
hood and  conscious  inferiority,  was  hostile  to  Flor- 
ence. The  consequence  was  a  long  series  of  petty 
wars.  The  headings  of  Giovanni  Villani's  chapters 
read :  How  the  first  war  began  between  the  Pisans 
and  the  Florentines ;  How  the  Pisans  were  defeated 
by  the  Florentines  at  Bosco  castle;  How  the  Flor- 
entines sent  an  army  against  festoia  and  took  the 
castle  of  Carmignano  ;  How  thXFlorentines  went 
to  war  with  the  Sienese;  and  so  on.  These  wars  ter- 
minated to  the  honour  of  Florence,  for  though  the 


FLORENCE  431 

political  parties  in  the  city  were  sharply  marked,  and 
there  was  no  love  lost  between  the  patrician  fam- 
ilies and  the  trading  class,  nevertheless  all  acted  to- 
gether as  fellow-citizens  against  a  common  enemy. 

The  course  of  Florentine  history  was  rudely  dis- 
turbed at  the  beginning  of  1248.  The  Emperor, 
furious  with  the  Pope,  and  wishing  to  strike  a  hard 
blow  at  the  Church  party  in  Tuscany,  intrigued 
with  the  Uberti,  urged  them  to  seize  the  city,  and 
promised  aid.  The  Uberti,  ever  ready  for  a  fray, 
gave  the  signal  to  the  Ghibellines,  and  attacked  the 
Guelfs  in  every  district  of  the  city.  For  three  days 
the  fighting  kept  up;  mangonels  discharged  bolts 
and  stones  from  the  towers,  archers  shot  their  ar-. 
rows  from  window  and  roof,  and  round  the  barri- 
cades in  the  streets  men  fought  on  foot  with  sword 
and  pike.  At  last  the  promised  imperial  forces  came, 
Frederick  of  Antioch,  one  of  the  Emperor's  bastard 
sons,  brought  up  sixteen  hundred  German  horse, 
and  decided  the  victory.  The  Guelfs  fled  and  left 
the  city  in  possession  of  their  enemies.  But  the 
rule  of  the  Ghibelline  nobles  was  short;  on  the 
Emperor's  death  the  people  opened  the  gates  to  the 
exiled  Guelfs,  and,  for  the  moment  making  common 
cause  with  them,  set  up  a  government  known  as  the 
Primo  Popolo,  the  first  popular  government,  be- 
cause the  people,  or  rather  the  upper  middle  class, 
shared  the  power  with  the  nobility. 

The  constitution  of  the  Primo  Popolo  was  some- 
what like  the  constitution  of  Bologna  after  the  pop- 
ular revolt  in  1228,  but  Florence  preceded  Bologna 
by  several  years  in  the  appointment  of  a  captain  of 


432    ITALY  IN  THE  THIRTEENTH  CENTURY 

the  People.  As  in  Bologna,  the  government  was  a 
sort  of  partnership  between  the  commune  and  the 
confederated  guilds.  The  podesta  with  his  two  coun- 
cils, representing  the  aristocratic  party  of  the  old 
regime,  formed  the  Commune;  while  the  captain  of 
the  People,  with  his  two  councils,  representing  the 
men  of  business,  constituted  the  People.  Control  of 
the  soldiery  was  divided.  The  podesta  commanded 
the  cavalry,  composed  of  knights  and  gentlemen, 
who  for  convenience  may  be  called  the  regular  army, 
while  the  captain  of  the  People  commanded  the 
trainbands.  To  complete  the  government,  there  was 
a  board  of  Ancients,  and  a  privy  council;  and  finally 
a  parliament  of  the  enfranchised  citizens,  which 
sometimes  had  the  privilege  of  voting  aye  or  no  on 
important  matters. 

The  Primo  Popolo  made  a  great  name  for  itself. 
The  new  government  drew  upon  the  energies  and 
abilities  of  the  trading  classes  as  well  as  of  the  no- 
bility, and  raised  Florence  to  the  first  place  among 
Tuscan  cities.  It  extended  its  dominion  over  castles 
and  towns  near  and  far;  it  brought  Pisa  and  Siena  to 
terms.  It  began  the  palace  of  the  podesta,  now  the 
Bargello,  it  built  the  bridge,  Ponte  alia  Trinita,  it 
erected  walls  to  defend  the  district  across  the  Arno ; 
and  achieved  its  most  enduring  title  to  fame  by 
coining  the  florin,  a  new  coin  of  pure  gold,  with  the 
lily  of  Florence  stamped  on  one  side  and  St.  John 
Baptist  on  the  other.  The  swelling  trade  of  Florence 
soon  sent  these  florins  far  and  wide.  Commerce 
needed  such  a  coin  and  even  rival  cities  made  use  of 
it,  to  the  proud  satisfaction  of  all  patriotic  Floren- 


FLORENCE  433 

tines,  as  this  anecdote,  told  by  Giovanni  Villani, 
shows :  "  Some  florins  were  brought  to  the  King  of 
Tunis,  who  was  a  wise  and  worthy  man ;  he  was  much 
pleased  with  them,  tested  them,  found  them  of  the 
finest  gold  and  praised  them  very  much.  He  had  his 
interpreters  explain  to  him  the  stamp  and  the  words, 
and  learned  that  they  were  'St.  John  Baptist'  and, 
on  the  lily  side,  'Florentia.'  Seeing  that  it  was  the 
money  of  Christians,  he  sent  for  Pisan  merchants 
and  asked  them,  what  rank  this  Florentia,  which  had 
coined  these  florins,  held  among  Christian  cities. 
The  Pisans  answered  contemptuously : '  They  are  our 
inland  Arabs/  which  was  tantamount  to  saying, 
'Our  men  of  the  wilderness/  The  king  remarked 
shrewdly:  'It  does  not  seem  money  of  Arabs;  and  you, 
Pisans,  what  gold  coins  have  you? '  At  that  they  were 
ashamed  and  had  nothing  to  say.  Then  he  asked  if 
there  was  any  merchant  from  Florence  about,  and  a 
man  from  Oltrarno  [the  district  across  the  Arno] 
was  found,  Perla  Balducci,  a  very  intelligent  man. 
The  king  questioned  him  concerning  the  condition 
and  position  of  Florentines,  whom  the  Pisans  made 
out  to  be  their  Arabs ;  and  he  answered  sensibly, 
describing  the  greatness  and  magnificence  of  Flor- 
ence, and  how  Pisa  in  comparison  was  not  half  of 
Florence  in  power  and  in  people,  that  the  Pisans  did 
not  have  any  gold  money,  and  that  the  florin  was  a 
sign  of  the  superiority  of  the  Florentines  and  of  the 
many  victories  they  had  won  against  the  Pisans.  At 
this  the  Pisans  were  put  to  shame,  and  the  king,  on 
account  of  the  florins  and  of  what  our  intelligent 
citizen  had  said,  gave  the  Florentines  free  entry  and 


434    ITALY  IN  THE  THIRTEENTH  CENTURY 

permitted  them  to  have  business  houses  and  a  church 
in  Tunis  and  the  same  privileges  as  the  Pisans.  And 
I  learned  this  fact  from  Perla  aforesaid,  a  trustworthy 
man,  whom  I  met  in  the  office  of  the  Priory  in  the 
year  of  Our  Lord,  1316,  he  being  ninety  years  old, 
and  in  good  health  and  possession  of  his  faculties." 
Indeed  the  florin  at  this  time  sums  up  the  history  of 
Florence. 

The  city  was  nothing  like  as  large  as  it  is  now. 
The  walls  ran  well  within  the  sites  of  Santa  Croce  to 
the  east,  of  the  Palazzo  Riccardi  to  the  north,  and 
of  Santa  Maria  Novella  to  the  west ;  the  main  city, 
excluding  Oltrarno,  measured  about  a  thousand  yards 
east  and  west  by  eight  hundred  north  and  south.  In 
poca  piazza  fa  mirabil  cose:  within  this  little  space 
the  people  of  Florence  were  destined  to  achieve  a 
glory  second  only  to  the  glory  of  Athens. 

For  ten  years  the  Primo  Popolo  ran  its  brilliant 
career.  Then  the  see-saw  of  politics  shifted  its  bal- 
ance under  the  rising  fortunes  of  King  Manfred. 
The  bold  Uberti,  restless  intriguers,  and  their  fellow 
nobles,  conspired  to  overthrow  the  popular  govern- 
ment ;  the  plot  was  discovered,  one  of  the  Uberti  was 
killed  in  fight,  another  caught  and  beheaded.,  and 
the  rest  with  their  adherents  fled  to  Siena.  Here,  in 
contravention  of  a  treaty  between  Florence  and  Siena, 
they  were  hospitably  received  by  the  haughty  Ghi- 
belline  leader,  Provenzano  Salvani.  This  provocation 
was  hardly  needed  to  prick  the  two  cities  to  a  quar- 
rel, for  war  was  the  normal  relation  between  them. 
Each  side  raided  the  territories  of  the  other.  The 
Florentines  in  one  foray  captured  the  royal  banner 


FLOKENCE  435 

of  King  Manfred,  who  had  sent  some  troopers  to 
Siena.  The  Sienese  gave  back  as  good  as  they  got, 
at  least  so  their  report  went.  A  member  of  the  rich 
mercantile  house  of  the  Cacciaconti  wrote  to  his  fac- 
tor in  France  that  the  Florentines  were  afraid :  "  We 
wish  you  to  know,  Giacomo  [he  writes],  that  we  are 
put  to  great  expense  and  ado,  on  account  of  the  war 
with  Florence.  It  will  make  a  big  hole  in  our  purse, 
but  we  will  scotch  Florence  so  that  we  shall  never 
have  to  pay  attention  to  her  again,  if  God  will  only 
keep  King  Manfred  from  harm,  God  bless  him. ...  In 
the  city  are  eight  hundred  horsemen  to  bring  death 
and  destruction  to  Florence.  And  know  that  they  are 
so  afraid  of  us  and  of  our  cavalry  that  they  all  disap- 
pear, and  no  matter  where  they  are  never  wait  to  meet 
us.  When  we  marched  to  Colle,  they  withdrew  horse 
and  foot  as  far  as  Barberino ;  but  when  we  had  com- 
pleted our  devastations  and  had  returned  to  Siena,  they 
advanced  again.  As  soon  as  we  heard  this,  all  went 
out,  cavalry  and  infantry  and  marched  against  them. 
We  proceeded  as  far  as  Poggibonsi ;  there  we  learned 
that  they  had  fled  and  gone  away.  We  sent  our  in- 
fantry back  to  Siena,  but  our  cavalry  went  in  pursuit, 
and  chased  them  like  cowards  from  hill  to  hill,  and 
we  went  burning  and  ravaging  within  four  miles  of 
Florence.  So  you  can  see  that  they  are  afraid  of  us, 
and  you  may  be  sure  that  this  year,  please  God,  we 
will  give  them  the  malanno  [a  fearful  curse]." 

These  forays  were  of  little  military  consequence; 
both  sides  prepared  for  a  great  battle.  The  Sienese 
obtained  reinforcements  from  Pisa  and  other  friendly 
towns,  together  with  the  eight  hundred  German 


436    ITALY  IN  THE  THIRTEENTH  CENTURY 

cavalry  sent  by  King  Manfred.  The  burghers  of 
Florence  called  on  all  the  Guelf  towns  of  Tuscany 
to  send  aid.  Two  Guelf  nobles,  Count  Guido  Guerra, 
almost  the  only  member  of  his  house  to  espouse  the 
Guelf  cause,  and  Tegghiaio  Aldobrandi,  spoke  loudly 
against  the  expedition,  for  they  understood  the 
great  superiority  of  the  German  mercenaries  and 
the  Ghibelline  Knights  over  the  Florentine  militia; 
but  in  vain.  Every  city  of  Tuscany  under  Guelf 
dominion,  —  Lucca,  Pistoia,  Prato,  Volterra,  San 
Miniato,  San  Gimignano,  —  sent  up  its  tale  of  men; 
Perugia  from  Umbria,  Orvieto  from  St.  Peter's 
Patrimony,  and  even  Bologna  from  beyond  the 
Apennines,  furnished  troops.  There  was  scarce  a 
family  in  Florence  that  did  not  contribute  one  or 
two  men  at  the  least.  Dante's  uncle,  Brunetto  di 
Bellincione,  Coppo  di  Marcovaldo,  the  painter,  the 
poets  Chiaro  Davanzati  and  Pallamidesse  fought  in 
the  battle.  There  were  said  to  be  three  thousand 
horse  and  thirty  thousand  foot.  The  Ghibellines 
were  greatly  outnumbered,  but  Count  Aldobrandino 
of  Santa  Fiora,  Count  Giordano,  King  Manfred's 
cousin,  Farinata  degli  Uberti,  head  of  the  family, 
and  Provenzano  Salvani,  was  each  a  host  in  himself, 
and  the  Ghibelline  nobles  were  far  better  disciplined 
than  the  Florentine  troops. 

The  Guelf  army  marched  on  Siena  with  the  gay 
gonfalons  of  the  trainbands  fluttering  over  each 
company  and  the  great  red  and  white  banner  of 
Florence  flying  at  the  flagstaff  of  the  carroccio; 
everybody  felt  confident  of  victory. 

In   Siena   there   was   much   alarm.    Within   the 


FLOKENCE  437 

duomo  the  clergy,  led  by  the  bishop,  barefoot, 
walked  round  in  solemn  procession,  singing  hymns 
and  praying  that  as  God  had  been  pleased  to  deliver 
Nineveh  through  the  fasting  and  prayer  of  her 
people,  so  might  He  now  be  pleased  to  deliver  Siena 
from  the  malignant  wrath  of  the  Florentines.  And 
outside,  through  the  city  streets,  the  head  of  the 
council,  the  venerable  Buonaguida,  barefoot,  bare- 
headed and  in  his  shirt,  led  a  great  crowd  to  the 
duomo,  saying :  "  Virgin  Mary,  aid  us  in  our  great 
need  and  rescue  us  from  the  paw  of  these  lions  that 
seek  to  devour  us."  At  the  door  the  bishop  met 
Buonaguida,  and  the  two  marched  in  front  of  the 
procession  to  the  altar  of  the  Virgin,  where  they 
knelt  and  prayed.  Buonaguida  prostrated  himself 
at  full  length  and  said :  "  Virgin,  glorious  queen 
of  heaven,  mother  of  sinners,  I  a  miserable  sinner 
give,  grant  and  enfeoff  thee  with  this  city  of  Siena 
and  its  territory;  and  I  pray  thee,  sweetest  mother, 
that  it  may  please  thee  to  accept  it,  although  our 
frailty  is  great  and  our  sins  are  many.  Consider  not 
our  offences.  Guard  the  city,  I  beseech  thee.  Defend 
and  save  her  from  the  hands  of  the  perfidious  Flor- 
entine hounds,  and  from  all  who  would  oppress  her 
or  subject  her  to  suffering  and  ruin."  The  bishop 
then  mounted  the  pulpit  and  preached  a  most  beau- 
tiful sermon,  admonishing  the  people  by  good  ex- 
amples; and  he  begged  and  commanded  that  all 
should  embrace  one  another,  forgive  all  injuries,  go 
to  confession,  take  communion,  and  all  be  good 
friends,  and  that  they  commend  the  city  to  the 
protection  of  the  saints. 


438    ITALY  IN  THE  THIRTEENTH  CENTURY 

When  the  bishop  had  finished  his  discourse,  the 
crowd  fell  into  line,  —  the  crucifix  at  the  head,  a 
band  of  monks,  the  cross  of  the  duomo,  a  company 
of  priests,  the  red  banner,  the  bishop  barefoot  and 
Buonaguida  in  his  shirt,  the  canons  of  the  duomo 
barefoot  and  bareheaded,  a  multitude  of  women  also 
barefoot,  many  with  their  hair  dishevelled,  —  and 
so  the  procession  wound  through  the  city,  all  sing- 
ing hymns  or  repeating  paternosters.  Other  means 
were  not  neglected.  A  very  rich  banker,  Messer 
Salimbene  dei  Salimbeni,  lent  118,000  gold  florins 
to  the  state  without  interest,  in  order  to  enable  it  to 
pay  the  soldiers.  He  brought  the  money  on  a  cart 
covered  with  scarlet  and  decked  with  olive  branches. 
Attempts  also  were  made,  not  without  success,  to 
stir  up  treason  in  the  Guelf  army.  The  German  mer- 
cenaries were  given  double  pay  and  bidden  make 
mince  meat  of  the  malignant  Florentines;  the 
Italian  troops  were  marshalled  and  harangued ;  all 
feasted  upon  many  kinds  of  roast  dishes  and  excel- 
lent sweets,  and  drank  good  wines  most  abundantly. 
Thus  fortified,  in  the  name  of  God,  of  the  Virgin 
Mary  and  of  St.  George  they  marched  to  the  fray. 

The  Florentine  army  had  halted  four  or  five 
miles  east  of  Siena,  near  the  heights  of  Montaperti 
and  not  far  from  the  river  Arbia.  The  stories  of  the 
battle  disagree.  The  victors  ascribe  the  victory  to 
their  valour  and  to  that  of  their  allies;  the  van- 
quished attribute  it  to  the  defection  of  their  own 
men.  According  to  Villani,  as  the  Sienese  drew  near, 
many  men  of  Ghibelline  sympathies  in  the  Floren- 
tine army,  both  horse  and  foot,  went  over  to  join 


FLORENCE  439 

them ;  and  at  the  onset,  when  the  German  cavalry 
were  charging,  some  of  the  Florentines,  Ghibellines 
at  heart,  turned  traitors  and  one  of  them,  Bocca 
degli  Abati,  smote  off  the  hand  of  the  horseman 
who  was  carrying  the  banner;  the  banner  fell,  no 
man  knew  whom  to  trust,  all  was  confusion.  The 
Florentine  cavalry  fled  first;  the  foot-soldiers  fol- 
lowed. The  rout  was  complete;  the  slaughter  was 
so  great  that  the  Arbia  ran  red  with  blood.  Florence 
lost  "  the  flower  of  her  youth,"  and  her  allies  were 
scattered  far  and  wide.  No  attempt  was  made  to 
defend  the  city ;  the  exiles  returned  triumphantly, 
and  established  their  own  government  with  Count 
Guido  Novello  (a  kinsman  of  Guido  Guerra)  as  po- 
desta  on  behalf  of  King  Manfred.  The  Ghibelline 
chiefs  held  a  council  of  war,  and  all  were  of  the 
opinion  that  Florence,  their  arch  enemy,  should  be 
razed  to  the  ground,  excepting  only  Farinata  degli 
Uberti,  who  said  that  he  would  defend  her  with  his 
sword,  even  if  he  had  to  fight  alone  (Inf.  x,  91- 
93):  — 

"  Ma  fu'  io  sol  colk,  dove  sofferto 

fu  per  ciascuno  di  torre  via  Fiorenza, 
colui  che  la  difesi  a  viso  aperto." 

But  I  was  the  only  man  there,  where  it  was  agreed 
By  every  one  to  do  away  with  Florence, 
Who  defended  her  openly  face  to  face. 

By  his  opposition  the  city  was  saved,  but  she  was 
obliged  to  give  up  her  conquests ;  and  all  Tuscany, 
even  Lucca,  became  subject  to  Ghibelline  dominion. 
King  Manfred's  star  was  in  the  ascendant.  Uberto 
Pelavicini  and  Buoso  da  Dovara  upheld  his  cause  in 


440    ITALY  IN  THE  THIRTEENTH  CENTURY 

tbe  north  j  his  daughter  Constance  married  Prince 
Peter  of  Aragon ;  the  rival  candidates  for  the 
Empire,  Richard  of  Cornwall  and  Alphonso  of  Cas- 
tile did  nothing  to  assert  their  titles  ;  Corradino  was 
still  a  little  boy,  too  young  to  set  up  any  claim  to 
the  Sicilian  crown ;  the  King  of  England  was  so  busy 
with  his  rebellious  barons  that  he  had  no  thought 
or  means  to  spare  for  the  furtherance  of  his  son 
Edmund's  claim ;  and  Pope  Alexander  IV  was  a  mild 
old  man  of  small  danger  to  anybody.  Turn  in  what 
direction  he  would  King  Manfred  found  the  sky 
blue  and  cloudless.  He  hunted  with  his  hounds,  he 
followed  his  hawks,  he  smiled  -his  winning  smile  at 
many  a  lovely  lady,  he  wrote  sonnets,  and  in  the  cool 
of  day  he  rode  out  into  the  country  with  his  Sicilian 
minstrels,  singing  canzoni  and  strambotti.  Like  his 
father  he  encouraged  the  things  of  the  mind.  Clad 
always  in  green,  with  his  fair  hair  and  his  merry 
blue  eyes,  he  was  in  his  epicurean  way  as  charming 
a  person  as  any  in  Europe,  excepting  only  the  noble, 
religious,  King  Louis  of  France.  These  two,  even  in 
their  charm,  were  as  unlike  as  men  can  be;  in  their 
youth,  while  the  gay  Italian  boy  was  singing  his 
songs  to  the  ladies  of  Apulia,  with  dusky  Saracens 
on  guard  at  the  castle  gates,  King  Louis  was  sacri- 
ficing health,  wealth  and  the  lives  of  innumerable 
Frenchmen  in  the  deserts  of  Egypt  to  the  glory  of 
God.  And  destiny,  or  rather  the  Church,  dealt  a 
poetical  judgment  of  her  own  kind  to  each.  Manfred 
she  cursed,  dethroned,  and  hounded  to  death  ;  Louis 
she  blessed  and  canonized. 

END    OF   VOLUME   I 


T   Y  K   R   H  E    X  I    AN 


UNIVERSITY  OF  TORONTO 
LIBRAE 


Acme    Library    Card    Pocket 

Under  Pat.  "  Ref.  Index  File." 
Made  by  LIBRARY  BUREAU